ACHIEVE LIFE SCIENCES, INC. (Form: 8-K, Received: 09/21/2018 16:10:22)

ACHIEVE LIFE SCIENCES, INC.

Date: September 21, 2018

/s/ John Bencich

John Bencich

Chief Financial Officer

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 20, 2018

ACHIEVE LIFE SCIENCES, INC.

(Exact name of Registrant as Specified in Its Charter)


Delaware	033-80623	95-4343413
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

1001 W. Broadway, Suite 400 Vancouver, BC		V6H 4B1
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s Telephone Number, Including Area Code: (604) 736-3678

N/A

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07

Submission of Matters to a Vote of Security Holders.

The Special Meeting of Stockholders of the Company was held on September 20, 2018. The following is a brief description of each matter voted upon and the certified voting results.

(1) Approval of the Company’s 2018 Equity Incentive Plan:


For	Against	Abstain	Broker Non-votes
736,659	72,624	12,379	2,115,111

Pursuant to the foregoing votes, this matter was approved.

(2) Ratification of the approval by the Board of Directors of an amendment to the bylaws of the Company to allow for participation in stockholder meetings by means of virtual meeting technology (the “ Virtual Meeting Amendment ”):


For	Against	Abstain	Broker Non-votes
2,697,386	185,786	53,601	0

Pursuant to the foregoing votes, the approval by the Board of Directors of the Virtual Meeting Amendment was ratified.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.