FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
| For the month of: March, 2020 | Commission File Number: 001-13354 |
BANK OF MONTREAL
(Name of Registrant)
|
100 King Street West 1 First Canadian Place Toronto, Ontario Canada, M5X 1A1 |
129 rue Saint-Jacques Montreal, Quebec Canada, H2Y 1L6 |
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| (Executive Offices) | (Head Office) | |
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☐ Form 40-F ☒
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
INCORPORATION BY REFERENCE
The information contained in this Form 6-K and any exhibits hereto shall be deemed filed with the Securities and Exchange Commission (“SEC”) solely for purposes of incorporation by reference into and as part of the following registration statements of the registrant on file with and declared effective by the SEC:
| 1. |
Registration Statement – Form F-3 – File No. 333-217200 |
| 2. |
Registration Statement – Form F-3 – File No. 333-214934 |
| 3. |
Registration Statement – Form S-8 – File No. 333-191591 |
| 4. |
Registration Statement – Form S-8 – File No. 333-180968 |
| 5. |
Registration Statement – Form S-8 – File No. 333-177579 |
| 6. |
Registration Statement – Form S-8 – File No. 333-177568 |
| 7. |
Registration Statement – Form S-8 – File No. 333-176479 |
| 8. |
Registration Statement – Form S-8 – File No. 333-175413 |
| 9. |
Registration Statement – Form S-8 – File No. 333-175412 |
| 10. |
Registration Statement – Form S-8 – File No. 333-113096 |
| 11. |
Registration Statement – Form S-8 – File No. 333-14260 |
| 12. |
Registration Statement – Form S-8 – File No. 33-92112 |
| 13. |
Registration Statement – Form S-8 – File No. 333-207739 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| BANK OF MONTREAL | ||||||
| By: |
/s/ Thomas E. Flynn |
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| Name: | Thomas E. Flynn | |||||
| Title: | Chief Financial Officer | |||||
| Date: March 20, 2020 | By: |
/s/ Barbara M. Muir |
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| Name: | Barbara M. Muir | |||||
| Title: | Corporate Secretary | |||||
EXHIBIT INDEX
| Exhibit | Description of Exhibit | |
| 99.1 | Press Release – Joint Statement by Canadian Banks and Life Insurance Companies Regarding Annual Meeting Planning | |
Exhibit 99.1
JOINT STATEMENT BY CANADIAN BANKS AND LIFE INSURANCE COMPANIES
REGARDING ANNUAL MEETING PLANNING
TORONTO, ON, March 20, 2020 – This is a joint statement issued by BMO, CIBC, Canadian Western Bank, Laurentian Bank, National Bank, RBC, Scotiabank, TD Bank, Great-West Lifeco, Canada Life, Manulife and Sun Life. Each of us is actively monitoring COVID-19 developments and the directives from public health and government authorities for group gatherings and social distancing, and we have been taking a series of proactive precautionary measures to help support the health and well-being of our employees, clients and the general public. This degree of care and concern extends to all of our shareholders and policyholders, and we have been carefully considering alternatives for our respective annual meetings.
The health and well-being of our employees, clients, investors and communities is our collective priority. In line with the latest directives from public health and government authorities, we have jointly obtained a court order that allows us to hold our annual meetings, in whole or in part, using electronic means. The order permits our meetings to be conducted over one or more of webcasting, teleconference or other electronic means, in each case in addition to, or instead of, an in-person meeting, and permits alternative means for distributing meeting materials. The order was obtained because Canadian banks and insurance companies are not permitted to conduct an electronic annual meeting in lieu of an in-person meeting without relief from the court.
We believe these precautions are prudent measures to protect the health and well-being of our stakeholders, while supporting shareholder and policyholder engagement and their ability to attend and exercise their rights.
The specific arrangements for each annual meeting will be announced separately prior to the scheduled date. We encourage our shareholders and policyholders to visit our websites in advance of our annual meetings for the most current information.
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Bank of Montreal BMO Life Assurance Company Media Relations Paul Gammal (416) 867-3996 paul.gammal@bmo.com
Investor Relations Jill Homenuk (416) 867-4770 jill.homenuk@bmo.com |
The Bank of Nova Scotia Media Relations Laura Mergelas (437) 244-7863 (m) | (416) 285-2639 (o) laura.mergelas@scotiabank.com |
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Canadian Imperial Bank of Commerce Media Relations Tom Wallis (416) 980-4048 tom.wallis@cibc.com |
Canadian Western Bank Investor Relations Chris Williams (780) 508-8229 chris.williams@cwbank.com |
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Laurentian Bank of Canada Media Relations Hélène Soulard (514) 926-3295 (m) (514) 284-4500 x 40015 (o) helene.soulard@lbcfg.ca |
National Bank of Canada Media Relations Marie-Pierre Jodoin (514) 394-4209 mariepierre.jodoin@nbc.ca
Investor Relations Marianne Ratté 1-866-517-5455 investorrelations@nbc.ca / relationsinvestisseurs@bnc.ca |
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Royal Bank of Canada RBC Life Insurance Company Media Relations Gillian McArdle (416) 842-4231 gillian.mcardle@rbc.com
Investor Relations Asim Imran (416) 955-7804 asim.imran@rbc.com |
The Toronto-Dominion Bank Media Relations Julie Bellissimo (416) 965-6050 julie.bellissimo@td.com
Investor Relations Gillian Manning (416) 308-6014 gillian.manning@td.com |
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Great-West Lifeco Inc. The Canada Life Assurance Company Media Relations Liz Kulyk (204) 926-5012 media.relations@canadalife.com
Investor Relations Deirdre Neary (416) 552-3208 deirdre.neary@canadalife.com |
Manulife Financial Corporation The Manufacturers Life Insurance Company Media Relations Brooke Tucker-Reid (647) 528-9601 brooke_tucker-reid@manulife.com
Investor Relations Adrienne O’Neill (416) 926-6997 adrienne_oneill@manulife.com |
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Sun Life Financial Inc. Sun Life Assurance Company of Canada Media Relations Rajani Kamath (416) 979-6070 rajani.kamath@sunlife.com
Investor Relations Leigh Chalmers (647) 256-8201 investor.relations@sunlife.com |