SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

Form 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of: April, 2021

Commission File Number: 002-09048

 

 

THE BANK OF NOVA SCOTIA

(Name of registrant)

 

 

44 King Street West, Scotia Plaza 8th floor, Toronto, Ontario, M5H 1H1

Attention: Secretary’s Department (Tel.: (416) 866-3672)

(Address of Principal Executive Offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F  ☐                Form 40-F  ☒

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

This report on Form 6-K shall be deemed to be incorporated by reference in The Bank of Nova Scotia’s registration statements on Form S-8 (File No. 333-199099) and Form F-3 (File No. 333-228614) and to be a part thereof from the date on which this report is filed, to the extent not superseded by documents or reports subsequently filed or furnished.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    THE BANK OF NOVA SCOTIA
Date: April 13, 2021     By:   /s/ Nives Gaiotto
      Name: Nives Gaiotto
      Title:   Assistant Corporate Secretary


EXHIBIT INDEX

 

Exhibit

  

Description of Exhibit

99.1    Voting Results

Exhibit 99.1

THE BANK OF NOVA SCOTIA

Annual Meeting of Shareholders

April 13, 2021

REPORT OF VOTING RESULTS

in accordance with section 11.3 of National Instrument 51-102

Continuous Disclosure Obligations

The following matters were voted upon at the Annual Meeting of Shareholders of The Bank of Nova Scotia (the “Bank”) held on April 13, 2021 via webcast and teleconference. Each of the matters is described in greater detail in the Notice of the 189th Annual Meeting of Shareholders and Management Proxy Circular available at www.scotiabank.com in the Investor Relations section.

 

1.

Election of Directors

Each of the 12 nominees listed in the Management Proxy Circular was elected as a Director of the Bank.

Nominee

 

Votes For

 

% For

 

Votes Withheld

 

% Withheld

Nora A. Aufreiter

  594,334,675   92.63%   47,283,934   7.37%

Guillermo E. Babatz

  596,773,341   93.01%   44,845,268   6.99%

Scott B. Bonham

  637,272,498   99.32%   4,346,111   0.68%

Lynn K. Patterson

  640,401,482   99.82%   1,134,673   0.18%

Michael D. Penner

  637,554,300   99.38%   3,981,855   0.62%

Brian J. Porter

  639,593,291   99.70%   1,942,864   0.30%

Una M. Power

  596,850,416   93.02%   44,762,693   6.98%

Aaron W. Regent

  592,913,079   92.41%   48,700,030   7.59%

Calin Rovinescu

  637,052,654   99.29%   4,560,455   0.71%

Susan L. Segal

  634,028,809   98.82%   7,589,800   1.18%

L. Scott Thomson

  590,928,923   92.10%   50,689,686   7.90%

Benita M. Warmbold

  596,771,737   93.01%   44,846,872   6.99%

 

2.

Appointment of Auditors

KPMG LLP were appointed as auditors of the Bank.

 

Votes For

 

% For

 

Votes Withheld

 

% Withheld

640,853,383   98.25%   11,391,955   1.75%

 

3.

Advisory vote on non-binding resolution on executive compensation approach

 

Votes For

 

% For

 

Votes Against

 

% Against

390,075,986   60.80%   251,545,219   39.20%


4.

Shareholder Proposal No. 1

 

Votes For

 

% For

 

Votes Against

 

% Against

 

Abstentions*

102,827,721   16.08%   536,815,728   83.92%   1,933,065

 

5.

Shareholder Proposal No. 2

 

Votes For

 

% For

 

Votes Against

 

% Against

 

Abstentions*

86,889,438   13.59%   552,403,283   86.41%   2,299,439

 

6.

Shareholder Proposal No. 3

 

Votes For

 

% For

 

Votes Against

 

% Against

 

Abstentions*

42,241,681   6.74%   584,466,188   93.26%   14,913,227

*An abstention is counted as present for quorum purposes, but is not counted as a vote cast in determining whether the requisite majority of votes cast has approved the proposal.

 

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