UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
ESS TECH, INC.
(Exact name of Registrant as specified in its charter)
Delaware | 98-1550150 | |||
(State of incorporation or organization) | (I.R.S. Employer Identification No.) | |||
26440 SW Parkway Ave., Bldg. 83 Wilsonville, Oregon 97070 |
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(Address of principal executive offices including zip code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered |
Name of each exchange on which each class is to be registered |
|
Common Stock, $0.0001 par value per share Warrants, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 |
The New York Stock Exchange The New York Stock Exchange |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-257232
Securities to be registered pursuant to Section 12(g) of the Act: None
Explanatory Note
This Registration Statement on Form 8-A (the Registration Statement) is being filed by ESS Tech, Inc. (the Registrant or the Company), formerly known as ACON S2 Acquisition Corp., with the Securities and Exchange Commission (the SEC) in connection with the transfer of the listing of the Companys Common Stock, par value $0.0001 per share (the Common Stock), and its warrants to purchase shares of the Companys Common Stock (the Warrants) from The Nasdaq Stock Market LLC (Nasdaq) to the New York Stock Exchange. The transfer of the listing is scheduled to occur at the opening of trading on October 11, 2021.
Item 1. Description of Registrants Securities to be Registered
Registrant is hereby registering the Common Stock and the Warrants.
A description of the Common Stock and the Warrants registered hereunder is set forth under the headings Description of STWOs SecuritiesNew ESS Common Stock and Description of STWOs SecuritiesWarrants in the Registrants definitive proxy statement/prospectus dated as of September 14, 2021 and filed with the SEC on September 14, 2021 and included in the Registrants Registration Statement on Form S-4 (File No. 333-257232), initially filed with the SEC on June 21, 2021, as subsequently amended, and is incorporated herein by reference.
Item 2. Exhibits
Under the Instructions as to Exhibits section of Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are to be registered on the New York Stock Exchange and the securities to be registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: October 8, 2021 |
ESS TECH, INC. | |||||
By: | /s/ Craig Evans | |||||
Craig Evans President |