FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
| For the month of: December, 2021 | Commission File Number: 001-13354 |
BANK OF MONTREAL
(Name of Registrant)
|
100 King Street West 1 First Canadian Place Toronto, Ontario Canada, M5X 1A1 |
129 rue Saint-Jacques Montreal, Quebec Canada, H2Y 1L6 |
|
| (Executive Offices) | (Head Office) | |
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☐ Form 40-F ☑
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
INCORPORATION BY REFERENCE
The information contained in this Form 6-K and any exhibits hereto shall be deemed filed with the Securities and Exchange Commission (“SEC”) solely for purposes of incorporation by reference into and as part of the following registration statements of the registrant on file with and declared effective by the SEC:
| 1. |
Registration Statement – Form F-3 – File No. 333-237342 |
| 2. |
Registration Statement – Form F-3 – File No. 333-214934 |
| 3. |
Registration Statement – Form S-8 – File No. 333-191591 |
| 4. |
Registration Statement – Form S-8 – File No. 333-180968 |
| 5. |
Registration Statement – Form S-8 – File No. 333-177579 |
| 6. |
Registration Statement – Form S-8 – File No. 333-177568 |
| 7. |
Registration Statement – Form S-8 – File No. 333-176479 |
| 8. |
Registration Statement – Form S-8 – File No. 333-175413 |
| 9. |
Registration Statement – Form S-8 – File No. 333-175412 |
| 10. |
Registration Statement – Form S-8 – File No. 333-113096 |
| 11. |
Registration Statement – Form S-8 – File No. 333-14260 |
| 12. |
Registration Statement – Form S-8 – File No. 33-92112 |
| 13. |
Registration Statement – Form S-8 – File No. 333-207739 |
| 14. |
Registration Statement – Form S-8 – File No. 333-237522 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| BANK OF MONTREAL | ||||||
| By: |
/s/ Tayfun Tuzun |
|||||
| Name: | Tayfun Tuzun | |||||
| Title: | Chief Financial Officer | |||||
| Date: December 3, 2021 | By: |
/s/ Barbara M. Muir |
||||
| Name: | Barbara M. Muir | |||||
| Title: | Corporate Secretary | |||||
EXHIBIT INDEX
| Exhibit | Description of Exhibit | |
| 99.1 | Consolidated Capitalization of Bank of Montreal | |
Exhibit 99.1
CONSOLIDATED CAPITALIZATION OF BANK OF MONTREAL
The following table sets forth the consolidated capitalization of the Bank at October 31, 2021.
|
As at October 31, 2021 |
||||
|
(in millions of Canadian dollars) |
||||
|
Subordinated Debt |
6,893 | |||
|
Total Equity |
||||
|
Preferred Shares(1) and Other Equity Instruments(2) |
5,558 | |||
|
Common Shares |
13,599 | |||
|
Contributed Surplus |
313 | |||
|
Retained Earnings |
35,497 | |||
|
Accumulated Other Comprehensive Income |
2,556 | |||
|
Total Equity |
57,523 | |||
|
Total Capitalization |
64,416 | |||
Notes:
| (1) |
Preferred Shares classified under Total Equity consist of Class B Preferred Shares Series 27, 29, 31, 33, 38, 40, 42, 44 and 46. For more information on the classification of Preferred Shares, please refer to Note 16 of the audited consolidated financial statements of Bank of Montreal for the year ended October 31, 2021. |
| (2) |
The Other Equity Instruments described under Total Equity consist of Additional Tier 1 Capital Notes and Limited Recourse Capital Notes, Series 1. Please refer to Note 16 of the audited consolidated financial statements of Bank of Montreal for the year ended October 31, 2021. |