UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) October 24, 2015

 

PACIFIC GREEN TECHNOLOGIES INC.

 

  (Exact name of registrant as specified in its charter)

 

Delaware   000-54756   n/a
(State or other jurisdiction of
incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

 5205 Prospect Road, Suite 135-226, San Jose, CA

  95129
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code (408) 538-3373

 

N/A
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

   

 

 

Item 1.01 Entry into a Material Definitive Agreement .

 

On October 24, 2015, our company entered into a marketing and consulting agreement (the “ Agreement ”) with Red Rock Marketing Media, Inc. (“ Red Rock ”) wherein Red Rock will provide investor relations and business advisory services to us for a period of 40 business days starting on or before the 10 business days after compensation is received from Red Rock. Pursuant to the terms of the Agreement, we will to pay $100,000 in cash by October 29, 2015.

 

Item 9.01 Financial Statements and Exhibits.
   
10.1 Investor Relations Agreement dated October 24, 2015 between Pacific Green Technologies Inc. and Red Rock Marketing Media, Inc.

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 

 

  PACIFIC GREEN TECHNOLOGIES INC.
   
Date: December 21, 2015 /s/ Neil Carmichael
  Neil Carmichael
  President and  Director
     

  

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Exhibit 10.1

 

Red Rock Marketing Media, Inc.

 

Marketing & Consulting Services

 

November 19, 2015

 

This letter agreement ("the agreement") will confirm our agreement and understanding whereby Pacific Green Technologies Inc. herein referred to as ("Client") of has engaged in a contract with Red Rock Marketing Media, Inc. a NV incorporated company herein referred to as ("RRMM" or "Provider") of 10870 W. Charleston Blvd. STE 120, Las Vegas, NV B9135 and whereas the parties are entering into this agreement for good and valuable consideration in the sum of $100,000.00 US.

 

1. Term.

 

The Client hereby retains RRMM to provide services listed below for a period of up to 40 business days starting on or before 10 business days after compensation is received and cleared.

 

2. Services.

 

The Client is retaining the services of RRMM in order to assist in its public relations, investor relations, and marketing outreach efforts.

 

3.) Fees and Expenses

 

A.) The Client is to compensate RRMM on or before November 27, 2015, $100,000.00 US. (Wire Instructions are enclosed.)

 

4. Indemnification

 

A. The client understands that RRMM cannot undertake to verify the accuracy of information that the client (or someone on behalf of the client) provides to RRMM, or information included in material that has been prepared by RRMM and approved by the client. The client shall protect, defend, indemnify and hold harmless RRMM, and it's officers, directors, employees, shareholders, representatives, from and against any and all loses, liabilities, claims, counter claims, damages, deficiencies, judgments, demands, actions, proceedings, costs and expenses (including reasonable attorney's fees, disbursements and other charges) in regard to the performance of services provided under this agreement, by RRMM, provided that such services are performed consistent with this agreement. The client does not indemnify RRMM for any acts or services that RRMM may perform that are negligent, misleading, false or in violation of any securities laws or regulations.

 

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B. The client hereby represents, warrants and agrees that all information that it or Its employees, officers, directors or affiliates (or any person on the client's behalf) provides to RRMM for dissemination will comply with any and all federal and state securities laws and the rules and regulations of any applicable self regulating securities association and securities exchange. All such information will be true and accurate, will fairly represent the client's situation and will not contain any misleading information or omit any information, which would make the information that was provided materially misleading.

 

5. Independent Contractor. RRMM and the client understand and agree that RRMM is an independent contractor and is not authorized to obligate or commit the company in any manner. RMMS acknowledges that it will perform its services in compliance with the securities laws and regulations and will make proper disclosures under Rule 17(b) with respect to all email or printed material it disseminates or causes to be disseminated.

 

6. Entire Agreement. This agreement constitutes the entire agreement between RRMM and the client with respect to consulting services. This agreement supersedes all prior agreements or understandings between RRMM and the client.

 

7. Amendments. RRMM and the client may amend, supersede or modify this agreement only in writing signed by each of RRMM and the client. The terms of this agreement shall not be disclosed to a third party, except that RRMM may disclose the amount of its compensation pursuant to any disclosure requirement in accordance with securities laws and regulations.

 

8. Governing Law. This agreement will be governed and construed in accordance with the laws of the state of Nevada without regard to any principles of conflicts of law.

 

9. Counterparts. RRMM and the client may execute this agreement in two counterparts each of which will be considered an original but all of which together will constitute one and the same instrument.

 

10.  No Liability

 

Red Rock Marketing Media, Inc. and The Client are not responsible or liable for any press releases, articles and stories that are published by third party media sources. Any actions done by third parties unattached to the parties herein are not in correlation with any warranty. If this agreement correctly describes our understanding, please sign this agreement. A Facsimile or electronic transmission of this signed agreement shall be legal and binding on all parties hereto. This agreement shall go into effect upon first date written below:

 

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Red Rock Marketing Media, Inc.

 

per RRMM:

  

Nick Manteris : /s/ NICK MANTERIS Date: 11/19/2015  
  electronic signature shall suffice    

 

Client Business Name: Pacific Green Technologies Inc.

 

Signature: /s/ Neil Carmichael Date: 12/11/2015  
       
Print Name: NEIL CARMICHAEL    
       
Title CEO    

 

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Please Send Payment to:

 

See below wire information.

 

Wire Transfer Info

 

BANK NAME: Bank of America
   
BANK ADDRESS: 900 Nevada Hwy Boulder City, NV 89005 USA
   
BANK PHONE: 702-654-6000
   
SWIFT CODE: BOFAUS3N
   
ABA ROUTING tt: 026009593
   
ACCOUNT #: 501008397706
   
BENEFICIARY NAME: Red Rock Marketing Media, inc.
   
  1367 Wyoming Street Boulder City, NV 89005

 

 

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