SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

  

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of November 2020

 

Alterity Therapeutics Limited

(Name of Registrant)

 

Level 3, 460 Bourke Street, Melbourne, VIC 3000, Australia

(Address of Principal Executive Office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒     Form 40-F ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): __

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): __

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes ☐     No ☒

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _____

 

This Form 6-K is being incorporated by reference into our Registration Statement on Form S-8 (Files No. 333-248980 and 333-228671) and our Registration Statements on Form F-3 (Files No. 333-249311, 333-231417 and 333-250076).

 

 

 

 

 

 

Alterity Therapeutics Limited

 

6-K   Items
 
99.1   Results of Annual General Meeting

  

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  ALTERITY THERAPEUTICS LIMITED
    (Registrant)
     
  By: /s/ Geoffrey Kempler
    Geoffrey Kempler,
    Executive Chairman

 

November 18, 2020

 

 

2

 

 

Exhibit 99.1

 

 

 

COMPANY ANNOUNCEMENT

(ASX: ATH)

RESULTS OF ANNUAL GENERAL MEETING

 

Wednesday, 18th November 2020

 

The Company wishes to advise that all resolutions contained in the Notice of Meeting were carried by poll.

 

In accordance with ASX Listing rule 3.13.2 and Section 251AA(1) of the Corporations Act 2001, the following page provides information in relation to the proxy votes received for each resolution considered by Members of the Company at the Annual General Meeting held today.

 

The Chairman voted undirected proxies in his control in favour of all resolutions.

 

Resolution 1,8 and 9 are resolutions that required 75% approval to be passed. This threshold has been achieved and these resolutions passed.

 

On behalf of the Board

 

 

Phillip Hains

Company Secretary

Alterity Therapeutics Limited

 

Level 3, 62 Lygon Street, Carlton

Victoria Australia 3053

Telephone: 61 3 9824 5254

Facsimile: 61 3 9822 7735

 

Page 1 of 2 

 

 

 

ALTERITY THERAPEUTICS LIMITED
2020 Annual General Meeting
Wednesday, 18 November 2020
Results of Meeting

 

The following information is provided in accordance with section 251AA(2) of the Corporations Act 2001 (Cth) and ASX Listing Rule 3.13.2.

 

Resolution details   Instructions given to validly appointed proxies
(as at proxy close)
  Number of votes cast on the poll
(where applicable)
  Resolution
Result
Resolution   Resolution
Type
  For   Against   Proxy’s
Discretion
  Abstain   For   Against   Abstain*   Carried /
Not Carried
Resolution 1 Non-binding resolution to adopt Remuneration Report   Ordinary   315,711,326 95.56%   9,937,610 3.01%   4,750,186 1.43%   1,491,519   320,461,512 96.99%   9,937,610 3.01%   1,491,519   Carried
Resolution 2 Re-Election of Director - Mr Peter Marks   Ordinary   328,101,326 94.56%   14,126,458 4.07%   4,750,186 1.37%   2,047,576   332,851,512 95.93%   14,126,458 4.07%   2,047,576   Carried
Resolution 3 Re-Election of Director - Mr Lawrence Gozlan   Ordinary   327,812,822 94.47%   14,369,638 4.14%   4,795,186 1.39%   2,047,900   332,608,008 95.86%   14,369,638 4.14%   2,047,900   Carried
Resolution 4 Approval to refresh and amend 2004 ASX Plan   Ordinary   314,850,243 95.33%   10,602,641 3.21%   4,845,086 1.46%   1,592,572   319,695,329 96.79%   10,602,641 3.21%   1,592,572   Carried
Resolution 5 Approval to refresh and amend 2018 ADS Plan   Ordinary   315,582,587 95.52%   10,039,236 3.04%   4,751,688 1.44%   1,517,032   320,334,275 96.96%   10,039,236 3.04%   1,517,032   Carried
Resolution 6 Ratification of prior issue of shares   Ordinary   330,079,772 95.15%   12,094,124 3.48%   4,750,188 1.37%   2,010,679   334,829,960 96.51%   12,094,124 3.49%   2,010,679   Carried
Resolution 7 Approval for issue of securities   Ordinary   323,146,414 92.86%   20,083,404 5.77%   4,750,186 1.36%   1,055,537   327,896,600 94.23%   20,083,404 5.77%   1,055,537   Carried
Resolution 8 Amendment to Company constitution   Special   330,873,819 95.54%   10,672,653 3.08%   4,762,186 1.38%   2,716,885   335,636,005 96.92%   10,672,653 3.08%   2,716,885   Carried
Resolution 9 Approval of 10% Placement issue   Special   330,287,704 95.05%   12,705,141 3.65%   4,511,756 1.30%   1,521,040   334,799,460 96.34%   12,705,141 3.66%   1,521,040   Carried

  

* Votes cast by a person who abstains on an item are not counted in calculating the required majority on a poll.