UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 5, 2021 (December 29, 2020)
FINSERV ACQUISITION CORP.
(Exact Name of Registrant as Specified in Charter)
| Delaware | 001-39116 | 84-2704291 | ||
|
(State
or Other Jurisdiction
of Incorporation) |
(Commission
File Number) |
(IRS
Employer
Identification No.) |
|
c/o
Ellenoff Grossman & Schole LLP
New York, New York |
10105 | |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: (646) 965-8218
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
| Units, each consisting of one share of Class A Common Stock, and one-half of one Redeemable Warrant | FSVRU | The NASDAQ Stock Market LLC | ||
| Class A Common Stock, par value $0.0001 per share | FSRV | The NASDAQ Stock Market LLC | ||
| Redeemable Warrants | FSRVW | The NASDAQ Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On December 29, 2020, FinServ Acquisition Corp. (the “Company”) held its 2020 annual meeting of stockholders (the “Meeting”). At the Meeting, stockholders (i) re-elected one director to serve as the Class I director on the Company’s board of directors (“Board”) until the 2023 annual meeting of stockholders or until his successor is duly elected and qualified and (ii) ratified the selection by the audit committee of the Board of WithumSmith+Brown, PC (“Withum”) to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2020.
Set forth below are the final voting results for each of the proposals:
Proposal No. 1 – Election of director
Aris Kekedjian was re-elected to serve as the Class I director. The voting results were as follows:
| For | Against | Abstain | Broker Non-Votes | |||||
| Aris Kekedjian | 13,562,856 | 0 | 5,215,537 | 0 |
Proposal No. 2 – Ratification of independent registered public accounting firm
The Company’ stockholders ratified the selection of Withum to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2020. The voting results were as follows:
| For | Against | Abstain | Broker Non-Votes | |||
| 18,777,382 | 955 | 56 | 0 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: January 5, 2021
| FINSERV ACQUISTION CORP. | ||
| By: | /s/ Lee Einbinder | |
| Name: | Lee Einbinder | |
| Title: | Chief Executive Officer | |
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