UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of November 2021

 

Commission File Number: 001-38307

 

RETO ECO-SOLUTIONS, INC.

(Translation of registrant’s name into English)

 

c/o Beijing REIT Technology Development Co., Ltd.

Building X-702, 60 Anli Road, Chaoyang District, Beijing

People’s Republic of China 100101

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒      Form 40-F ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which
registered
Common Shares, par value $0.001   RETO   Nasdaq Capital Market

  

 

 

 

 

On November 23, 2021, local time, Reto Eco-Solutions, Inc. (the “Company”) held its 2021 annual meeting of shareholders (the “Annual Meeting”).  The number of shares of common stock entitled to vote at the Annual Meeting was 27,579,501 shares. The number of shares of common shares present or represented by valid proxy at the Annual Meeting was 11,434,509 shares. The proposals are described in detail in the Company’s Proxy Statement filed with the U.S. Securities and Exchange Commission on October 29, 2021. The final results for the votes regarding each proposal are set forth below.

 

  1. That the following constitutes the number of votes voted with respect to the following persons as Directors of the Company.

 

    FOR     WITHHOLD  
HENGFANG LI     11,416,318       18,191  
GUANGFENG DAI     11,417,019       17,490  
SHUHUA MA     11,417,226       17,283  
AUSTIN HUANG     11,416,718       17,791  
ZHI LI     11,417,023       17,486  
ZHIZHONG HU     11,416,763       17,746  
LIDONG LIU     11,417,023       17,486  

 

Accordingly, each such person has been duly elected as a Director to hold such office until the 2021 Annual Meeting of Shareholders or until his or her successor is elected and shall qualify.

 

  2. That the following constitutes the number of shares voted with respect to the ratification of YCM CPA, Inc. to serve as the independent registered public accounting firm of the Company for the fiscal year ended December 31, 2021.

 

FOR   AGAINST   ABSTAIN
11,425,250   8,849   410

 

Accordingly, YCM CPA, Inc. has been ratified to serve as the independent registered public accounting firm of the Company for the fiscal year ended December 31, 2021.

 

  3. That the following constitutes the number of shares voted with respect to the authorization and approval of the Company’s 2021 Equity Incentive Plan.

 

FOR   AGAINST   ABSTAIN
11,188,764   240,680   5,065

 

Accordingly, the Company’s 2021 Equity Incentive Plan has been authorized and approved.

 

1 

 

EXHIBIT INDEX

 

Exhibit No.   Description
99.1   Press Release dated November 24, 2021.

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: November 24, 2021 RETO ECO-SOLUTIONS, INC.
     
  By: /s/ Hengfang Li
  Name: Hengfang Li
  Title: Chief Executive Officer and Director

 

 

3

 

 

Exhibit 99.1

 

 ReTo Eco-Solutions Inc. Announces Results of 2021 Annual Meeting of Shareholders

BEIJING, November 24, 2021 – ReTo Eco-Solutions, Inc. (NASDAQ: RETO) (“ReTo” or the “Company”) a provider of technology solutions for the improvement of ecological environments, today announced the results of the Company’s 2021 Annual General Meeting of Shareholders (the “Annual Meeting”) held at its executive office X-702, 60 Anli Road, Chaoyang District, Beijing, China at 9:00 a.m., Beijing Time, on Tuesday, November 23, 2021.

At the Annual Meeting, ReTo Eco-Solutions Inc.’s shareholders:

1. Elected seven directors, each to serve a term expiring at the Annual Meeting of Shareholders in 2022 or until their successors are duly elected and qualified;

 

2. Ratified the appointment of YCM CPA, Inc. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021;

 

3. Approved the 2021 Equity Incentive Plan.

About ReTo Eco-Solutions, Inc. (NASDAQ: RETO)

Founded in 1999, ReTo Eco-Solutions,Inc. (NASDAQ: RETO), through its proprietary technologies, systems and solutions, is striving to bring clean water and fertile soil to communities worldwide. The Company offers a full range of products and services, ranging from the production of environmentally-friendly construction materials, environmental protection equipment, and manufacturing equipment used to produce environmentally-friendly construction materials, to project consulting, design, and installation for the improvement of ecological environments, such as ecological soil restoration through solid waste treatment. For more information, please visit: http://en.retoeco.com

 

 

Forward-Looking Statements

This press release contains forward-looking statements. Forward-looking statements include statements concerning plans, objectives, goals, strategies, future events or performance, and underlying assumptions and other statements that are other than statements of historical facts. When the Company uses words such as “may,” “will,” “intend,” “should,” “believe,” “expect,” “anticipate,” “project,” “estimate,” or similar expressions that do not relate solely to historical matters, it is making forward-looking statements. Specifically, the Company’s statements regarding: 1) the ability of additional features and customized configurations on its machinery and equipment products to attract new customers; 2) the ability of the growth of its business to resume in the near future; and 3) the further spread of COVID-19 or the occurrence of another wave of cases and the impact it may have on the Company’s operations are forward-looking statements. Forward-looking statements are not guarantees of future performance and involve risks and uncertainties that may cause the actual results to differ materially from the Company’s expectations discussed in the forward-looking statements. These statements are subject to uncertainties and risks including, but not limited to, the following: the Company’s goals and strategies; the Company’s future business development; product and service demand and acceptance; changes in technology; economic conditions; the growth of the construction industry in China; reputation and brand; the impact of competition and pricing; government regulations; fluctuations in general economic and business conditions in China and assumptions underlying or related to any of the foregoing and other risks contained in reports filed by the Company with the Securities and Exchange Commission. For these reasons, among others, investors are cautioned not to place undue reliance upon any forward-looking statements in this press release. Additional factors are discussed in the Company’s filings with the U.S. Securities and Exchange Commission, which are available for review at www.sec.gov. The Company undertakes no obligation to publicly revise these forward-looking statements to reflect events or circumstances that arise after the date hereof.

 

For more information, please contact:

ReTo Eco-Solutions, Inc.

Giorgio Zhao

Beijing Phone: +86-010-64827328

ir@retoeco.com or 310@reit.cc