FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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1. Name and Address of Reporting Person * Mathews Anil | 2. Issuer Name and Ticker or Trading Symbol Near Intelligence, Inc. [ NIR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO and Chairman |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person | |
Rule 10b5-1(c) Transaction Indication
☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 3/23/2023 | A(1) | 5,079,301 | A | (2) | 5,079,301 | I | See Footnote (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (4) | 3/23/2023 | A | 1,380,326 | (4) | (4) | Common Stock | 1,380,326 | $0 | 1,380,326 | D |
Remarks: Exhibit 99.1 - Joint Filer Information (filed herewith) Exhibit 99.2 - Joint Filing Agreement (filed herewith) |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Mathews Anil 100 W WALNUT ST. SUITE A-4 PASADENA, CA 91124 | X | X | CEO and Chairman | ||
CECIL CAPITAL PTE. LTD. 160 ROBINSON ROAD #20-03 SINGAPORE, U0 068914 | X |
Signatures | ||
/s/ Anil Mathews | 3/27/2023 | |
**Signature of Reporting Person | Date | |
/s/ Anil Mathews, Chief Executive Officer of Cecil Capital Pte. Ltd. | 3/27/2023 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
EXHIBIT 99.1
JOINT FILER INFORMATION
Other Reporting Person(s)
1. CECIL CAPITAL PTE. LTD.
Item | Information | |||
Name: |
CECIL CAPITAL PTE. LTD.
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Address: |
160 Robinson Road, #20-03 Singapore 068914
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Designated Filer: |
Anil Mathews
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Date of Event Requiring Statement (Month/Day/Year):
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March 23, 2023 | |||
Issuer Name and Ticker or Trading Symbol:
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NEAR INTELLIGENCE, INC. [NIR] | |||
Relationship of Reporting Person(s) to Issuer:
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10% Owner | |||
If Amendment, Date Original Filed (Month/Day/Year):
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Not Applicable | |||
Individual or Joint/Group Filing: |
Form filed by More than One Reporting Person
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Signature: | CECIL CAPITAL PTE. LTD. | |||
By: | /s/ Anil Mathews | |||
Name: | Anil Mathews | |||
Title: | Chief Executive Officer | |||
Date: | March 27, 2023 |
EXHIBIT 99.2
JOINT FILING AGREEMENT
March 27, 2023
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the applicable exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
Date: March 27, 2023
ANIL MATHEWS | ||
/s/ Anil Mathews | ||
CECIL CAPITAL PTE. LTD. | ||
By: | /s/ Anil Mathews | |
Name: | Anil Mathews | |
Title: | Chief Executive Officer |