|
|
|
|
|
Delaware
|
|
000-52008
|
|
54-1560050
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
|
o
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
o
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
o
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
o
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
Trading Symbol
|
Name of each exchange on which registered
|
Common Stock, $0.001 par value per share
|
LUNA
|
The Nasdaq Stock Market LLC
|
Item 5.07.
|
Submission of Matters to a Vote of Security Holders
|
|
FOR
|
|
WITHHELD
|
||
Warren B. Phelps, III
|
16,897,533
|
|
|
48,841
|
|
Mary Beth Vitale
|
16,925,477
|
|
|
20,897
|
|
|
FOR
|
|
AGAINST
|
|
ABSTAIN
|
|
BROKER NON-VOTES
|
||||
|
16,386,017
|
|
|
272,191
|
|
|
288,166
|
|
|
9,063,703
|
|
|
FOR
|
|
AGAINST
|
|
ABSTAIN
|
|
|||
|
25,756,066
|
|
|
15,654
|
|
|
238,357
|
|
|
|
FOR
|
|
AGAINST
|
|
ABSTAIN
|
|
BROKER NON-VOTES
|
|||||
|
16,626,848
|
|
|
73,908
|
|
|
245,618
|
|
|
9,063,703
|
|
|
Luna Innovations Incorporated
|
||
|
|
|
By:
|
|
/s/ Scott A. Graeff
|
|
|
Scott A. Graeff
President and Chief Executive Officer
|