NEW YORK MORTGAGE TRUST, INC.
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(Exact name of registrant as specified in its charter)
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Maryland
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001-32216
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47-0934168
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(State or other jurisdiction of
incorporation) |
(Commission File Number)
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(IRS Employer Identification No.)
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90 Park Avenue
New York, New York 10016 |
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(Address of zip code of
principal executive offices) |
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Registrant’s telephone number, including area code:
(212) 792-0107
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of Each Class
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Trading Symbol(s)
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Name of Each Exchange on Which Registered
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Common Stock, par value $0.01 per share
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NYMT
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NASDAQ Stock Market
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7.75% Series B Cumulative Redeemable Preferred Stock, par value $0.01 per share, $25.00 Liquidation Preference
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NYMTP
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NASDAQ Stock Market
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7.875% Series C Cumulative Redeemable Preferred Stock, par value $0.01 per share, $25.00 Liquidation Preference
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NYMTO
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NASDAQ Stock Market
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8.000% Series D Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share, $25.00 Liquidation Preference
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NYMTN
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NASDAQ Stock Market
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Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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For
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Against
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Abstain
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Broker Non-Votes
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89,788,820
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3,076,450
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1,389,914
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82,593,397
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1 Year
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2 Years
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3 Years
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Abstain
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90,988,376
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795,855
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1,574,043
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896,910
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For
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Against
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Abstain
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Broker Non-Votes
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88,315,393
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4,548,469
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1,391,322
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82,593,397
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For
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Against
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Abstain
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Broker Non-Votes
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169,471,447
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5,185,216
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2,191,918
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N/A
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Exhibit No.
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Description
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New York Mortgage Trust, Inc. 2017 Equity Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the Commission on May 15, 2017).
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Amendment No. 1 to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan.
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NEW YORK MORTGAGE TRUST, INC.
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(Registrant)
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Date: June 28, 2019
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By:
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/s/ Steven R. Mumma
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Steven R. Mumma
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Chief Executive Officer
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