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Delaware
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001-34927
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57-6218917
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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Delaware
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001-34926
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20-3812051
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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o
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of Each Class
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Trading Symbol(s)
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Name of Each Exchange on Which Registered
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Shares representing beneficial interests in Compass Diversified Holdings
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CODI
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New York Stock Exchange
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Series A Preferred Shares representing Series A Trust Preferred Interest in Compass Diversified Holdings
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CODI PR A
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New York Stock Exchange
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Series B Preferred Shares representing Series B Trust Preferred Interest in Compass Diversified Holdings
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CODI PR B
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New York Stock Exchange
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Emerging growth company
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o
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For
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Withheld
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Broker Non-Vote
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Harold S. Edwards
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19,347,911
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11,578,025
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23,100,917
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Sarah G. McCoy
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21,062,655
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9,863,281
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23,100,917
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For
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Against
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Abstain
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Broker Non-Vote
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19,292,378
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10,989,019
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644,539
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23,100,917
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For
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Against
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Abstain
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Broker Non-Vote
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53,304,046
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521,087
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201,720
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N/a
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Date: May 29, 2019
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COMPASS DIVERSIFIED HOLDINGS
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||
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By:
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/s/ Ryan J. Faulkingham
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Ryan J. Faulkingham
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Regular Trustee
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Date: May 29, 2019
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COMPASS GROUP DIVERSIFIED HOLDINGS LLC
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By:
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/s/ Ryan J. Faulkingham
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Ryan J. Faulkingham
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Chief Financial Officer
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