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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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Florida | 86-0787790 | |
(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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2151 LeJeune Road, Suite 150-Mezzanine, Coral Gables, FL
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33134
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(Address of principal executive offices)
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(Zip Code)
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Title of each class
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Name of each exchange on which registered
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Common Stock, $0.015 par value per share
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None
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Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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Smaller reporting company
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Exhibit
No.
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Description
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Incorporated by Reference
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2.1 | Preferred Stock Purchase Agreement between Logica Holdings Inc., T Squared Partners LLC and T Squared Investments LLC., dated October 4, 2007. | Incorporated herein by reference to Exhibit 2.1 in the Company’s Current Report on Form 8-K, filed on October 15, 2007. | ||
3.1 | Articles of Incorporation of Dolphin Digital Media, Inc. dated December 3, 2014. | Incorporated herein by reference to Exhibit 3.1 in the Company’s Current Report on Form 8-K, filed on December 9, 2014. | ||
3.2 | Bylaws of Dolphin Digital Media, Inc. dated December 3, 2014. | Incorporated herein by reference to Exhibit 3.2 in the Company’s Current Report on Form 8-K, filed on December 9, 2014. | ||
4.1 | Registration Rights Agreement dated October 4, 2007, between Logica Holdings and T Squared Partners LLC, and T Squared Investments LLC. | Incorporated herein by reference to Exhibit 4.5 in the Company’s Current Report on Form 8-K, filed on October 15, 2007. | ||
4.2 | Letter Agreement with T Squared Investments LLC, dated July 29, 2009. | Incorporated herein by reference to Exhibit 4.6 in the Company’s Annual Report on Form 10-K for the year ended December 31, 2009, (the “2009 Form 10-K”). | ||
4.3 | Subscription Agreement with T Squared Investments LLC, dated July 29, 2009. | Incorporated herein by reference to Exhibit 4.7 in the Company’s 2009 Form 10-K. | ||
4.4 | Common Stock Purchase Warrant “D” with T Squared Investments, LLC, dated July 29, 2009. | Incorporated herein by reference to Exhibit 4.8 in the in the Company’s 2009 Form 10-K. | ||
10.1 | Amendment to Preferred Stock Purchase Agreement, dated December 30, 2010. | Incorporated herein by reference to Exhibit 10.1 in the Company’s Current Report on Form 8-K, filed on January 5, 2011. | ||
10.2 | Revolving Promissory Note in favor of William O’Dowd, dated December 31, 2011. | Filed herewith. | ||
10.3 | Service Agreement between the Company and Dolphin Films, Inc. dated April 1, 2013. | Filed herewith. | ||
10.4 | Employment Agreement between the Company and William O’Dowd dated December 31, 2014. | Filed herewith. | ||
10.5 | Form of Loan and Security Agreement. | Incorporated herein by reference to Exhibit 10.1 in the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2014. | ||
10.6 | Form of Equity Purchase Agreement. | Filed herewith. | ||
14.1 | Amended and Restated Code of Ethics for Senior Financial Officers. | Incorporated herein by reference to Exhibit 14.1 in the Company’s Current Report on Form 8-K, filed on October 30, 2014. | ||
21.1 | List of Subsidiaries of the Company. | Filed herewith. | ||
31.1 | Certification of Chief Executive Officer of the Company pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | Filed herewith. | ||
31.2 | Certification of Chief Financial Officer of the Company pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed herewith. | ||
32.1 | Certification of Chief Executive Officer of the Company pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | Incorporated herein by reference to Exhibit 32.1 in the Company’s Annual Report on Form 10-K for the year ended December 31, 2014. | ||
32.2 | Certification of Chief Financial Officer of the Company pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | Incorporated herein by reference to Exhibit 32.2 in the Company’s Annual Report on Form 10-K for the year ended December 31, 2014. | ||
101.INS
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XBRL Instance Document.
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Incorporated herein by reference to the Company’s Annual Report on Form 10-K for the year ended December 31, 2014.
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101.SCH | XBRL Taxonomy Extension Schema Document. | Incorporated herein by reference to the Company’s Annual Report on Form 10-K for the year ended December 31, 2014. | ||
101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | Incorporated herein by reference to the Company’s Annual Report on Form 10-K for the year ended December 31, 2014. | ||
101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | Incorporated herein by reference to the Company’s Annual Report on Form 10-K for the year ended December 31, 2014. | ||
101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | Incorporated herein by reference to the Company’s Annual Report on Form 10-K for the year ended December 31, 2014. | ||
101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | Incorporated herein by reference to the Company’s Annual Report on Form 10-K for the year ended December 31, 2014. |
DOLPHIN DIGITAL MEDIA, INC.
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Date: May 22, 2015
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By:
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/s/ William O’Dowd IV | |
William O’Dowd IV | |||
Chief Executive Officer
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1.
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I have reviewed this Amendment No. 1 to Form 10-K of the Registrant; and
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2.
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Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this Report.
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Date:
May 22, 2015
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By:
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/s/ William O’Dowd IV | |
William O’Dowd IV | |||
Chief Executive Officer | |||
1.
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I have reviewed this Amendment No. 1 to Form 10-K of the Registrant; and
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2.
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Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this Report.
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Date:
May 22, 2015
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By:
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/s/ Mirta A Negrini | |
Mirta A Negrini | |||
Chief Financial Officer
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NAME OF ENTITY
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STATE OF INCORPORATION
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EMPLOYER IDENTIFICATION NUMBER
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PERCENTAGE OWNED BY DOLPHIN
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HIDING DIGITAL PRODUCTIONS LLC
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FLORIDA
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N/A
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100%
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RED BOOK DIGITAL PRODUCTIONS LLC
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FLORIDA
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N/A
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100%
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CYBERGEDDON PRODUCTIONS LLC
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FLORIDA
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45-4716072
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100%
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HANK PRODUCTIONS LLC
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FLORIDA
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N/A
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100%
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BOTR PRODUCTIONS LLC
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FLORIDA
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46-2375665
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100%
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MILLENIUM KISS PRODUCTIONS LLC
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FLORIDA
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46-2599979
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100%
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DOLPHIN SB PRODUCTIONS LLC
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FLORIDA
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47-2546805
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100%
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DOLPHIN KIDS CLUBS LLC
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FLORIDA
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46-2527415
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75%
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CLUB CONNECT LLC
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FLORIDA
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46-3543314
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100% owned by Dolphin Kids Clubs LLC
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