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Delaware
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001-33876
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20-4864095
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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3201 Carnegie Avenue, Cleveland, Ohio
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44115-2634
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(Address of Principal Executive Offices)
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(Zip Code)
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol
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Name of each exchange on which registered
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Common Stock, par value $0.001 per share
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ATHX
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The NASDAQ Stock Market LLC
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ATHERSYS, INC.
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/s/ Laura K. Campbell
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Laura K. Campbell
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Senior Vice President of Finance
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(principal financial and accounting officer authorized to sign on behalf of the registrant)
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