Pennsylvania
|
|
001-35913
|
|
20-4929029
|
(State or other jurisdiction of incorporation or organization)
|
|
(Commission File Number)
|
|
(I.R.S. Employer Identification No.)
|
One Oxford Centre
|
301 Grant Street, Suite 2700
|
Pittsburgh, Pennsylvania 15219
|
(Address of principal executive offices)
|
(Zip Code)
|
(
412) 304-0304
|
(Registrant's telephone number, including area code)
|
¨
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
¨
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Emerging growth company
|
ý
|
1. Election of Directors
|
For
|
|
Withheld
|
|
Broker
Non-Votes
|
|||
David L. Bonvenuto
|
24,165,396
|
|
|
291,976
|
|
|
1,532,563
|
|
James J. Dolan
|
22,472,795
|
|
|
1,984,577
|
|
|
1,532,563
|
|
Mark L. Sullivan
|
22,590,750
|
|
|
1,866,622
|
|
|
1,532,563
|
|
|
For
|
|
Against
|
|
Abstain
|
|||
2. Ratification of KPMG LLP as independent registered public accountants
|
25,985,792
|
|
|
4,010
|
|
|
133
|
|
TRISTATE CAPITAL HOLDINGS, INC.
|
|
|
|
By:
|
/s/ James F. Getz
|
|
James F. Getz
|
|
Chairman, President and Chief Executive Officer
|
|
|