Pennsylvania
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001-35913
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20-4929029
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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One Oxford Centre
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301 Grant Street, Suite 2700
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Pittsburgh, Pennsylvania 15219
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(Address of principal executive offices, and zip code)
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(
412) 304-0304
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(Registrant's telephone number, including area code)
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, no par value
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TSC
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Nasdaq Global Select Market
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Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock
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TSCAP
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Nasdaq Global Select Market
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Emerging growth company
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¨
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1. Election of Directors
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For
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Withheld
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Broker
Non-Votes
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|||
E.H. (Gene) Dewhurst
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25,452,391
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750,641
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1,625,109
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A. William Schenck III
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24,830,840
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1,372,192
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1,625,109
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John B. Yasinsky
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24,929,415
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1,273,617
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1,625,109
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For
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Against
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Abstain
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2. Advisory vote on the compensation of our named executive officers
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24,906,050
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616,475
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680,507
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One Year
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Two Years
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Three Years
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Abstain
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||||
3. Advisory vote on the frequency of future advisory votes on executive compensation
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23,650,997
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178,678
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2,162,967
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210,390
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For
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Against
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Abstain
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4. Ratification of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019
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27,697,870
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32,685
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97,586
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TRISTATE CAPITAL HOLDINGS, INC.
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By:
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/s/ James F. Getz
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James F. Getz
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Chairman, President and Chief Executive Officer
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