Pennsylvania
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001-35913
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20-4929029
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(State or other jurisdiction of incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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One Oxford Centre
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301 Grant Street, Suite 2700
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Pittsburgh, Pennsylvania 15219
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(Address of principal executive offices)
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(Zip Code)
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(412) 304-0304
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(Registrant's telephone number, including area code)
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, no par value
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TSC
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Nasdaq Global Select Market
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Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock
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TSCAP
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Nasdaq Global Select Market
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Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock
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TSCBP
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Nasdaq Global Select Market
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(d)
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On January 17, 2020, the Board of Directors (the “Board”) of TriState Capital Holdings, Inc. (the “Company”) appointed Audrey Palombo Dunning as a director of the Company, effective immediately. Ms. Dunning was appointed as a Class I director and her initial term will expire at the Company’s 2021 annual meeting of shareholders. Ms. Dunning also was appointed a member of the board of directors of the Company’s bank subsidiary, TriState Capital Bank (the “Bank”).
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TRISTATE CAPITAL HOLDINGS, INC.
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By
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/s/ James F. Getz
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James F. Getz
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Chairman, President and Chief Executive Officer
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