Pennsylvania
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001-35913
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20-4929029
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(State or other jurisdiction of incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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One Oxford Centre
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301 Grant Street, Suite 2700
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Pittsburgh, Pennsylvania 15219
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(Address of principal executive offices)
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(Zip Code)
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(412) 304-0304
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(Registrant's telephone number, including area code)
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, no par value
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TSC
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Nasdaq Global Select Market
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Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock
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TSCAP
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Nasdaq Global Select Market
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Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock
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TSCBP
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Nasdaq Global Select Market
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(b)
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On April 15, 2020, Richard Seidel notified the Board of Directors (the “Board”) of his decision to retire as a director of TriState Capital Holdings, Inc. (the "Company") and its TriState Capital Bank subsidiary. His decision did not involve any disagreement with the company, its management or its Board of Directors.
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TRISTATE CAPITAL HOLDINGS, INC.
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By
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/s/ James F. Getz
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James F. Getz
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Chairman, President and Chief Executive Officer
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