Pennsylvania
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001-35913
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20-4929029
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(State or other jurisdiction of incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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One Oxford Centre
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301 Grant Street, Suite 2700
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Pittsburgh, Pennsylvania 15219
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(Address of principal executive offices)
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(Zip Code)
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(412) 304-0304
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(Registrant's telephone number, including area code)
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, no par value
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TSC
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Nasdaq Global Select Market
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Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock
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TSCAP
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Nasdaq Global Select Market
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Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock
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TSCBP
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Nasdaq Global Select Market
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1. Election of Directors
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For
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Withheld
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Broker
Non-Votes
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|||
Anthony J. Buzzelli
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25,187,007
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386,257
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2,510,198
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Helen Hanna Casey
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20,077,395
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5,495,869
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2,510,198
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Brian S. Fetterolf
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24,302,052
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1,271,212
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2,510,198
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For
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Against
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Abstain
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2. Advisory vote on the compensation of our named executive officers
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25,303,667
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184,163
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85,434
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For
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Against
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Abstain
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3. Ratification of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2020
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27,898,704
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124,913
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59,845
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For
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Against
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Abstain
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4. A vote to amend the Company’s Omnibus Incentive Plan to increase the number of authorized shares of common stock issuable under the plan
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24,686,501
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818,041
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68,722
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TRISTATE CAPITAL HOLDINGS, INC.
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By:
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/s/ James F. Getz
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James F. Getz
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Chairman, President and Chief Executive Officer
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