UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

Catasys , Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

88-0464853

(State or other jurisdiction of incorporation or organization)

(I.R.S. Employer Identification No.)

 

 

11601 Wilshire Blvd, Suite 1100

Los Angeles, California

90025

(Address of principal executive offices)

(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:  

 

Title of each class to be so registered

Name of each exchange on which each class is to be registered

Common Stock, par value $0.0 0 01 per share

The NASDAQ Stock Market LLC

  

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. 

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. 

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. 

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates:

333-216007

(if applicable)

 

Securities to be registered pursuant to Section 12(g) of the Act: None.

(Title of class)

 

 
 

 

   

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

This registration statement relates to the registration with the Securities and Exchange Commission of shares of Common Stock, par value $0.0001 per share (the “Common Stock”), of Catasys, Inc. (the “Registrant”).

 

Common Stock

 

The description of the Common Stock being registered pursuant to this Form 8-A that is set forth under the heading “Description of Capital Stock” in the prospectus contained in the Registrant’s Registration Statement on Form S-1 (Registration No. 333-216007 ), as initially filed with the Securities and Exchange Commission (the “Commission”) on February 10, 2017, and as subsequently amended (the “Registration Statement”), is incorporated by reference into this Form 8-A.  

 

Item 2. Exhibits.

 

Pursuant to the Instructions as to Exhibits for Form 8-A, no exhibits are required to be filed with this Form 8-A because no other securities of the Registrant are registered on The NASDAQ Stock Market LLC and the securities registered pursuant to this Form 8-A are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

 
 

 

 

SIGNATURE

 

Pursuant to the requirements of Section l2 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

 

Dated: April 21, 2017

CATASYS, INC.

 

 

 

 

By:

/s/ Terren S. Peizer

 

Name:

Terren S. Peizer

 

Title:

Chairman of the Board of Directors

   

and Chief Executive Officer