UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 22, 2020
UNITED BANCSHARES, INC.
(Exact name of Registrant as specified in its Charter)
|
Ohio |
000-29283 |
34-1516518 |
|
(State or other jurisdiction of incorporation) |
(Commission File No.) |
(IRS Employer Identification Number) |
|
105 Progressive Drive, Columbus Grove, Ohio |
45830-1241 |
|
(Address of principal executive offices) |
(Zip Code) |
|
Registrant’s telephone number, including area code: |
(419) 659-2141 |
N/A
(Former name or former address, if changed since last report)
Securities registered or to be registered pursuant to Section 12(b) of the Act:
|
Title of each class |
Trading Symbol(s) |
Name of Each Exchange |
|
Common Stock, No Par Value |
UBOH |
NASDAQ Global Market |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
|
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| Emerging growth company ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
The Annual Meeting of the shareholders of United Bancshares, Inc. was held on April 22, 2020. At the meeting, the following items were voted on by the shareholders of United Bancshares, Inc.:
1. Election of directors to serve until the 2021 Annual Meeting; and
2. Ratifying the appointment of CliftonLarsonAllen LLP as the independent registered accounting firm for United Bancshares, Inc.
Proposal 1 - Election of Directors
The shareholders elected the following nominees for director at the meeting by the votes indicated below. In addition to the votes reported below, there were 520,930 broker non-votes on the proposal for the election of each director.
|
Director |
|
For |
|
Withheld |
|
Robert L. Benroth |
|
1,460,014 |
|
420,999 |
|
Herbert H. Huffman |
|
1,413,745 |
|
467,268 |
|
H. Edward Rigel |
|
1,439,994 |
|
441,019 |
|
David P. Roach |
|
1,410,208 |
|
470,805 |
|
Daniel W. Schutt |
|
1,400,660 |
|
480,353 |
|
R. Steven Unverferth |
|
1,427,564 |
|
453,449 |
|
Brian D. Young |
|
1,475,834 |
|
405,179 |
Proposal 2 - Ratifying the appointment of CliftonLarsonAllen LLP as the independent registered public accounting firm for the Corporation.
At the meeting, the shareholders ratified the appointment of CliftonLarsonAllen LLP as the independent registered public accounting firm for the Corporation by the votes indicated below:
|
For |
Against |
Abstain |
|
2,240,866 |
116,579 |
44,498 |
There were no broker non-votes on this proposal.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
|
|
United Bancshares, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
Date: April 23, 2020 |
By: |
/s/ Brian D. Young |
|
|
|
|
Brian D. Young |
|
|
|
|
President and Chief Executive Officer |
|