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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
FORM 8-K
 
Current Report Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): April 20, 2022
 
ART’S-WAY MANUFACTURING CO., INC.
(Exact name of registrant as specified in its charter)
 
Delaware
(State or other jurisdiction of incorporation)
     
000-05131
  
42-0920725
(Commission File Number)
  
(IRS Employer
   
Identification No.)
5556 Highway 9
Armstrong, Iowa 50514
(Address of principal executive offices) (Zip Code)
 
(712) 864-3131
(Registrant’s telephone number, including area code)
 
Not Applicable
(Former name or former address, if changed since last report.)
     
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common stock $.01 par value
ARTW
The Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
 
Emerging growth company          ☐        
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.          ☐         
 
 
 
 
Item 5.07         Submission of Matters to a Vote of Security Holders.
 
On April 20, 2022, Art’s-Way Manufacturing, Co., Inc. (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the following actions were taken:
 
1. The Stockholders elected five nominees to the Company’s Board of Directors to hold office until the next annual meeting and until their successors are elected and qualified.
 
2. The Stockholders ratified the selection of Eide Bailly LLP as the Company's independent registered public accounting firm for the fiscal year ending November 30, 2022.
 
3. The Stockholders approved, on a non-binding and advisory basis, the compensation of the named executive officers of the Company.
 
The voting results for each such matter were as follows:
 
1. Election of directors:
 
Nominee:
For:
Withheld:
Broker Non-Votes:
Marc H. McConnell
2,718,716
143,557
1,019,932
Thomas E. Buffamante
2,796,580
65,693
1,019,932
Randall C. Ramsey
2,850,519
11,754
1,019,932
David A. White
2,815,520
46,753
1,019,932
Matthew Westendorf
2,820,819
41,454
1,019,932
 
2. Ratification of selection of Eide Bailly LLP as the Company's independent registered public accounting firm for the fiscal year ending November 30, 2022:
 
For:
Against:
Abstain:
Broker Non-Votes:
3,868,797
10,398
3,010
-
 
3. Approval, on a non-binding and advisory basis, of named executive officer compensation:
 
For:
Against:
Abstain:
Broker Non-Votes:
2,834,256
24,110
3,907
1,019,932
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated: April 22, 2022
 
  ART’S-WAY MANUFACTURING CO., INC.  
     
     
  /s/ Michael W. Woods                    
  Michael W. Woods  
  Chief Financial Officer