California
|
||
(State or other jurisdiction of incorporation)
|
||
0-32565
|
87-0673375
|
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
|
25420 Kuykendahl Rd., Suite B300
Tomball, TX
|
77375
|
|
(Address of principal executive offices)
|
(Zip Code)
|
|
(281) 675-2421
|
||
Registrant’s telephone number, including area code
|
||
Not Applicable
|
||
(Former name or former address, if changed since last report)
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
||
Common stock, no par value per share
|
RIBT
|
The NASDAQ Capital Market
|
Item 5.07
|
Submission of Matters to a Vote of Security Holders.
|
1.
|
Election of five (5) members of the board of directors:
|
2.
|
Approval of amendments to RBT’s articles of incorporation that would effect a reverse stock split, pursuant to which either five, ten, fifteen, twenty, or twenty-five outstanding shares of our common stock would be combined into one share of such stock, and to authorize our board of directors, at its discretion, to select and file one such amendment which would affect the reverse stock split at one of these five reverse split ratios on or before July 14, 2023, if deemed appropriate.
|
Votes For
|
Votes Against
|
Abstained
|
Broker Non-Votes
|
30,217,442
|
3,713,184
|
237,587
|
0
|
3.
|
Approval of an amendment to RBT’s Amended and Restated 2014 Equity Incentive Plan to increase by 6,000,000 shares the number of shares of our common stock authorized for issuance thereunder.
|
Votes For
|
Votes Against
|
Abstained
|
Broker Non-Votes
|
16,952,686
|
3,775,164
|
961,731
|
12,319,464
|
4.
|
Approval, on a nonbinding advisory basis, of the compensation of RBT’s named executive officers:
|
Votes For
|
Votes Against
|
Abstained
|
Broker Non-Votes
|
17,337,713
|
2,522,150
|
1,829,718
|
12,319,464
|
5.
|
Ratification of appointment of RSM US LLP as RBT’s independent registered public accounting firm for the year ending December 31, 2022:
|
Votes For
|
Votes Against
|
Abstained
|
Broker Non-Votes
|
33,703,563
|
266,617
|
198,035
|
0
|
RICEBRAN TECHNOLOGIES
|
||
Date: July 20, 2022
|
By:
|
/s/ Todd T. Mitchell
|
Todd T. Mitchell
|
||
Chief Financial Officer
|
||
(Duly Authorized Officer)
|