UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________________________________________
FORM 8-K
________________________________________________

CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 12, 2017
________________________________________________
ENPHASE ENERGY, INC.
(Exact name of registrant as specified in its charter)
________________________________________________
 
 
 
 
 
Delaware
 
001-35480
 
20-4645388
(State or other Jurisdiction of Incorporation)
 
(Commission File No.)
 
(IRS Employer Identification No.)

1420 N. McDowell Blvd
Petaluma, CA 94954
(Address of principal executive offices, including zip code)
(707) 774-7000
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x





Item 5.03.
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
On December 12, 2017, the stockholders of Enphase Energy, Inc. (“Enphase”) approved an amendment to Enphase’s Amended and Restated Certificate of Incorporation that confirmed the number of authorized shares of Enphase’s common stock, par value $0.00001, is 125,000,000 shares. The amendment was effected by filing a Certificate of Amendment to the Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”), filed with the Secretary of State of the State of Delaware on December 12, 2017. A copy of the Certificate of Amendment is attached as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated into this Item 5.03 by reference.

Item 5.07.     Submission of Matters to a Vote of Security Holders.
A Special Meeting of the Stockholders of Enphase was held on December 12, 2017 (“Special Meeting”). Proxies for the Special Meeting were solicited by Enphase’s Board of Directors (“Board”) pursuant to Section 14(a) of the Securities Exchange Act of 1934, as amended, and there was no solicitation in opposition to the Board’s solicitations. As of October 16, 2017, the record date for the Special Meeting, 85,532,519 shares of Common Stock of Enphase were outstanding and entitled to vote at the Special Meeting, of which 64,726,572 shares of Common Stock of Enphase were represented, in person or by proxy, constituting a quorum. The final votes on the proposal presented at the Special Meeting were as follows:

Proposal 1:
To approve and adopt an amendment to Enphase’s Amended and Restated Certificate of Incorporation that would confirm that the number of authorized shares of common stock is 125,000,000, was approved by the following vote:
Votes For
 
Votes Against
 
Abstentions
61,566,637
 
2,622,602
 
537,333

Proposal 2:
To authorize an adjournment of the Special Meeting, if necessary or appropriate ( as determined in good faith by the Board of Directors), to solicit additional proxies if there are not sufficient votes in favor of Proposal 1, was approved by the following vote:
Votes For
 
Votes Against
 
Abstentions
61,520,568
 
2,575,408
 
630,596

Item 9.01.
Financial Statements and Exhibits
(d) Exhibits. The following exhibit is filed herewith:
 
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:
December 13, 2017
ENPHASE ENERGY, INC.
 
 
By:
/s/ Humberto Garcia
 
 
 
Humberto Garcia
 
 
 
Vice President and Chief Financial Officer




CERTIFICATE OF AMENDMENT OF THE
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF
ENPHASE ENERGY, INC.
ENPHASE ENERGY, INC. , a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “ Corporation ”), hereby certifies that:
FIRST : The name of the Corporation is ENPHASE ENERGY, INC.
SECOND : The Certificate of Incorporation of this corporation was originally filed with the Secretary of State of Delaware on March 20, 2006 under the name “PVI Solutions, Inc. ”
THIRD : The Board of Directors of the Corporation, acting in accordance with the provisions of Sections 141 and 242 of the General Corporation Law of the State of Delaware, adopted resolutions to amend its Amended and Restated Certificate of Incorporation as follows:
1. Article IV, Section A shall be amended and restated to read in its entirety as follows:
“(A) This Corporation is authorized to issue two classes of stock to be designated, respectively, “ Common Stock ” and “ Preferred Stock .” The total number of shares that this Corporation is authorized to issue is One Hundred Thirty-Five Million (135,000,000) shares. One Hundred Twenty-Five Million (125,000,000) shares shall be Common Stock, each with a par value of $0.00001 per share, and Ten Million (10,000,000) shares shall be Preferred Stock, each with a par value of $0.00001 per share.”
FOURTH: Thereafter pursuant to a resolution of the Board of Directors, this Certificate of Amendment was submitted to the stockholders of the Corporation for their approval, and was duly adopted at the Special Meeting of Stockholders held on December 12, 2017 in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware.
IN WITNESS WHEREOF , the Corporation has caused this Certificate of Amendment to be signed by its Chief Executive Officer this 12th day of December, 2017.
 
 
 
 
ENPHASE ENERGY, INC.
 
 
By:
 
/s/ Badrinarayanan Kothandaraman
 
 
Badrinarayanan Kothandaraman
President and Chief Executive Officer


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