Delaware
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001-34516
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27-0423711
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of Each Class
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Trading Symbol
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Name of Exchange on Which Registered
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Class A Common Stock, par value $0.01 per share
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COWN
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The Nasdaq Global Market
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7.35% Senior Notes due 2027
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COWNZ
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The Nasdaq Global Market
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7.75% Senior Notes due 2033
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COWNL
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The Nasdaq Global Market
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(d)
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Exhibits
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The following exhibits are being filed with this Current Report on Form 8-K:
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