Delaware
|
814-00813
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46-1339639
|
(State or other jurisdiction
of incorporation)
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(Commission
File Number)
|
(I.R.S. Employer
Identification No.)
|
10 S. Wacker Drive, Suite 2500
Chicago, Illinois
|
60606
|
(Address of principal executive offices)
|
(Zip Code)
|
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange on which registered
|
Common Stock, $0.01 par value per share
|
|
OFS
|
|
The Nasdaq Global Select Market
|
6.375% Notes due 2025
|
|
OFSSL
|
|
The Nasdaq Global Select Market
|
6.50% Notes due 2025
|
|
OFSSZ
|
|
The Nasdaq Global Select Market
|
5.95% Notes due 2026
|
|
OFSSI
|
|
The Nasdaq Global Select Market
|
|
¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
¨
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 5.07.
|
Submission of Matters to a Vote of Security Holders.
|
1.
|
The election of two (2) Class II directors, each of which will serve for a term of three years, or until their successors are elected and qualified; and
|
2.
|
The ratification of the selection by the Audit Committee of the Company’s Board of Directors of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020.
|
|
For
|
Withheld
|
Broker
Non-Votes
|
Robert J. Cresci
|
7,119,060
|
199,718
|
3,493,841
|
Bilal Rashid
|
7,099,069
|
219,709
|
3,493,841
|
2.
|
Ratification of the selection by the Audit Committee of the Company’s Board of Directors of KPMG LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020:
|
For
|
Against
|
Abstain
|
10,601,369
|
147,735
|
63,515
|
|
OFS Capital Corporation
|
|
|
|
|
Date: June 9, 2020
|
By:
|
/s/ Bilal Rashid
|
|
|
Chief Executive Officer
|