UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 8-K

 

Current Report Pursuant to Section 13 or 15(d) of

the Securities Act of 1934

 

Date of Report (Date of earliest event reported): August 31, 2019

 

Synthesis Energy Systems, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   001-33522   20-2110031

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

One Riverway, Suite 1700

Houston, Texas

  77056
(Address of principal executive offices)   (Zip Code)

 

(713) 579-0600

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

  [  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
  [  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
  [  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14-2(b))
     
  [  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.133-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company [  ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [  ]

 

 

 

     

 

 

Item 1.02 Termination of Material Definitive Agreement.

 

On August 31, 2019, the Technology Purchase Option Agreement between Synthesis Energy Systems, Inc. and Australian Future Energy Pty, Ltd. dated April 4, 2019, as amended effective July 31, 2019, terminated pursuant to the terms of the agreement. No penalties or payments were due as a result of the termination of the agreement. A copy of the agreement is incorporated by reference herein as Exhibit 10.1.

 

Item 9.01 Financial Statements and Exhibits.

 

10.1 Technology Purchase Option Agreement dated April 4, 2019 between Synthesis Energy Systems, Inc. and Australian Future Energy Pty, Ltd. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on April 8, 2019).

 

     

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Synthesis Energy Systems, Inc.
   
Dated: September 6, 2019 /s/ Robert Rigdon
  Robert Rigdon
  President and Chief Executive Officer

 

     

 

 

Exhibit Index

 

10.1 Technology Purchase Option Agreement dated April 4, 2019 between Synthesis Energy Systems, Inc. and Australian Future Energy Pty, Ltd.