SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report:
May 10, 2021
Gaucho Group Holdings, Inc.
(Exact name of registrant as specified in its charter)
|State of||Commission||IRS Employer|
|Incorporation||File Number||Identification No.|
1445 16th Street, Ste. 403
Miami Beach, FL 33139
Address of principal executive offices
Telephone number, including
Former name or former address if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
|[ ]||Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|[ ]||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|[ ]||Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|[ ]||Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company [X]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [X]
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol(s)||Name of each exchange on which registered|
|Common Stock||VINO||The Nasdaq Stock Market LLC|
Item 8.01 Other Events.
On May 10, 2021, the Company sent out a letter to its stockholders providing a general corporate update and a link to the press release issued on May 4, 2021 regarding the appointment of William Allen as a Class III director.
The full text of the stockholder letter is furnished hereto as Exhibit 99.1 and the press release is furnished hereto as Exhibit 99.2 and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits
|99.1||Letter to stockholders sent May 10, 2021|
|99.2||Press release dated May 4, 2021|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the 10th day of May, 2021.
|Gaucho Group Holdings, Inc.|
|By:||/s/ Scott L. Mathis|
|Scott L. Mathis, President & CEO|
Since our Nasdaq uplisting, our focus has further pivoted toward building our company’s growth and scalability. To help in this endeavor, we continue to assemble an incredible Board of Directors and acquire new advisors with considerable experience and connections in the global luxury, travel, and hospitality worlds.
With the goal of making household names of each of our portfolio of brands, we believe these newly forged relationships can help create new opportunities to perhaps collaborate and partner with other well established global brands, and expand our brand reach and recognition on a global basis.
As you may have seen, last week we announced the appointment of A. William Allen as new company director. We believe his vast experience and extensive knowledge in the leisure, hospitality, and the food service industries makes him uniquely qualified to serve on our board.
While we have your attention, don’t forget you can still participate in Algodon Fine Wines Special Inaugural Quarterly Wine Club Offer and SAVE 50% + free ground shipping on your first order. Use code CLUB2020 at checkout to receive the special pricing on the Quarterly Wine Club. Click the image below to learn more.
Algodon Fine Wines are also available at these online and retail locations: VinPorter, Sherry-Lehmann, Spec’s, Le Boutellier, and The Noble Grape.
We could not be more excited about the future. As we approach a post-COVID world, we are preparing ourselves for a new roaring 20s filled with exuberance and excitement over the next couple of years.
Thanks and stay tuned for more exciting news ahead!
|Scott L. Mathis|
|Founder, Chief Executive Officer and|
|Chairman of the Board of Directors|
Cautionary Note Regarding Forward-Looking Statements
THIS PRESS RELEASE CONTAINS FORWARD-LOOKING STATEMENTS WITHIN THE MEANING OF THE “SAFE HARBOR” PROVISIONS OF THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995. STATEMENTS OTHER THAN STATEMENTS OF HISTORICAL FACTS INCLUDED IN THIS PRESS RELEASE MAY CONSTITUTE FORWARD-LOOKING STATEMENTS AND ARE NOT GUARANTEES OF FUTURE PERFORMANCE, CONDITION OR RESULTS AND INVOLVE A NUMBER OF RISKS AND UNCERTAINTIES. ACTUAL RESULTS MAY DIFFER MATERIALLY FROM THOSE IN THE FORWARD-LOOKING STATEMENTS AS A RESULT OF A NUMBER OF FACTORS, INCLUDING THOSE DESCRIBED FROM TIME TO TIME IN OUR FILINGS WITH THE SECURITIES AND EXCHANGE COMMISSION AND ELSEWHERE. THE COMPANY UNDERTAKES NO DUTY TO UPDATE ANY FORWARD-LOOKING STATEMENT MADE HEREIN. ALL FORWARD-LOOKING STATEMENTS SPEAK ONLY AS OF THE DATE OF THIS PRESS RELEASE.
THIS LETTER SHALL NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY SECURITIES, NOR SHALL THERE BE ANY SALE OF SECURITIES IN ANY STATE OR JURISDICTION IN WHICH SUCH OFFER, SOLICITATION OR SALE WOULD BE UNLAWFUL PRIOR TO REGISTRATION OR QUALIFICATION UNDER THE SECURITIES LAWS OF ANY SUCH STATE OR JURISDICTION.
|Gaucho Group Holdings, Inc. | 1445 16th Street, Ste. 403, Miami Beach, FL 33139|
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