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Florida
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30-0663473
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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Title of Each Class
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Name of Each Exchange on Which Registered
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Common Stock, par value $0.01 per share
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OTCQB
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Large accelerated filer
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¨
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Accelerated filer
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þ
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Non-accelerated filer
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¨
(Do not check if a smaller reporting company)
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Smaller reporting company
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¨
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Item
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Page No.
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PART I
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||
1.
|
||
1A.
|
||
1B.
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||
2.
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||
3.
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||
4.
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||
PART II
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||
5.
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||
6.
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||
7.
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||
7A.
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||
8.
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||
9.
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9A.
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||
9B.
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||
PART III
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||
10.
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11.
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||
12.
|
||
13.
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||
14.
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PART IV
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15.
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||
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||
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||
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•
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our ability to continue as a going concern and avoid a bankruptcy or other reorganization proceeding;
|
•
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risks associated with the proposed transactions relating to PJC or its designee's investment in the Company, including but not limited to risks related to the failure to close the proposed transactions, including due to the failure to receive the requisite shareholder approval;
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•
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our ability to maintain our rights in the policies that serve as the primary assets of the Company and are the collateral under various debt instruments to which we are a party;
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•
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our ability to obtain future financings on favorable terms, or at all;
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•
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our ability to manage the process of exploring strategic alternatives;
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•
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our ability to complete any strategic alternatives that our special committee may recommend;
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•
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our ability to receive distributions from policy proceeds from life insurance policies pledged as collateral under our revolving credit facility;
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•
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our ability to meet our debt service obligations;
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•
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delays in the receipt of death benefits from our portfolio of life insurance policies;
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•
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costs related to obtaining death benefits from our portfolio of life insurance policies;
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•
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our ability to continue to comply with the covenants and other obligations, including the conditions precedent for additional fundings under our revolving credit facility;
|
•
|
increases in premiums on, or the cost of insurance of, life insurance policies that we own;
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•
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changes to actuarial life expectancy tables;
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•
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changes in general economic conditions, including inflation, changes in interest or tax rates;
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•
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our results of operations;
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•
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our ability to continue to make premium payments on the life insurance policies that we own;
|
•
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adverse developments, including financial ones, associated with other litigation and judicial actions;
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•
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inaccurate estimates regarding the likelihood and magnitude of death benefits related to life insurance policies that we own;
|
•
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lack of mortalities of insureds of the life insurance policies that we own;
|
•
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increases to the discount rates used to value the life insurance policies that we own;
|
•
|
changes in mortality rates and inaccurate assumptions about life expectancies;
|
•
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changes in life expectancy calculation methodologies by third party medical underwriters;
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•
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the effect on our financial condition as a result of any lapse of life insurance policies;
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•
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our ability to sell the life insurance policies we own at favorable prices, if at all;
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•
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adverse developments in capital markets;
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•
|
deterioration of the market for life insurance policies and life settlements;
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•
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increased carrier challenges to the validity of our life insurance policies;
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•
|
adverse court decisions regarding insurable interest and the obligation of a life insurance carrier to pay death benefits or return premiums upon a successful rescission or contest;
|
•
|
challenges to the ownership of the policies in our portfolio;
|
•
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changes in laws and regulations;
|
•
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deterioration in the credit worthiness of the life insurance companies that issue the policies included in our portfolio;
|
•
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regulation of life settlement transactions as securities;
|
•
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liabilities associated with our legacy structured settlement business;
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•
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our failure to maintain the security of personally identifiable information pertaining to insureds and counterparties;
|
•
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disruption of our information technology systems;
|
•
|
our ability to avoid defaulting under the various credit documents to which we are a party;
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•
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our ability to maintain a listing or quotation on a national securities exchange or automated quotation system;
|
•
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cyber security risks and the threat of data breaches;
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•
|
loss of the services of any of our executive officers; and
|
•
|
the effects of United States involvement in hostilities with other countries and large-scale acts of terrorism, or the threat of hostilities or terrorist acts.
|
LTV
|
|
Premiums, Interest & Other Fees
|
|
Principal
|
|
Distribution to White Eagle - 55%
|
|
Lender Participation - 45%
|
N/A
|
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100%
|
|
—%
|
|
—%
|
|
—%
|
>65%
|
|
N/A
|
|
100%
|
|
—%
|
|
—%
|
50-65%
|
|
N/A
|
|
70%
|
|
16.5%
|
|
13.5%
|
35-50%
|
|
N/A
|
|
55%
|
|
24.8%
|
|
20.3%
|
0-35%
|
|
N/A
|
|
45%
|
|
30.3%
|
|
24.8%
|
•
|
we may have difficulty satisfying our debt obligations, including payment of current interest obligations;
|
•
|
we may have difficulty refinancing our existing indebtedness or obtaining financing in the future for working capital, premium payments, portfolio lending, acquisitions or other purposes;
|
•
|
we will need to use a substantial portion of our available cash flow to pay interest and principal on our debt, which will reduce the amount of money available to finance our operations and other business activities;
|
•
|
our debt level increases our vulnerability to general economic downturns and adverse industry conditions;
|
•
|
our debt level could limit our flexibility in planning for, or reacting to, changes in our business and in our industry in general; and
|
•
|
our leverage could place us at a competitive disadvantage compared to our competitors that have less debt.
|
|
2016
|
||||||
|
High
|
|
Low
|
||||
1st Quarter
|
$
|
4.54
|
|
|
$
|
3.49
|
|
2nd Quarter
|
$
|
4.59
|
|
|
$
|
3.10
|
|
3rd Quarter
|
$
|
4.42
|
|
|
$
|
2.85
|
|
4th Quarter
|
$
|
3.15
|
|
|
$
|
1.11
|
|
|
2015
|
||||||
|
High
|
|
Low
|
||||
1st Quarter
|
$
|
7.52
|
|
|
$
|
5.86
|
|
2nd Quarter
|
$
|
7.06
|
|
|
$
|
5.68
|
|
3rd Quarter
|
$
|
6.06
|
|
|
$
|
4.85
|
|
4th Quarter
|
$
|
5.44
|
|
|
$
|
3.65
|
|
|
Comparison of Cumulative Total Return
|
||||||||||||||||||||||||||
|
02/08/11
|
|
12/31/11
|
|
12/31/12
|
|
12/31/13
|
|
12/31/14
|
|
12/31/15
|
|
12/31/16
|
||||||||||||||
Emergent Capital, Inc.
|
$
|
100.00
|
|
|
$
|
17.39
|
|
|
$
|
41.17
|
|
|
$
|
60.50
|
|
|
$
|
60.31
|
|
|
$
|
34.14
|
|
|
$
|
11.19
|
|
Russell Microcap Index
|
$
|
100.00
|
|
|
$
|
88.09
|
|
|
$
|
105.03
|
|
|
$
|
150.96
|
|
|
$
|
155.15
|
|
|
$
|
146.38
|
|
|
$
|
173.78
|
|
Nasdaq Financial Index
|
$
|
100.00
|
|
|
$
|
86.00
|
|
|
$
|
97.76
|
|
|
$
|
135.20
|
|
|
$
|
138.36
|
|
|
$
|
142.74
|
|
|
$
|
176.03
|
|
|
Historical
|
||||||||||||||||||
|
Years Ended December 31,
|
||||||||||||||||||
|
2016
|
|
2015
|
|
2014
|
|
2013
|
|
2012
|
||||||||||
|
(in thousands, except share and per share data)
|
||||||||||||||||||
Income
|
|
|
|
|
|
|
|
|
|
||||||||||
Interest income
|
67
|
|
|
22
|
|
|
29
|
|
|
28
|
|
|
1,685
|
|
|||||
Interest and dividends on investment securities available for sale
|
—
|
|
|
—
|
|
|
—
|
|
|
14
|
|
|
391
|
|
|||||
Origination fee income
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
500
|
|
|||||
(Loss) gain on life settlements, net
|
—
|
|
|
(41
|
)
|
|
(426
|
)
|
|
(1,990
|
)
|
|
151
|
|
|||||
Change in fair value of life settlements
|
864
|
|
|
46,717
|
|
|
44,128
|
|
|
88,686
|
|
|
(5,660
|
)
|
|||||
Servicing fee income
|
—
|
|
|
—
|
|
|
—
|
|
|
310
|
|
|
1,183
|
|
|||||
Gain on maturities of life settlements with subrogation rights, net
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
6,090
|
|
|||||
Other income
|
184
|
|
|
193
|
|
|
85
|
|
|
2,030
|
|
|
748
|
|
|||||
Total income
|
1,115
|
|
|
46,891
|
|
|
43,816
|
|
|
89,078
|
|
|
5,088
|
|
|||||
Expenses
|
|
|
|
|
|
|
|
|
|
||||||||||
Interest expense
|
29,439
|
|
|
27,286
|
|
|
16,245
|
|
|
13,657
|
|
|
1,255
|
|
|||||
Change in fair value of Revolving Credit Facilities
|
(1,898
|
)
|
|
12,197
|
|
|
(5,472
|
)
|
|
(9,373
|
)
|
|
—
|
|
|||||
Extinguishment of Secured Notes
|
—
|
|
|
8,782
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|||||
Extinguishment of Bridge Facility
|
—
|
|
|
—
|
|
|
—
|
|
|
3,991
|
|
|
—
|
|
|||||
Extinguishment of Red Falcon Revolving Credit Facility
|
554
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|||||
Change in fair value of conversion derivative liability
|
—
|
|
|
—
|
|
|
6,759
|
|
|
—
|
|
|
—
|
|
|||||
Provision for losses on loans receivable
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
515
|
|
|||||
(Gain) loss on loan payoffs and settlements, net
|
—
|
|
|
—
|
|
|
—
|
|
|
(65
|
)
|
|
125
|
|
|||||
Amortization of deferred costs
|
—
|
|
|
—
|
|
|
—
|
|
|
7
|
|
|
1,867
|
|
|||||
Personnel costs
|
6,070
|
|
|
6,384
|
|
|
8,763
|
|
|
8,177
|
|
|
9,452
|
|
|||||
Legal fees
|
6,427
|
|
|
20,739
|
|
|
13,620
|
|
|
11,701
|
|
|
23,974
|
|
|||||
Professional fees
|
7,081
|
|
|
7,133
|
|
|
5,254
|
|
|
5,281
|
|
|
5,262
|
|
|||||
Insurance
|
835
|
|
|
1,275
|
|
|
1,667
|
|
|
1,953
|
|
|
2,330
|
|
|||||
Other selling, general and administrative expenses
|
2,036
|
|
|
2,194
|
|
|
2,006
|
|
|
1,887
|
|
|
2,366
|
|
|||||
Total expenses
|
50,544
|
|
|
85,990
|
|
|
48,842
|
|
|
37,216
|
|
|
47,146
|
|
|||||
(Loss) income from continuing operations before income taxes
|
(49,429
|
)
|
|
(39,099
|
)
|
|
(5,026
|
)
|
|
51,862
|
|
|
(42,058
|
)
|
|||||
(Benefit) provision for income taxes
|
—
|
|
|
(8,719
|
)
|
|
125
|
|
|
39
|
|
|
(39
|
)
|
|||||
Net (loss) income from continuing operations
|
$
|
(49,429
|
)
|
|
$
|
(30,380
|
)
|
|
$
|
(5,151
|
)
|
|
$
|
51,823
|
|
|
$
|
(42,019
|
)
|
Discontinued Operations:
|
|
|
|
|
|
|
|
|
|
||||||||||
(Loss) Income from discontinued operations, net of income taxes
|
(260
|
)
|
|
(644
|
)
|
|
(601
|
)
|
|
2,198
|
|
|
(2,615
|
)
|
|||||
Gain on disposal of discontinued operations, net of income taxes
|
—
|
|
|
—
|
|
|
—
|
|
|
11,311
|
|
|
—
|
|
|||||
Benefit for income taxes
|
—
|
|
|
—
|
|
|
232
|
|
|
—
|
|
|
—
|
|
|||||
Net (loss) income from discontinued operations
|
(260
|
)
|
|
(644
|
)
|
|
(369
|
)
|
|
13,509
|
|
|
(2,615
|
)
|
|||||
Net (loss) income
|
$
|
(49,689
|
)
|
|
$
|
(31,024
|
)
|
|
$
|
(5,520
|
)
|
|
$
|
65,332
|
|
|
$
|
(44,634
|
)
|
(Loss) earnings per share:
|
|
|
|
|
|
|
|
|
|
||||||||||
Basic and diluted (loss) earnings per common share
|
|
|
|
|
|
|
|
|
|
||||||||||
Continuing operations
|
$
|
(1.79
|
)
|
|
$
|
(1.22
|
)
|
|
$
|
(0.24
|
)
|
|
$
|
2.44
|
|
|
$
|
(1.98
|
)
|
Discontinued operations
|
$
|
(0.01
|
)
|
|
$
|
(0.03
|
)
|
|
$
|
(0.02
|
)
|
|
$
|
0.64
|
|
|
$
|
(0.12
|
)
|
Net (loss) income
|
$
|
(1.80
|
)
|
|
$
|
(1.25
|
)
|
|
$
|
(0.26
|
)
|
|
$
|
3.08
|
|
|
$
|
(2.10
|
)
|
Weighted average shares outstanding:
|
|
|
|
|
|
|
|
|
|
||||||||||
Basic and diluted (1)
|
27,660,711
|
|
|
24,851,178
|
|
|
21,354,567
|
|
|
21,216,487
|
|
|
21,205,747
|
|
(1)
|
As of
December 31, 2016
, there were
29,021,844
and
28,413,844
shares of common stock issued and outstanding, respectively, and
608,000
shares of treasury stock.
|
|
Historical
|
||||||||||||||||||
|
December 31,
|
||||||||||||||||||
|
2016
|
|
2015
|
|
2014
|
|
2013
|
|
2012
|
||||||||||
|
(In thousands except share data)
|
||||||||||||||||||
ASSETS
|
|
|
|
|
|
|
|
|
|
||||||||||
Assets
|
|
|
|
|
|
|
|
|
|
||||||||||
Cash and cash equivalents
|
$
|
2,246
|
|
|
$
|
12,946
|
|
|
$
|
51,166
|
|
|
$
|
14,722
|
|
|
$
|
7,001
|
|
Cash and cash equivalents (VIE)
|
9,072
|
|
|
7,395
|
|
|
3,751
|
|
|
7,977
|
|
|
—
|
|
|||||
Restricted cash
|
—
|
|
|
—
|
|
|
—
|
|
|
13,506
|
|
|
1,162
|
|
|||||
Certificate of deposit
|
6,025
|
|
|
2,501
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|||||
Investment securities available for sale, at estimated fair value
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
12,147
|
|
|||||
Prepaid expenses and other assets
|
1,112
|
|
|
1,017
|
|
|
1,502
|
|
|
1,331
|
|
|
14,172
|
|
|||||
Deposits—other
|
1,347
|
|
|
1,347
|
|
|
1,340
|
|
|
1,597
|
|
|
2,855
|
|
|||||
Deposits on purchases of life settlements
|
—
|
|
|
—
|
|
|
1,630
|
|
|
—
|
|
|
—
|
|
|||||
Interest receivable, net
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
822
|
|
|||||
Loans receivable, net
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
3,044
|
|
|||||
Structured settlement receivables at estimated fair value, net
|
—
|
|
|
—
|
|
|
384
|
|
|
660
|
|
|
1,680
|
|
|||||
Structured settlement receivables at cost, net
|
—
|
|
|
—
|
|
|
597
|
|
|
797
|
|
|
1,574
|
|
|||||
Investment in life settlements, at estimated fair value
|
680
|
|
|
11,946
|
|
|
82,575
|
|
|
48,442
|
|
|
113,441
|
|
|||||
Investment in life settlements, at estimated fair value (VIE)
|
497,720
|
|
|
449,979
|
|
|
306,311
|
|
|
254,519
|
|
|
—
|
|
|||||
Receivable for maturity of life settlements (VIE)
|
5,000
|
|
|
18,223
|
|
|
4,000
|
|
|
2,100
|
|
|
—
|
|
|||||
Fixed assets, net
|
232
|
|
|
322
|
|
|
355
|
|
|
74
|
|
|
217
|
|
|||||
Investment in affiliates
|
2,384
|
|
|
2,384
|
|
|
2,384
|
|
|
2,378
|
|
|
2,212
|
|
|||||
Assets of segment held for sale
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
15
|
|
|||||
Total assets
|
$
|
525,818
|
|
|
$
|
508,060
|
|
|
$
|
455,995
|
|
|
$
|
348,103
|
|
|
$
|
160,342
|
|
LIABILITIES AND STOCKHOLDERS’ EQUITY
|
|
|
|
|
|
|
|
|
|
||||||||||
Liabilities
|
|
|
|
|
|
|
|
|
|
||||||||||
Accounts payable and accrued expenses
|
2,590
|
|
|
$
|
3,051
|
|
|
6,140
|
|
|
2,977
|
|
|
6,606
|
|
||||
Accounts payable and accrued expenses (VIE)
|
593
|
|
|
419
|
|
|
423
|
|
|
341
|
|
|
—
|
|
|||||
Other liabilities
|
359
|
|
|
360
|
|
|
1,256
|
|
|
21,221
|
|
|
20,796
|
|
|||||
Interest payable—senior unsecured convertible notes
|
2,272
|
|
|
2,272
|
|
|
2,272
|
|
|
—
|
|
|
—
|
|
|||||
Senior unsecured convertible notes, net of discount and deferred debt costs
|
60,535
|
|
|
56,812
|
|
|
51,945
|
|
|
—
|
|
|
—
|
|
|||||
Interest payable—senior secured notes
|
213
|
|
|
—
|
|
|
261
|
|
|
—
|
|
|
—
|
|
|||||
Senior secured notes, net of discount and deferred debt costs
|
29,297
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|||||
Secured notes, net of discount and deferred debt costs
|
—
|
|
|
—
|
|
|
24,036
|
|
|
—
|
|
|
—
|
|
|||||
White Eagle Revolving Credit Facility, at estimated fair value (VIE)
|
257,085
|
|
|
169,131
|
|
|
145,831
|
|
|
123,847
|
|
|
—
|
|
|||||
Red Falcon Revolving Credit Facility, at estimated fair value (VIE)
|
—
|
|
|
55,658
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|||||
Income taxes payable
|
—
|
|
|
—
|
|
|
—
|
|
|
6,295
|
|
|
6,295
|
|
|||||
Deferred tax liability
|
—
|
|
|
—
|
|
|
8,728
|
|
|
—
|
|
|
—
|
|
|||||
Total liabilities
|
352,944
|
|
|
287,703
|
|
|
240,892
|
|
|
154,681
|
|
|
33,697
|
|
|||||
Stockholders’ Equity
|
|
|
|
|
|
|
|
|
|
||||||||||
Common stock, $0.01 par value (80,000,000 authorized; 29,021,844 issued and 28,413,844 outstanding as of December 31, 2016, 28,130,508 issued and 27,522,508 outstanding as of December 31, 2015, 21,402,990, 21,237,166, and 21,206,121 issued and outstanding as of December 31, 2014, 2013, and 2012, respectively)
|
290
|
|
|
281
|
|
|
214
|
|
|
212
|
|
|
212
|
|
|||||
Preferred stock, $0.01 par value (40,000,000 authorized; 0 issued and outstanding as of December 31, 2016, 2015, 2014, 2013, and 2012)
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|||||
Treasury stock (608,000 shares as of December 31, 2016 and 2015 and 0 shares as of December 31, 2014, 2013, and 2012)
|
(2,534
|
)
|
|
(2,534
|
)
|
|
—
|
|
|
—
|
|
|
—
|
|
|||||
Additional paid-in-capital
|
307,647
|
|
|
305,450
|
|
|
266,705
|
|
|
239,506
|
|
|
238,064
|
|
|||||
Accumulated other comprehensive loss
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
(3
|
)
|
|||||
Accumulated deficit
|
(132,529
|
)
|
|
(82,840
|
)
|
|
(51,816
|
)
|
|
(46,296
|
)
|
|
(111,628
|
)
|
|||||
Total stockholders’ equity
|
172,874
|
|
|
220,357
|
|
|
215,103
|
|
|
193,422
|
|
|
126,645
|
|
|||||
Total liabilities and stockholders’ equity
|
$
|
525,818
|
|
|
$
|
508,060
|
|
|
$
|
455,995
|
|
|
$
|
348,103
|
|
|
$
|
160,342
|
|
|
For the Year Ended December 31,
|
||||||||||||||||
|
2016
|
|
2015
|
|
2014
|
|
2013
|
||||||||||
Period Acquisitions—Policies Owned
|
|
|
|
|
|
|
|
||||||||||
Number of policies acquired
|
1
|
|
|
43
|
|
|
16
|
|
|
432
|
|
||||||
Average age of insured at acquisition
|
90.3
|
|
|
85.0
|
|
|
85.2
|
|
|
77.7
|
|
||||||
Average life expectancy—Calculated LE (Years)
|
2.3
|
|
|
5.4
|
|
|
5.9
|
|
|
12.7
|
|
||||||
Average death benefit
|
$
|
690
|
|
|
$
|
2,811
|
|
|
$
|
4,444
|
|
|
$
|
4,749
|
|
||
Aggregate purchase price
|
$
|
16
|
|
|
$
|
30,695
|
|
|
$
|
16,296
|
|
|
$
|
58,645
|
|
||
|
|
|
|
|
|
|
|
||||||||||
End of Period—Policies Owned
|
|
|
|
|
|
|
|
||||||||||
Number of policies owned
|
621
|
|
|
632
|
|
|
607
|
|
|
612
|
|
||||||
Average age of insured
|
82.4
|
|
|
81.4
|
|
|
80.4
|
|
|
79.2
|
|
||||||
Average death benefit per policy
|
$
|
4,745
|
|
|
$
|
4,714
|
|
|
$
|
4,829
|
|
|
$
|
4,828
|
|
||
Average life expectancy—Calculated LE (Years)
|
9.0
|
|
|
9.9
|
|
|
10.7
|
|
|
11.6
|
|
||||||
Aggregate death benefit
|
$
|
2,946,511
|
|
|
$
|
2,979,352
|
|
|
$
|
2,931,066
|
|
|
$
|
2,954,890
|
|
||
Aggregate fair value
|
$
|
498,400
|
|
|
$
|
461,925
|
|
|
$
|
388,886
|
|
|
$
|
302,961
|
|
||
Monthly premium—average per policy
|
$
|
11.0
|
|
|
$
|
9.1
|
|
|
$
|
7.8
|
|
|
$
|
7.5
|
|
||
|
|
|
|
|
|
|
|
||||||||||
Period Maturities
|
|
|
|
|
|
|
|
||||||||||
Number of policies matured
|
12
|
|
17
|
|
7
|
|
|
4
|
|
||||||||
Average age of insured at maturity
|
85.7
|
|
85.2
|
|
85.0
|
|
86.8
|
|
80.1
|
|
|
84.0
|
|
||||
Average life expectancy - Calculated LE (Years)
|
3.4
|
|
1.8
|
|
6.4
|
|
5.4
|
|
7.1
|
|
|
4.4
|
|
||||
Aggregate death benefit
|
$
|
37,460
|
|
|
$
|
67,403
|
|
|
$
|
25,500
|
|
|
$
|
14,100
|
|
||
Gains on maturity
|
$
|
17,876
|
|
|
$
|
47,940
|
|
|
$
|
16,413
|
|
|
$
|
9,223
|
|
||
Proceeds collected
|
$
|
50,460
|
|
|
$
|
53,454
|
|
|
$
|
23,600
|
|
|
$
|
12,039
|
|
LTV
|
|
Premiums, Interest & Other Fees
|
|
Principal
|
|
Distribution to White Eagle - 55%
|
|
Lender Participation - 45%
|
N/A
|
|
100%
|
|
—%
|
|
—%
|
|
—%
|
>65%
|
|
N/A
|
|
100%
|
|
—%
|
|
—%
|
50-65%
|
|
N/A
|
|
70%
|
|
16.5%
|
|
13.5%
|
35-50%
|
|
N/A
|
|
55%
|
|
24.8%
|
|
20.3%
|
0-35%
|
|
N/A
|
|
45%
|
|
30.3%
|
|
24.8%
|
•
|
Changes in Fair Value of Life Settlements
—When the Company acquires certain life insurance policies we initially record these investments at the transaction price, which is the fair value of the policy for those acquired upon relinquishment or the amount paid for policies acquired for cash. The fair value of the investment in insurance policies is evaluated at the end of each reporting period. Changes in the fair value of the investment based on evaluations are recorded as changes in fair value of life settlements in our consolidated statement of operations. The fair value is determined on a discounted cash flow basis that incorporates current life expectancy assumptions. The discount rate incorporates current information about market interest rates, the credit exposure to the insurance company that issued the life insurance policy and our estimate of the risk premium an investor in the policy would require. The Company recognizes income from life settlement maturities upon receipt of death notice or verified obituary of the insured. This income is the difference between the death benefits and fair values of the policy at the time of maturity.
|
•
|
Gain/Loss on Life Settlements, Net
—The Company recognizes gains or losses from life settlement contracts that the Company owns upon the signed sale agreement and/or filing of ownership forms and funds transferred to escrow.
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2016
|
|
2015
|
|
Change
|
|
% Change
|
|
|
|||||||
Income
|
|
$
|
1,115
|
|
|
$
|
46,891
|
|
|
$
|
(45,776
|
)
|
|
(98
|
)%
|
|
decrease
|
Expenses
|
|
50,544
|
|
|
85,990
|
|
|
(35,446
|
)
|
|
(41
|
)%
|
|
decrease
|
|||
Income tax (benefit)
|
|
—
|
|
|
(8,719
|
)
|
|
8,719
|
|
|
(100
|
)%
|
|
decrease
|
|||
Net loss
|
|
$
|
(49,429
|
)
|
|
$
|
(30,380
|
)
|
|
$
|
(19,049
|
)
|
|
63
|
%
|
|
increase
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2016
|
|
2015
|
|
Change
|
|
% Change
|
|
|
|||||||
Change in fair value of life settlements
|
|
$
|
864
|
|
|
$
|
46,717
|
|
|
$
|
(45,853
|
)
|
|
(98
|
)%
|
|
decrease
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2016
|
|
2015
|
|
Change
|
|
% Change
|
|
|
|||||||
Loss on life settlements, net
|
|
$
|
—
|
|
|
$
|
(41
|
)
|
|
$
|
41
|
|
|
(100
|
)%
|
|
decrease
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2016
|
|
2015
|
|
Change
|
|
% Change
|
|
|
|||||||
White Eagle Revolving Credit Facility
|
|
$
|
11,422
|
|
|
$
|
9,239
|
|
|
$
|
2,183
|
|
|
24
|
%
|
|
increase
|
Red Falcon Revolving Credit Facility
|
|
4,260
|
|
|
4,860
|
|
|
(600
|
)
|
|
(12
|
)%
|
|
decrease
|
|||
Convertible Notes
|
|
9,737
|
|
|
9,145
|
|
|
592
|
|
|
6
|
%
|
|
increase
|
|||
15% Senior Secured Notes
|
|
4,008
|
|
|
—
|
|
|
4,008
|
|
|
100
|
%
|
|
increase
|
|||
12.875% Senior Secured Notes
|
|
—
|
|
|
4,019
|
|
|
(4,019
|
)
|
|
(100
|
)%
|
|
decrease
|
|||
Other
|
|
12
|
|
|
23
|
|
|
(11
|
)
|
|
(48
|
)%
|
|
decrease
|
|||
Total Interest Expense
|
|
$
|
29,439
|
|
|
$
|
27,286
|
|
|
$
|
2,153
|
|
|
8
|
%
|
|
increase
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2016
|
|
2015
|
|
Change
|
|
% Change
|
|
|
|||||||
Extinguishment of Secured Notes
|
|
$
|
—
|
|
|
$
|
8,782
|
|
|
$
|
(8,782
|
)
|
|
(100
|
)%
|
|
decrease
|
Extinguishment of Red Falcon Revolving Credit Facility
|
|
554
|
|
|
—
|
|
|
554
|
|
|
100
|
%
|
|
increase
|
|||
|
|
$
|
554
|
|
|
$
|
8,782
|
|
|
$
|
(8,228
|
)
|
|
(94
|
)%
|
|
decrease
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2016
|
|
2015
|
|
Change
|
|
% Change
|
|
|
|||||||
White Eagle Revolving Credit Facility
|
|
$
|
(1,389
|
)
|
|
$
|
11,926
|
|
|
$
|
(13,315
|
)
|
|
(112
|
)%
|
|
decrease
|
Red Falcon Revolving Credit Facility
|
|
(509
|
)
|
|
270
|
|
|
(779
|
)
|
|
(289
|
)%
|
|
decrease
|
|||
Total Change in Fair Value of Revolving Credit Facilities
|
|
$
|
(1,898
|
)
|
|
$
|
12,196
|
|
|
$
|
(14,094
|
)
|
|
(116
|
)%
|
|
decrease
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2016
|
|
2015
|
|
Change
|
|
% Change
|
|
|
|||||||
Personnel costs
|
|
$
|
6,070
|
|
|
$
|
6,384
|
|
|
$
|
(314
|
)
|
|
(5
|
)%
|
|
decrease
|
Legal fees
|
|
6,427
|
|
|
20,739
|
|
|
(14,312
|
)
|
|
(69
|
)%
|
|
decrease
|
|||
Professional fees
|
|
7,081
|
|
|
7,133
|
|
|
(52
|
)
|
|
(1
|
)%
|
|
decrease
|
|||
Insurance
|
|
835
|
|
|
1,275
|
|
|
(440
|
)
|
|
(35
|
)%
|
|
decrease
|
|||
Other SG&A
|
|
2,036
|
|
|
2,194
|
|
|
(158
|
)
|
|
(7
|
)%
|
|
decrease
|
|||
Total SG&A Expense
|
|
$
|
22,449
|
|
|
$
|
37,725
|
|
|
$
|
(15,276
|
)
|
|
(40
|
)%
|
|
decrease
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2015
|
|
2014
|
|
Change
|
|
% Change
|
|
|
|||||||
Income
|
|
$
|
46,891
|
|
|
$
|
43,816
|
|
|
$
|
3,075
|
|
|
7
|
%
|
|
increase
|
Expenses
|
|
85,990
|
|
|
48,842
|
|
|
37,148
|
|
|
76
|
%
|
|
increase
|
|||
Income tax (benefit)
|
|
(8,719
|
)
|
|
125
|
|
|
(8,844
|
)
|
|
(7,075
|
)%
|
|
decrease
|
|||
Net loss
|
|
$
|
(30,380
|
)
|
|
$
|
(5,151
|
)
|
|
$
|
(25,229
|
)
|
|
490
|
%
|
|
increase
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2015
|
|
2014
|
|
Change
|
|
% Change
|
|
|
|||||||
Change in fair value of life settlements
|
|
$
|
46,717
|
|
|
$
|
44,128
|
|
|
$
|
2,589
|
|
|
6
|
%
|
|
increase
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2015
|
|
2014
|
|
Change
|
|
% Change
|
|
|
|||||||
Loss on life settlements, net
|
|
$
|
(41
|
)
|
|
$
|
(426
|
)
|
|
$
|
385
|
|
|
(90
|
)%
|
|
decrease
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2015
|
|
2014
|
|
Change
|
|
% Change
|
|
|
|||||||
Interest expense
|
|
$
|
27,286
|
|
|
$
|
16,245
|
|
|
$
|
11,041
|
|
|
68
|
%
|
|
increase
|
Extinguishment of Senior Notes
|
|
8,782
|
|
|
—
|
|
|
8,782
|
|
|
100
|
%
|
|
increase
|
|||
Change in fair value of Revolving Credit Facilities
|
|
12,197
|
|
|
(5,472
|
)
|
|
17,669
|
|
|
(323
|
)%
|
|
decrease
|
|||
Change in fair value of conversion derivative liability
|
|
—
|
|
|
6,759
|
|
|
(6,759
|
)
|
|
(100
|
)%
|
|
decrease
|
|||
SG&A expenses
|
|
37,725
|
|
|
31,310
|
|
|
6,415
|
|
|
20
|
%
|
|
increase
|
|||
Total Expense
|
|
$
|
85,990
|
|
|
$
|
48,842
|
|
|
$
|
37,148
|
|
|
76
|
%
|
|
increase
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2015
|
|
2014
|
|
Change
|
|
% Change
|
|
|
|||||||
White Eagle Revolving Credit Facility
|
|
9,239
|
|
|
7,980
|
|
|
$
|
1,259
|
|
|
16
|
%
|
|
increase
|
||
Red Falcon Revolving Credit Facility
|
|
4,860
|
|
|
—
|
|
|
4,860
|
|
|
100
|
%
|
|
increase
|
|||
Convertible Notes
|
|
9,145
|
|
|
7,549
|
|
|
1,596
|
|
|
21
|
%
|
|
increase
|
|||
12.875% Senior Secured Notes
|
|
4,019
|
|
|
694
|
|
|
3,325
|
|
|
479
|
%
|
|
increase
|
|||
Other
|
|
23
|
|
|
22
|
|
|
1
|
|
|
5
|
%
|
|
increase
|
|||
Total Interest Expense
|
|
$
|
27,286
|
|
|
$
|
16,245
|
|
|
$
|
11,041
|
|
|
68
|
%
|
|
increase
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2015
|
|
2014
|
|
Change
|
|
% Change
|
|
|
|||||||
Extinguishment of Senior Secured Notes
|
|
$
|
8,782
|
|
|
$
|
—
|
|
|
$
|
8,782
|
|
|
100
|
%
|
|
increase
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2015
|
|
2014
|
|
Change
|
|
% Change
|
|
|
|||||||
White Eagle Revolving Credit Facility
|
|
$
|
11,926
|
|
|
$
|
(5,472
|
)
|
|
$
|
17,398
|
|
|
(318
|
)%
|
|
decrease
|
Red Falcon Revolving Credit Facility
|
|
270
|
|
|
—
|
|
|
270
|
|
|
100
|
%
|
|
increase
|
|||
Total Change in Fair Value of Revolving Credit Facilities
|
|
$
|
12,196
|
|
|
$
|
(5,472
|
)
|
|
$
|
17,668
|
|
|
(323
|
)%
|
|
decrease
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
||||||||||||||
|
|
2015
|
|
2014
|
|
Change
|
|
% Change
|
|
|
||||||
Change in fair value of conversion derivative liability
|
|
—
|
|
|
$
|
6,759
|
|
|
$
|
(6,759
|
)
|
|
(100
|
)%
|
|
decrease
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2015
|
|
2014
|
|
Change
|
|
% Change
|
|
|
|||||||
Personnel costs
|
|
$
|
6,384
|
|
|
$
|
8,763
|
|
|
$
|
(2,379
|
)
|
|
(27
|
)%
|
|
decrease
|
Legal fees
|
|
20,739
|
|
|
13,620
|
|
|
7,119
|
|
|
52
|
%
|
|
increase
|
|||
Professional fees
|
|
7,133
|
|
|
5,254
|
|
|
1,879
|
|
|
36
|
%
|
|
increase
|
|||
Insurance
|
|
1,275
|
|
|
1,667
|
|
|
(392
|
)
|
|
(24
|
)%
|
|
decrease
|
|||
Other SG&A
|
|
2,194
|
|
|
2,006
|
|
|
188
|
|
|
9
|
%
|
|
increase
|
|||
Total SG&A Expense
|
|
$
|
37,725
|
|
|
$
|
31,310
|
|
|
$
|
6,415
|
|
|
20
|
%
|
|
increase
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2016
|
|
2015
|
|
Change
|
|
% Change
|
|
|
|||||||
Total income
|
|
$
|
12
|
|
|
$
|
81
|
|
|
$
|
(69
|
)
|
|
(85
|
)%
|
|
decrease
|
Total expenses
|
|
272
|
|
|
725
|
|
|
(453
|
)
|
|
(62
|
)%
|
|
decrease
|
|||
Loss before income taxes
|
|
(260
|
)
|
|
(644
|
)
|
|
384
|
|
|
(60
|
)%
|
|
decrease
|
|||
Net loss, net of income taxes
|
|
$
|
(260
|
)
|
|
$
|
(644
|
)
|
|
$
|
384
|
|
|
(60
|
)%
|
|
decrease
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year Ended December 31,
|
|||||||||||||||
|
|
2015
|
|
2014
|
|
Change
|
|
% Change
|
|
|
|||||||
Total income (loss)
|
|
$
|
81
|
|
|
$
|
192
|
|
|
$
|
(111
|
)
|
|
(58
|
)%
|
|
decrease
|
Total expenses
|
|
725
|
|
|
793
|
|
|
(68
|
)
|
|
(9
|
)%
|
|
decrease
|
|||
Income (loss) before income taxes
|
|
(644
|
)
|
|
(601
|
)
|
|
(43
|
)
|
|
7
|
%
|
|
increase
|
|||
Income tax benefit
|
|
—
|
|
|
232
|
|
|
(232
|
)
|
|
(100
|
)%
|
|
decrease
|
|||
Net income (loss), net of income taxes
|
|
$
|
(644
|
)
|
|
$
|
(369
|
)
|
|
$
|
(275
|
)
|
|
75
|
%
|
|
increase
|
|
|
|
|
|
|
|
|
|
|
|
Period
|
|
Total Number of Shares Purchased
|
|
Average Price Paid Per Share
|
|||
October 1 through October 31
|
|
43,638
|
|
|
$
|
2.91
|
|
November 1 through November 30
|
|
—
|
|
|
—
|
|
|
December 1 through December 31
|
|
141,633
|
|
|
$
|
1.38
|
|
Total
|
|
185,271
|
|
|
1.74
|
|
|
|
|
Year Ended December 31,
|
|||||||||
|
2016
|
|
2015
|
|
2014
|
|
||||||
Statement of Cash Flows Data:
|
|
|
|
|
|
|
||||||
Total cash (used in) provided by:
|
|
|
|
|
|
|
||||||
Operating activities
|
(45,555
|
)
|
|
$
|
(54,348
|
)
|
|
$
|
(32,899
|
)
|
|
|
Investing activities
|
(26,120
|
)
|
|
(40,954
|
)
|
|
(46,009
|
)
|
|
|||
Financing activities
|
62,652
|
|
|
60,726
|
|
|
111,126
|
|
|
|||
(Decrease)/increase in cash and cash equivalents
|
$
|
(9,023
|
)
|
|
$
|
(34,576
|
)
|
|
$
|
32,218
|
|
|
|
Total
|
|
Due in Less than 1 Year
|
|
Due 1-3 Years
|
|
Due 3-5 Years
|
|
More than 5 Years
|
||||||||||
Operating leases
|
$
|
940
|
|
|
$
|
241
|
|
|
$
|
699
|
|
|
$
|
—
|
|
|
$
|
—
|
|
Finance lease obligation
|
25
|
|
|
25
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|||||
White Eagle Revolving Credit Facility
(1)
|
261,393
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
261,393
|
|
|||||
Interest payable
(2)
|
4,905
|
|
|
4,905
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|||||
Senior Secured Notes
|
30,000
|
|
|
—
|
|
|
30,000
|
|
|
—
|
|
|
—
|
|
|||||
Senior unsecured convertible notes
|
70,743
|
|
|
—
|
|
|
70,743
|
|
|
—
|
|
|
—
|
|
|||||
|
$
|
368,006
|
|
|
$
|
5,171
|
|
|
$
|
101,442
|
|
|
$
|
—
|
|
|
$
|
261,393
|
|
(1)
|
Please see Note 8, "White Eagle Revolving Credit Facility," to the accompanying consolidated financial statements
.
|
(2)
|
Includes
$2.4 million
related to outstanding interest due for the White Eagle Revolving Credit Facility.
|
Carrier
|
Percentage of Total Fair Value
|
|
Percentage of Total Death Benefit
|
|
Moody’s Rating
|
|
S&P Rating
|
||
Lincoln National Life Insurance Company
|
21.7
|
%
|
|
19.3
|
%
|
|
A1
|
|
AA-
|
Transamerica Life Insurance Company
|
18.4
|
%
|
|
20.6
|
%
|
|
A1
|
|
AA-
|
Plan category
|
Number of securities to be issued upon exercise of outstanding options, warrants and rights
|
|
Weighted- average exercise price of
outstanding options, warrants and rights
|
|
Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in other column)
|
||||
Equity compensation plans approved by security holders
|
763,594
|
|
|
$
|
8.52
|
|
|
1,554,323
|
|
Equity compensation plans not approved by security holders
|
N/A
|
|
|
N/A
|
|
|
N/A
|
|
|
Total
|
763,594
|
|
|
$
|
8.52
|
|
|
1,554,323
|
|
|
|
EMERGENT CAPITAL, INC.
|
|
|
|
By:
|
/
S
/ A
NTONY
M
ITCHELL
|
Name:
|
Antony Mitchell
|
Title:
|
Chief Executive Officer
|
|
|
|
|
|
Signature
|
|
Title
|
|
Date
|
|
|
|
|
|
/
S
/ A
NTONY
M
ITCHELL
|
|
Chief Executive Officer and Director (Principal Executive Officer)
|
|
March 21, 2017
|
Antony Mitchell
|
|
|
||
|
|
|
|
|
/
S
/ MIRIAM MARTINEZ
|
|
Chief Financial Officer (Principal Financial Officer)
|
|
March 21, 2017
|
Miriam Martinez
|
|
|
||
|
|
|
|
|
/
S
/ J
AMES
C
HADWICK
|
|
Director
|
|
March 21, 2017
|
James Chadwick
|
|
|
||
|
|
|
|
|
/
S
/ M
ICHAEL
A. C
ROW
|
|
Director
|
|
March 21, 2017
|
Michael A. Crow
|
|
|
||
|
|
|
|
|
/
S
/ A
NDREW
D
AKOS
|
|
Director
|
|
March 21, 2017
|
Andrew Dakos
|
|
|
||
|
|
|
|
|
/
S
/ P
HILLIP
G
OLDSTEIN
|
|
Chairman of the Board of Directors
|
|
March 21, 2017
|
Phillip Goldstein
|
|
|
||
|
|
|
|
|
/
S
/ G
ERALD
H
ELLERMAN
|
|
Director
|
|
March 21, 2017
|
Gerald Hellerman
|
|
|
||
|
|
|
|
|
/
S
/ G
ILBERT NATHAN
|
|
Director
|
|
March 21, 2017
|
Gilbert Nathan
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2016
|
|
2015
|
||||
|
(In thousands except share data)
|
||||||
ASSETS
|
|
|
|
||||
Assets
|
|
|
|
||||
Cash and cash equivalents
|
$
|
2,246
|
|
|
$
|
12,946
|
|
Cash and cash equivalents (VIE Note 3)
|
9,072
|
|
|
7,395
|
|
||
Certificate of deposit
|
6,025
|
|
|
2,501
|
|
||
Prepaid expenses and other assets
|
1,112
|
|
|
1,017
|
|
||
Deposits - other
|
1,347
|
|
|
1,347
|
|
||
Life settlements, at estimated fair value
|
680
|
|
|
11,946
|
|
||
Life settlements, at estimated fair value (VIE Note 3)
|
497,720
|
|
|
449,979
|
|
||
Receivable for maturity of life settlements (VIE Note 3)
|
5,000
|
|
|
18,223
|
|
||
Fixed assets, net
|
232
|
|
|
322
|
|
||
Investment in affiliate
|
2,384
|
|
|
2,384
|
|
||
Total assets
|
$
|
525,818
|
|
|
$
|
508,060
|
|
LIABILITIES AND STOCKHOLDERS’ EQUITY
|
|
|
|
||||
Liabilities
|
|
|
|
||||
Accounts payable and accrued expenses
|
$
|
2,590
|
|
|
$
|
3,051
|
|
Accounts payable and accrued expenses (VIE Note 3)
|
593
|
|
|
419
|
|
||
Other liabilities
|
359
|
|
|
360
|
|
||
Interest payable - Convertible Notes (Note 10)
|
2,272
|
|
|
2,272
|
|
||
Convertible Notes, net of discount and deferred debt costs (Note 10)
|
60,535
|
|
|
56,812
|
|
||
Interest payable - Senior Secured Notes (Note 11)
|
213
|
|
|
—
|
|
||
Senior Secured Notes, net of discount and deferred debt costs (Note 11)
|
29,297
|
|
|
—
|
|
||
White Eagle Revolving Credit Facility, at estimated fair value (VIE Note 3)
|
257,085
|
|
|
169,131
|
|
||
Red Falcon Revolving Credit Facility, at estimated fair value (VIE Note 3)
|
—
|
|
|
55,658
|
|
||
Total liabilities
|
352,944
|
|
|
287,703
|
|
||
Commitments and Contingencies (Note 15)
|
|
|
|
||||
Stockholders’ Equity
|
|
|
|
||||
Common stock (par value $0.01 per share, 80,000,000 authorized at December 31, 2016 and 2015; 29,021,844 issued and 28,413,844 outstanding as of December 31, 2016 and 28,130,508 issued and 27,522,508 outstanding as of December 31, 2015)
|
290
|
|
|
281
|
|
||
Preferred stock (par value $0.01 per share, 40,000,000 authorized; 0 issued and outstanding as of December 31, 2016 and 2015)
|
—
|
|
|
—
|
|
||
Treasury stock (608,000 as of December 31, 2016 and 2015)
|
(2,534
|
)
|
|
(2,534
|
)
|
||
Additional paid-in-capital
|
307,647
|
|
|
305,450
|
|
||
Accumulated deficit
|
(132,529
|
)
|
|
(82,840
|
)
|
||
Total stockholders’ equity
|
172,874
|
|
|
220,357
|
|
||
Total liabilities and stockholders’ equity
|
$
|
525,818
|
|
|
$
|
508,060
|
|
|
2016
|
|
2015
|
|
2014
|
||||||
|
(in thousands, except share and per share data)
|
||||||||||
Income
|
|
||||||||||
Loss on life settlements, net
|
$
|
—
|
|
|
$
|
(41
|
)
|
|
$
|
(426
|
)
|
Change in fair value of life settlements (Notes 7 & 13)
|
864
|
|
|
46,717
|
|
|
44,128
|
|
|||
Other income
|
251
|
|
|
215
|
|
|
114
|
|
|||
Total income
|
1,115
|
|
|
46,891
|
|
|
43,816
|
|
|||
Expenses
|
|
|
|
|
|
||||||
Interest expense
|
29,439
|
|
|
27,286
|
|
|
16,245
|
|
|||
Change in fair value of Revolving Credit Facilities (Notes 8, 9 & 13)
|
(1,898
|
)
|
|
12,197
|
|
|
(5,472
|
)
|
|||
Extinguishment of Secured Notes
|
—
|
|
|
8,782
|
|
|
—
|
|
|||
Extinguishment of Red Falcon Revolving Credit Facility
|
554
|
|
|
—
|
|
|
—
|
|
|||
Change in fair value of conversion derivative liability (Notes 10 & 13)
|
—
|
|
|
—
|
|
|
6,759
|
|
|||
Personnel costs
|
6,070
|
|
|
6,384
|
|
|
8,763
|
|
|||
Legal fees
|
6,427
|
|
|
20,739
|
|
|
13,620
|
|
|||
Professional fees
|
7,081
|
|
|
7,133
|
|
|
5,254
|
|
|||
Insurance
|
835
|
|
|
1,275
|
|
|
1,667
|
|
|||
Other selling, general and administrative expenses
|
2,036
|
|
|
2,194
|
|
|
2,006
|
|
|||
Total expenses
|
50,544
|
|
|
85,990
|
|
|
48,842
|
|
|||
(Loss) income from continuing operations before income taxes
|
(49,429
|
)
|
|
(39,099
|
)
|
|
(5,026
|
)
|
|||
(Benefit) provision for income taxes
|
—
|
|
|
(8,719
|
)
|
|
125
|
|
|||
Net (loss) income from continuing operations
|
$
|
(49,429
|
)
|
|
$
|
(30,380
|
)
|
|
$
|
(5,151
|
)
|
Discontinued Operations:
|
|
|
|
|
|
||||||
(Loss) income from discontinued operations, net of income taxes
|
(260
|
)
|
|
(644
|
)
|
|
(601
|
)
|
|||
Benefit for income taxes
|
—
|
|
|
—
|
|
|
232
|
|
|||
Net (loss) income from discontinued operations
|
(260
|
)
|
|
(644
|
)
|
|
(369
|
)
|
|||
Net (loss) income
|
$
|
(49,689
|
)
|
|
$
|
(31,024
|
)
|
|
$
|
(5,520
|
)
|
(Loss) earnings per share:
|
|
|
|
|
|
||||||
Basic and diluted (loss) earnings per common share
|
|
|
|
|
|
||||||
Continuing operations
|
$
|
(1.79
|
)
|
|
$
|
(1.22
|
)
|
|
$
|
(0.24
|
)
|
Discontinued operations
|
(0.01
|
)
|
|
(0.03
|
)
|
|
(0.02
|
)
|
|||
Net (loss) income
|
$
|
(1.80
|
)
|
|
$
|
(1.25
|
)
|
|
$
|
(0.26
|
)
|
|
|
|
|
|
|
||||||
Weighted average shares outstanding:
|
|
|
|
|
|
||||||
Basic and diluted
|
27,660,711
|
|
|
24,851,178
|
|
|
21,354,567
|
|
|||
|
|
|
|
|
|
|
Common Stock
|
|
Treasury Stock
|
|
Additional Paid-in Capital
|
|
Accumulated Deficit
|
|
Total
|
||||||||||||||||
|
Shares
|
|
Amount
|
|
Shares
|
|
Amount
|
|
|||||||||||||||||
|
(in thousands, except share data)
|
||||||||||||||||||||||||
Balance, January 1, 2014
|
21,237,166
|
|
|
$
|
212
|
|
|
—
|
|
|
$
|
—
|
|
|
239,506
|
|
|
$
|
(46,296
|
)
|
|
$
|
193,422
|
|
|
Net income (loss)
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
(5,520
|
)
|
|
(5,520
|
)
|
|||||
Stock-based compensation
|
41,060
|
|
|
1
|
|
|
—
|
|
|
—
|
|
|
955
|
|
|
—
|
|
|
956
|
|
|||||
Restricted stock issued
|
125,628
|
|
|
1
|
|
|
—
|
|
|
—
|
|
|
499
|
|
|
—
|
|
|
500
|
|
|||||
Retirement of common stock
|
(864
|
)
|
|
$
|
—
|
|
|
—
|
|
|
$
|
—
|
|
|
—
|
|
|
$
|
—
|
|
|
—
|
|
||
Reclassification of derivative liability, net of tax
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
14,069
|
|
|
—
|
|
|
14,069
|
|
|||||
Issuance of warrants
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
5,381
|
|
|
—
|
|
|
5,381
|
|
|||||
Pre-conversion tax adjustment
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
6,295
|
|
|
—
|
|
|
6,295
|
|
|||||
Balance, December 31, 2014
|
21,402,990
|
|
|
$
|
214
|
|
|
—
|
|
|
$
|
—
|
|
|
$
|
266,705
|
|
|
$
|
(51,816
|
)
|
|
$
|
215,103
|
|
Net income (loss)
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
(31,024
|
)
|
|
(31,024
|
)
|
|||||
Stock-based compensation
|
41,259
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
490
|
|
|
—
|
|
|
490
|
|
|||||
Purchase of treasury stock, net of costs
|
|
|
|
—
|
|
|
608,000
|
|
|
(2,534
|
)
|
|
—
|
|
|
—
|
|
|
(2,534
|
)
|
|||||
Common stock issued for rights offering, net of costs
|
6,688,433
|
|
|
67
|
|
|
—
|
|
|
—
|
|
|
38,267
|
|
|
—
|
|
|
38,334
|
|
|||||
Retirement of common stock
|
(2,174
|
)
|
|
—
|
|
|
—
|
|
|
—
|
|
|
(12
|
)
|
|
—
|
|
|
(12
|
)
|
|||||
Balance, December 31, 2015
|
28,130,508
|
|
|
$
|
281
|
|
|
608,000
|
|
|
$
|
(2,534
|
)
|
|
305,450
|
|
|
$
|
(82,840
|
)
|
|
220,357
|
|
||
Net income (loss)
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
(49,689
|
)
|
|
(49,689
|
)
|
|||||
Stock-based compensation
|
265,212
|
|
|
3
|
|
|
—
|
|
|
—
|
|
|
408
|
|
|
—
|
|
|
411
|
|
|||||
Common stock issued through ATM, net
|
628,309
|
|
|
6
|
|
|
—
|
|
|
—
|
|
|
1,797
|
|
|
—
|
|
|
1,803
|
|
|||||
Retirement of common stock
|
(2,185
|
)
|
|
—
|
|
|
—
|
|
|
—
|
|
|
(8
|
)
|
|
—
|
|
|
(8
|
)
|
|||||
Balance, December 31, 2016
|
29,021,844
|
|
|
$
|
290
|
|
|
608,000
|
|
|
$
|
(2,534
|
)
|
|
$
|
307,647
|
|
|
$
|
(132,529
|
)
|
|
$
|
172,874
|
|
|
2016
|
|
2015
|
|
2014
|
||||||
|
|
|
(In thousands)
|
||||||||
Cash flows from operating activities
|
|
|
|
|
|
||||||
Net (loss) income
|
$
|
(49,689
|
)
|
|
$
|
(31,024
|
)
|
|
$
|
(5,520
|
)
|
Adjustments to reconcile net (loss) income to net cash used in operating activities:
|
|
|
|
|
|
||||||
Depreciation and amortization
|
108
|
|
|
113
|
|
|
88
|
|
|||
Red Falcon Revolving Credit Facility origination cost
|
297
|
|
|
3,329
|
|
|
—
|
|
|||
White Eagle Revolving Credit Facility origination cost
|
388
|
|
|
—
|
|
|
—
|
|
|||
Revolving Credit Facilities financing cost and fees withheld by lender
|
1,020
|
|
|
7,493
|
|
|
6,716
|
|
|||
Amortization of discount and deferred debt costs for Convertible Notes
|
3,724
|
|
|
3,132
|
|
|
2,371
|
|
|||
Amortization of discount and deferred debt costs for 15% Senior Secured Notes
|
348
|
|
|
—
|
|
|
—
|
|
|||
Amortization of discount and deferred debt costs for Secured Notes
|
—
|
|
|
541
|
|
|
102
|
|
|||
Stock-based compensation
|
403
|
|
|
490
|
|
|
956
|
|
|||
Change in fair value of life settlements
|
(864
|
)
|
|
(46,717
|
)
|
|
(44,128
|
)
|
|||
Unrealized change in fair value of structured settlements
|
—
|
|
|
(20
|
)
|
|
(32
|
)
|
|||
Change in fair value of Revolving Credit Facilities
|
(1,898
|
)
|
|
12,197
|
|
|
(5,472
|
)
|
|||
Loss on life settlements
|
—
|
|
|
41
|
|
|
426
|
|
|||
Interest income
|
(67
|
)
|
|
(87
|
)
|
|
(136
|
)
|
|||
Extinguishment of Red Falcon Revolving Credit Facility
|
554
|
|
|
—
|
|
|
—
|
|
|||
Extinguishment of Secured Notes
|
—
|
|
|
8,782
|
|
|
—
|
|
|||
Change in fair value of conversion derivative liability
|
—
|
|
|
—
|
|
|
6,759
|
|
|||
Deferred income tax
|
—
|
|
|
(8,729
|
)
|
|
(107
|
)
|
|||
Change in assets and liabilities:
|
|
|
|
|
|
||||||
Restricted cash
|
—
|
|
|
—
|
|
|
13,506
|
|
|||
Deposits—other
|
—
|
|
|
(654
|
)
|
|
257
|
|
|||
Investment in affiliates
|
—
|
|
|
—
|
|
|
(6
|
)
|
|||
Structured settlement receivables
|
—
|
|
|
1,065
|
|
|
614
|
|
|||
Prepaid expenses and other assets
|
161
|
|
|
(74
|
)
|
|
(153
|
)
|
|||
Deferred costs
|
—
|
|
|
—
|
|
|
(739
|
)
|
|||
Accounts payable and accrued expenses
|
(287
|
)
|
|
(3,105
|
)
|
|
3,244
|
|
|||
Other liabilities
|
34
|
|
|
(860
|
)
|
|
(14,178
|
)
|
|||
Interest payable- Convertible Notes
|
—
|
|
|
—
|
|
|
2,533
|
|
|||
Interest payable- 15% Senior Secured Notes
|
213
|
|
|
—
|
|
|
—
|
|
|||
Interest payable- Secured Notes
|
—
|
|
|
(261
|
)
|
|
—
|
|
|||
Net cash used in operating activities
|
(45,555
|
)
|
|
(54,348
|
)
|
|
(32,899
|
)
|
|||
Cash flows from investing activities
|
|
|
|
|
|
||||||
Purchase of fixed assets, net of disposals
|
(9
|
)
|
|
(69
|
)
|
|
(256
|
)
|
|||
Certificate of deposit
|
(3,500
|
)
|
|
(2,501
|
)
|
|
—
|
|
|||
Premiums paid on life settlements
|
(71,681
|
)
|
|
(64,923
|
)
|
|
(55,458
|
)
|
|||
Purchases of life settlements
|
(1,390
|
)
|
|
(29,065
|
)
|
|
(16,296
|
)
|
|||
Proceeds from sale of life settlements, net
|
—
|
|
|
2,150
|
|
|
4,031
|
|
|||
Proceeds from maturity of life settlements
|
50,460
|
|
|
53,454
|
|
|
23,600
|
|
|||
Deposit on purchase of life settlement
|
—
|
|
|
—
|
|
|
(1,630
|
)
|
|||
Net cash used in investing activities
|
(26,120
|
)
|
|
(40,954
|
)
|
|
(46,009
|
)
|
|||
Cash flows from financing activities
|
|
|
|
|
|
||||||
Repayment of borrowings under White Eagle Revolving Credit Facility
|
(34,799
|
)
|
|
(43,241
|
)
|
|
(29,777
|
)
|
|||
Repayment of borrowings under Red Falcon Revolving Credit Facility
|
(10,452
|
)
|
|
(4,378
|
)
|
|
—
|
|
|||
Borrowings from White Eagle Revolving Credit Facility
|
57,978
|
|
|
47,146
|
|
|
50,518
|
|
|||
Borrowings from Red Falcon Revolving Credit Facility
|
19,673
|
|
|
5,741
|
|
|
—
|
|
|||
Proceeds from issue of common stock, net
|
1,803
|
|
|
—
|
|
|
—
|
|
|||
Proceeds from 15% Senior Secured Notes, net
|
30,000
|
|
|
—
|
|
|
—
|
|
|||
Proceeds from Convertible Notes, net
|
—
|
|
|
—
|
|
|
67,893
|
|
|||
Proceeds from rights offering, net
|
—
|
|
|
38,334
|
|
|
—
|
|
|||
Proceeds from Secured Notes, net
|
—
|
|
|
23,750
|
|
|
22,500
|
|
|||
Purchase of treasury shares
|
—
|
|
|
(2,534
|
)
|
|
—
|
|
|||
Payment under finance lease obligations
|
(35
|
)
|
|
(34
|
)
|
|
(8
|
)
|
|||
Extinguishment of Secured Notes
|
—
|
|
|
(3,570
|
)
|
|
—
|
|
|||
Extinguishment of Red Falcon Revolving Credit Facility
|
(315
|
)
|
|
—
|
|
|
—
|
|
|||
Red Falcon Revolving Credit Facility origination costs
|
(150
|
)
|
|
(483
|
)
|
|
—
|
|
|||
15% Senior Secured Notes origination cost
|
(1,051
|
)
|
|
—
|
|
|
—
|
|
|||
Secured Notes deferred debt costs
|
—
|
|
|
(5
|
)
|
|
—
|
|
|||
Net cash provided by financing activities
|
62,652
|
|
|
60,726
|
|
|
111,126
|
|
|||
Net (decrease)/increase in cash and cash equivalents
|
(9,023
|
)
|
|
(34,576
|
)
|
|
32,218
|
|
|||
Cash and cash equivalents, at beginning of the year
|
20,341
|
|
|
54,917
|
|
|
22,699
|
|
|||
Cash and cash equivalents, at end of the year
|
$
|
11,318
|
|
|
$
|
20,341
|
|
|
$
|
54,917
|
|
Supplemental disclosures of cash flow information:
|
|
|
|
|
|
||||||
Cash paid for interest during the period
|
$
|
24,337
|
|
|
$
|
13,802
|
|
|
$
|
5,414
|
|
Supplemental disclosures of non-cash financing activities:
|
|
|
|
|
|
||||||
Interest payment and fees withheld from borrowings by lender
|
$
|
1,020
|
|
|
$
|
7,493
|
|
|
$
|
6,716
|
|
Reclassification of derivative liability, net of tax
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
14,069
|
|
Issuance of warrants and common stock in connection with settlement of class action litigation
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
5,881
|
|
Pre-conversion tax adjustment
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
6,295
|
|
Red Falcon Revolving Credit Facility origination cost paid to lender
|
$
|
—
|
|
|
$
|
2,200
|
|
|
$
|
—
|
|
Repayment of Secured Notes by lender of Red Falcon Revolving Credit Facility
|
$
|
—
|
|
|
$
|
51,800
|
|
|
$
|
—
|
|
Borrowings under Red Falcon Revolving Credit Facility
|
$
|
—
|
|
|
$
|
54,000
|
|
|
$
|
—
|
|
Repayment of Red Falcon Revolving Credit Facility through borrowings by White Eagle Revolving Credit Facility
|
$
|
64,965
|
|
|
—
|
|
|
—
|
|
•
|
Changes in Fair Value of Life Settlements
—When the Company acquires certain life insurance policies, we initially record these investments at the transaction price, which is the fair value of the policy for those acquired upon relinquishment or the amount paid for policies acquired for cash. The fair value of the investment in insurance policies is evaluated at the end of each reporting period. Changes in the fair value of the investment are recorded as changes in fair value of life settlements in our consolidated statement of operations. The fair value is determined on a discounted cash flow basis that incorporates current life expectancy assumptions. The discount rate incorporates current information about market interest rates, the credit exposure to the insurance company that issued the life insurance policy and our estimate of the risk premium an investor in the policy would require. The Company recognizes income from life settlement maturities upon receipt of a death notice or verified obituary of the insured. This income is the difference between the death benefit and fair value of the policy at the time of maturity.
|
•
|
Loss on Life Settlements, Net
—The Company recognizes gains or losses from the sale of life settlement contracts that the Company owns upon the signed sale agreement and/or filing of ownership forms and funds transferred to escrow.
|
|
As reported under previous accounting guidance
|
|
As reported under ASU 2015-03
|
|
Effect of change
|
||||||
Balance Sheet
|
|
|
|
|
|
||||||
December 31, 2015
|
|
|
|
|
|
||||||
Assets:
|
|
|
|
|
|
||||||
Deferred debt costs
|
$
|
1,797
|
|
|
$
|
—
|
|
|
$
|
(1,797
|
)
|
Total assets
|
$
|
509,857
|
|
|
$
|
508,060
|
|
|
$
|
(1,797
|
)
|
|
|
|
|
|
|
||||||
Liabilities:
|
|
|
|
|
|
||||||
Convertible Notes, net of discount
|
58,609
|
|
|
56,812
|
|
|
(1,797
|
)
|
|||
Total liabilities
|
289,500
|
|
|
287,703
|
|
|
(1,797
|
)
|
|||
|
|
|
|
|
|
||||||
Total stockholders' equity
|
220,357
|
|
|
220,357
|
|
|
—
|
|
|||
|
|
|
|
|
|
||||||
Total liabilities and stockholders' equity
|
$
|
509,857
|
|
|
$
|
508,060
|
|
|
$
|
(1,797
|
)
|
|
|
|
|
|
|
||||||
Net effect
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
—
|
|
|
Primary Beneficiary
|
|
Not Primary Beneficiary
|
||||||||||||
|
Consolidated VIEs
|
|
Non-consolidated VIEs
|
||||||||||||
|
Assets
|
|
Liabilities
|
|
Total Assets
|
|
Maximum Exposure To Loss
|
||||||||
December 31, 2016
|
$
|
511,792
|
|
|
$
|
257,678
|
|
|
$
|
2,384
|
|
|
$
|
2,384
|
|
December 31, 2015
|
$
|
475,597
|
|
|
$
|
225,208
|
|
|
$
|
2,384
|
|
|
$
|
2,384
|
|
|
2016
|
|
2015
|
|
2014
|
||||||
|
(1)
|
|
(2)
|
|
(3)
|
||||||
Loss per share:
|
|
|
|
|
|
||||||
Numerator:
|
|
|
|
|
|
||||||
Net (loss) income from continuing operations
|
$
|
(49,429
|
)
|
|
$
|
(30,380
|
)
|
|
$
|
(5,151
|
)
|
Net (loss) income from discontinued operations
|
(260
|
)
|
|
(644
|
)
|
|
(369
|
)
|
|||
Net (loss) income
|
$
|
(49,689
|
)
|
|
$
|
(31,024
|
)
|
|
$
|
(5,520
|
)
|
Basic and diluted (loss) income per common share:
|
|
|
|
|
|
||||||
Basic and diluted (loss) income per share from continuing operations
|
$
|
(1.79
|
)
|
|
$
|
(1.22
|
)
|
|
$
|
(0.24
|
)
|
Basic and diluted (loss) income per share from discontinued operations
|
$
|
(0.01
|
)
|
|
$
|
(0.03
|
)
|
|
(0.02
|
)
|
|
Basic and diluted (loss) income per share available to common shareholders
|
$
|
(1.80
|
)
|
|
$
|
(1.25
|
)
|
|
$
|
(0.26
|
)
|
|
|
|
|
|
|
||||||
Denominator:
|
|
|
|
|
|
||||||
Basic and diluted
|
27,660,711
|
|
|
24,851,178
|
|
|
21,354,567
|
|
(1)
|
The computation of diluted EPS does not include
763,594
options,
6,240,521
warrants,
265,212
shares of restricted stock, and up to
10,738,165
shares of underlying common stock issuable upon conversion of the Convertible Notes for the year ended
December 31, 2016
, as the effect of their inclusion would have been anti-dilutive.
|
(2)
|
The computation of diluted EPS did not include
774,394
options,
6,240,521
warrants,
41,259
shares of restricted stock, up to
10,738,165
shares of underlying common stock issuable upon conversion of the Convertible Notes and
319,500
performance shares for the year ended
December 31, 2015
, as the effect of their inclusion would have been anti-dilutive.
|
(3)
|
The computation of diluted EPS did not include
807,949
options and
6,240,521
warrants,
41,060
shares of restricted stock, up to
10,464,941
shares of underlying common stock issuable upon conversion of the Convertible Notes, and
323,500
performance shares for the year ended
December 31, 2014
, as the effect of their inclusion would have been anti-dilutive.
|
Common Stock Options
|
Number of Shares
|
|
Weighted Average Price per Share
|
|
Weighted Average Remaining Contractual Term
|
|
Aggregate Intrinsic Value
|
||||||
Options outstanding, January 1, 2016
|
774,394
|
|
|
$
|
8.50
|
|
|
3.47
|
|
|
$
|
—
|
|
Options granted
|
—
|
|
|
—
|
|
|
—
|
|
|
|
|
||
Options exercised
|
—
|
|
|
—
|
|
|
—
|
|
|
|
|
||
Options forfeited
|
(10,800
|
)
|
|
7.22
|
|
|
—
|
|
|
|
|
||
Options expired
|
—
|
|
|
—
|
|
|
—
|
|
|
|
|
||
Options outstanding, December 31, 2016
|
763,594
|
|
|
$
|
8.52
|
|
|
2.47
|
|
|
$
|
—
|
|
Exercisable at December 31, 2016
|
763,594
|
|
|
8.52
|
|
|
2.47
|
|
|
|
|
||
Unvested at December 31, 2016
|
—
|
|
|
$
|
—
|
|
|
—
|
|
|
$
|
—
|
|
Common Unvested Shares
|
Number of Shares
|
|
Outstanding January 1, 2016
|
41,259
|
|
Granted
|
265,212
|
|
Vested
|
(41,259
|
)
|
Forfeited
|
—
|
|
Outstanding December 31, 2016
|
265,212
|
|
Performance Shares
|
Number of Shares
|
|
Outstanding January 1, 2016
|
319,500
|
|
Awarded
|
—
|
|
Vested
|
—
|
|
Forfeited
|
(319,500
|
)
|
Outstanding December 31, 2016
|
—
|
|
|
Year Ended December 31,
|
||||||||||
|
2016
|
|
2015
|
|
2014
|
||||||
|
(in thousands)
|
||||||||||
Total income
|
$
|
12
|
|
|
$
|
81
|
|
|
$
|
192
|
|
Total expenses
|
272
|
|
|
725
|
|
|
793
|
|
|||
Income (loss) before income taxes
|
(260
|
)
|
|
(644
|
)
|
|
(601
|
)
|
|||
Income tax benefit
|
—
|
|
|
—
|
|
|
232
|
|
|||
Income (loss) from discontinued operations, net of income taxes
|
$
|
(260
|
)
|
|
$
|
(644
|
)
|
|
$
|
(369
|
)
|
Remaining Life Expectancy (In Years)*
|
Number of Life Settlement Contracts
|
|
Fair Value
|
|
Face Value
|
|||||
0-1
|
4
|
|
|
$
|
16,280
|
|
|
$
|
19,497
|
|
1-2
|
14
|
|
|
35,019
|
|
|
52,093
|
|
||
2-3
|
14
|
|
|
31,300
|
|
|
57,274
|
|
||
3-4
|
31
|
|
|
44,096
|
|
|
114,449
|
|
||
4-5
|
40
|
|
|
57,792
|
|
|
172,157
|
|
||
Thereafter
|
518
|
|
|
313,913
|
|
|
2,531,041
|
|
||
Total
|
621
|
|
|
$
|
498,400
|
|
|
$
|
2,946,511
|
|
Remaining Life Expectancy (In Years)*
|
Number of Life Settlement Contracts
|
|
Fair Value
|
|
Face Value
|
|||||
0-1
|
—
|
|
|
$
|
—
|
|
|
$
|
—
|
|
1-2
|
12
|
|
|
28,873
|
|
|
42,988
|
|
||
2-3
|
17
|
|
|
47,272
|
|
|
84,497
|
|
||
3-4
|
18
|
|
|
24,450
|
|
|
58,154
|
|
||
4-5
|
31
|
|
|
42,304
|
|
|
124,720
|
|
||
Thereafter
|
554
|
|
|
319,026
|
|
|
2,668,993
|
|
||
Total
|
632
|
|
|
$
|
461,925
|
|
|
$
|
2,979,352
|
|
2017
|
$
|
82,267
|
|
2018
|
85,023
|
|
|
2019
|
92,442
|
|
|
2020
|
96,650
|
|
|
2021
|
97,135
|
|
|
Thereafter
|
877,808
|
|
|
|
$
|
1,331,325
|
|
LTV
|
|
Premiums, Interest & Other Fees
|
|
Principal
|
|
Distribution to White Eagle - 55%
|
|
Lender Participation - 45%
|
N/A
|
|
100%
|
|
—%
|
|
—%
|
|
—%
|
>65%
|
|
N/A
|
|
100%
|
|
—%
|
|
—%
|
50-65%
|
|
N/A
|
|
70%
|
|
16.5%
|
|
13.5%
|
35-50%
|
|
N/A
|
|
55%
|
|
24.8%
|
|
20.3%
|
0-35%
|
|
N/A
|
|
45%
|
|
30.3%
|
|
24.8%
|
Clause
|
|
Amount
|
|
Use of Proceeds
|
||
First:
|
|
$
|
239
|
|
|
Custodian and Securities Intermediary
|
Second:
|
|
—
|
|
|
White Eagle - Ongoing Maintenance Cost Reimbursable
|
|
Third:
|
|
—
|
|
|
Administrative Agent - Protective Advances
|
|
Fourth:
|
|
53
|
|
|
Administrative Agent - Administrative Agent Fee and Legal Expense Reimbursement
|
|
Fifth:
|
|
10,932
|
|
|
Administrative Agent - Accrued and Unpaid Interest
|
|
Sixth:
|
|
34,799
|
|
|
Administrative Agent - Required Amortization
|
|
Seventh:
|
|
—
|
|
|
Administrative Agent - Amortization Shortfall
|
|
Eighth:
|
|
—
|
|
|
Administrative Agent - Participation Interest
|
|
Ninth:
|
|
—
|
|
|
Reserved - $0
|
|
Tenth:
|
|
—
|
|
|
Administrative Agent Aggregate Unpaid Participation Interest
|
|
Eleventh:
|
|
—
|
|
|
Administrative Agent - Remaining Available Amount After Clause First to Tenth
|
|
Twelfth:
|
|
—
|
|
|
Wilmington Trust - Custodian and Securities Intermediary - Unpaid Fees
|
|
Thirteenth:
|
|
—
|
|
|
Borrower - Any Remaining Available Amount After Clause First to Twelfth
|
|
Total Distributions
|
|
$
|
46,023
|
|
|
|
Face value collected in 2015 and distributed in 2016
|
$
|
5,000
|
|
Face value collected in 2016 and distributed in 2016
|
40,500
|
|
|
Face value collected in 2016 and distributed in 2017
|
2,480
|
|
|
Other collections*
|
523
|
|
|
Total collection in 2016
|
48,503
|
|
|
Less: Total waterfall distribution in 2016
|
(46,023
|
)
|
|
Total to be distributed in 2017
|
$
|
2,480
|
|
Clause
|
|
Amount
|
|
Distribution of Proceeds
|
||
First:
|
|
$
|
378
|
|
|
Administrative Agent - 5% Contingent Interest
|
Second:
|
|
37
|
|
|
Servicer, Custodian and Securities Intermediary Fees
|
|
Third:
|
|
15
|
|
|
Portfolio Manager Fees
|
|
Fourth:
|
|
—
|
|
|
Administrative Agent - Protective Advances
|
|
Fifth:
|
|
47
|
|
|
Administrative Agent Fees
|
|
Sixth:
|
|
537
|
|
|
Accrued and Unpaid Interest
|
|
Seventh:
|
|
756
|
|
|
Lender - Repayment of Principal - 0.5% of Proceeds
|
|
Eighth:
|
|
5,787
|
|
|
Lender - Repayment of Principal - LTV over 50%
|
|
Ninth:
|
|
—
|
|
|
Unpaid Servicer, Custodian and Securities Fees
|
|
Tenth:
|
|
—
|
|
|
Red Falcon
|
|
Total Distributions
|
|
$
|
7,557
|
|
|
|
|
Level 1
|
|
Level 2
|
|
Level 3
|
|
Total Fair Value
|
||||||||
Assets:
|
|
|
|
|
|
|
|
||||||||
Investment in life settlements
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
498,400
|
|
|
$
|
498,400
|
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
498,400
|
|
|
$
|
498,400
|
|
|
Level 1
|
|
Level 2
|
|
Level 3
|
|
Total Fair Value
|
||||||||
Liabilities:
|
|
|
|
|
|
|
|
||||||||
White Eagle Revolving Credit Facility
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
257,085
|
|
|
$
|
257,085
|
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
257,085
|
|
|
$
|
257,085
|
|
|
Level 1
|
|
Level 2
|
|
Level 3
|
|
Total Fair Value
|
||||||||
Assets:
|
|
|
|
|
|
|
|
||||||||
Investment in life settlements
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
461,925
|
|
|
$
|
461,925
|
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
461,925
|
|
|
$
|
461,925
|
|
|
Level 1
|
|
Level 2
|
|
Level 3
|
|
Total Fair Value
|
||||||||
Liabilities:
|
|
|
|
|
|
|
|
||||||||
White Eagle Revolving Credit Facility
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
169,131
|
|
|
$
|
169,131
|
|
Red Falcon Revolving Credit Facility
|
|
|
|
|
$
|
55,658
|
|
|
$
|
55,658
|
|
||||
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
224,789
|
|
|
$
|
224,789
|
|
($ in thousands)
|
Quantitative Information about Level 3 Fair Value Measurements
|
||||||||||||
|
Fair Value at 12/31/16
|
|
Aggregate death benefit 12/31/2016
|
|
Valuation Technique (s)
|
|
Unobservable Input
|
|
Range (Weighted Average)
|
||||
Non-premium financed
|
$
|
100,523
|
|
|
$
|
325,291
|
|
|
Discounted cash flow
|
|
Discount rate
|
|
15.00% - 18.00%
|
|
|
|
|
|
|
|
Life expectancy evaluation
|
|
5.8 years
|
||||
Premium financed
|
$
|
397,877
|
|
|
$
|
2,621,220
|
|
|
Discounted cash flow
|
|
Discount rate
|
|
16.00% - 21.00%
|
|
|
|
|
|
|
|
Life expectancy evaluation
|
|
9.4 years
|
||||
Life settlements
|
$
|
498,400
|
|
|
$
|
2,946,511
|
|
|
Discounted cash flow
|
|
Discount rate
|
|
16.37%
|
|
|
|
|
|
|
|
Life expectancy evaluation
|
|
9.0 years
|
||||
White Eagle Revolving Credit Facility
|
$
|
257,085
|
|
|
$
|
2,934,511
|
|
|
Discounted cash flow
|
|
Discount rate
|
|
18.50%
|
|
|
|
|
|
|
|
Life expectancy evaluation
|
|
9.0 years
|
Life Expectancy Months Adjustment
|
Value
|
|
Change in Value
|
||||
+6
|
$
|
416,520
|
|
|
$
|
(81,880
|
)
|
-
|
$
|
498,400
|
|
|
—
|
|
|
-6
|
$
|
585,852
|
|
|
$
|
87,452
|
|
Carrier
|
Percentage of Total Fair Value
|
|
Percentage of Total Death Benefit
|
|
Moody’s Rating
|
|
S&P Rating
|
||
Lincoln National Life Insurance Company
|
21.7
|
%
|
|
19.3
|
%
|
|
A1
|
|
AA-
|
Transamerica Life Insurance Company
|
18.4
|
%
|
|
20.6
|
%
|
|
A1
|
|
AA-
|
Weighted Average Rate Calculated Based on Death Benefit
|
Rate Adjustment
|
|
Value
|
|
Change in Value
|
|||||
15.87%
|
-0.50
|
%
|
|
$
|
511,823
|
|
|
$
|
13,423
|
|
16.37%
|
—
|
|
|
$
|
498,400
|
|
|
$
|
—
|
|
16.87%
|
0.50
|
%
|
|
$
|
485,545
|
|
|
$
|
(12,855
|
)
|
Life Expectancy Months Adjustment
|
Fair Value of White Eagle Revolving Credit Facility
|
|
Change in Value
|
||||
+6
|
$
|
201,868
|
|
|
$
|
(55,217
|
)
|
-
|
$
|
257,085
|
|
|
—
|
|
|
-6
|
$
|
296,665
|
|
|
$
|
39,580
|
|
Discount Rate
|
Rate Adjustment
|
|
Fair Value of White Eagle Revolving Credit Facility
|
|
Change in Value
|
|||||
18.00%
|
-0.50
|
%
|
|
$
|
264,213
|
|
|
$
|
7,128
|
|
18.50%
|
—
|
|
|
$
|
257,085
|
|
|
$
|
—
|
|
19.00%
|
0.50
|
%
|
|
$
|
250,241
|
|
|
$
|
(6,844
|
)
|
Life Settlements:
|
|
||
Balance, January 1, 2016
|
$
|
461,925
|
|
Purchase of policies
|
16
|
|
|
Retained death benefits acquisitions
|
1,374
|
|
|
Change in fair value*
|
864
|
|
|
Matured/lapsed/sold polices
|
(37,460
|
)
|
|
Premiums paid
|
71,681
|
|
|
Transfers into level 3
|
—
|
|
|
Transfers out of level 3
|
—
|
|
|
Balance, December 31, 2016
|
$
|
498,400
|
|
Changes in fair value included in earnings for the period relating to assets held at December 31, 2016
|
$
|
(17,442
|
)
|
White Eagle Revolving Credit Facility:
|
|
||
Balance, January 1, 2016
|
$
|
169,131
|
|
Draws under the White Eagle Revolving Credit Facility
|
124,142
|
|
|
Payments on White Eagle Revolving Credit Facility
|
(34,799
|
)
|
|
Unrealized change in fair value
|
(1,389
|
)
|
|
Transfers into level 3
|
—
|
|
|
Transfer out of level 3
|
—
|
|
|
Balance, December 31, 2016
|
$
|
257,085
|
|
Changes in fair value included in earnings for the period relating to liabilities at December 31, 2016
|
$
|
(1,389
|
)
|
Red Falcon Revolving Credit Facility:
|
|
||
Balance, January 1, 2016
|
$
|
55,658
|
|
Initial advance under the Red Falcon Revolving Credit Facility
|
—
|
|
|
Subsequent draws under the Red Falcon Revolving Credit Facility
|
20,029
|
|
|
Payments on Red Falcon Revolving Credit Facility
|
(75,417
|
)
|
|
Unrealized change in fair value
|
(509
|
)
|
|
Extinguishment
|
239
|
|
|
Transfers into level 3
|
—
|
|
|
Transfer out of level 3
|
—
|
|
|
Balance, December 31, 2016
|
$
|
—
|
|
Changes in fair value included in earnings for the period relating to liabilities held at December 31, 2016
|
$
|
—
|
|
Life Settlements:
|
|
||
Balance, January 1, 2015
|
$
|
388,886
|
|
Purchase of policies
|
30,695
|
|
|
Change in fair value
|
46,717
|
|
|
Matured/lapsed/sold polices
|
(69,296
|
)
|
|
Premiums paid
|
64,923
|
|
|
Transfers into level 3
|
—
|
|
|
Transfers out of level 3
|
—
|
|
|
Balance, December 31, 2015
|
$
|
461,925
|
|
Changes in fair value included in earnings for the period relating to assets held at December 31, 2015
|
$
|
(1,442
|
)
|
White Eagle Revolving Credit Facility:
|
|
||
Balance, January 1, 2015
|
$
|
145,831
|
|
Draws under the White Eagle Revolving Credit Facility
|
54,614
|
|
|
Payments on White Eagle Revolving Credit Facility
|
(43,241
|
)
|
|
Unrealized change in fair value
|
11,927
|
|
|
Transfers into level 3
|
—
|
|
|
Transfer out of level 3
|
—
|
|
|
Balance, December 31, 2015
|
$
|
169,131
|
|
Changes in fair value included in earnings for the period relating to liabilities at December 31, 2015
|
$
|
11,927
|
|
Red Falcon Revolving Credit Facility
|
|
||
Balance, January 1, 2015
|
$
|
—
|
|
Initial advance under the Red Falcon Revolving Credit Facility
|
54,000
|
|
|
Subsequent draws under the Red Falcon Revolving Credit Facility
|
5,766
|
|
|
Payments on Red Falcon Revolving Credit Facility
|
(4,378
|
)
|
|
Unrealized change in fair value
|
270
|
|
|
Transfers into level 3
|
—
|
|
|
Transfer out of level 3
|
—
|
|
|
Balance, December 31, 2015
|
$
|
55,658
|
|
Changes in fair value included in earnings for the period relating to liabilities at December 31, 2015
|
$
|
270
|
|
December 31,
|
|
||
2017
|
$
|
241
|
|
2018
|
248
|
|
|
2019
|
255
|
|
|
2020
|
196
|
|
|
|
$
|
940
|
|
|
Fiscal 2016
|
|
||||||||||||||
|
1st Quarter
|
|
2nd Quarter
|
|
3rd Quarter
|
|
4th Quarter
|
|
||||||||
Total income
|
8,454
|
|
|
(15,786
|
)
|
|
4,767
|
|
|
3,680
|
|
|
||||
(Loss)/income from continuing operations before taxes
|
(7,445
|
)
|
|
(9,775
|
)
|
|
(8,543
|
)
|
|
(23,666
|
)
|
|
||||
Net (loss)/income from continuing operations
|
(7,445
|
)
|
|
(9,775
|
)
|
|
(8,543
|
)
|
|
(23,666
|
)
|
|
||||
(Loss)/income per share from continuing operations:
|
|
|
|
|
|
|
|
|
||||||||
Basic and diluted
|
$
|
(0.27
|
)
|
|
$
|
(0.36
|
)
|
|
$
|
(0.31
|
)
|
|
$
|
(0.84
|
)
|
|
|
Fiscal 2015
|
|
||||||||||||||
|
1st Quarter
|
|
2nd Quarter
|
|
3rd Quarter
|
|
4th Quarter
|
|
||||||||
Total income
|
12,980
|
|
|
28,034
|
|
|
2,769
|
|
|
3,108
|
|
|
||||
(Loss)/income from continuing operations before income taxes
|
(6,102
|
)
|
|
644
|
|
|
(18,212
|
)
|
|
(15,429
|
)
|
|
||||
Net (loss)/income from continuing operations
|
(4,165
|
)
|
|
966
|
|
|
(13,491
|
)
|
|
(13,690
|
)
|
|
||||
(Loss)/income per share from continuing operations:
|
|
|
|
|
|
|
|
|
||||||||
Basic and diluted
|
$
|
(0.19
|
)
|
|
$
|
0.04
|
|
|
$
|
(0.48
|
)
|
|
$
|
(0.49
|
)
|
(1)
|
(1)
|
The sum of the basic and diluted earnings per share amounts for each quarter in fiscal year
2016
and the diluted for
2015
do not equal the amount presented in the statements of operations for the years ended
December 31, 2016
and
December 31, 2015
due to the Company having a net loss for the years ended
December 31, 2016
and
December 31, 2015
and therefore all common stock equivalents were antidilutive.
|
|
December 31, 2016
|
|
December 31, 2015
|
|
December 31, 2014
|
||||||
Continuing operations
|
$
|
—
|
|
|
$
|
(8,719
|
)
|
|
$
|
125
|
|
Discontinued operations
|
—
|
|
|
—
|
|
|
(232
|
)
|
|||
Provision (benefit) for income taxes
|
$
|
—
|
|
|
$
|
(8,719
|
)
|
|
$
|
(107
|
)
|
Current
|
|
|
|
|
|
||||||
Federal
|
$
|
—
|
|
|
$
|
10
|
|
|
$
|
—
|
|
State
|
—
|
|
|
—
|
|
|
—
|
|
|||
|
$
|
—
|
|
|
$
|
10
|
|
|
$
|
—
|
|
Deferred
|
|
|
|
|
|
||||||
Federal
|
(16,550
|
)
|
|
(9,149
|
)
|
|
5,214
|
|
|||
State
|
(1,292
|
)
|
|
(3,846
|
)
|
|
(2,522
|
)
|
|||
|
(17,842
|
)
|
|
(12,995
|
)
|
|
2,692
|
|
|||
Valuation allowance increase (decrease)
|
17,842
|
|
|
4,266
|
|
|
(2,567
|
)
|
|||
|
$
|
—
|
|
|
$
|
(8,729
|
)
|
|
$
|
125
|
|
|
|
|
|
|
|
||||||
Provision (benefit) for income taxes from continuing operations
|
$
|
—
|
|
|
$
|
(8,729
|
)
|
|
$
|
125
|
|
|
December 31, 2016
|
|
December 31, 2015
|
|
December 31, 2014
|
||||||
U.S.
|
$
|
(23,405
|
)
|
|
$
|
(51,749
|
)
|
|
$
|
(10,824
|
)
|
Foreign
|
(26,024
|
)
|
|
12,650
|
|
|
5,798
|
|
|||
|
$
|
(49,429
|
)
|
|
$
|
(39,099
|
)
|
|
$
|
(5,026
|
)
|
|
2016
|
|
2015
|
|
2014
|
|||||||||||||||
|
Amount
|
|
Rate
|
|
Amount
|
|
Rate
|
|
Amount
|
|
Rate
|
|||||||||
Tax provision (benefit) at statutory rate
|
$
|
(17,300
|
)
|
|
35.00
|
%
|
|
$
|
(13,685
|
)
|
|
35.00
|
%
|
|
$
|
(1,759
|
)
|
|
35.00
|
%
|
Increase (decrease) in taxes resulting from:
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||
State tax (net of federal benefit)
|
(836
|
)
|
|
1.72
|
|
|
(1,617
|
)
|
|
4.14
|
|
|
(364
|
)
|
|
7.24
|
|
|||
Impact of rate changes
|
253
|
|
|
(0.50
|
)
|
|
23
|
|
|
(0.06
|
)
|
|
(1,851
|
)
|
|
36.84
|
|
|||
Litigation settlement
|
—
|
|
|
—
|
|
|
2,275
|
|
|
(5.82
|
)
|
|
—
|
|
|
—
|
|
|||
Other permanent items
|
4
|
|
|
(0.01
|
)
|
|
18
|
|
|
(0.05
|
)
|
|
371
|
|
|
(7.40
|
)
|
|||
Adoption of ASU 2013-11
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
6,295
|
|
|
(125.26
|
)
|
|||
Other
|
37
|
|
|
(0.07
|
)
|
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|||
Valuation allowance (decrease) increase
|
17,842
|
|
|
(36.14
|
)
|
|
4,267
|
|
|
(10.91
|
)
|
|
(2,567
|
)
|
|
51.08
|
|
|||
Provision (benefit) for income taxes
|
$
|
—
|
|
|
—
|
%
|
|
$
|
(8,719
|
)
|
|
22.30
|
%
|
|
$
|
125
|
|
|
(2.50
|
)%
|
|
December 31, 2016
|
|
December 31, 2015
|
||||
Deferred tax assets:
|
|
|
|
||||
Federal and state net operating loss carryforward
|
$
|
37,511
|
|
|
$
|
31,588
|
|
Revolving Credit Facilities
|
7,024
|
|
|
8,973
|
|
||
Deferred gain
|
14,112
|
|
|
13,423
|
|
||
Other
|
1,930
|
|
|
1,960
|
|
||
Total gross deferred tax assets
|
60,577
|
|
|
55,944
|
|
||
Less valuation allowance
|
(22,457
|
)
|
|
(4,515
|
)
|
||
Total deferred tax assets
|
38,120
|
|
|
51,429
|
|
||
Deferred tax liabilities:
|
|
|
|
||||
Unrealized gains on life and structured settlements
|
20,321
|
|
|
29,473
|
|
||
Gain on structured settlements deferred for tax purposes
|
3,655
|
|
|
4,607
|
|
||
Convertible debt discount
|
3,430
|
|
|
4,681
|
|
||
Deferred income
|
10,714
|
|
|
12,668
|
|
||
Total deferred tax liabilities
|
38,120
|
|
|
51,429
|
|
||
Total net deferred tax asset (liability)
|
$
|
—
|
|
|
$
|
—
|
|
|
December 31, 2016
|
|
December 31, 2015
|
|
December 31, 2014
|
||||||
Balance as of beginning of period
|
$
|
6,295
|
|
|
$
|
6,295
|
|
|
$
|
6,295
|
|
Additions based on tax positions taken in the current year
|
—
|
|
|
—
|
|
|
—
|
|
|||
Reductions of tax positions for prior years
|
—
|
|
|
—
|
|
|
—
|
|
|||
Balance as of end of period
|
$
|
6,295
|
|
|
$
|
6,295
|
|
|
$
|
6,295
|
|
i.
|
mutual written consent of PJC and the Company;
|
ii.
|
PJC or the Company, if the Closing shall not have occurred by August 31, 2017;
|
iii.
|
the Convertible Note Holders that, in the aggregate, hold a majority of the aggregate principal amount of the outstanding Convertible Notes, if the Closing shall not have occurred by September 30, 2017;
|
iv.
|
PJC or the Company, as a non-breaching party, if there has been a material breach of certain representations, warranties or covenants made by PJC or the Company, as a breaching party, which shall not have been cured or cannot be cured within 30 days of receipt of written notice of such breach;
|
v.
|
the Convertible Note Holders that, in the aggregate, hold a majority of the aggregate principal amount of the outstanding Convertible Notes, if the Company or PJC shall materially breach any representation, warranty, covenant, obligation or agreement and such breach shall not have been cured or cannot be cured within 30 days of receipt of written notice of such breach and such breach shall result in an adverse economic impact to the Consenting Convertible Note Holders;
|
vi.
|
PJC if the conditions precedent to the consummation of either Exchange Offer are not satisfied at the time such Exchange Offer expires or as of the date the other Transaction Documents are satisfied; or
|
vii.
|
PJC or the Company, if the transaction is enjoined or prohibited by governmental authorities.
|
•
|
should not in all instances be treated as categorical statements of fact, but rather as a way of allocating the risk to one of the parties if those statements prove to be inaccurate;
|
•
|
have been qualified by disclosures that were made to the other party in connection with the negotiation of the applicable agreement, which disclosures are not necessarily reflected in the agreement;
|
•
|
may apply standards of materiality in a way that is different from what may be viewed as material to you or other investors; and
|
•
|
were made only as of the date of the applicable agreement or such other date or dates as may be specified in the agreement and are subject to more recent developments.
|
Exhibit Number
|
|
Exhibit Description
|
|
Form
|
|
Exhibit
|
|
Filing Date
|
|
Filed Herewith
|
2.1
|
|
Asset Purchase Agreement, dated as of October 25, 2013, between Majestic Opco L.L.C. and the Registrant.
|
|
8-K
|
|
2.1
|
|
10/28/13
|
|
|
3.1
|
|
Articles of Incorporation of Registrant.
|
|
S-1/A
|
|
3.1
|
|
10/01/10
|
|
|
3.2
|
|
Articles of Amendment to Articles of Incorporation of Registrant
|
|
8-K
|
|
3.1
|
|
09/01/15
|
|
|
3.3
|
|
Amended and Restated Bylaws of Registrant.
|
|
8-K
|
|
3.2
|
|
09/01/15
|
|
|
4.1
|
|
Form of Common Stock Certificate.
|
|
S-1/A
|
|
4.1
|
|
11/10/10
|
|
|
4.2
|
|
Form of Warrant to purchase common stock
|
|
S-1/A
|
|
4.2
|
|
01/12/11
|
|
|
4.3
|
|
Warrant Agreement related to Class Action Settlement
|
|
10-K
|
|
4.3
|
|
03/14/16
|
|
|
4.4
|
|
Indenture, dated as of February 21, 2014, by and among the Registrant and U.S. Bank, National Association, as indenture trustee.
|
|
8-K
|
|
4.4
|
|
02/19/14
|
|
|
4.5
|
|
Indenture, dated as of March 11, 2016, by and among the Registrant and Wilmington Trust, National Association, as indenture trustee.
|
|
10-K
|
|
4.5
|
|
03/14/16
|
|
|
10.1†
|
|
Employment Agreement between the Registrant and Antony Mitchell dated November 8, 2010.
|
|
S-1/A
|
|
10.1
|
|
11/10/10
|
|
|
10.2†
|
|
Employment Agreement between the Registrant and Richard O’Connell dated December 31, 2013 and effective January 1, 2014.
|
|
8-K
|
|
10.1
|
|
12/30/13
|
|
|
10.3†
|
|
Employment Agreement between the Registrant and Miriam Martinez dated December 31, 2013 and effective January 1, 2014.
|
|
8-K
|
|
10.2
|
|
12/30/13
|
|
|
10.4†
|
|
Employment Agreement between the Registrant and Michael Altschuler dated December 31, 2013 and effective January 1, 2014.
|
|
8-K
|
|
10.3
|
|
12/30/13
|
|
|
10.5†
|
|
Employment Agreement between the Registrant and David Sasso dated December 31, 2013 and effective January 1, 2014.
|
|
10-Q
|
|
10.1
|
|
11/09/15
|
|
|
10.6
|
|
Separation Agreement and General Release of Claims between the Registrant and Jonathan Neuman, dated April 26, 2012.
|
|
8-K
|
|
10.2
|
|
04/30/12
|
|
|
10.7†
|
|
Amended & Restated Imperial Holdings 2010 Omnibus Incentive Plan.
|
|
Def 14A
|
|
A
|
|
04/08/15
|
|
|
10.8†
|
|
2010 Omnibus Incentive Plan Form of Stock Option Award Agreement.
|
|
10-Q
|
|
10.7
|
|
08/13/13
|
|
|
10.9†
|
|
2010 Omnibus Incentive Plan Form Performance Share Award Agreement.
|
|
8-K
|
|
10.1
|
|
06/09/14
|
|
|
10.10
|
|
Master Trust Indenture dated as of September 24, 2010 by and among Imperial Settlements Financing 2010, LLC as the Issuer, Portfolio Financial Servicing Company as the Initial Master Servicer, and Wilmington Trust Company as the Trustee and Collateral Trustee.
|
|
S-1/A
|
|
10.15
|
|
11/10/10
|
|
|
10.11
|
|
Series 2010-1 Supplement dated as of September 24, 2010 to the Master Trust Indenture dated as of September 24, 2010 by and among Imperial Settlements Financing 2010, LLC as the Issuer, Portfolio Financial Servicing Company as the Initial Servicer, and Wilmington Trust Company as the Trustee and Collateral Trustee.
|
|
S-1/A
|
|
10.16
|
|
11/10/10
|
|
|
10.12
|
|
Non-Prosecution Agreement between the Registrant and the United States Attorney’s Office for the District of New Hampshire, dated April 30, 2012.
|
|
8-K
|
|
10.1
|
|
04/30/12
|
|
|
10.12††
|
|
Amended and Restated Loan and Security Agreement, dated May 16, 2014, among White Eagle Asset Portfolio, L.P., as borrower, Imperial Finance & Trading, LLC, as initial servicer, initial portfolio manager and guarantor, Lamington Road Bermuda Ltd., as portfolio manager, LNV Corporation, as initial lender, and CLMG Corp, as the administrative agent.
|
|
10-Q
|
|
10.1
|
|
07/30/14
|
|
|
10.13
|
|
First Amendment, dated November 15, 2015, to Amended and Restated Loan and Security Agreement, dated May 16, 2014, among White Eagle Asset Portfolio, L.P., as borrower, Imperial Finance & Trading, LLC, as initial servicer, initial portfolio manager and guarantor, Lamington Road Bermuda Ltd., as portfolio manager, LNV Corporation, as initial lender, and CLMG Corp, as the administrative agent.
|
|
8-K
|
|
10.1
|
|
11/10/15
|
|
|
10.14††
|
|
Master Termination Agreement and Release, effective as of April 30, 2013, by and among Lexington Insurance Company, Imperial Holding, Inc., Imperial PFC Financing, LLC, Imperial PFC Financing II, LLC, Imperial Life Financing II, LLC, Imperial Life & Annuity Services, LLC, Imperial Premium Finance, LLC and CTL Holdings, LLC.
|
|
10-Q
|
|
10.5
|
|
08/13/13
|
|
|
10.15††
|
|
Loan and Security Agreement, dated as of July 16, 2015, among Red Falcon Trust, as borrower, Imperial Finance & Trading, LLC, as guarantor, Blue Heron Designated Activity Company, as portfolio administrator, LNV Corporation, as initial lender, the other lenders party thereto from time to time and CLMG Corp, as the administrative agent
|
|
10-Q/A
|
|
10.1
|
|
12/15/15
|
|
|
10.16
|
|
Form of Purchase Agreement to purchase 15.0% Senior Secured Notes due 2018.
|
|
10-K
|
|
10.16
|
|
03/14/16
|
|
|
10.17
|
|
First Amendment to Loan and Security Agreement, dated July 15, 2016, among Red Falcon Trust, as borrower, Imperial Finance & Trading, LLC, as guarantor, Blue Heron Designated Activity Company, as portfolio administrator, LNV Corporation, as initial lender, and CLMG Corp, as administrative agent.
|
|
10-Q
|
|
10.1
|
|
11/7/2016
|
|
|
10.18††
|
|
Second Amendment to Amended and Restated Loan and Security Agreement, dated December 29, 2016, by and among White Eagle Asset Portfolio, LP, as borrower, Imperial Finance and Trading, LLC, Lamington Road Bermuda, LTD, as Portfolio Manager, CLMG Corp., as Administrative Agent, and LNV Corporation, as Lender.
|
|
|
|
|
|
|
|
*
|
10.19††
|
|
Second Amended and Restated Securities Account Control and Custodian Agreement, dated January 31, 2017, among White Eagle Asset Portfolio, LP, as borrower, Wilmington Trust, National Association, as securities intermediary and custodian, and CLMG Corp, as the administrative agent.
|
|
|
|
|
|
|
|
*
|
10.20
|
|
Master Termination Agreement, dated December 29, 2016, by and among CLMG Corp., LNV Corporation, as lender, Red Falcon Trust, as borrower, Imperial Finance & Trading LLC, as guarantor, Blue Heron Designated Activity Company, Harbordale, LLC, Red Reef Alternative Investments, LLC, MLF LexServ, L.P., as Servicer, Wilmington Trust National Association, as securities intermediary under the SACCA, Christiana Trust, as Trustee, Michelle A Dreyer, as independent trustee, and Corporation Service Company
|
|
|
|
|
|
|
|
*
|
21.1
|
|
Subsidiaries of the Registrant.
|
|
|
|
|
|
|
|
*
|
23.1
|
|
Consent of Grant Thornton LLP.
|
|
|
|
|
|
|
|
*
|
31.1
|
|
Chief Executive Officer Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
|
|
|
|
|
|
|
|
*
|
31.2
|
|
Chief Financial Officer Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
|
|
|
|
|
|
|
|
*
|
32.1
|
|
Chief Executive Officer Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
|
|
|
|
|
|
|
|
*
|
32.2
|
|
Chief Financial Officer Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
|
|
|
|
|
|
|
|
*
|
101
|
|
Interactive Data Files.
|
|
|
|
|
|
|
|
*
|
101.INS
|
|
XBRL Instance Document
|
|
|
|
|
|
|
|
*
|
101.SCH
|
|
XBRL Taxonomy Extension Schema Document
|
|
|
|
|
|
|
|
*
|
101.
|
|
XBRL Taxonomy Extension Calculation Linkbase Document
|
|
|
|
|
|
|
|
*
|
101.
|
|
XBRL Taxonomy Definition Linkbase Document 10.1 & 10.2
|
|
|
|
|
|
|
|
*
|
101.L
|
|
XBRL Taxonomy Extension Label Linkbase Document
|
|
|
|
|
|
|
|
*
|
101.PRE
|
|
SBRL Taxonomy Extension Presentation Linkbase Document
|
|
|
|
|
|
|
|
*
|
††
|
Certain portions of the exhibit have been omitted pursuant to a confidential treatment order. An unredacted copy of the exhibit has been filed separately with the United States Securities and Exchange Commission pursuant to the request for confidential treatment.
|
*
|
Filed herewith.
|
†
|
Management compensatory arrangement.
|
ARTICLE DEFINITIONS
|
2
|
|
SECTION 1.1 DEFINED TERMS
|
2
|
|
SECTION 1.2 OTHER DEFINITIONAL PROVISIONS
|
2
|
|
SECTION 1.3 OTHER TERMS
|
2
|
|
SECTION 1.4 COMPUTATION OF TIME PERIODS
|
2
|
|
ARTICLE II
THE LENDERS’ COMMITMENTS, BORROWING PROCEDURES,
|
|
|
SECURITY INTEREST AND LENDER NOTES
|
2
|
|
SECTION 2.1
LENDERS’ COMMITMENTS
|
2
|
|
SECTION 2.2 BORROWING PROCEDURES
|
4
|
|
SECTION 2.3 FUNDING
|
5
|
|
SECTION 2.4 REPRESENTATION AND WARRANTY
|
6
|
|
SECTION 2.5
LENDER NOTES
|
7
|
|
SECTION 2.6
SECURITY INTEREST
|
7
|
|
SECTION 2.7
SALE OR ABANDONMENT OF COLLATERAL
|
9
|
|
SECTION 2.8
PERMITTED PURPOSES
|
14
|
|
ARTICLE III
INTEREST; INTEREST PERIODS; FEES, ETC.
|
15
|
|
SECTION 3.1
INTEREST RATES
|
15
|
|
SECTION 3.2
INTEREST PAYMENT DATES
|
15
|
|
SECTION 3.3
COMPUTATION OF INTEREST AND FEES
|
16
|
|
SECTION 3.4
PARTICIPATION INTEREST
|
16
|
|
SECTION 3.5
ADMINISTRATIVE AGENT FEE
|
16
|
|
ARTICLE IV
PAYMENTS; PREPAYMENTS
|
16
|
|
SECTION 4.1
REPAYMENTS AND PREPAYMENTS
|
16
|
|
SECTION 4.2
MAKING OF THE EXPENSE DEPOSIT
|
16
|
|
SECTION 4.3
DUE DATE EXTENSION
|
16
|
|
ARTICLE V
ACCOUNTS; DISTRIBUTION OF COLLECTIONS
|
17
|
|
SECTION 5.1
ACCOUNTS
|
17
|
|
SECTION 5.2
APPLICATION OF AVAILABLE AMOUNTS
|
18
|
|
SECTION 5.3
PERMITTED INVESTMENTS
|
27
|
|
SECTION 5.4
SHORTFALL EXCLUSION ELECTION
|
28
|
|
SECTION 5.5
LENDER VALUATION
|
28
|
|
ARTICLE VI
INCREASED COSTS, ETC.
|
28
|
|
SECTION 6.1
INCREASED COSTS
|
28
|
|
SECTION 6.2
FUNDING LOSSES
|
29
|
|
SECTION 6.3
WITHHOLDING TAXES
|
29
|
|
SECTION 6.4
DESIGNATION OF A DIFFERENT LENDING OFFICE
|
33
|
|
ARTICLE VII
CONDITIONS TO BORROWING
|
33
|
|
SECTION 7.1
CONDITIONS PRECEDENT TO THE CLOSING AND THE
|
|
|
INITIAL ADVANCE
|
33
|
|
SECTION 7.2
CONDITIONS PRECEDENT TO EACH ONGOING
|
|
|
MAINTENANCE ADVANCE
|
37
|
|
SECTION 7.3
CONDITIONS PRECEDENT TO EACH ADDITIONAL POLICY
|
|
|
ADVANCE
|
38
|
|
SECTION 7.4
CONDITIONS PRECEDENT TO FIRST ADVANCE FOLLOWING
|
|
|
THE ORIGINAL AMENDED AND RESTATED CLOSING DATE
|
41
|
|
SECTION 7.5
CONDITIONS PRECEDENT TO FIRST ADVANCE FOLLOWING
|
|
|
THE SECOND AMENDED AND RESTATED CLOSING DATE
|
43
|
|
ARTICLE VIII
REPRESENTATIONS AND WARRANTIES
|
45
|
|
SECTION 8.1
REPRESENTATIONS AND WARRANTIES OF THE BORROWER
|
45
|
|
SECTION 8.2
REPRESENTATIONS AND WARRANTIES OF THE PORTFOLIO
|
|
|
MANAGER
|
52
|
|
SECTION 8.3
REPRESENTATIONS AND WARRANTIES OF THE
|
|
|
GUARANTOR,THE INITIAL SERVICER AND THE INITIAL PORTFOLIO
|
|
|
MANAGER
|
55
|
|
ARTICLE IX
COVENANTS
|
58
|
|
SECTION 9.1
AFFIRMATIVE COVENANTS
|
58
|
|
SECTION 9.2 NEGATIVE COVENANTS
|
70
|
|
ARTICLE X EVENTS OF DEFAULT; REMEDIES
|
72
|
|
SECTION 10.1
EVENTS OF DEFAULT
|
72
|
|
SECTION 10.2
REMEDIES
|
77
|
|
SECTION 10.3
LENDER DEFAULT
|
80
|
|
ARTICLE XI
INDEMNIFICATION
|
80
|
|
SECTION 11.1
GENERAL INDEMNITY OF THE BORROWER
|
80
|
|
SECTION 11.2
GENERAL INDEMNITY OF THE PORTFOLIO MANAGER
|
82
|
|
SECTION 11.3
GENERAL INDEMNITY OF THE INITIAL PORTFOLIO
|
|
|
MANAGER
|
82
|
|
ARTICLE XII
ADMINISTRATIVE AGENT
|
83
|
|
SECTION 12.1
APPOINTMENT
|
83
|
|
SECTION 12.2
DELEGATION OF DUTIES
|
83
|
|
SECTION 12.3
EXCULPATORY PROVISIONS
|
83
|
|
SECTION 12.4
RELIANCE BY THE ADMINISTRATIVE AGENT
|
84
|
|
SECTION 12.5
NOTICE OF DEFAULT
|
84
|
|
SECTION 12.6
NON-RELIANCE ON THE ADMINISTRATIVE AGENT AND
|
|
|
OTHER LENDERS
|
84
|
|
SECTION 12.7
INDEMNIFICATION
|
85
|
|
SECTION 12.8
THE ADMINISTRATIVE AGENT IN ITS INDIVIDUAL
|
|
|
CAPACITY
|
85
|
|
SECTION 12.9
SUCCESSOR ADMINISTRATIVE AGENT
|
86
|
|
ARTICLE XIII
MISCELLANEOUS
|
86
|
|
SECTION 13.1 AMENDMENTS, ETC.
|
86
|
|
SECTION 13.2 NOTICES, ETC
|
87
|
|
SECTION 13.3
NO WAIVER; REMEDIES
|
87
|
|
SECTION 13.4
BINDING EFFECT; ASSIGNABILITY; TERM
|
87
|
|
SECTION 13.5
GOVERNING LAW; JURY TRIAL
|
89
|
|
SECTION 13.6
EXECUTION IN COUNTERPARTS
|
89
|
|
SECTION 13.7
SUBMISSION TO JURISDICTION
|
89
|
|
SECTION 13.8
COSTS AND EXPENSES
|
89
|
|
SECTION 13.9
SEVERABILITY OF PROVISIONS
|
90
|
|
SECTION 13.10
ENTIRE AGREEMENT
|
90
|
|
SECTION 13.11
CONFLICTS
|
90
|
|
SECTION 13.12
CONFIDENTIALITY
|
90
|
|
SECTION 13.13
LIMITATION ON LIABILITY
|
91
|
|
SECTION 13.14
RELATIONSHIP OF PARTIES
|
91
|
|
SECTION 13.15
ACKNOWLEDGMENT
|
92
|
|
SECTION 13.16
RELEASE
|
92
|
|
First
,
|
to the extent not paid from the proceeds of one or more Advances, to the Custodian and the Securities Intermediary, as applicable, the fees, and expenses due and payable thereto in accordance with the Account Control Agreement including, but not limited to, any Claims of any Indemnified Bank Person due and payable in accordance with the Account Control Agreement; provided that (i) the aggregate amount of Claims payable under this clause “
First
” shall not exceed $10,000 on any Distribution Date and (ii) the aggregate amount of Claims payable under this clause “
First
” and under clause “
First
” of
Section 5.2(c)
shall not, in aggregate, exceed $250,000 during the term of this Loan Agreement;
|
Second
,
|
to the extent not paid from the proceeds of one or more Advances, to the Borrower, an amount equal to the Ongoing Maintenance Costs Reimbursable Amount payable to the Borrower and not previously paid to the Borrower, if any;
|
Third
,
|
to the Administrative Agent for the account of the Lenders, the then outstanding principal balance of all Protective Advances;
|
Fourth
|
to the Administrative Agent, the Administrative Agent Fee;
|
Fifth
,
|
to the Administrative Agent for the account of the Lenders, an amount equal to any accrued and unpaid interest on all Advances through such date;
|
Sixth
,
|
(a) if no Lender Default is continuing, to the Administrative Agent for the account of the Lenders, the Required Amortization or (b) if a Lender Default has occurred and is continuing, in the following order of priority:
|
Seventh
,
|
to the Administrative Agent for the account of the Lenders, an amount equal to the aggregate unpaid Amortization Shortfall Amounts for all of the Shortfall Pledged Policies, if any, and any Amortization Shortfall Amounts due on any prior Distribution Date that remain unpaid; provided, that the aggregate amount payable under this clause “
Seventh
”, under clause “
Tenth
” of this
Section 5.2(b)
and under clauses “
Ninth
” and “
Fourteenth
” set forth under
Section 5.2(c)
, shall be in an amount up to the Aggregate Shortfall Amount Limit;
|
Eighth
,
|
to the Administrative Agent for the account of the Lenders by deposit to the Participation Interest Account, an amount equal to the Participation Interest Percentage of any amounts paid to the Administrative Agent for the account of the Lenders pursuant to clause “
Seventh
” of this
Section 5.2(b)
on such Distribution Date; provided, that any such amount received by the Lenders under this clause “
Eighth
” shall not reduce the outstanding principal balance of the Advances or any accrued interest thereon;
|
Ninth
,
|
Reserved
;
|
Tenth
,
|
to the Administrative Agent for the account of the Lenders by deposit to the Participation Interest Account, an amount equal to the aggregate unpaid Participation Interest Shortfall Amounts for all of the Shortfall Pledged Policies, if any, and any Participation Interest Shortfall Amounts due on any prior Distribution Date that remain unpaid; provided, that any such amount received by the Lenders under this clause “
Tenth
” shall not reduce the outstanding principal balance of the Advances or any accrued interest thereon; provided further, the aggregate amount payable under this clause “
Tenth
”, under clause “
Seventh
” of this
Section 5.2(b)
and under clauses “
Ninth
” and “
Fourteenth
” set forth under
Section 5.2(c)
, shall be in an amount up to the Aggregate Shortfall Amount Limit;
|
Eleventh
,
|
to the Administrative Agent for the account of the Lenders by deposit to the Participation Interest Account, the aggregate of (i) the Participation Interest Percentage of the remaining Available Amount after giving effect to all distributions on such Distribution Date pursuant to clauses “
First
” through “
Tenth
” of this Section 5.2(b) and (ii) the Participation Interest Percentage of any amount actually paid to the Participation Interest Account pursuant to clause “
Tenth
” of this
Section 5.2(b)
on such Distribution Date; provided, that any such amount received by the Lenders under this clause “
Eleventh
” shall not reduce the outstanding principal balance of the Advances or any accrued interest thereon;
|
Twelfth
,
|
to the Custodian and the Securities Intermediary, as applicable, any fees and expenses due and payable thereto that remain unpaid (including such fees and expenses not paid pursuant to clause “
First
” of this
Section 5.2(b)
); and
|
Thirteenth
,
|
to the Borrower, any remaining Available Amount after giving effect to all distributions on such Distribution Date pursuant to clauses “
First
” through “
Twelfth
” of this Section 5.2(b) by deposit to the Borrower Account.
|
First
,
|
to the extent not paid from the proceeds of one or more Advances, to the Custodian and the Securities Intermediary, as applicable, the fees, and expenses due and payable thereto in accordance with the Account Control Agreement, including, but not limited to, any Claims of any Indemnified Bank Person due and payable in accordance with the Account Control Agreement; provided that (i) the aggregate amount of Claims payable under this clause “
First
” shall not exceed $10,000 on any Distribution Date and (ii) the aggregate amount of Claims payable under this clause “
First
” and under clause “
First
” of
Section 5.2(b)
shall not, in aggregate, exceed $250,000 during the term of this Loan Agreement;
|
Second
,
|
to the extent not paid from the proceeds of one or more Advances, to the Escrow Account, an amount equal to the Ongoing Maintenance Costs Reimbursable Amount payable to the Borrower and not previously paid to the Borrower, if any;
|
Third
,
|
to the Administrative Agent for the account of the Lenders, the then outstanding principal balance of all Protective Advances;
|
Fourth
,
|
to the applicable Issuing Insurance Company, the payment of scheduled Premiums which are due and payable prior to the following Distribution Date as set forth in the related Premium Payment Schedule;
|
Fifth
,
|
so long as the Servicer is not Imperial or an Affiliate of Imperial or the Borrower, to the Servicer, the Servicing Fee and costs and other amounts reimbursable to the Servicer pursuant to the Servicing Agreement and approved in writing by the Administrative Agent;
|
Sixth
,
|
to the Administrative Agent, the Administrative Agent Fee;
|
Seventh
,
|
to the Administrative Agent for the account of the Lenders, an amount equal to any accrued and unpaid interest on all Advances through such date;
|
Eighth
|
(a) to the Portfolio Manager, the Portfolio Manager Fee and (b) if the Servicer is Imperial or an Affiliate of Imperial or the Borrower, the Servicing Fee and costs and other amounts reimbursable to the Servicer pursuant to the Servicing Agreement;
|
Ninth
,
|
to the Administrative Agent for the account of the Lenders, an amount equal to the aggregate unpaid Amortization Shortfall Amounts for all of the Shortfall Pledged Policies, if any, and any Amortization Shortfall Amounts due on any prior Distribution Date that remain unpaid; provided, that the aggregate amount payable under this clause “
Ninth
”, under clause “
Fourteenth
” of this
Section 5.2(c)
and under clauses “
Seventh
” and “
Tenth
” set forth under
Section 5.2(b)
, shall be in an amount up to the Aggregate Shortfall Amount Limit;
|
Tenth
,
|
to the Administrative Agent for the account of the Lenders, an amount equal to all outstanding Advances and any other amounts with respect to the Advances or Lender Notes;
|
Eleventh
,
|
to the Administrative Agent for the account of the Lenders by deposit in the Participation Interest Account, an amount equal to the Participation Interest Percentage of any amount paid to the Administrative Agent for the account of the Lenders pursuant to clause “
Ninth
” of this
Section 5.2(c)
on such Distribution Date; provided, that any such amount received by the Lenders under this clause “
Eleventh
” shall not reduce the outstanding principal balance of the Advances or any accrued interest thereon;
|
Twelfth
,
|
to the Escrow Account, the amounts described in clauses (iii) and (v) of the definition of Expenses which are then due and payable;
|
Thirteenth
,
|
Reserved
;
|
Fourteenth
,
|
to the Administrative Agent for the account of the Lenders by deposit to the Participation Interest Account, an amount equal to the aggregate unpaid Participation Interest Shortfall Amounts for all of the Shortfall Pledged Policies, if any, and any
|
Fifteenth
,
|
to the Administrative Agent for the account of the Lenders by deposit to the Participation Interest Account, the aggregate of (i) the Participation Interest Percentage of the remaining Available Amount after giving effect to all distributions on such Distribution Date pursuant to clauses “First” through “
Fourteenth
” of this Section 5.2(c), and (ii) the Participation Interest Percentage of any amount actually paid to the Participation Interest Account pursuant to clause “
Fourteenth
” of this
Section 5.2(c)
on such Distribution Date; provided, that any such amount received by the Lenders under this clause “
Fifteenth
” shall not reduce the outstanding principal balance of the Advances or any interest thereon;
|
Sixteenth
,
|
to the Custodian and the Securities Intermediary, as applicable, any fees and expenses due and payable thereto that remain unpaid (including such fees and expenses not paid pursuant to clause “
First
” of this
Section 5.2(c)
); and
|
Seventeenth
,
|
to the Escrow Account, any remaining Available Amount after giving effect to all distributions on such Distribution Date pursuant to clauses “
First
” through “
Sixteenth
” of this Section 5.2(c).
|
First
,
|
to the extent not paid from the proceeds of one or more Protective Advances, to the Custodian and the Securities Intermediary, as applicable, the fees, and expenses due and payable thereto in accordance with the Account Control Agreement, including, but not limited to, any Claims of any Indemnified Bank Person due and payable in accordance with the Account Control Agreement; provided that (i) the aggregate amount of Claims payable under this clause (i) shall not exceed $10,000 on any Distribution Date and (ii) the aggregate amount of Claims payable under this clause (i), under clause “
First
” of
Section 5.2(b)
and under clause “
First
” of
Section 5.2(c)
shall not, in aggregate, exceed $250,000 during the term of this Loan Agreement;
|
Second
,
|
to the applicable Issuing Insurance Company, the payment of scheduled Premiums which are due and payable prior to the following Distribution Date as set forth in the related Premium Payment Schedule;
|
Third
,
|
to the Administrative Agent for the account of the Lenders, the then outstanding principal balance of all Protective Advances plus accrued and unpaid interest thereon;
|
Fourth
,
|
to the Administrative Agent, the Administrative Agent Fee;
|
Fifth
,
|
(a) to the Portfolio Manager, the Portfolio Manager Fee and (b) to the Servicer, the Servicing Fee and costs and other amounts reimbursable to the Servicer pursuant to the Servicing Agreement;
|
Sixth
,
|
to the Borrower, any amounts actually paid by the Borrower to pay scheduled Premiums and Expenses, and in each case, as previously approved by the Required Lenders in writing and not previously reimbursed;
|
Seventh
,
|
to the Collection Account, to be held in reserve to fund (i) Premiums on Pledged Policies in accordance with the schedule of Premiums approved by the Required
|
Eighth
,
|
Reserved
;
|
Ninth
,
|
to the Administrative Agent for the account of the Lenders by deposit to the Participation Interest Account, an amount equal to the aggregate unpaid Participation Interest Shortfall Amounts for all of the Shortfall Pledged Policies, if any, and any Participation Interest Shortfall Amounts due on any prior date that remain unpaid; provided, that the aggregate amount payable under this clause (viii), under clauses “
Seventh
” and “
Tenth
” set forth under
Section 5.2(b)
and under clauses “
Ninth
” and “
Fourteenth
” set forth under
Section 5.2(c)
, shall be in an amount up to the Aggregate Shortfall Amount Limit;
|
Tenth
,
|
to the Administrative Agent for the account of the Lenders by deposit to the Participation Interest Account, the aggregate of (i) the Participation Interest Percentage of the remainder of such Collections and (ii) the Participation Interest Percentage of any amount paid to the Participation Interest Account pursuant to Clause “Eighth” of this
Section 5.2(e)
on such date;
|
Eleventh
,
|
to the Custodian and the Securities Intermediary, as applicable, any fees and expenses due and payable thereto that remain unpaid (including such fees and expenses not paid pursuant to Clause “
First
” of this
Section 5.2(d)
); and
|
Twelfth
,
|
to the Borrower Account or the Escrow Account, as applicable, any remaining Available Amount after giving effect to all distributions on such Distribution Date pursuant to clauses “
First
” through “
Eleventh
” of this Section 5.2(e).
|
WHITE EAGLE ASSET PORTFOLIO, LP, as Borrower
|
||
By White Eagle General Partner, I.I.C. a Delaware limited liability company, its General Partner
|
||
By:
|
|
|
Name.
|
Jason Sutherlind
|
|
Title:
|
Vice Pretident
|
•
|
Schedule 2.1(a)
|
Lenders’ Commitments
|
|
Lender
|
Commitment
|
LNV Corporation
|
$370,000,000
|
No Collateral Assignment will be filed for the following Retained Death Benefit Policy:
|
|||||||
[*]
|
[*]
|
[*]
|
8/15/2008
|
[*]
|
10,000,000.00
|
14.00%
|
86.00%
|
Schedule 7.1(f ) Duplicate Policies Ordered Not Yet Been Received*
|
||||
Last Name
|
First Name
|
Carrier
|
Policy #
|
Type
|
[*]
|
[*]
|
[*]
|
[*]
|
Balance Sheet
|
[*]
|
[*]
|
[*]
|
[*]
|
Balance Sheet
|
[*]
|
[*]
|
[*]
|
[*]
|
Balance Sheet
|
[*]
|
[*]
|
[*]
|
[*]
|
Balance Sheet
|
[*]
|
[*]
|
[*]
|
[*]
|
Balance Sheet
|
[*]
|
[*]
|
[*]
|
[*]
|
Balance Sheet
|
[*]
|
[*]
|
[*]
|
[*]
|
Balance Sheet
|
[*]
|
[*]
|
[*]
|
[*]
|
Balance Sheet
|
[*]
|
[*]
|
[*]
|
[*]
|
Balance Sheet
|
[*]
|
[*]
|
[*]
|
[*]
|
Balance Sheet
|
[*]
|
[*]
|
[*]
|
[*]
|
Balance Sheet
|
[*]
|
[*]
|
[*]
|
[*]
|
Balance Sheet
|
Schedule 8.1(i)
|
|||||||
Deal Type
|
Quote Internal ID
|
Policy Owner Last Name
|
Policy Owner First Name
|
Policy #
|
Issue Date
|
Insurance Company
|
Death Benefit
|
Life Settlement Retained Death Benefit
|
[*]
|
[*]
|
[*]
|
[*]
|
5/15/2008
|
[*]
|
10,000,000.00
|
Life Settlement Retained Death Benefit
|
Two subsidiaries of Imperial Holdings. Inc., Imperial Premium Finance, LLC ("IPF) and Imperial Life Settlements, LLC ("ILS," and together with IPF, the "Imperial Parties"), were named as a parties in the matter styled Hal Katersky (the "Insured"), Barry Lavine as the Individual Trustee of the Amended and Restated Hal Katersky Irrevocable Life Insurance Trust DTD 8/29/2008 ("Katersky Trust'), Hillary A. Katersky, Andrew Katersky, Robin Katersky, Jeffery Katersky and Dylan Zelman (collectively with the Insured, Barry Lavine and the Katersky Trust, the "Katersky Parties') v. Imperial Premium Finance, LLC: Imperial Life Settlements, LLC; Bank of Utah; and the Lincoln National Life Insurance Company ("Lincoln"), filed on May 23, 2012, in the United States District Court for the Central District of California. The Katersky Parties sought equitable remedies, attorneys; fees and monetary damages.
On September 20, 2012, the Katersky Parties and the Imperial Parties reached a settlement to resolve all claims. The settlement provided that once the jointly submitted change of ownership and beneficiary forms were recorded by Lincoln, the parties would file a stipulation of dismissal with prejudice. which would dismiss the case against all defendants. The change forms that were submitted to - and recorded by Lincoln pursuant to the settlement agreement designated an entity designated by the Imperial Parties as the owner and primary beneficiary of the Policy, and allowed the Katersky Parties to designate an irrevocable beneficiary entitled to $1.4 million of the $10 million net death benefit. Pursuant to a joint motion for dismissal filed by all parties, the case was dismissed with prejudice on November 15, 2012.
|
||||||
Life Settlement Retained Death Benefit
|
|||||||
Life Settlement Retained Death Benefit
|
|||||||
Life Settlement Retained Death Benefit
|
|||||||
Life Settlement Retained Death Benefit
|
|||||||
Premium Finance – Ratained Death Benefit
|
Account Description
|
|
Bank
|
|
Account No.
|
Collection Account
|
|
Wilmington Trust, National Association
|
|
|
Payment Account
|
|
Wilmington Trust, National Association
|
|
|
Borrower Account
|
|
Wilmington Trust, National Association
|
|
|
Escrow Account
|
|
Wilmington Trust, National Association
|
|
|
Policy Account
|
|
Wilmington Trust, National Association
|
|
|
Name
|
Policy Number
|
Carrier
|
Face Amount
|
Borrower Net Death Benefit
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
$690,000
|
[*]
|
[*]
|
[*]
|
$1,600,000
|
$1,200,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
$2,100,000
|
[*]
|
[*]
|
[*]
|
$15,000,000
|
$13,950,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
$750,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
$590,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
$590,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
$1,180,000
|
[*]
|
[*]
|
[*]
|
$500,000
|
$295,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
$2,400,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
$675,000
|
[*]
|
[*]
|
[*]
|
$15,000,000
|
$10,950,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
$7,000,000
|
[*]
|
[*]
|
[*]
|
$500,000
|
$220,000
|
Eligibility Criteria Clause (a) Exceptions*
|
||||||
Policy Owner Last Name
|
Policy Owner First Name
|
Policy #
|
Issue Date
|
Insurance Company
|
Death Benefit
|
Current Policy Owner
|
[*]
|
[*]
|
[*]
|
6/11/2007
|
[*]
|
2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
8/11/2008
|
[*]
|
2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
5/7/2008
|
[*]
|
10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
11/26/2009
|
[*]
|
2,000,000.00
|
[*]
|
Name
|
Policy Number
|
Carrier
|
Net Death Benefit
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
Name
|
Policy Number
|
Carrier
|
Net Death Benefit
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
Quote Internal ID
|
Policy Owner Last Name
|
Policy Owner First Name
|
Policy #
|
Insurance Company
|
Death Benefit
|
21st LE in Months
|
21st Certificate Date
|
21st-Mort Factor
|
AVS LE in Months
|
AVS-Mort Factor
|
AVS Date of Underwriting
|
||
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
2/28/2010
|
[*]
|
[*]
|
[*]
|
2/25/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
9/30/2009
|
[*]
|
[*]
|
[*]
|
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
1,000,000.00
|
|
[*]
|
3/1/2010
|
[*]
|
[*]
|
[*]
|
3/2/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
6/17/2010
|
[*]
|
[*]
|
[*]
|
12/28/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
6/24/2010
|
[*]
|
[*]
|
[*]
|
6/30/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,000,000.00
|
|
[*]
|
5/11/2010
|
[*]
|
[*]
|
[*]
|
5/12/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
4/15/2010
|
[*]
|
[*]
|
[*]
|
4/20/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,900,000.00
|
|
[*]
|
6/11/2010
|
[*]
|
[*]
|
[*]
|
6/10/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
6,500,000.00
|
|
[*]
|
6/26/2009
|
[*]
|
[*]
|
[*]
|
6/25/2009
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
7,000,000.00
|
|
[*]
|
8/9/2010
|
[*]
|
[*]
|
[*]
|
2/25/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
450,000,000
|
|
[*]
|
7/28/2008
|
[*]
|
[*]
|
[*]
|
1/21/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
2/15/2010
|
[*]
|
[*]
|
[*]
|
2/16/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,000,000.00
|
|
[*]
|
4/12/2010
|
[*]
|
[*]
|
[*]
|
3/8/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
15,000,000.00
|
|
[*]
|
6/16/2010
|
[*]
|
[*]
|
[*]
|
6/17/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,600,000.00
|
|
[*]
|
11/3/2010
|
[*]
|
[*]
|
[*]
|
11/5/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,000,000.00
|
|
[*]
|
7/12/2010
|
[*]
|
[*]
|
[*]
|
7/14/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,000,000.00
|
|
[*]
|
12/29/2010
|
[*]
|
[*]
|
[*]
|
1/30/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,000,000.00
|
|
[*]
|
5/21/2010
|
[*]
|
[*]
|
[*]
|
2/21/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
50,000,0000
|
|
[*]
|
11/1/2010
|
[*]
|
[*]
|
[*]
|
11/3/2010
|
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
1,500,000.00
|
|
[*]
|
7/21/2010
|
[*]
|
[*]
|
[*]
|
7/26/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,000,000.00
|
|
[*]
|
5/3/2010
|
[*]
|
[*]
|
[*]
|
5/5/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,345,000.00
|
|
[*]
|
2/25/2010
|
[*]
|
[*]
|
[*]
|
2/25/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,000,000.00
|
|
[*]
|
4/29/2010
|
[*]
|
[*]
|
[*]
|
5/5/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,500,000.00
|
|
[*]
|
9/14/2010
|
[*]
|
[*]
|
[*]
|
9/21/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
5/3/2010
|
[*]
|
[*]
|
[*]
|
3/14/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
2,000,000 00
|
|
[*]
|
3/10/2010
|
[*]
|
[*]
|
[*]
|
2/15/2013
|
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,000,000.00
|
|
[*]
|
12/29/2010
|
[*]
|
[*]
|
[*]
|
1/13/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,500,000.00
|
|
[*]
|
4/5/2010
|
|
[*]
|
[*]
|
[*]
|
4/9/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,000,000.00
|
|
[*]
|
11/3/2010
|
|
[*]
|
[*]
|
[*]
|
11/5/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
6/24/2010
|
|
[*]
|
[*]
|
[*]
|
1/12/2012
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
3/21/2011
|
|
[*]
|
[*]
|
[*]
|
3/25/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
3/27/2008
|
|
[*]
|
[*]
|
[*]
|
7/14/2008
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
1,800,000.00
|
|
[*]
|
5/12/2010
|
|
[*]
|
[*]
|
[*]
|
5/14/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,000,000.00
|
|
[*]
|
8/3/2010
|
|
[*]
|
[*]
|
[*]
|
2/7/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
9,500,000.00
|
|
[*]
|
7/17/2008
|
|
[*]
|
[*]
|
[*]
|
7/15/2008
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,000,000.00
|
|
[*]
|
|
[*]
|
[*]
|
[*]
|
3/22/2013
|
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
6/18/2010
|
|
[*]
|
[*]
|
[*]
|
2/28/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
9,000,000.00
|
|
[*]
|
9/18/2007
|
|
[*]
|
[*]
|
[*]
|
1/22/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,000,000.00
|
|
[*]
|
8/16/2010
|
|
[*]
|
[*]
|
[*]
|
8/20/2030
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
9,000,000.00
|
|
[*]
|
7/19/2010
|
|
[*]
|
[*]
|
[*]
|
7/16/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,700,000.00
|
|
[*]
|
8/16/2010
|
|
[*]
|
[*]
|
[*]
|
2/15/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,000,000.00
|
|
[*]
|
9/8/2010
|
|
[*]
|
[*]
|
[*]
|
9/16/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
15,000,000.00
|
|
[*]
|
4/5/2010
|
|
[*]
|
[*]
|
[*]
|
4/12/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
8/26/2008
|
|
[*]
|
[*]
|
[*]
|
1/31/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,000,000.00
|
|
[*]
|
|
[*]
|
[*]
|
[*]
|
1/18/2011
|
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
5/17/2010
|
|
[*]
|
[*]
|
[*]
|
5/11/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,900,000.00
|
|
[*]
|
6/11/2010
|
|
[*]
|
[*]
|
[*]
|
6/10/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
7/19/2010
|
|
[*]
|
[*]
|
[*]
|
7/21/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
8,000,000.00
|
|
[*]
|
8/26/2010
|
|
[*]
|
[*]
|
[*]
|
2/7/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
300,000,000
|
|
[*]
|
7/6/2010
|
|
[*]
|
[*]
|
[*]
|
7/7/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,500,000.00
|
|
[*]
|
7/1/2010
|
|
[*]
|
[*]
|
[*]
|
7/7/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,000,000.00
|
|
[*]
|
8/4/2010
|
|
[*]
|
[*]
|
[*]
|
8/6/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
6/17/2010
|
|
[*]
|
[*]
|
[*]
|
5/26/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
3/15/2010
|
|
[*]
|
[*]
|
[*]
|
3/7/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
125.00
|
%
|
[*]
|
[*]
|
[*]
|
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
8,000,000.00
|
|
[*]
|
10/11/2010
|
|
[*]
|
[*]
|
[*]
|
10/19/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
8/26/2008
|
|
[*]
|
[*]
|
[*]
|
1/31/2113
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
8/6/2010
|
[*]
|
[*]
|
[*]
|
8/13/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
8/9/2010
|
[*]
|
[*]
|
[*]
|
8/13/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
8/9/2010
|
[*]
|
[*]
|
[*]
|
8/13/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
9/28/2010
|
[*]
|
[*]
|
[*]
|
10/1/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,000,000.00
|
|
[*]
|
12/29/2010
|
[*]
|
[*]
|
[*]
|
1/17/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
6,000,000.00
|
|
[*]
|
6/25/2010
|
[*]
|
[*]
|
[*]
|
6/29/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
7,000,000.00
|
|
[*]
|
1/21/2010
|
[*]
|
[*]
|
[*]
|
1/19/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
1,400,000.00
|
|
[*]
|
10/12/2010
|
[*]
|
[*]
|
[*]
|
10/18/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,000,000.00
|
|
[*]
|
2/10/2010
|
[*]
|
[*]
|
[*]
|
3/12/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
1,750,000.00
|
|
[*]
|
12/29/2010
|
[*]
|
[*]
|
[*]
|
1/18/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,000,000.00
|
|
[*]
|
12/10/2009
|
[*]
|
[*]
|
[*]
|
12/11/2009
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,000,000.00
|
|
[*]
|
2/12/2010
|
[*]
|
[*]
|
[*]
|
7/12/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
8,000,000.00
|
|
[*]
|
5/11/2010
|
[*]
|
[*]
|
[*]
|
5/6/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,000,000.00
|
|
[*]
|
7/16/2010
|
[*]
|
[*]
|
[*]
|
7/27/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
4/8/2010
|
[*]
|
[*]
|
[*]
|
4/15/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
826,000.00
|
|
[*]
|
3/15/2010
|
[*]
|
[*]
|
[*]
|
3/10/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
20,000,000.00
|
|
[*]
|
6/23/2008
|
[*]
|
[*]
|
[*]
|
11/29/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,000,000.00
|
|
[*]
|
7/6/2010
|
[*]
|
[*]
|
[*]
|
7/12/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
10/6/2008
|
[*]
|
[*]
|
[*]
|
12/17/2008
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,000,000.00
|
|
[*]
|
9/7/2010
|
[*]
|
[*]
|
[*]
|
9/13/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,000,000.00
|
|
[*]
|
7/9/2010
|
[*]
|
[*]
|
[*]
|
7/9/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
6,000,000.00
|
|
[*]
|
8/9/2010
|
[*]
|
[*]
|
[*]
|
8/13/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
7,000,000.00
|
|
[*]
|
10/11/2010
|
[*]
|
[*]
|
[*]
|
10/18/7010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,128,000.00
|
|
[*]
|
6/29/2010
|
[*]
|
[*]
|
[*]
|
7/1/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
1,955,000.00
|
|
[*]
|
5/11/2010
|
[*]
|
[*]
|
[*]
|
5/10/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
7,000,000.00
|
|
[*]
|
4/9/2010
|
[*]
|
[*]
|
[*]
|
4/15/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
10/28/2010
|
[*]
|
[*]
|
[*]
|
3/20/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
1,500,000.00
|
|
[*]
|
4/5/2010
|
[*]
|
[*]
|
[*]
|
4/9/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,750,000.00
|
|
[*]
|
10/26/2010
|
[*]
|
[*]
|
[*]
|
1/14/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
8,000,000.00
|
|
[*]
|
6/24/2010
|
[*]
|
[*]
|
[*]
|
6/29/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,125,000.00
|
|
[*]
|
8/5/2010
|
[*]
|
[*]
|
[*]
|
3/19/2012
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
9,700,000.00
|
|
[*]
|
4/29/2010
|
[*]
|
[*]
|
[*]
|
4/30/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
7,784,000.00
|
|
[*]
|
2/12/2010
|
[*]
|
[*]
|
[*]
|
2/15/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,000,000.00
|
|
[*]
|
3/4/2010
|
[*]
|
[*]
|
[*]
|
12/15/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
9,800,000.00
|
|
[*]
|
3/26/2010
|
[*]
|
[*]
|
[*]
|
3/31/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
8,412,000.00
|
|
[*]
|
5/11/2010
|
[*]
|
[*]
|
[*]
|
2/15/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,000,000.00
|
|
[*]
|
4/5/2010
|
[*]
|
[*]
|
[*]
|
4/9/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,500,000.00
|
|
[*]
|
11/23/2009
|
[*]
|
[*]
|
[*]
|
3/1S/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
3/18/2010
|
[*]
|
[*]
|
[*]
|
3/18/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
1/4/2010
|
[*]
|
[*]
|
[*]
|
12/10/2009
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,000,000.00
|
|
[*]
|
10/28/2010
|
[*]
|
[*]
|
[*]
|
11/3/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
1,100,000.00
|
|
[*]
|
5/11/2010
|
[*]
|
[*]
|
[*]
|
2/21/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
1,000,000.00
|
|
[*]
|
2/23/2010
|
[*]
|
[*]
|
[*]
|
1/31/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,000,000.00
|
|
[*]
|
2/13/2010
|
[*]
|
[*]
|
[*]
|
1/28/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
6/17/2010
|
[*]
|
[*]
|
[*]
|
6/17/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
1,172,500.00
|
|
[*]
|
7/1/2010
|
[*]
|
[*]
|
[*]
|
1/30/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,200,000.00
|
|
[*]
|
5/28/2010
|
[*]
|
[*]
|
[*]
|
2/7/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,000,000.00
|
|
[*]
|
8/6/2008
|
[*]
|
[*]
|
[*]
|
1/18/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
10/13/2010
|
[*]
|
[*]
|
[*]
|
1/29/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
8,000,000.00
|
|
[*]
|
5/25/2010
|
[*]
|
[*]
|
[*]
|
5/28/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
8/9/2010
|
[*]
|
[*]
|
[*]
|
8/10/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,000,000.00
|
|
[*]
|
|
[*]
|
[*]
|
[*]
|
2/27/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
|
[*]
|
[*]
|
[*]
|
12/20/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
2/13/2010
|
[*]
|
[*]
|
[*]
|
2/16/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,025,000.00
|
|
[*]
|
4/29/2010
|
[*]
|
[*]
|
[*]
|
5/3/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,200,000.00
|
|
[*]
|
4/14/2010
|
[*]
|
[*]
|
[*]
|
4/22/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,000,000.00
|
|
[*]
|
3/10/2010
|
[*]
|
[*]
|
[*]
|
1/12/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
1,800,000.00
|
|
[*]
|
9/21/2010
|
[*]
|
[*]
|
[*]
|
10/5/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
3,000,000.00
|
|
[*]
|
1/13/2010
|
[*]
|
[*]
|
[*]
|
1/30/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
11/12/2008
|
[*]
|
[*]
|
[*]
|
12/14/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
3/19/2008
|
[*]
|
[*]
|
[*]
|
1/23/2013
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,500,000.00
|
|
[*]
|
8/14/2008
|
[*]
|
[*]
|
[*]
|
6/6/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
3/25/2010
|
[*]
|
[*]
|
[*]
|
3/30/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
4/8/2010
|
[*]
|
[*]
|
[*]
|
4/13/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
5/6/2011
|
[*]
|
[*]
|
[*]
|
2/10/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
2,000,000.00
|
|
[*]
|
|
[*]
|
[*]
|
[*]
|
3/21/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
7,000,000.00
|
|
[*]
|
8/5/2010
|
[*]
|
[*]
|
[*]
|
2/22/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
11/1/2010
|
[*]
|
[*]
|
[*]
|
11/30/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
3/5/2010
|
[*]
|
[*]
|
[*]
|
11/11/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
5,000,000.00
|
|
[*]
|
10/7/2010
|
[*]
|
[*]
|
[*]
|
10/11/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
7/7/2010
|
[*]
|
[*]
|
[*]
|
7/8/2010
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
9,000,000.00
|
|
[*]
|
2/3/2011
|
[*]
|
[*]
|
[*]
|
7/14/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
1,000,000.00
|
|
[*]
|
12/28/2010
|
[*]
|
[*]
|
[*]
|
5/23/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,000,000.00
|
|
[*]
|
8/30/2010
|
[*]
|
[*]
|
[*]
|
5/17/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
6,000,000.00
|
|
[*]
|
4/18/2012
|
[*]
|
[*]
|
[*]
|
7/26/2012
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
4,000,000.00
|
|
[*]
|
9/25/2011
|
[*]
|
[*]
|
[*]
|
5/17/2011
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$
|
10,000,000.00
|
|
[*]
|
5/17/2011
|
[*]
|
[*]
|
[*]
|
6/9/2011
|
|
|
|
|
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
|
|
|
|
Name
|
Policy Number
|
Carrier
|
Net Death Benefit
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$11,400,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$1,800,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$8,500,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$4,800,000
|
[*]
|
[*]
|
[*]
|
$4,300,000
|
[*]
|
[*]
|
[*]
|
$9,000,000
|
[*]
|
[*]
|
[*]
|
$1,700,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$2,100,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$959,700
|
[*]
|
[*]
|
[*]
|
$1,257,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$13,950,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$1,589,000
|
[*]
|
[*]
|
[*]
|
$750,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,997,090
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,039,615
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$735,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$220,000
|
[*]
|
[*]
|
[*]
|
$750,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$17,700,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$690,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,548,000
|
[*]
|
[*]
|
[*]
|
$1,800,000
|
[*]
|
[*]
|
[*]
|
$3,399,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$590,000
|
[*]
|
[*]
|
[*]
|
$590,000
|
[*]
|
[*]
|
[*]
|
$1,180,000
|
[*]
|
[*]
|
[*]
|
$295,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,300,000
|
[*]
|
[*]
|
[*]
|
$1,150,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$630,000
|
[*]
|
[*]
|
[*]
|
$3,450,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$1,850,000
|
[*]
|
[*]
|
[*]
|
$1,200,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$5,800,000
|
[*]
|
[*]
|
[*]
|
$1,600,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,140,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$863,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$8,990,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$7,339,026
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$500,000
|
[*]
|
[*]
|
[*]
|
$10,950,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$6,650,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$1,585,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,250,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$1,600,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,180,826
|
[*]
|
[*]
|
[*]
|
$1,478,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,100,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$2,345,000
|
[*]
|
[*]
|
[*]
|
$1,030,179
|
Eligibility Criteria Clause (h) Exceptions
|
|||||||||||||
Internal
ID
|
Quote
Internal
ID
|
Policy
Owner
Last
Name
|
Policy
Owner
First
Name
|
Policy #
|
Insurance Company
|
Death Benefit
|
21
st
LE in Months
|
21
st
Certificate Date
|
21
st
Mort Factor
|
AVS LE in Months
|
AVS- Mort Factor
|
AVS Date of Underwriting
|
Average LE
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
2/13/2010
|
[*]
|
[*]
|
[*]
|
2/16/2010
|
[*]
|
•
|
Eligibility Criteria Clause (i) Schedule
|
Internal
ID
|
Quote
Internal
ID
|
Policy
Owner
Last
Name
|
Policy
Owner
First
Name
|
Policy #
|
Insurance Company
|
Death Benefit
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$20,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$15,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$15,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$14,000,000.00
|
|
|
|
|
|
|
|
Name
|
Policy Number
|
Carrier
|
Net Death Benefit
|
[*]
|
[*]
|
[*]
|
$11,400,000
|
[*]
|
[*]
|
[*]
|
$13,950,000
|
[*]
|
[*]
|
[*]
|
$17,700,000
|
[*]
|
[*]
|
[*]
|
$10,950,000
|
[*]
|
[*]
|
[*]
|
$15,000,000
|
•
|
Eligibility Criteria Clause (l) Schedule
|
Name
|
Policy Number
|
Carrier
|
Net Death Benefit
|
[*]
|
[*]
|
[*]
|
$1,700,000
|
[*]
|
[*]
|
[*]
|
$5,997,090
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,125,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$7,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
•
|
Eligibility Criteria Clause (m) Schedule
|
Eligibility Criteria Clause (m) Schedule I Exceptions
|
|||||
Internal ID
|
Quote
Internal Policy Owner Last Name
ID |
Policy Owner First Name
|
Policy #
|
Insurance Company
|
Death Benefit
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$20,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,345,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,200,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,200,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,900,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$15,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,128,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,200,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$35,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,200,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$15,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,800,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$9,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$9,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,400,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$826,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$14,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$9,700,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,025,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
Name
|
Policy Number
|
Carrier
|
Net Death Benefit
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$1,700,000
|
[*]
|
[*]
|
[*]
|
$1,800,000
|
[*]
|
[*]
|
[*]
|
$4,800,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,125,000
|
[*]
|
[*]
|
[*]
|
$5,548,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$5,800,000
|
[*]
|
[*]
|
[*]
|
$1,140,000
|
Name
|
Policy Number
|
Carrier
|
Net Death Benefit
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$1,478,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$15,000,000
|
[*]
|
[*]
|
[*]
|
$2,345,000
|
Name
|
Policy Number
|
Carrier
|
Net Death Benefit
|
[*]
|
[*]
|
[*]
|
$1,700,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$1,800,000
|
[*]
|
[*]
|
[*]
|
$9,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$13,950,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$750,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$5,997,090
|
[*]
|
[*]
|
[*]
|
$3,039,615
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,125,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$7,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,180,826
|
[*]
|
[*]
|
[*]
|
$1,030,179
|
Name
|
Policy Number
|
Carrier
|
Net Death Benefit
|
[*]
|
[*]
|
[*]
|
$1,700,000
|
[*]
|
[*]
|
[*]
|
$1,800,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$750,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$5,997,090
|
[*]
|
[*]
|
[*]
|
$3,039,615
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,125,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,180,826
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$11,400,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$2,770,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$8,500,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$4,800,000
|
[*]
|
[*]
|
[*]
|
$4,300,000
|
[*]
|
[*]
|
[*]
|
$1,700,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$2,100,000
|
[*]
|
[*]
|
[*]
|
$945,000
|
[*]
|
[*]
|
[*]
|
$959,700
|
[*]
|
[*]
|
[*]
|
$1,257,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$1,589,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$735,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$900,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$220,000
|
[*]
|
[*]
|
[*]
|
$750,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$17,700,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$2,100,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,300,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,548,000
|
[*]
|
[*]
|
[*]
|
$1,800,000
|
[*]
|
[*]
|
[*]
|
$3,399,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$1,034,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,300,000
|
[*]
|
[*]
|
[*]
|
$1,150,000
|
[*]
|
[*]
|
[*]
|
$1,250,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$4,505,000
|
[*]
|
[*]
|
[*]
|
$630,700
|
[*]
|
[*]
|
[*]
|
$630,000
|
[*]
|
[*]
|
[*]
|
$7,140,000
|
[*]
|
[*]
|
[*]
|
$3,450,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$1,850,000
|
[*]
|
[*]
|
[*]
|
$1,200,000
|
[*]
|
[*]
|
[*]
|
$1,100,000
|
[*]
|
[*]
|
[*]
|
$3,500,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$2,600,000
|
[*]
|
[*]
|
[*]
|
$1,255,000
|
[*]
|
[*]
|
[*]
|
$5,800,000
|
[*]
|
[*]
|
[*]
|
$1,600,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,140,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$863,000
|
[*]
|
[*]
|
[*]
|
$892,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$8,990,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$850,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$840,000
|
[*]
|
[*]
|
[*]
|
$10,950,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$6,650,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$1,585,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$2,538,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,250,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$1,600,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,478,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$2,400,000
|
[*]
|
[*]
|
[*]
|
$675,000
|
[*]
|
[*]
|
[*]
|
$15,000,000
|
[*]
|
[*]
|
[*]
|
$2,855,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,100,000
|
[*]
|
[*]
|
[*]
|
$2,345,000
|
•
|
Initial Advance Lexington Schedule
|
Internal
ID
|
Quote
Internal Policy Owner Last Name
ID |
Policy
Owner First Name |
Person-
Social Security |
Policy It
|
Insurance Company
|
Death Benefit Current Owner
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,200,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,900,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 7,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,300,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 15,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 8,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,345,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,600,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,173,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,200,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,800,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 9,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,700,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 15,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 8,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 8,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,250,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,400,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 7,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,750,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,300,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,379,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 8,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 826,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 9,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 20,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 777,350.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 830,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,405,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 6,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 775,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,128,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,955,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 7,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 8,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 9,700,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 7,784,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 8,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 9,800,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000,00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 8,412,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000,00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,100,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,172,500,00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,200,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 8,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,025,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,200,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 9,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 9,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 6,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 6,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 6,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 8,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 6,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 8,000,000,00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,875,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 7,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 8,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,875,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,200,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 9,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 7,850,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 7,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,750,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,125,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 4,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,500,000,00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,800,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,500,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 7,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 5,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000.000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 7,000,000.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 1,758,713.00 Wilmington Trust, N.A. as Securities Intermediary
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 3,500,000.00 Imperial PFC Financing LLC
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Imperial PFC Financing LLC
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,500,000.00 Imperial PFC Financing LLC
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 7,500,000.00 Imperial PFC Financing LLC
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Imperial PFC Financing LLC
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Imperial PFC Financing LLC
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 2,000,000.00 Imperial PFC Financing LLC
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
[*]
|
$ 10,000,000.00 Imperial PFC Financing LLC
|
•
|
EXHIBIT A
|
(i)
|
(ii)
|
The principal amount of the proposed Advance is $[ ]; [and]
|
(iii)
|
[The Additional Policies to be pledged in connection with such Advance are identified on Exhibit A;]
1
[The proceeds of such Advance shall be used for the purposes set forth on Schedule I; and]
2
|
•
|
EXHIBIT B
|
Date
|
Amount of
Advance
|
Outstanding
Principal
Balance
|
Interest Rate
|
Interest Period
|
Notation Made
By
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
•
|
EXHIBIT C
|
•
|
EXHIBIT D
|
I.
|
Account Balances as of the dated of this Calculation Date Report are as follows:
|
|
Collection Account
|
$
|
|
Payment Account
|
$
|
|
Borrower Account
|
$
|
|
Escrow Account
|
$
|
II.
|
Prior to the Partial Repayment Date, so long as an Unmatured Event of Default or an Event of Default has not occurred and is not continuing, funds on deposit in the Collection Account shall be distributed as provided in the following stages of the Priority of Payment pursuant to Section 5.2(b) of the Second Amended and Restated Loan and Security Agreement:
|
First:
|
$____________
|
Second:
|
$____________
|
Third:
|
$____________
|
Fourth:
|
$____________
|
Fifth:
|
$____________
|
Sixth:
|
$____________
|
Seventh:
|
$____________
|
Eighth:
|
$____________
|
Ninth:
|
$0
|
Tenth:
|
$____________
|
Eleventh:
|
$____________
|
Twelfth:
|
$____________
|
Thirteenth:
|
$____________
|
III.
|
Prior to the Partial Repayment Date, if an Unmatured Event of Default or Event of Default has occurred and is continuing and is not waived in writing by the Required Lenders, funds on deposit in the Collection Account shall be distributed as provided in the following stages of the Priority of Payments pursuant to Section 5.2(c) of the Second Amended and Restated Loan and Security Agreement:
|
First:
|
$____________
|
Second:
|
$____________
|
Third:
|
$____________
|
Fourth:
|
$____________
|
Fifth:
|
$____________
|
Sixth:
|
$____________
|
Seventh:
|
$____________
|
Eighth:
|
$____________
|
Ninth:
|
$____________
|
Tenth:
|
$____________
|
Eleventh:
|
$____________
|
Twelfth:
|
$____________
|
Thirteenth:
|
$0
|
Fourteenth:
|
$____________
|
Fifteenth:
|
$____________
|
Sixteenth:
|
$____________
|
Seventeenth:
|
$____________
|
IV.
|
Following the Partial Repayment Date, funds on deposit in the Collection Account shall be distributed in the following stages of the Priority of Payments pursuant to Section 5.2(e) of the Second Amended and Restated Loan and Security Agreement:
|
First:
|
$____________
|
Second:
|
$____________
|
Third:
|
$____________
|
Fourth:
|
$____________
|
Fifth:
|
$____________
|
Sixth:
|
$____________
|
Seventh:
|
$____________
|
Eighth:
|
$0
|
Ninth:
|
$____________
|
Tenth:
|
$____________
|
Eleventh:
|
$____________
|
Twelfth:
|
$____________
|
•
|
EXHIBIT E
|
Draw Period
|
Premiums
|
|
Servicing
|
|
Management
|
|
Audit
|
|
Other
|
Total
|
||||
5-2013-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
5-2013-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
6-2013-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
6-2013-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
7-2013-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
7-2013-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
8-2013-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
8-2013-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
9-2013-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
9-2013-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
10-2013-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
10-2013-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
11-2013-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
11-2013-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
12-2013-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
12-2013-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
1-2014-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
1-2014-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
2-2014-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
2-2014-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
3-2014-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
3-2014-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
4-2014-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
4-2014-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
5-2014-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
5-2014-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
6-2014-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
6-2014-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
7-2014-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
7-2014-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
8-2014-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
8-2014-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
9-2014-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
9-2014-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
10-2014-Draw 1
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
10-2014-Draw 2
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$
|
[*]
|
$ [*]
|
||||
|
|
|
|
|
|
|
|
|
|
|
||||
Totals
|
$ [*]
|
$
|
[*]
|
$
|
[*]
|
|
[*]
|
$
|
[*]
|
$ [*]
|
•
|
certifies that as of the date hereof, the Borrowing Base is $_______________;
|
•
|
certifies that as of the date hereof, the aggregate amount of outstanding Advances, together with accrued but unpaid interest thereon is $________________;
|
•
|
certifies that after giving effect to the proposed Advance, the aggregate principal amount of all the outstanding Advances, together with accrued but unpaid interest thereon, will not exceed the Borrowing Base.
|
•
|
EXHIBIT G
|
Exhibit D-2
|
Form of Entitlement Order Prior to the Termination Date (After Occurrence of an Event of Default)
|
Name of Insured
|
|
Policy Number
|
|
Issuing Insurance Company
|
|
Amount of Death Benefit
|
Name of Insured
|
|
Policy Number
|
|
Issuing Insurance Company
|
|
Amount of Death Benefit
|
Name of Insured
|
|
Policy Number
|
|
Issuing Insurance Company
|
|
Amount of Death Benefit
|
Name of Insured
|
|
Policy Number
|
|
Issuing Insurance Company
|
|
Amount of Death Benefit
|
Re:
|
Second Amended and Restated Securities Account Control and Custodian Agreement, dated as of January 31, 2017 (the “
Agreement
”), by and among CLMG Corp., as administrative agent (in such capacity, the “
Administrative Agent
”), White Eagle Asset Portfolio, LP, as the borrower (the “
Borrower
”), Wilmington Trust, National Association, a national banking association, as the securities intermediary (together with its successors, the “
Securities Intermediary
”) and Wilmington Trust, National Association, a national banking association, as the custodian (together with its successors, the “
Custodian
”)
|
Name
|
Title
|
Specimen Signature
|
|
|
|
|
|
|
Name
|
Title
|
Specimen Signature
|
|
|
|
|
|
|
Name
|
Title
|
Specimen Signature
|
|
|
|
|
|
|
Name
|
Title
|
Specimen Signature
|
|
|
|
|
|
|
Re:
|
Second Amended and Restated Securities Account Control and Custodian Agreement, dated as of January 31, 2017 (the “
Agreement
”), by and among CLMG Corp., as administrative agent (in such capacity, the “
Administrative Agent
”), White Eagle Asset Portfolio, LP, as the borrower (the “
Borrower
”), Wilmington Trust, National Association, a national banking association, as the securities intermediary (together with its successors, the “
Securities Intermediary
”) and Wilmington Trust, National Association, a national banking association, as the custodian (together with its successors, the “
Custodian
”)
|
No.
|
Document
|
1.
|
Purchase and Sale Agreement or bill of sale or assignment that on its face refers to (i) a Master Purchase and
Sale Agreement or (ii) an origination agreement
|
2.
|
Unless such Policy is set forth on Schedule XII to the Securities Account Control and Custodial Agreement,
(i) each of (a) Authorization for Disclosure of Protected Health Information and (b) Death Certificate
Authorization or (ii) Power of Attorney and Medical Records Release
|
3.
|
Unless such Policy is set forth on Schedule XIII to the Securities Account Control and Custodial Agreement,
Life Settlement Contract or premium finance loan, financing or security agreement
|
4.
|
Unless such Policy is set forth on Schedule XIV to the Securities Account Control and Custodial Agreement,
Insured’s ID (one of the following: driver’s license, passport, military ID, State ID card)
|
5.
|
Unless such Policy is set forth on Schedule XV to the Securities Account Control and Custodial Agreement,
if designated by Borrower above that seller was not the Insured and that seller was an individual, copy of seller’s ID (one of the following: driver’s license, passport, military ID, State ID card) , or if designated by Borrower above that seller was a trust, and the trustee was an individual, copy of trustee’s ID (one of the following: driver’s license, Social Security card, passport, military ID, State ID card),
and
if designated by Borrower above that seller was (1) a trust, a Trust Agreement, (2) a limited partnership, a limited partnership agreement, (3) a corporation, bylaws, or (4) an LLC, a limited liability company agreement or operating agreement
|
6.
|
Unless such Policy is set forth on Schedule XIX to the Securities Account Control and Custodial Agreement,
what appears to be an original Policy or, if designated by Borrower above that the original is lost, a duplicate copy of the Policy
|
7.
|
Unless such Policy is set forth on Schedule XVI to the Securities Account Control and Custodial Agreement,
Insured’s application for life insurance policy included with the Policy
|
No.
|
Document
|
8.
|
Entitlement order that refers to the transfer of the Policy to the Current Policy Owner and , unless such Policy
is set forth on Schedule XVII to the Securities Account Control and Custodial Agreement, Change Forms reflecting the transfer of the Policy to the Current Policy Owner
|
9.
|
Unless such Policy is set forth on Schedule XVIII to the Securities Account Control and Custodial
Agreement, Contacts For the Insured
|
10.
|
If the Borrower has designated above that Policy was issued as a result of a conversion of a prior existing
Policy, a statement in the form of a confirming document or rider from the Issuing Insurance Company or a written summary of a recorded verification of coverage call purporting to reflect such conversion and purporting to confirm that the contestability and suicide periods for such Policy have expired
|
11.
|
Policy Illustration, and unless such Policy is set forth on Schedule I or Schedule II, and Schedule III to the
Securities Account Control and Custodial Agreement, such Policy Illustration is not dated more than three hundred sixty-five (365) days prior to the date of receipt by the Securities Intermediary
|
12.
|
Unless such Policy is set forth on Schedule XX to the Securities Account Control and Custodial Agreement,
Annual Policy Statement
|
13.
|
Social Security confirmation for Insured (any one of a SS card, Medicare, Driver’s License, Accurint, TLO,
LexisNexis or similar search or copy of purported tax return or other documentation from the Social Security
Administration showing the Social Security number)
|
14.
|
Unless such Policy is set forth on Schedule I or Schedule II, and Schedule V to the Securities Account
Control and Custodial Agreement, a Letter of Competency, Physician’s Statement for Insured, Physician’s Letter of Competency Regarding Insured or other document with similar title regarding insured’s competency or state of mind.
|
15.
|
Unless such Policy is set forth on Schedule I or Schedule II, and Schedule VI to the Securities Account
Control and Custodial Agreement, Spousal Consent/Release
|
No.
|
Document
|
1.
|
Unless such Policy is set forth on Schedule XXI to the Securities Account Control and Custodial Agreement,
Life/Viatical Settlement Application
|
2.
|
Power of Attorney for Medical Records Release and Death Certificate Authorization
|
3.
|
Life/Viatical Settlement Purchase and Sale Agreement (including Designation Side Letter for Retained Death
Benefit transactions, if designated by Borrower above that this is a Retained Death Benefit Transaction)
|
4.
|
Insured’s ID (one of the following: driver’s license, Social Security card, passport, military ID, State ID
card)
|
5.
|
If designated by Borrower above that seller was not the Insured and that seller was an individual, copy of
seller’s ID (one of the following: driver’s license, passport, military ID, State ID card) , or if designated by Borrower above that seller was a trust, and the trustee was an individual, copy of trustee’s ID (one of the following: driver’s license, Social Security card, passport, military ID, State ID card),
and
if designated by Borrower above that seller was (1) a trust, a Trust Agreement, (2) a limited partnership, a limited partnership agreement, (3) a corporation, bylaws, or (4) an LLC, a limited liability company agreement or operating agreement
|
6.
|
What appears to be an original Policy or, if designated by Borrower above that original is lost, a duplicate
|
No.
|
Document
|
|
copy of the Policy
|
7.
|
Beneficiary’s Consent to Change Beneficiary/Beneficiary Release of Policy
|
8.
|
Insured’s application for life insurance policy included with the Policy
|
9.
|
Change Forms and entitlement order that refer to the transfer of the Policy to the Current Policy Owner
|
10.
|
Change Forms that refer to the transfer of the Policy to Imperial Life Settlements, LLC, Bank of Utah, as
securities intermediary , Wilmington Trust, as securities intermediary or Wells Fargo, as securities intermediary.
|
11.
|
Designees of Insured
|
12.
|
If the Borrower has designated above that Policy was issued as a result of a conversion of a prior existing
Policy, a statement in the form of a confirming document or rider from the Issuing Insurance Company purporting to reflect such conversion and purporting to confirm that the contestability and suicide periods for such Policy have expired
|
13.
|
Policy Illustration, and unless such Policy is set forth on Schedule I or Schedule II, and Schedule III to the
Securities Account Control and Custodial Agreement, such Policy Illustration is not dated more than three hundred sixty-five (365) days prior to the date of receipt by the Securities Intermediary
|
14.
|
Annual Policy Statement
|
15.
|
W-9 for the Seller
|
16.
|
Social Security confirmation for Insured (any one of a SS card, Medicare card, Driver’s License, Accurint,
TLO, LexisNexis or similar search or copy of a purported tax return or other documentation from the Social
Security Administration showing the Social Security number)
|
17.
|
Unless such Policy is set forth on Schedule I or Schedule II, and Schedule X to the Securities Account
Control and Custodial Agreement, Physician’s Statement
|
18.
|
Unless such Policy is set forth on Schedule I or Schedule II, and Schedule XI to the Securities Account
Control and Custodial Agreement, Spousal Consent/Release
|
No.
|
Document
|
1.
|
Unless such Policy is set forth on Schedule I or Schedule II, and Schedule XXII to the Securities Account
Control and Custodial Agreement, Application and Loan Agreement
|
2.
|
Authorization for Disclosure of Protected Health Information
|
3.
|
Unless such Policy is set forth on Schedule I or Schedule II, and Schedule VIII to the Securities Account
Control and Custodial Agreement, Death Certificate Authorization
|
4.
|
Unless such Policy is set forth on Schedule I or Schedule II, and Schedule XIV to the Securities Account
Control and Custodial Agreement, Insured’s ID (one of the following: driver’s license, Social Security card, passport, military ID, State ID card)
|
5.
|
If designated by Borrower above that seller was not the Insured and that seller was an individual, copy of
seller’s ID (one of the following: driver’s license, passport, military ID, State ID card) , or if designated by Borrower above that seller was a trust, and the trustee was an individual, copy of trustee’s ID (one of the following: driver’s license, Social Security card, passport, military ID, State ID card),
and
if designated by Borrower above that seller was (1) a trust, a Trust Agreement, (2) a limited partnership, a limited partnership agreement, (3) a corporation, bylaws, or (4) an LLC, a limited liability company agreement or operating agreement
|
6.
|
What appears to be an original Policy or, if designated by Borrower above that original is lost, a duplicate
copy of the Policy
|
No.
|
Document
|
7.
|
If Policy is set forth on Schedule IV to the Securities Account Control and Custodial Agreement, Beneficiary
Pledge Agreement or Security Agreement
|
8.
|
Insured’s application for life insurance policy included with the Policy
|
9.
|
Change Forms and entitlement order relating to the transfer of the Policy to the Current Policy Owner
|
10.
|
Change Forms that refer to a transfer of the Policy to one of: (i) Imperial PFC Financing, LLC, (ii) Imperial
PFC Financing II, LLC, (iii) Imperial Life Financing, LLC, (iv) Imperial Life Financing II, LLC, (v) PSC Financial, LLC, (vi) OLIPP I, LLC, (vii) CTL Holdings, LLC, (viii) US Bank National Association, as Securities Intermediary, (ix) Bank of Utah, as Securities Intermediary, (x) Wilmington Trust, National Association, as Securities Intermediary or (xi) Wells Fargo Bank, National Association, as Securities Intermediary.
|
11.
|
If the Borrower has designated above that Policy was issued as a result of a conversion of a prior existing
Policy, a statement in the form of a confirming document or rider from the Issuing Insurance Company purporting to reflect such conversion and purporting to confirm that the contestability and suicide periods for such Policy have expired
|
12.
|
Policy Illustration, and unless such Policy is set forth on Schedule I or Schedule II, and Schedule III to the
Securities Account Control and Custodial Agreement, such Policy Illustration is not dated more than three hundred sixty-five (365) days prior to the date of receipt by the Securities Intermediary
|
13.
|
Annual Policy Statement
|
14.
|
Unless such Policy is set forth on Schedule I or Schedule II, and Schedule IX to the Securities Account
Control and Custodial Agreement, W-9 for the Seller
|
15.
|
Social Security confirmation for Insured (any one of a SS card, Medicare card, Driver’s License, Accurint,
TLO, LexisNexis or similar search or copy of purported tax return or other documentation from the Social
Security Administration showing the Social Security number)
|
Insured Last Name
|
Insured First Name
|
Policy #
|
Insurance Company
|
Death Benefit
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,700,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,900,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,401,393.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$775,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,583,333.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,900,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,800,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,100,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$9,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,100,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,758,713.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,200,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$9,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,200,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,173,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,300,220.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$9,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,200,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$15,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,128,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,900,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,784,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$830,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,200,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,600,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,412,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,731,402.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,038,880.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,875,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,875,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,250,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,040,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$9,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,600,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$9,700,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$9,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,400,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,250,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,800,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$14,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,300,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,955,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$835,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,250,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,200,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,100,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$9,800,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,250,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,200,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,172,500.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$777,350.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,200,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,882,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,750,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,700,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,300,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$947,100.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,750,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$9,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,800,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,025,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$9,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,750,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,379,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,480,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$20,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$15,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,800,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,600,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$826,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,125,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,850,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,342,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,405,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$6,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,850,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,200,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$3,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$1,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$7,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,345,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$10,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$8,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$4,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$5,000,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
[*]
|
[*]
|
[*]
|
[*]
|
$2,500,000.00
|
Name
|
Policy
Number
|
Carrier
|
Net Death
Benefit
|
||
[*]
|
[*]
|
[*]
|
|
$2,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$11,400,000
|
|
[*]
|
[*]
|
[*]
|
|
$1,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$3,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$5,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$2,770,000
|
|
[*]
|
[*]
|
[*]
|
|
$1,700,000
|
|
[*]
|
[*]
|
[*]
|
|
$1,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$2,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$10,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$3,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$3,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$7,583,333
|
|
[*]
|
[*]
|
[*]
|
|
$8,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$1,800,000
|
|
[*]
|
[*]
|
[*]
|
|
$3,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$8,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$8,500,000
|
|
[*]
|
[*]
|
[*]
|
|
$3,000,000
|
|
[*]
|
[*]
|
[*]
|
|
$5,000,000
|
|
[*]
|
[*]
|
[*]
|
$4,800,000
|
[*]
|
[*]
|
[*]
|
$4,300,000
|
[*]
|
[*]
|
[*]
|
$9,000,000
|
[*]
|
[*]
|
[*]
|
$1,700,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$2,100,000
|
[*]
|
[*]
|
[*]
|
$945,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$959,700
|
[*]
|
[*]
|
[*]
|
$1,257,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$13,950,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,589,000
|
[*]
|
[*]
|
[*]
|
$750,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,997,090
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,039,615
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$735,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$900,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$220,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$750,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$17,700,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$690,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$2,100,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,300,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,125,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,548,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$1,800,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$3,399,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$1,034,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$590,000
|
[*]
|
[*]
|
[*]
|
$590,000
|
[*]
|
[*]
|
[*]
|
$1,180,000
|
[*]
|
[*]
|
[*]
|
$295,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,300,000
|
[*]
|
[*]
|
[*]
|
$1,150,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$1,250,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$4,505,000
|
[*]
|
[*]
|
[*]
|
$630,700
|
[*]
|
[*]
|
[*]
|
$630,000
|
[*]
|
[*]
|
[*]
|
$7,000,000
|
[*]
|
[*]
|
[*]
|
$7,140,000
|
[*]
|
[*]
|
[*]
|
$3,450,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$1,850,000
|
[*]
|
[*]
|
[*]
|
$1,200,000
|
[*]
|
[*]
|
[*]
|
$1,100,000
|
[*]
|
[*]
|
[*]
|
$3,500,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$2,600,000
|
[*]
|
[*]
|
[*]
|
$1,255,000
|
[*]
|
[*]
|
[*]
|
$5,800,000
|
[*]
|
[*]
|
[*]
|
$1,600,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,140,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$863,000
|
[*]
|
[*]
|
[*]
|
$892,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$8,990,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$7,339,026
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$850,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$840,000
|
[*]
|
[*]
|
[*]
|
$500,000
|
[*]
|
[*]
|
[*]
|
$10,950,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$6,650,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$1,585,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$2,538,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,250,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$1,600,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,180,826
|
[*]
|
[*]
|
[*]
|
$1,478,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$2,400,000
|
[*]
|
[*]
|
[*]
|
$675,000
|
[*]
|
[*]
|
[*]
|
$15,000,000
|
[*]
|
[*]
|
[*]
|
$2,855,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,100,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$2,345,000
|
[*]
|
[*]
|
[*]
|
$1,030,179
|
Name
|
Policy
Number
|
Carrier
|
Net
Death
Benefit
|
[*]
|
[*]
|
[*]
|
$2,100,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$8,990,000
|
[*]
|
[*]
|
[*]
|
$1,478,000
|
Last Name
|
First name
|
Policy #
|
Beneficiary Pledge
Agreement or Security
Agreement
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Security
Agreement/Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
N/A
|
[*]
|
[*]
|
[*]
|
Beneficiary Pledge
|
[*]
|
[*]
|
[*]
|
Security Agreement
|
Insured
|
Insurance Carrier
|
Policy Number
|
Letter of Competency - Insured
|
[*]
|
[*]
|
[*]
|
No
|
[*]
|
[*]
|
[*]
|
No
|
[*]
|
[*]
|
[*]
|
No
|
[*]
|
[*]
|
[*]
|
No
|
[*]
|
[*]
|
[*]
|
No
|
Name
|
Policy Number
|
Carrier
|
Net Death
Benefit
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$9,000,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$13,950,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$750,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$5,997,090
|
[*]
|
[*]
|
[*]
|
$3,039,615
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$750,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$690,000
|
[*]
|
[*]
|
[*]
|
$2,300,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,125,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$1,250,000
|
[*]
|
[*]
|
[*]
|
$7,000,000
|
[*]
|
[*]
|
[*]
|
$1,200,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$7,339,026
|
[*]
|
[*]
|
[*]
|
$850,000
|
[*]
|
[*]
|
[*]
|
$10,950,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,180,826
|
[*]
|
[*]
|
[*]
|
$2,400,000
|
[*]
|
[*]
|
[*]
|
$675,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$1,030,179
|
Name
|
Policy Number
|
Carrier
|
Net
Death
Benefit
|
[*]
|
[*]
|
[*]
|
$1,700,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$5,997,090
|
[*]
|
[*]
|
[*]
|
$3,039,615
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,125,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,180,826
|
Last Name
|
First Name
|
Policy #
|
[*]
|
[*]
|
[*]
|
Name
|
Policy
Number
|
Carrier
|
Net Death
Benefit
|
[*]
|
[*]
|
[*]
|
$690,000
|
[*]
|
[*]
|
[*]
|
$590,000
|
[*]
|
[*]
|
[*]
|
$590,000
|
[*]
|
[*]
|
[*]
|
$1,180,000
|
[*]
|
[*]
|
[*]
|
$295,000
|
[*]
|
[*]
|
[*]
|
$500,000
|
Name
|
Policy
Number
|
Carrier
|
Net
Death
Benefit
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$750,000
|
[*]
|
[*]
|
[*]
|
$5,997,090
|
[*]
|
[*]
|
[*]
|
$3,039,615
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,125,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,180,826
|
Name
|
Policy
Number
|
Carrier
|
Net
Death
Benefit
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
Name
|
Policy
Number
|
Carrier
|
Net Death
Benefit
|
[*]
|
[*]
|
[*]
|
$1,700,000
|
[*]
|
[*]
|
[*]
|
$900,000
|
Name
|
Policy
Number
|
Carrier
|
Net
Death
Benefit
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$3,039,615
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$1,250,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
Name
|
Policy
Number
|
Carrier
|
Net
Death
Benefit
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$220,000
|
Name
|
Policy Number
|
Carrier
|
Net
Death
Benefit
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,039,615
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,300,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$1,250,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$6,650,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
Name
|
Policy
Number
|
Carrier
|
Net Death Benefit
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$500,000.00
|
Name
|
Policy
Number
|
Carrier
|
Net Death
Benefit
|
[*]
|
[*]
|
[*]
|
$11,400,000
|
[*]
|
[*]
|
[*]
|
$735,000
|
[*]
|
[*]
|
[*]
|
$17,700,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$15,000,000
|
Name
|
Policy
Number
|
Carrier
|
Net Death
Benefit
|
[*]
|
[*]
|
[*]
|
$295,000
|
Name
|
Policy
Number
|
Carrier
|
Net Death
Benefit
|
[*]
|
[*]
|
[*]
|
$1,700,000
|
Name
|
Policy
Number
|
Carrier
|
Net Death
Benefit
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$11,400,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,770,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$4,800,000
|
[*]
|
[*]
|
[*]
|
$4,300,000
|
[*]
|
[*]
|
[*]
|
$9,000,000
|
[*]
|
[*]
|
[*]
|
$1,700,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$2,100,000
|
[*]
|
[*]
|
[*]
|
$945,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$959,700
|
[*]
|
[*]
|
[*]
|
$1,257,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$13,950,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,589,000
|
[*]
|
[*]
|
[*]
|
$750,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,997,090
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,039,615
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$735,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$220,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$750,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$17,700,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$2,100,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,300,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,125,000
|
[*]
|
[*]
|
[*]
|
$5,548,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$1,800,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$3,399,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$1,034,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$590,000
|
[*]
|
[*]
|
[*]
|
$590,000
|
[*]
|
[*]
|
[*]
|
$1,180,000
|
[*]
|
[*]
|
[*]
|
$295,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,300,000
|
[*]
|
[*]
|
[*]
|
$1,150,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$1,250,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$4,505,000
|
[*]
|
[*]
|
[*]
|
$630,700
|
[*]
|
[*]
|
[*]
|
$630,000
|
[*]
|
[*]
|
[*]
|
$7,000,000
|
[*]
|
[*]
|
[*]
|
$7,140,000
|
[*]
|
[*]
|
[*]
|
$3,450,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$1,850,000
|
[*]
|
[*]
|
[*]
|
$1,200,000
|
[*]
|
[*]
|
[*]
|
$1,100,000
|
[*]
|
[*]
|
[*]
|
$2,500,000
|
[*]
|
[*]
|
[*]
|
$1,255,000
|
[*]
|
[*]
|
[*]
|
$5,800,000
|
[*]
|
[*]
|
[*]
|
$1,600,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,140,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$863,000
|
[*]
|
[*]
|
[*]
|
$892,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$6,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$8,990,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$7,339,026
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$850,000
|
[*]
|
[*]
|
[*]
|
$840,000
|
[*]
|
[*]
|
[*]
|
$500,000
|
[*]
|
[*]
|
[*]
|
$10,950,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$6,650,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$1,585,000
|
[*]
|
[*]
|
[*]
|
$4,000,000
|
[*]
|
[*]
|
[*]
|
$8,000,000
|
[*]
|
[*]
|
[*]
|
$2,538,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$2,250,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$10,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$1,600,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$2,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,000,000
|
[*]
|
[*]
|
[*]
|
$5,000,000
|
[*]
|
[*]
|
[*]
|
$3,180,826
|
[*]
|
[*]
|
[*]
|
$1,478,000
|
[*]
|
[*]
|
[*]
|
$1,500,000
|
[*]
|
[*]
|
[*]
|
$2,400,000
|
[*]
|
[*]
|
[*]
|
$675,000
|
[*]
|
[*]
|
[*]
|
$15,000,000
|
[*]
|
[*]
|
[*]
|
$2,855,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$3,100,000
|
[*]
|
[*]
|
[*]
|
$1,000,000
|
[*]
|
[*]
|
[*]
|
$2,345,000
|
[*]
|
[*]
|
[*]
|
$1,030,179
|
CLMG CORP.
|
|
LNV CORPORATION
|
||
|
|
|
||
By:
|
|
|
By:
|
|
|
Name:
|
|
|
Name:
|
|
Title:
|
|
|
Title:
|
|
|
|
||
RED FALCON TRUST
By: Blue Heron Designated Activity Company, as Residual Interest Holder
|
|
WILMINGTON TRUST,
NATIONAL ASSOCIATION
, solely as Securities Intermediary and Custodian and not in its individual capacity
|
||
|
|
|
||
By:
|
|
|
By:
|
|
|
Name:
|
|
|
Name:
|
|
Title:
|
|
|
Title:
|
|
|
|
||
WILMINGTON SAVINGS FUND SOCIETY, FSB, D/B/A CHRISTIANA TRUST
,
solely
as Trustee and not in its individual capacity
|
|
MLF LEXSERV, L.P.
|
||
By:
|
|
|
By:
|
|
|
Name:
|
|
|
Name:
|
|
Title:
|
|
|
Title:
|
MICHELLE A. DREYER
,
as Independent Trustee
|
|
CORPORATION SERVICE COMPANY
|
||
By:
|
|
|
By:
|
|
|
Name:
|
|
|
Name:
|
|
Title:
|
|
|
Title:
|
HARBORDALE, LLC
|
|
RED REEF ALTERNATIVE INVESTMENTS, LLC
|
||
By:
|
|
|
By:
|
|
|
Name:
|
|
|
Name:
|
|
Title:
|
|
|
Title:
|
|
|
|
||
|
|
|
||
|
|
|
||
IMPERIAL FINANCE & TRADING, LLC
|
|
BLUE HERON DESIGNATED ACTIVITY COMPANY
|
||
By:
|
|
|
By:
|
|
|
Name:
|
|
|
Name:
|
|
Title:
|
|
|
Title:
|
Obligation
|
Amount
|
Recipient
|
Unpaid Principal Balance
|
$64,964,770.76
|
CLMG
|
Accrued and unpaid interest
|
$113,894.70
|
CLMG
|
Fees
|
$6,235.00
|
Wilmington Trust
|
Unpaid service fees
|
$7,200.00
|
CSC
|
TOTAL
|
$65,092,100.46
|
|
1.
|
I have reviewed this Annual Report on Form 10-K of Emergent Capital, Inc.;
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
3.
|
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
|
4.
|
The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
|
a.
|
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
b.
|
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
c.
|
Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
|
d.
|
Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
|
5.
|
The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
|
a.
|
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
|
b.
|
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
|
/s/ Antony Mitchell
|
Antony Mitchell
|
Chief Executive Officer and Director
|
(Principal Executive Officer)
|
|
March 21, 2017
|
1.
|
I have reviewed this Annual Report on Form 10-K of Emergent Capital, Inc.;
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
3.
|
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
|
4.
|
The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
|
a.
|
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
b.
|
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
c.
|
Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
|
d.
|
Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
|
5.
|
The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
|
a.
|
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
|
b.
|
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
|
/s/ Miriam Martinez
|
Miriam Martinez
|
Chief Financial Officer
|
(Principal Financial Officer)
|
|
March 21, 2017
|
1.
|
The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
|
2.
|
The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.
|
/s/ Antony Mitchell
|
Antony Mitchell
|
Chief Executive Officer and Director
|
|
March 21, 2017
|
1.
|
The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
|
2.
|
The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.
|
/s/ Miriam Martinez
|
Miriam Martinez
|
Chief Financial Officer
|
|
March 21, 2017
|