UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-A

  


 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Dolphin Entertainment, Inc.

(Exact name of registrant as specified in its charter)

 

Florida

  

86-0787790

(State or incorporation or organization)

  

(IRS Employer Identification No.)

  

  

  

2151 LeJeune Road, Suite 150-Mezzanine

Coral Gables, Florida

  

33134

(Address of principal executive offices)

  

(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class 

to be so registered

  

Name of each exchange on which

each class is to be registered

Common Stock, par value $0.015 per share

  

The Nasdaq Capital Market

Warrants to purchase Common Stock

  

The Nasdaq Capital Market

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  þ

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ¨

 

Securities Act registration statement file number to which this form relates:  333-219029 .

 

Securities to be registered pursuant to Section 12(g) of the Act: None.

 

  

  




 


 

Item 1.          Description of Registrant’s Securities to be Registered.

 

A description of the securities of Dolphin Entertainment, Inc., a Florida corporation (the “Registrant”), to be registered hereunder is set forth under the heading “Description of Securities” in the prospectus constituting a part of the Registrant’s Registration Statement on Form S-1 (File No. 333-219029), initially filed with the Securities and Exchange Commission (the “Commission”) on June 29, 2017, as subsequently amended, which description is incorporated herein by reference. The description of such securities included in any form of prospectus subsequently filed by the Registrant with the Commission pursuant to Section 424(b) of the Securities Act of 1933, as amended, shall also be deemed to be incorporated herein by reference.

 

Item 2.          Exhibits.

 

Pursuant to the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on The Nasdaq Capital Market, and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

 

 

 

  

  




 


 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.


 

DOLPHIN ENTERTAINMENT, INC.

 

 

 

 

 

 

By:

/s/ William O’Dowd, IV

 

 

 

William O’Dowd, IV

 

 

 

Chief Executive Officer

 

 

 

 

 

 

Date:   December 18, 2017