UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 18, 2019
Vapotherm, Inc.
(Exact Name of Registrant as Specified in Charter)
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Delaware |
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001-38740 |
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46-2259298 |
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(State or Other Jurisdiction of Incorporation) |
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(Commission File Number) |
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(I.R.S. Employer Identification No.) |
100 Domain Drive
Exeter, NH 03833
(Address of Principal Executive Offices, and Zip Code)
(603) 658-0011
Registrant’s Telephone Number, Including Area Code
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
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Common Stock, $0.001 per value per share |
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VAPO |
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New York Stock Exchange |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):
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☐ |
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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☐ |
Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the annual meeting of stockholders held on June 18, 2019, Vapotherm, Inc.’s (the “Company”) stockholders voted on the following proposals, each of which is described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 24, 2019.
Proposal No. 1: To Elect Three Class I Directors to Serve Until the 2022 Annual Meeting of Stockholders.
The stockholders re-elected the following individuals as Class I directors of the Company:
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Name of Director Nominee |
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Votes For |
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Votes Withheld |
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Broker Non-Votes |
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Joseph Army |
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10,368,272 |
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1,904,557 |
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329,260 |
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James Liken |
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10,815,088 |
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1,457,741 |
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329,260 |
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Elizabeth Weatherman |
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11,042,620 |
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1,230,209 |
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329,260 |
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Proposal No. 2: To Ratify the Appointment of Grant Thornton LLP as the Company’s Independent Registered Public Accounting Firm for the 2019 Fiscal Year.
The stockholders ratified the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31 , 2019.
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Votes For |
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Votes Against |
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Abstain |
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Broker Non-Votes |
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12,598,133 |
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3,886 |
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70 |
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0 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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VAPOTHERM, INC. |
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Date: June 19, 2019 |
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By: |
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/s/ John Landry |
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Name: John Landry |
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Title: Vice President & Chief Financial Officer |