Delaware
|
1-11178
|
13-3662955
|
(State or Other Jurisdiction of Incorporation)
|
(Commission File Number)
|
(I.R.S. Employer Identification No.)
|
One New York Plaza, New York, New York
|
10004
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 1.01.
|
Entry Into a Material Definitive Agreement.
|
(i) | incur additional debt; |
(ii) | incur liens; |
(iii) | sell, transfer or dispose of assets; |
(iv) | make investments; |
(v) | make dividends and distributions on, or repurchases of, equity; |
(vi) | make prepayments of contractually subordinated or junior lien debt; |
(vii) | enter into certain transactions with their affiliates; |
(viii) | enter into sale-leaseback transactions; |
(ix) | change their lines of business; |
(x) | restrict dividends from their subsidiaries or restrict liens; |
(xi) | change their fiscal year; and |
(xii) | modify the terms of certain debt. |
(a) | the net proceeds from the issuance by RCPC or any of its restricted subsidiaries of certain additional debt; |
(b) | commencing with the excess cash flow calculation with respect to fiscal year ending December 31, 2017, 50% of excess cash flow, with step-downs to 25% and 0% upon achievement of certain first lien leverage ratios and reduced by voluntary prepayments of loans under the Term Loan Facility and revolving loans under the Revolving Credit Facility to the extent commitments thereunder are permanently reduced; and |
(c) | asset sale proceeds of certain non-ordinary course asset sales or other dispositions of property that have not been reinvested to the extent in excess of certain minimum amounts. |
Item 1.02.
|
Termination of a Material Definitive Agreemen
t
.
|
Item 2.01.
|
Completion of Acquisition or Disposition of Assets.
|
Item 2.03. | Creation of a Direct Financing Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. |
Item 7.01. | Regulation FD Disclosure. |
Item 9.01. | Financial Statements and Exhibits. |
(a)
|
Financial statements of businesses acquired.
|
(b)
|
Pro forma financial statements.
|
(d)
|
Exhibits.
|
Exhibit No.
|
Description
|
|
2.1
|
Agreement and Plan of Merger, dated June 16, 2016, by and among Revlon, Inc., Revlon Consumer Products Corporation, RR Transaction Corp., and
Elizabeth Arden
, Inc. (incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K of Revlon, Inc. filed with the SEC on June 17, 2016).
|
|
4.1
|
First Supplemental Indenture, dated as of September 7, 2016, by and among Revlon Consumer Products Corporation, the guarantors party thereto and U.S. Bank National Association, as trustee.
|
|
4.2
|
Joinder Agreement to the Registration Rights Agreement, dated as of September 7, 2016, by and among Revlon Consumer Products Corporation, the guarantors party thereto and Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc., as representatives of the initial purchasers.
|
10.1
|
Term Loan Agreement, dated as of September 7, 2016, by and among Revlon Consumer Products Corporation, Revlon, Inc. (solely for the purposes set forth therein), certain lenders party thereto and Citibank, N.A., as administrative agent and collateral agent.
|
|
10.2
|
Asset-Based Revolving Credit Agreement, dated as of September 7, 2016, by and among Revlon Consumer Products Corporation, certain local borrowing subsidiaries from time to time party thereto, Revlon, Inc. (solely for the purposes set forth therein), certain lenders and issuing lenders party thereto and Citibank, N.A., as administrative agent, collateral agent, issuing lender and swingline lender.
|
|
10.3
|
Term Loan Guarantee and Collateral Agreement, dated as of September 7, 2016, made by each of the signatories thereto in favor of Citibank, N.A., as collateral agent, for the benefit of the Secured Parties under the Term Loan Agreement.
|
|
10.4
|
Holdings Term Loan Guarantee and Pledge Agreement, dated as of September 7, 2016, made by Revlon, Inc. in favor of Citibank, N.A., as collateral agent, for the benefit of the Secured Parties under the Term Loan Agreement.
|
|
10.5
|
ABL Guarantee and Collateral Agreement, dated as of September 7, 2016, made by each of the signatories thereto in favor of Citibank, N.A., as collateral agent, for the benefit of the Secured Parties under the Asset-Based Revolving Credit Agreement.
|
|
10.6
|
Holdings ABL Guarantee and Pledge Agreement, dated as of September 7, 2016, made by Revlon, Inc. in favor of Citibank, N.A., as collateral agent, for the benefit of the Secured Parties under the Asset-Based Revolving Credit Agreement.
|
|
10.7
|
ABL Intercreditor Agreement, dated as of September 7, 2016, among Citibank, N.A., as ABL Agent, Citibank, N.A., as Initial Term Loan Agent, Revlon, Inc., Revlon Consumer Products Corporation, each subsidiary listed therein or that becomes a party thereto and each Other Term Loan Agent from time to time party thereto.
|
|
10.8
|
Preferred Stock Repurchase and Warrant Cancellation Agreement, dated June 16, 2016, by and among Revlon, Inc., Revlon Consumer Products Corporation, RR Transaction Corp., Elizabeth Arden, Inc., Nightingale Onshore Holdings L.P. and Nightingale Offshore Holdings L.P. (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K of Revlon, Inc. filed with the SEC on June 17, 2016).
|
|
99.1
|
Press Release, dated September 7, 2016.
|
REVLON, INC.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Michael T. Sheehan
|
|||
Senior Vice President, Deputy General Counsel and Secretary
|
|||
Date: September 9, 2016
|
Exhibit No.
|
Description
|
2.1
|
Agreement and Plan of Merger, dated June 16, 2016, by and among Revlon, Inc., Revlon Consumer Products Corporation, RR Transaction Corp., and
Elizabeth Arden
, Inc. (incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K of Revlon, Inc. filed with the SEC on June 17, 2016).
|
4.1
|
First Supplemental Indenture, dated as of September 7, 2016, by and among Revlon Consumer Products Corporation, the guarantors party thereto and U.S. Bank National Association, as trustee.
|
4.2
|
Joinder Agreement to the Registration Rights Agreement, dated as of September 7, 2016, by and among Revlon Consumer Products Corporation, the guarantors party thereto and Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc., as representatives of the initial purchasers.
|
10.1
|
Term Loan Agreement, dated as of September 7, 2016, by and among Revlon Consumer Products Corporation, Revlon, Inc. (solely for the purposes set forth therein), certain lenders party thereto and Citibank, N.A., as administrative agent and collateral agent.
|
10.2
|
Asset-Based Revolving Credit Agreement, dated as of September 7, 2016, by and among Revlon Consumer Products Corporation, certain local borrowing subsidiaries from time to time party thereto, Revlon, Inc. (solely for the purposes set forth therein), certain lenders and issuing lenders party thereto and Citibank, N.A., as administrative agent, collateral agent, issuing lender and swingline lender.
|
10.3
|
Term Loan Guarantee and Collateral Agreement, dated as of September 7, 2016, made by each of the signatories thereto in favor of Citibank, N.A., as collateral agent, for the benefit of the Secured Parties under the Term Loan Agreement.
|
10.4
|
Holdings Term Loan Guarantee and Pledge Agreement, dated as of September 7, 2016, made by Revlon, Inc. in favor of Citibank, N.A., as collateral agent, for the benefit of the Secured Parties under the Term Loan Agreement.
|
10.5
|
ABL Guarantee and Collateral Agreement, dated as of September 7, 2016, made by each of the signatories thereto in favor of Citibank, N.A., as collateral agent, for the benefit of the Secured Parties under the Asset-Based Revolving Credit Agreement.
|
10.6
|
Holdings ABL Guarantee and Pledge Agreement, dated as of September 7, 2016, made by Revlon, Inc. in favor of Citibank, N.A., as collateral agent, for the benefit of the Secured Parties under the Asset-Based Revolving Credit Agreement.
|
10.7
|
ABL Intercreditor Agreement, dated as of September 7, 2016, among Citibank, N.A., as ABL Agent, Citibank, N.A., as Initial Term Loan Agent, Revlon, Inc., Revlon Consumer Products Corporation, each subsidiary listed therein or that becomes a party thereto and each Other Term Loan Agent from time to time party thereto.
|
10.8
|
Preferred Stock Repurchase and Warrant Cancellation Agreement, dated June 16, 2016, by and among Revlon, Inc., Revlon Consumer Products Corporation, RR Transaction Corp., Elizabeth Arden, Inc., Nightingale Onshore Holdings L.P. and Nightingale Offshore Holdings L.P. (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K of Revlon, Inc. filed with the SEC on June 17, 2016).
|
99.1
|
Press Release, dated September 7, 2016.
|
REVLON CONSUMER PRODUCTS CORPORATION
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Senior Vice President, Deputy General Counsel and Secretary
|
|
ALMAY, INC.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
BARI COSMETICS, LTD.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
CHARLES REVSON INC.
|
|
/s/
Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
NORTH AMERICA REVSALE INC.
|
|
/s/
Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
OPP PRODUCTS, INC.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
REVLON DEVELOPMENT CORP.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
REVLON GOVERNMENT SALES, INC.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
REVLON INTERNATIONAL CORPORATION
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
REVLON PROFESSIONAL HOLDING COMPANY LLC
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
RIROS CORPORATION
|
|
/s/
Mic
h
ael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
RIROS GROUP INC.
|
|
/s/
Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
SINFULCOLORS INC.
|
|
/s/
Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
REALISTIC ROUX PROFESSIONAL PRODUCTS INC.
|
|
/s/
Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
BEAUTYGE U.S.A., INC.
|
|
/s/
Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
ROUX LABORATORIES, INC.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
ART & SCIENCE, LTD.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
BEAUTYGE BRANDS USA, INC
|
|
/s/
Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
CREATIVE NAIL DESIGN, INC.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
ROUX PROPERTIES JACKSONVILLE, LLC
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
ELIZABETH ARDEN, INC.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
DF ENTERPRISES, INC.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
ELIZABETH ARDEN (FINANCING), INC.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
ELIZABETH ARDEN INTERNATIONAL HOLDING, INC.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
ELIZABETH ARDEN TRAVEL RETAIL, INC.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
FD MANAGEMENT, INC.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
RDEN MANAGEMENT, INC.
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
ELIZABETH ARDEN INVESTMENTS, LLC
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
ELIZABETH ARDEN NM, LLC
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
|
ELIZABETH ARDEN USC, LLC
|
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
|
Title: Vice President and Secretary
|
THE TRUSTEE:
|
|||
U.S. Bank National Association
|
|||
By:
|
/s/
Rick Prokosch
|
||
Name:
|
Rick Prokosch
|
||
Title:
|
Vice President
|
Revlon Consumer Products Corporation
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Senior Vice President, Deputy General Counsel and Secretary
|
||
Almay, Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Bari Cosmetics, Ltd.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Charles Revson Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
North America Revsale Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
OPP Products, Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Revlon Development Corp.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Revlon Government Sales, Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Revlon International Corporation
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Riros Corporation
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
Riros Group Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
SinfulColors Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Realistic Roux Professional Products Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Beautyge U.S.A., Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Roux Laboratories, Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
Art & Science, Ltd.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Beautyge Brands USA, Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Creative Nail Design, Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Revlon Professional Holding Company LLC
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Roux Properties Jacksonville, LLC
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
Elizabeth Arden, Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
DF Enterprises, Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Elizabeth Arden (Financing), Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Elizabeth Arden International Holding, Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Elizabeth Arden Travel Retail, Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
FD Management, Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
RDEN Management, Inc.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Elizabeth Arden Investments, LLC
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Elizabeth Arden NM, LLC
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
||
Elizabeth Arden USC, LLC
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name:
|
Michael T. Sheehan
|
||
Title:
|
Vice President and Secretary
|
Merrill Lynch, Pierce, Fenner & Smith
|
|||
Incorporated
|
|||
Citigroup Global Markets Inc.
|
|||
For themselves and on behalf of
|
|||
the several Initial Purchasers
|
|||
Merrill Lynch, Pierce, Fenner & Smith
|
|||
Incorporated
|
|||
By:
|
/s/ Adam Cady | ||
Name:
|
Adam Cady | ||
Title:
|
Managing Director | ||
Citigroup Global Markets Inc.
|
|||
By:
|
/s/ David Leland | ||
Name:
|
David Leland | ||
Title:
|
Managing Director |
Guarantor Name
|
State or Other Jurisdiction of
Incorporation or Organization |
Almay, Inc.
|
Delaware
|
Bari Cosmetics, Ltd.
|
Delaware
|
Charles Revson Inc.
|
New York
|
North America Revsale Inc.
|
New York
|
OPP Products, Inc.
|
Delaware
|
Revlon Development Corp.
|
Delaware
|
Revlon Government Sales, Inc.
|
Delaware
|
Revlon International Corporation
|
Delaware
|
Riros Corporation
|
New York
|
Riros Group Inc.
|
Delaware
|
SinfulColors Inc.
|
Delaware
|
Realistic Roux Professional Products Inc.
|
Delaware
|
Beautyge U.S.A., Inc.
|
Delaware
|
Roux Laboratories, Inc.
|
New York
|
Art & Science, Ltd.
|
Illinois
|
Beautyge Brands USA, Inc.
|
Delaware
|
Creative Nail Design, Inc.
|
California
|
Roux Properties Jacksonville, LLC
|
Florida
|
Revlon Professional Holding Company LLC
|
Delaware
|
Elizabeth Arden, Inc.
|
Florida
|
DF Enterprises, Inc.
|
Delaware
|
Elizabeth Arden (Financing), Inc.
|
Delaware
|
Elizabeth Arden Travel Retail, Inc.
|
Delaware
|
FD Management, Inc.
|
Delaware
|
RDEN Management, Inc.
|
Delaware
|
Elizabeth Arden International Holding, Inc.
|
Delaware
|
Elizabeth Arden Investments, LLC
|
Delaware
|
Elizabeth Arden NM, LLC
|
Delaware
|
Elizabeth Arden USC, LLC
|
Delaware
|
Page
|
|||
SECTION I.
|
DEFINITIONS
|
1
|
|
1.1
|
Defined Terms
|
1
|
|
1.2
|
Other Definitional Provisions
|
60
|
|
1.3
|
Pro Forma Calculations
|
62
|
|
1.4
|
Exchange Rates; Currency Equivalents
|
63
|
|
1.5
|
Letter of Credit Amounts
|
64
|
|
1.6
|
Covenants
|
64
|
|
SECTION II.
|
AMOUNT AND TERMS OF COMMITMENTS
|
65
|
|
2.1
|
Term Commitments
|
65
|
|
2.2
|
Procedure for Initial Term B Loan Borrowing
|
65
|
|
2.3
|
Repayment of Initial Term B Loans
|
65
|
|
2.4
|
Revolving Commitments
|
66
|
|
2.5
|
Procedure for Revolving Loan Borrowing
|
66
|
|
2.6
|
Swingline Loans
|
67
|
|
2.7
|
Defaulting Lenders
|
69
|
|
2.8
|
Repayment of Loans
|
70
|
|
2.9
|
Commitment Fees, etc.
|
71
|
|
2.10
|
Termination or Reduction of Commitments
|
71
|
|
2.11
|
Optional Prepayments
|
72
|
|
2.12
|
Mandatory Prepayments
|
73
|
|
2.13
|
Conversion and Continuation Options
|
75
|
|
2.14
|
Minimum Amounts and Maximum Number of Eurocurrency Tranches
|
76
|
|
2.15
|
Interest Rates and Payment Dates
|
76
|
|
2.16
|
Computation of Interest and Fees
|
77
|
|
2.17
|
Inability to Determine Interest Rate
|
77
|
|
2.18
|
Pro Rata Treatment and Payments
|
78
|
|
2.19
|
Requirements of Law
|
80
|
|
2.20
|
Taxes
|
81
|
|
2.21
|
Indemnity
|
84
|
|
2.22
|
Illegality
|
84
|
|
2.23
|
Change of Lending Office
|
84
|
|
2.24
|
Replacement of Lenders
|
85
|
|
2.25
|
Incremental Loans
|
86
|
|
2.26
|
Extension of Term Loans and Revolving Commitments
|
90
|
|
SECTION III.
|
LETTERS OF CREDIT
|
93
|
|
3.1
|
L/C Commitment
|
93
|
|
3.2
|
Procedure for Issuance of Letter of Credit
|
93
|
|
3.3
|
Fees and Other Charges
|
94
|
|
3.4
|
L/C Participations
|
95
|
|
3.5
|
Reimbursement Obligation of the Borrower
|
96
|
|
3.6
|
Obligations Absolute
|
96
|
3.7
|
Role of the Issuing Lender
|
98
|
|
3.8
|
Letter of Credit Payments
|
98
|
|
3.9
|
Applications
|
99
|
|
3.10
|
Applicability of ISP and UCP
|
99
|
|
3.11
|
Designation of Issuing Lender
|
99
|
|
SECTION IV.
|
REPRESENTATIONS AND WARRANTIES
|
99
|
|
4.1
|
Financial Condition
|
99
|
|
4.2
|
No Change
|
100
|
|
4.3
|
Existence; Compliance with Law
|
100
|
|
4.4
|
Corporate Power; Authorization; Enforceable Obligations
|
100
|
|
4.5
|
No Legal Bar
|
101
|
|
4.6
|
No Material Litigation
|
101
|
|
4.7
|
No Default
|
101
|
|
4.8
|
Ownership of Property; Liens
|
101
|
|
4.9
|
Intellectual Property
|
101
|
|
4.10
|
Taxes
|
102
|
|
4.11
|
Federal Regulations
|
102
|
|
4.12
|
ERISA.
|
102
|
|
4.13
|
Investment Company Act
|
102
|
|
4.14
|
Subsidiaries
|
103
|
|
4.15
|
Environmental Matters
|
103
|
|
4.16
|
Accuracy of Information, etc.
|
103
|
|
4.17
|
Security Documents
|
103
|
|
4.18
|
Solvency
|
104
|
|
4.19
|
Anti-Terrorism
|
104
|
|
4.20
|
Use of Proceeds
|
104
|
|
4.21
|
Labor Matters
|
104
|
|
4.22
|
Senior Indebtedness
|
104
|
|
4.23
|
OFAC
|
105
|
|
4.24
|
Anti-Corruption Compliance
|
105
|
|
SECTION V.
|
CONDITIONS PRECEDENT
|
105
|
|
5.1
|
Conditions to Initial Extension of Credit on the Closing Date
|
105
|
|
5.2
|
Conditions to Each Extension of Credit After Closing Date
|
108
|
|
SECTION VI.
|
AFFIRMATIVE COVENANTS
|
108
|
|
6.1
|
Financial Statements
|
108
|
|
6.2
|
Certificates; Other Information
|
109
|
|
6.3
|
Payment of Taxes
|
110
|
|
6.4
|
Conduct of Business and Maintenance of Existence, etc.; Compliance
|
111
|
|
6.5
|
Maintenance of Property; Insurance
|
111
|
|
6.6
|
Inspection of Property; Books and Records; Discussions
|
111
|
|
6.7
|
Notices
|
112
|
|
6.8
|
Additional Collateral, etc.
|
113
|
|
6.9
|
Use of Proceeds
|
118
|
|
6.10
|
Post Closing
|
118
|
6.11
|
Credit Ratings
|
118
|
|
6.12
|
Line of Business
|
118
|
|
6.13
|
Changes in Jurisdictions of Organization; Name
|
118
|
|
SECTION VII.
|
NEGATIVE COVENANTS
|
118
|
|
7.1
|
[reserved]
|
118
|
|
7.2
|
Indebtedness
|
118
|
|
7.3
|
Liens
|
123
|
|
7.4
|
Fundamental Changes
|
127
|
|
7.5
|
Dispositions of Property
|
129
|
|
7.6
|
Restricted Payments
|
132
|
|
7.7
|
Investments
|
135
|
|
7.8
|
Prepayments, Etc. of Indebtedness; Amendments
|
140
|
|
7.9
|
Transactions with Affiliates
|
141
|
|
7.10
|
Sales and Leasebacks
|
143
|
|
7.11
|
Changes in Fiscal Periods
|
143
|
|
7.12
|
Negative Pledge Clauses
|
143
|
|
7.13
|
Clauses Restricting Subsidiary Distributions
|
145
|
|
7.14
|
Limitation on Hedge Agreements
|
147
|
|
7.15
|
Amendment of Company Tax Sharing Agreement
|
147
|
|
SECTION 7A.
|
HOLDINGS NEGATIVE COVENANTS
|
147
|
|
SECTION VIII.
|
EVENTS OF DEFAULT
|
147
|
|
8.1
|
Events of Default
|
147
|
|
SECTION IX.
|
THE AGENTS
|
152
|
|
9.1
|
Appointment
|
152
|
|
9.2
|
Delegation of Duties
|
152
|
|
9.3
|
Exculpatory Provisions
|
153
|
|
9.4
|
Reliance by the Agents
|
153
|
|
9.5
|
Notice of Default
|
154
|
|
9.6
|
Non-Reliance on Agents and Other Lenders
|
154
|
|
9.7
|
Indemnification
|
154
|
|
9.8
|
Agent in Its Individual Capacity
|
155
|
|
9.9
|
Successor Agents
|
155
|
|
9.10
|
Authorization to Release Liens and Guarantees
|
156
|
|
9.11
|
Agents May File Proofs of Claim
|
156
|
|
9.12
|
Specified Hedge Agreements, Specified Cash Management Obligations and Specified Additional Obligations
|
156
|
|
9.13
|
Joint Lead Arrangers, Joint Bookrunners, Syndication Agent and Co-Documentation Agents
|
157
|
|
SECTION X.
|
MISCELLANEOUS
|
157
|
|
10.1
|
Amendments and Waivers
|
157
|
|
10.2
|
Notices; Electronic Communications
|
161
|
10.3
|
No Waiver; Cumulative Remedies
|
164
|
|
10.4
|
Survival of Representations and Warranties
|
165
|
|
10.5
|
Payment of Expenses; Indemnification
|
165
|
|
10.6
|
Successors and Assigns; Participations and Assignments
|
166
|
|
10.7
|
Adjustments; Set off
|
172
|
|
10.8
|
Counterparts
|
172
|
|
10.9
|
Severability
|
172
|
|
10.10
|
Integration
|
173
|
|
10.11
|
GOVERNING LAW
|
173
|
|
10.12
|
Submission to Jurisdiction; Waivers
|
173
|
|
10.13
|
Acknowledgments
|
174
|
|
10.14
|
Confidentiality
|
174
|
|
10.15
|
Release of Collateral and Guarantee Obligations; Subordination of Liens
|
176
|
|
10.16
|
Accounting Changes
|
177
|
|
10.17
|
WAIVERS OF JURY TRIAL
|
178
|
|
10.18
|
USA PATRIOT ACT
|
178
|
|
10.19
|
Effect of Certain Inaccuracies
|
178
|
|
10.20
|
Interest Rate Limitation
|
179
|
|
10.21
|
Payments Set Aside
|
179
|
|
10.22
|
Electronic Execution of Assignments and Certain Other Documents
|
179
|
|
10.23
|
Acknowledgement and Consent to Bail-In of EEA Financial Institutions
|
180
|
SCHEDULES:
|
|
1.1B
|
Specified Hedge Agreements, Specified Cash Management Obligations and Specified Additional Obligations (Term Loan)
|
2.1
|
Commitments
|
4.3
|
Existence; Compliance with Law
|
4.4
|
Consents, Authorizations, Filings and Notices
|
4.6
|
Litigation
|
4.8A
|
Excepted Property
|
4.8B
|
Owned Real Property
|
4.14
|
Subsidiaries
|
4.17
|
UCC Filing Jurisdictions
|
6.10
|
Post Closing Matters
|
7.2(d)
|
Existing Indebtedness
|
7.3(f)
|
Existing Liens
|
7.7
|
Existing Investments
|
7.9
|
Transactions with Affiliates
|
7.12
|
Existing Negative Pledge Clauses
|
7.13
|
Clauses Restricting Subsidiary Distributions
|
EXHIBITS:
|
|
A
|
Form of Guarantee and Collateral Agreement
|
B
|
Form of Compliance Certificate
|
C
|
Form of Closing Certificate
|
D
|
Form of Assignment and Assumption
|
E
|
Form of Affiliate Lender Assignment and Assumption
|
F
|
Form of Exemption Certificate
|
G
|
Form of Solvency Certificate
|
H
|
Form of Joinder Agreement
|
I
|
Form of Prepayment Option Notice
|
J-1
|
Form of Term Loan Note
|
J-2
|
Form of Revolving Note
|
K
|
Form of ABL Intercreditor Agreement
|
L-1
|
Form of Increase Supplement
|
L-2
|
Form of Lender Joinder Agreement
|
M
|
Form of Mortgage
|
SECTION I. | DEFINITIONS |
(a) | $200,000,000; plus |
(e) | [reserved]; plus |
(f) | [reserved]; plus |
(f) | Additional Procedures . |
Eurocurrency Base Rate
|
1.00 - Eurocurrency Reserve Requirements
|
(a) | the sum, without duplication, of: |
(a) | an Unrestricted Subsidiary, |
(c) | an Immaterial Subsidiary, |
(d) | a Foreign Subsidiary Holding Company, |
(i) | not-for-profit subsidiaries, |
(j) | any Foreign Subsidiary or any Domestic Subsidiary of a Foreign Subsidiary, |
(k) | Subsidiaries that are special purpose entities, or |
(a) | shall not be Guaranteed by any Person that is not a Guarantor; |
(a) | the Borrower obtaining the Initial Term B Facility and the ABL Facility; |
(c) | the occurrence of the Refinancing; and |
1.2 | Other Definitional Provisions . |
SECTION II. | AMOUNT AND TERMS OF COMMITMENTS |
2.4 | Revolving Commitments . |
2.6 | Swingline Loans . |
2.7 | Defaulting Lenders . |
2.8 | Repayment of Loans . |
2.10 | Termination or Reduction of Commitments . |
2.11 | Optional Prepayments . |
2.12 | Mandatory Prepayments . |
2.13 | Conversion and Continuation Options . |
2.15 | Interest Rates and Payment Dates . |
2.16 | Computation of Interest and Fees . |
2.18 | Pro Rata Treatment and Payments . |
2.19 | Requirements of Law . |
2.20 | Taxes . |
(d) | [reserved] |
(f) | [reserved] |
(i) | [reserved] |
2.25 | Incremental Loans . |
2.26 | Extension of Term Loans and Revolving Commitments . |
SECTION III. | LETTERS OF CREDIT |
3.1 | L/C Commitment . |
3.3 | Fees and Other Charges . |
3.4 | L/C Participations . |
(i) | the validity or genuineness of documents or of any endorsements thereon, even though such documents shall in fact later prove to be invalid, fraudulent or forged; |
(ii) | any dispute between or among the Borrower and any beneficiary of any Letter of Credit or any other party to which such Letter of Credit may be transferred; |
(iii) | any claims whatsoever of the Borrower against any beneficiary of such Letter of Credit or any such transferee; |
(iv) | any other events or circumstances that, pursuant to applicable law or the applicable customs and practices promulgated by the ICC, are not within the responsibility of such Issuing Lender; |
(v) | waiver by such Issuing Lender of any requirement that exists for such Issuing Lender’s protection and not the protection of the Borrower or any waiver by such Issuing Lender which does not in fact materially prejudice the Borrower; |
(vi) | honor of a demand for payment presented electronically even if such Letter of Credit requires that demand be in the form of a draft; |
(vii) | any payment made by such Issuing Lender in respect of an otherwise complying item presented after the date specified as the expiration date of, or the date by which documents must be received under, such Letter of Credit if presentation after such date is authorized by the Uniform Commercial Code, the ISP or the UCP, as applicable; |
(viii) | any payment by such Issuing Lender under such Letter of Credit against presentation of a draft or certificate that does not strictly comply with the terms of such Letter of Credit; or any payment made by such Issuing Lender under such Letter of Credit to any Person purporting to be a trustee in bankruptcy, debtor-in-possession, assignee for the benefit of creditors, liquidator, receiver or other representative of or successor to any beneficiary or any transferee of such Letter of Credit, including any arising in connection with any proceeding under any Debtor Relief Law; |
(ix) | any adverse change in the relevant exchange rates or in the availability of the relevant Permitted Foreign Currency to the Borrower or any Subsidiary or in the relevant currency markets generally; or |
(x) | any other circumstance or happening whatsoever, whether or not similar to any of the foregoing, including any other circumstance that might otherwise constitute a defense available to, or a discharge of, the Borrower or any Subsidiary, except, in each case, for errors, omissions, interruptions or delays resulting from the gross negligence or willful misconduct of such Issuing Lender or its employees or agents. |
(i) | any action taken or omitted in connection herewith at the request or with the approval of the Lenders or the Majority Facility Lenders or the Borrower, as applicable; |
(ii) | any action taken or omitted in the absence of gross negligence or willful misconduct (such gross negligence or willful misconduct, as determined by a final and non-appealable judgment of a court of competent jurisdiction); |
(iii) | the due execution, effectiveness, validity or enforceability of any document or instrument related to any Letter of Credit or related Application, or any other document, agreement and instrument entered into by such Issuing Lender and the Borrower (or any Restricted Subsidiary) or in favor of such Issuing Lender and relating to such Letter of Credit; or |
(iv) | any special, indirect, punitive or consequential damages. |
SECTION IV. | REPRESENTATIONS AND WARRANTIES |
4.4 | Corporate Power; Authorization; Enforceable Obligations . |
4.12 | ERISA . |
4.17 | Security Documents . |
SECTION V. | CONDITIONS PRECEDENT |
SECTION VI. | AFFIRMATIVE COVENANTS |
(a) | [reserved]; |
6.5 | Maintenance of Property; Insurance . |
6.6 | Inspection of Property; Books and Records; Discussions . |
(a) | the occurrence of any Default or Event of Default; |
6.8 | Additional Collateral, etc. |
SECTION VII. | NEGATIVE COVENANTS |
7.1 | [reserved]. |
(v) | (A) other Indebtedness so long as at the time of incurrence thereof: |
(ii) | [reserved]; |
(q) | [reserved]; |
(x) | [reserved]; |
(m) | The Borrower and its Restricted Subsidiaries may make Restricted Payments: |
(y) | [reserved]; |
(bb) | [reserved]; |
(gg) | [reserved]; and |
7.8 | Prepayments, Etc. of Indebtedness; Amendments . |
(xvi) | the ABL Documents; |
8.1 | Events of Default . If any of the following events shall occur and be continuing: |
(e) | The Borrower or any of its Restricted Subsidiaries shall: |
SECTION IX. | THE AGENTS |
9.9 | Successor Agents . |
SECTION X. | MISCELLANEOUS |
10.1 | Amendments and Waivers . |
10.2 | Notices; Electronic Communications . |
The Borrower:
|
Revlon Consumer Products Corporation
One New York Plaza
New York, New York 10004
Attention: Michael T. Sheehan,
Senior Vice President,
Deputy General Counsel and Secretary
Telephone: (212) 527-5539
Email: Michael.Sheehan@revlon.com
|
Attention: Siobhan Anderson
Email: Siobhan.Anderson@revlon.com
Attention: Donald Eng
Email: Donald.Eng@revlon.com
|
||
With a copy (which shall not constitute notice) to:
|
Paul, Weiss, Rifkind, Wharton & Garrison LLP
1285 Avenue of the Americas
New York, New York 10019-6064
Attention: Catherine Goodall
Telecopy: (212) 492-0919
Telephone: (212) 373-3919
Email: CGoodall@paulweiss.com
|
|
Agents:
|
For loan borrowing notices, continuations, conversions, and payments:
Citibank, N.A.
1615 Brett Road
OPS III
New Castle, DE 19720
Attention: Kimberly Shelton
Email: Kimberly.Shelton@citi.com
|
|
For financial statements, certificates, other information:
Citibank, N.A.
CRMS Documentation Unit
580 Crosspoint Pkwy
Getzville, NY 14068
Email: crms.us.icg.documentation@citi.com
oploanswebadmin@citi.com
Dinesh.Elangovan@citi.com
Ravindran.Janakiraman@citi.com
Tabssum.Ara@citi.com
Sivaranjani.Jothilingam@citi.com
|
||
With a copy (which shall not constitute notice) to:
|
Latham & Watkins LLP
885 Third Avenue
New York, NY 10022
Attention: Eugene Mazzaro / Alfred Xue
Telecopy: (212) 751-4864
Telephone: (212) 906-1200
Email:
Eugene.Mazzaro@lw.com
Alfred.Xue@lw.com
|
10.3 | No Waiver; Cumulative Remedies. |
10.6 | Successors and Assigns; Participations and Assignments . |
(i) | no Default has occurred and is continuing or would result therefrom; |
10.13 | Acknowledgments . The Borrower hereby acknowledges that: |
10.15 | Release of Collateral and Guarantee Obligations; Subordination of Liens . |
(b) | the effects of any Bail-in Action on any such liability, including, if applicable: |
(A) | a reduction in full or in part or cancellation of any such liability; |
REVLON CONSUMER PRODUCTS CORPORATION,
|
||
as Borrower
|
||
By:
|
/s/ Michael T. Sheehan
|
|
Name:
Michael T. Sheehan
|
||
Title:
Senior Vice President, Deputy General Counsel and Secretary
|
||
REVLON, INC. (solely for purposes of
Section 7A
),
|
||
as Holdings
|
||
By:
|
/s/ Michael T. Sheehan
|
|
Name:
Michael T. Sheehan
|
||
Title:
Senior Vice President, Deputy General Counsel and Secretary
|
CITIBANK, N.A..
|
||
as Administrative Agent and Collateral Agent
|
||
By:
|
/s/ Matthew S. Burke
|
|
Name: Matthew S. Burke
|
||
Title: Vice President
|
||
CITIBANK, N.A.,
|
||
as a Lender
|
||
By:
|
/s/ Matthew S. Burke
|
|
Name: Matthew S. Burke
|
||
Title: Vice President
|
1. | 3 year $400 million floating for fixed interest swap that matures 5/29/2018 with Citibank, N.A. |
1. | $9mm Guidance credit line with Citi |
Lender
|
Initial Term B Commitment
|
Citibank, N.A.
|
$1,800,000,000
|
Address
|
1501 Williamsboro Street, Oxford, NC 27565
|
5344 Overmyer Drive, Jacksonville, Florida
|
2210 Melson Avenue, Jacksonville Florida
|
Rail sidetrack adjacent to 5344 Overmyer Drive, Jacksonville Florida
|
Name of Debtor/Grantor
|
Jurisdiction of
Organization/
Formation
|
Percentage Owned
|
Restricted/
Unrestricted
Subsidiary
|
Almay, Inc.
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Art & Science, Ltd.
|
Illinois
|
100% by Roux Laboratories, Inc.
|
Restricted
|
Bari Cosmetics, Ltd.
|
Delaware
|
100% by OPP Products, Inc.
|
Restricted
|
Beautyge Brands USA, Inc. (f/k/a Colomer Beauty Brands USA, Inc.)
|
Delaware
|
100% by Roux Laboratories, Inc.
|
Restricted
|
Beautyge U.S.A., Inc. (f/k/a Colomer U.S.A., Inc.)
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Charles Revson Inc.
|
New York
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Creative Nail Design, Inc.
|
California
|
100% by Roux Laboratories, Inc.
|
Restricted
|
North America Revsale Inc.
|
New York
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
OPP Products, Inc.
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
PPI Two Corporation
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Realistic Roux Professional Products Inc.
|
Delaware
|
100% by Roux Laboratories, Inc.
|
Restricted
|
Revlon Development Corp.
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Revlon Government Sales, Inc.
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Revlon International Corporation
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Revlon Professional Holding Company LLC
|
Delaware
|
100% collectively by Revlon Consumer Products Corporation; Revlon Manufacturing Ltd.; Revlon (Suisse) S.A. and Beautyge Beauty Group, S.L.
|
Restricted
|
RIROS Corporation
|
New York
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
RIROS Group Inc.
|
Delaware
|
100% by RIROS Corporation
|
Restricted
|
RML, LLC
|
Delaware
|
100% by Revlon International Corporation
|
Restricted
|
Roux Laboratories, Inc.
|
New York
|
100% by Beautyge U.S.A., Inc.
|
Restricted
|
Roux Properties Jacksonville, LLC
|
Florida
|
100% by Roux Laboratories, Inc.
|
Restricted
|
SinfulColors Inc.
|
Delaware
|
100% by Opp Products, Inc.
|
Restricted
|
DF Enterprises, Inc.
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Elizabeth Arden (Financing), Inc.
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Elizabeth Arden, Inc.
|
Florida
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Elizabeth Arden International Holding, Inc.
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Elizabeth Arden Travel Retail, Inc.
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Elizabeth Arden Investments, LLC
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Elizabeth Arden NM, LLC
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Elizabeth Arden USC, LLC
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
FD Management, Inc.
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
RDEN Management, Inc.
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Name of Debtor/Grantor
|
Jurisdiction of
Organization/
Formation
|
Percentage Owned
|
Restricted/
Unrestricted
Subsidiary
|
New Revlon Argentina, S.A.
|
Argentina
|
100% collectively by Revlon International Corporation and Revlon Manufacturing Ltd.
|
Restricted
|
Beautyge Australia Pty Ltd
|
Australia
|
100% by Revlon Australia Pty Limited
|
Restricted
|
Revlon Australia Pty Limited
|
Australia
|
100% by Revlon Manufacturing Ltd.
|
Restricted
|
Revlon Trading Bangladesh Private Limited
|
Bangladesh
|
99.9% by Modi-Revlon (Private) Limited
|
Restricted
|
Promethean Insurance Limited
|
Bermuda
|
100% by Revlon Offshore Limited
|
Restricted
|
Revlon Manufacturing Ltd
|
Bermuda
|
100% by RML Holdings L.P.
|
Restricted
|
Revlon Offshore Limited
|
Bermuda
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
RML Holdings L.P.
|
Bermuda
|
100% collectively by Revlon International Corporation and RML, LLC
|
Restricted
|
Revlon Ltda
|
Brazil
|
100% collectively by Revlon International Corporation and Revlon Manufacturing Ltd.
|
Restricted
|
Revlon Canada Inc.
|
Canada
|
100% collectively by Revlon International Corporation and Beautyge Participations, S.L.
|
Restricted
|
Revlon China Holdings Limited
|
Cayman Islands
|
100% by Revlon International Corporation
|
Restricted
|
Revlon (Shanghai) Limited
|
China
|
97.22% by Revlon China Holdings Limited
|
Restricted
|
Revlon Trading (Shanghai) Co., Ltd
|
China
|
100% by Revlon (Hong Kong) Limited
|
Restricted
|
Shanghai Revstar Cosmetics Marketing Services Limited
|
China
|
98.21% by Revlon China Holdings Limited
|
Restricted
|
Armour Farmaceutica de Colombia, S.A.
|
Colombia
|
80% by Revlon Guarantor Corp.
|
Restricted
|
Beautyge Denmark A/S
|
Denmark
|
100% by Beautyge, S.L.
|
Restricted
|
American Crew Dominicana, S.r.l.
|
Dominican Republic
|
99.9% by Beautyge Brands USA, Inc.
|
Restricted
|
Comercializadora Brendola, S.r.l.
|
Dominican Republic
|
99.9% by Beautyge, S.L.
|
Restricted
|
Beautyge Brands France Holding SAS
|
France
|
100% collectively by Beautyge, S.L. and Beautyge Participations, S.L.
|
Restricted
|
Beutyge France SAS
|
France
|
100% by Beautyge Brands France Holding SAS
|
Restricted
|
Européenee de Produits de Beauté, S.A.S.
|
France
|
100% collectively by Revlon International Corporation and Revlon B.V.
|
Restricted
|
Beautyge Germany GmbH
|
Germany
|
100% by Beautyge Participations, S.L.
|
Restricted
|
Productos Cosmeticos de Revlon, S.A.
|
Guatemala
|
100% collectively by Revlon Overseas Corporation, C.A. and Revlon International Corporation
|
Restricted
|
Revlon (Hong Kong) Limited
|
Hong Kong
|
100% collectively by Revlon International Corporation and Revlon Manufacturing Ltd.
|
Restricted
|
Modi-Revlon Limited
|
India
|
26% by Revlon Mauritius Limited
|
Restricted
|
Baninvest Beauty Limited
|
Ireland
|
100% by Beautyge Fragrances Holdings Ltd
|
Restricted
|
Beautyge Professional Limited
|
Ireland
|
100% by Roux Laboratories, Inc.
|
Restricted
|
Name of Debtor/Grantor
|
Jurisdiction of
Organization/
Formation
|
Percentage Owned
|
Restricted/
Unrestricted
Subsidiary
|
Revlon (Israel) Limited
|
Israel
|
100% collectively by Revlon B.V. and Revlon International Corp
|
Restricted
|
YAE Artistic Packings Industry Ltd.
|
Israel
|
100% of shares with voting rights by Revlon B.V.
|
Restricted
|
YAE Press 2000 (1987) Ltd.
|
Israel
|
100% by Revlon B.V.
|
Restricted
|
Beautyge Italy S.p.A.
|
Italy
|
100% by Beautyge Participations, S.L.
|
Restricted
|
Revlon K.K.
|
Japan
|
100% by Revlon International Corporation
|
Restricted
|
Professional Beauty Services S.A.
|
Luxembourg
|
100% by Beautyge Participations, S.L.
|
Restricted
|
Revlon Mauritius Ltd.
|
Mauritius
|
100% by Revlon International Corporation
|
Restricted
|
Beautyge Mexico, S.A. de C.V.
|
Mexico
|
100% collectively by Roux Laboratories, Inc. and Beautyge Participations, S.L.
|
Restricted
|
Revlon, S.A. de C.V.
|
Mexico
|
100% collectively by Revlon International Corporation and Revlon Consumer Products Corporation
|
Restricted
|
Beautyge Netherlands B.V.
|
Netherlands
|
100% by Beautyge Participations, S.L.
|
Restricted
|
Revlon B.V.
|
Netherlands
|
100% by Revlon International Corporation
|
Restricted
|
Revlon New Zealand Limited
|
New Zealand
|
100% collectively by Revlon International Corporation and Revlon Consumer Products Corporation
|
Restricted
|
Beautyge Andina S.A.
|
Peru
|
100% collectively by Beautyge, S.L. and Beautyge Beauty Group, S.L.
|
Restricted
|
Beautyge Portugal – Produtos Cosmeticos e Profissionais Lda.
|
Portugal
|
100% collectively by Beautyge, S.L. and Revlon Consumer Products Corporation
|
Restricted
|
Revlon (Puerto Rico) Inc.
|
Puerto Rico
|
100% by Revlon International Corporation
|
Restricted
|
Beautyge Rus Joint Stock Company
|
Russia
|
100% collectively by Beautyge, S.L. and Beautyge Beauty Group, S.L.
|
Restricted
|
Revlon South Africa (Proprietary) Limited
|
South Africa
|
100% by Revlon Offshore Limited
|
Restricted
|
Beautyge, S.L.
|
Spain
|
100% by Beautyge Beauty Group, S.L
|
Restricted
|
Beautyge Beauty Group, S.L.
|
Spain
|
100% by Beautyge Participations, S.L.
|
Restricted
|
Beautyge Logistics Services, S.L.
|
Spain
|
100% by Beautyge, S.L.
|
Restricted
|
Beautyge Participations, S.L.
|
Spain
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Revlon Beauty Products, S.L.
|
Spain
|
100% collectively by Revlon B.V.; Revlon International Corporation; Revlon (Suisse) S.A. and Européenee de Produits de Beauté, S.A.S.
|
Restricted
|
Revlon Lanka (Private) Limited
|
Sri Lanka
|
99.9% by Modi-Revlon (Private) Limited
|
Restricted
|
Beautyge Sweden AB
|
Sweden
|
100% by Beautyge Participations, S.L.
|
Restricted
|
Revlon (Suisse) S.A.
|
Switzerland
|
100% by Revlon International Corporation
|
Restricted
|
Beautyge Fragrances Holdings Ltd.
|
United Kingdom
|
100% Revlon Manufacturing Limited
|
Restricted
|
Name of Debtor/Grantor
|
Jurisdiction of
Organization/
Formation
|
Percentage Owned
|
Restricted/
Unrestricted
Subsidiary
|
Beautyge U.K., Limited
|
United Kingdom
|
100% by Beautyge Participations, S.L.
|
Restricted
|
CBBeauty Ltd
|
United Kingdom
|
100% by Beautyge Fragrances Holdings Ltd
|
Restricted
|
MCI Beauty Limited
|
United Kingdom
|
24.95% by CBBeauty Ltd
|
Restricted
|
Revlon Pension Trustee Company (U.K.) Limited
|
United Kingdom
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
SAS and Company Limited
|
United Kingdom
|
100% collectively by Baninvest Beauty Limited and Beautyge Fragrances Holdings Ltd
|
Restricted
|
SAS Licences Limited
|
United Kingdom
|
100% by SAS and Company Limited
|
Restricted
|
Revlon Overseas Corporation, C.A.
|
Venezuela
|
100% by Revlon International Corporation
|
Restricted
|
Elizabeth Arden (Australia) PTY Ltd.
|
Australia
|
100% by
Elizabeth Arden International Holding, Inc.
|
Restricted
|
Elizabeth Arden (New Zealand) Limited
|
New Zealand
|
100% by
Elizabeth Arden International Holding, Inc.
|
Restricted
|
Elizabeth Arden (Switzerland) Holding S.a.r.l.
|
Switzerland
|
100% by
Elizabeth Arden International Holding, Inc.
|
Restricted
|
Elizabeth Arden (South Africa) (PTY) Ltd.
|
South Africa
|
100% by
Elizabeth Arden International Holding, Inc.
|
Restricted
|
Elizabeth Arden (Canada) Limited
|
Canada
|
100% by
Elizabeth Arden International Holding, Inc.
|
Restricted
|
Elizabeth Arden (Netherlands) Holding B.V.
|
Netherlands
|
100% by Elizabeth Arden (Switzerland) Holding S.a.r.l.
|
Restricted
|
Elizabeth Arden (Shanghai) Cosmetics & Fragrances Trading Ltd.
|
China
|
100% by Elizabeth Arden (Switzerland) Holding S.a.r.l.
|
Restricted
|
Elizabeth Arden (Export), Inc.
|
Puerto Rico
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden UK Ltd
|
UK
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden (Singapore) Pte. Ltd.
|
Singapore
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden España S.L.U.
|
Spain
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden International S.a.r.l. Int’l Headquarters
|
Switzerland
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden (Denmark) ApS
|
Denmark
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden (Norway) AS
|
Norway
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden (Sweden) AB
|
Sweden
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden Trading B.V.
|
Netherlands
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden Sea Pte. Ltd.
|
Singapore
|
60% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden Middle East FZCO
|
Dubai
|
60% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden Cosmeticos do Brazil Ltda
|
Brazil
|
100% collectively by Elizabeth Arden (Netherlands) Holding B.V. and Elizabeth Arden Trading B.V.
|
Restricted
|
Elizabeth Arden (France)
|
France
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Name of Debtor/Grantor
|
Jurisdiction of
Organization/
Formation
|
Percentage Owned
|
Restricted/
Unrestricted
Subsidiary
|
Elizabeth Arden GmbH
|
Germany
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden Korea Yuhan Hoesa
|
Korea
|
100% collectively by Elizabeth Arden (Netherlands) Holding B.V. and
Elizabeth Arden International Holding, Inc.
|
Restricted
|
Elizabeth Arden Sea (HK) Ltd.
|
Hong Kong
|
100% by Elizabeth Arden Sea Pte. Ltd.
|
Restricted
|
Name of Debtor/Grantor
|
Jurisdiction of Organization/ Formation
|
Revlon, Inc.
|
Delaware
|
Revlon Consumer Products Corporation
|
Delaware
|
Almay, Inc.
|
Delaware
|
Art & Science, Ltd.
|
Illinois
|
Bari Cosmetics, Ltd.
|
Delaware
|
Beautyge Brands USA, Inc. (f/k/a Colomer Beauty Brands USA, Inc.)
|
Delaware
|
Beautyge U.S.A., Inc. (f/k/a Colomer U.S.A., Inc.)
|
Delaware
|
Charles Revson Inc.
|
New York
|
Creative Nail Design, Inc.
|
California
|
North America Revsale Inc.
|
New York
|
OPP Products, Inc.
|
Delaware
|
Realistic Roux Professional Products Inc.
|
Delaware
|
Revlon Development Corp.
|
Delaware
|
Revlon Government Sales, Inc.
|
Delaware
|
Revlon International Corporation
|
Delaware
|
Revlon Professional Holding Company LLC
|
Delaware
|
RIROS Corporation
|
New York
|
RIROS Group Inc.
|
Delaware
|
Roux Laboratories, Inc.
|
New York
|
Roux Properties Jacksonville, LLC
|
Florida
|
SinfulColors Inc.
|
Delaware
|
DF Enterprises, Inc.
|
Delaware
|
Elizabeth Arden (Financing), Inc.
|
Delaware
|
Elizabeth Arden, Inc.
|
Florida
|
Elizabeth Arden International Holding, Inc.
|
Delaware
|
Elizabeth Arden Travel Retail, Inc.
|
Delaware
|
FD Management, Inc.
|
Delaware
|
RDEN Management, Inc.
|
Delaware
|
Elizabeth Arden Investments, LLC
|
Delaware
|
Elizabeth Arden NM, LLC
|
Delaware
|
Elizabeth Arden USC, LLC
|
Delaware
|
Trademarks and Patents
|
U.S. Patent and Trademark Office
|
Copyrights
|
U.S. Copyright Office
|
North Carolina Mortgage
|
Granville County, NC
|
Florida Mortgage
|
Duval County, FL
|
1. | Deposit Accounts . On or prior to the date that is sixty (60) days after the Closing Date, each Loan Party shall enter into, and cause each depository to enter into, Deposit Account Control Agreements (as defined in the Guarantee and Collateral Agreement) with respect to each deposit account maintained by such Person as of such date (other than Deposit Account Control Agreements not required to be delivered pursuant to Section 7.3 of the Guarantee and Collateral Agreement), in each case in form and substance reasonably acceptable to the Administrative Agent. |
2. | Securities Accounts . On or prior to the date that is sixty (60) days after the Closing Date, each Loan Party shall enter into, and cause each securities intermediary to enter into, Securities Account Control Agreements (as defined in the Guarantee and Collateral Agreement) with respect to each securities account maintained by such Person as of such date (other than Securities Account Control Agreements not required to be delivered pursuant to Section 7.3 of the Guarantee and Collateral Agreement), in each case in form and substance reasonably acceptable to the Administrative Agent. |
3. | Promissory Notes . Borrower shall deliver to the Collateral Agent, within thirty (30) days after the Closing Date, the promissory notes set forth in the chart immediately below (to the extent not already in the possession of the Collateral Agent) together with related allonges (only to the extent reasonably requested by the Collateral Agent). |
Debtor/Grantor
|
Issuer of Instrument
|
Principal Amount of Instrument
|
Maturity Date
|
Revlon Consumer Products Corporation
|
Colomer Beauty & Professional Products S.L.
|
$118,235,863.00
|
January 31, 2020
|
RDEN Management, Inc.
|
Elizabeth Arden, Inc.
|
$1,405,713
|
[ ]
|
Revlon Consumer Products Corporation
|
Revlon Canada Inc.
|
CAD 10,401,362
|
January 31, 2016
|
Revlon International Corporation
|
Revlon K.K.
|
$6,876466
|
January 31, 2016
|
4. | Perfection Certificate; Promissory Notes . On or prior to the date that is sixty (60) days after the Closing Date, Borrower shall supplement the Perfection Certificate (as defined in the Guarantee and Collateral Agreement) and Schedule 2 to the Guarantee and Collateral Agreement to include all promissory notes issued to or held by any Grantor in excess of $10,000,000 in the aggregate for all such notes (other than promissory notes issued in connection with extensions of trade credit by any Grantor in the ordinary course of business) other than Excluded Collateral and deliver to the Collateral Agent all such promissory notes (to the extent not already in the possession of the Collateral Agent) together with related allonges (only to the extent reasonably requested by the Collateral Agent). |
5. | Stock Certificates and Stock Powers . Borrower shall deliver to the Collateral Agent, within thirty (30) days after the Closing Date, the stock certificates representing the certificated equity interests set forth in the chart immediately below together with stock powers duly endorsed in blank. |
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of
Shares
Pledged
|
Total
Shares
Outstanding
|
%
Pledged
|
Certificate
No.
|
comments
|
Revlon Consumer Products Corporation
|
Beautyge U.S.A.., Inc. (f/k/a Colomer U.S.A., Inc.)
|
Delaware
|
246,100
|
246,100
|
100%
|
3
|
Update the issuer of the certificate to reflect current name
|
Revlon Consumer Products Corporation
|
OPP Products, Inc.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
Delivered to Citicorp USA, Inc., as agent under Existing Borrower Credit Agreements
2
|
OPP Products, Inc.
|
Bari Cosmetics, Ltd. (f/k/a BC Products Inc.)
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
Update the issuer of the certificate to reflect current name
|
OPP Products, Inc.
|
SinfulColors Inc.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
Delivered to Citicorp USA, Inc., as agent under Existing Borrower Credit Agreements
3
|
6. | Stock Power for Beautyge Mexico, S.A. de C.V. Borrower shall deliver to the Collateral Agent, within thirty (30) days after the Closing Date, the Stock Power evidencing 364,824,372 variable shares of Beautyge Mexico, S.A. de C.V. (f/k/a Colomer Mexico S.A. de C.V.), duly endorsed in blank. |
7. | Real Estate . To the extent not delivered and/or completed on the Closing Date, Borrower shall deliver and/or complete on or prior to the date that is ninety (90) days after the Closing Date, the items set forth immediately below ( provided , however , that the Borrower may elect, in its sole discretion, not to mortgage the real property located at 5344 Overmyer Drive, Jacksonville, Florida and 2210 Melson Avenue, Jacksonville, Florida (on the basis they do not constitute Material Real Property), in which event the applicable deliverables below shall not be required). |
a. | 1501 Williamsboro Street, Oxford, North Carolina |
i. | Mortgage/Deed of Trust |
ii. | Title Policy/Marked-up Commitment |
iii. | Flood Certificate |
iv. | Survey |
b. | 5344 Overmyer Drive, Jacksonville, Florida |
i. | Mortgage/Deed of Trust |
ii. | Title Policy/Marked-up Commitment |
iii. | Flood Certificate |
iv. | Survey |
c. | 2210 Melson Avenue, Jacksonville, Florida |
i. | Mortgage/Deed of Trust |
ii. | Title Policy/Marked-up Commitment |
iii. | Flood Certificate |
iv. | Survey |
d. | Landlord Collateral Access Agreements 5 |
e. | Title Company Payment – Proof of payment or invoice marked “paid” |
f. | Appraisals |
i. | 1501 Williamsboro Street, Oxford, North Carolina |
ii. | 5344 Overmyer Drive, Jacksonville, Florida |
iii. | 2210 Melson Avenue, Jacksonville, Florida |
g. | Local Counsel Opinions relating to the enforceability of the mortgage for each of the following sites: |
i. | 1501 Williamsboro Street, Oxford, North Carolina |
ii. | 5344 Overmyer Drive, Jacksonville, Florida |
iii. | 2210 Melson Avenue, Jacksonville, Florida |
8. | Intellectual Property |
a. | On or prior to the date that is sixty (60) days after the Closing Date, Borrower will use commercially reasonably efforts to file with the United States Patent and Trademark Office (the “USPTO”) appropriate documentation reasonably satisfactory to the Administrative Agent in order for the ownership records at the USPTO for the mark GIORGIO (& Crest Device) (U.S. Reg. No. 1458508) to reflect a clean and unbroken chain of title. |
b. | The Borrower will use commercially reasonably efforts to file with the USPTO, on or prior to the date that is sixty (60) days after the Closing Date, inventor assignments in order for the ownership records at the USPTO for each of the patents owned by Revlon Consumer Products Corporation and listed below to reflect a clean and unbroken chain of title: |
Title of Patent
|
Patent Number
|
|
1.
|
Method and Compositions for Bleaching Hair
|
6703004
|
2.
|
Method and Compositions for Bleaching Hair
|
7,001,593
|
Title of Patent
|
Patent Number
|
|
3.
|
Methods and Compositions for Coloring Hair (technology for 2 minute haircolor)
|
7494514
|
4.
|
Nail file
|
D717998
|
5.
|
Cosmetic Applicator
|
D742589
|
6.
|
Cosmetics Container Cap With Applicator and Comb
|
5970990
|
7.
|
Hermetic Compact Case
|
6,047,710
|
8.
|
Method for Treating Chapped Lips
|
6,086,859
|
9.
|
Methods for Treating Skin with 3-Hydroxy Benzoic Acid
|
6,235,297
|
c. | The Borrower will use commercially reasonable efforts to file with the USPTO, on or prior to the date that is sixty (60) days after the Closing Date, intellectual property releases or other documentation reasonably satisfactory to the Administrative Agent evidencing the release of the Liens granted by Cutex Nails, Inc. on August 31, 2010 on the Intellectual Property owned by Revlon Consumer Products Corporation and recorded at the Reel Frame numbers set forth below on the dates corresponding thereto: |
Reel Frame Number
|
Recordation Date
|
4284/0834
|
9/27/2010
|
4296/0324
|
10/14/2010
|
025039/0729
|
9/27/2010
|
025137/0358
|
10/14/2010
|
Debtor
|
Lender
|
Description
|
Currency
|
Amount
|
Revlon K.K.
|
Revlon Consumer Products Corp.
|
Loan
|
JPY
|
¥7,297,672,026
|
Revlon K.K.
|
Revlon International Corp.
|
Loan
|
JPY
|
¥7,297,672,026
|
Shanghai Revstar Cosmetics Services Limited
|
Revlon Consumer Products Corp.
|
Loan
|
USD
|
22,301,000
|
Shanghai Revstar Cosmetics Services Limited
|
Revlon Consumer Products Corp.
|
Loan
|
USD
|
6,000,000
|
Revlon (Shanghai) Limited
|
Revlon Consumer Products Corp.
|
Loan
|
USD
|
4,500,000
|
Revlon International Corp – UK Branch
|
Revlon Consumer Products Corp.
|
Loan
|
GBP
|
£23,692,021
|
Revlon Canada Inc.
|
Revlon Consumer Products Corp.
|
Loan
|
CAD
|
C$0
|
Revlon B.V.
|
Revlon Consumer Products Corp.
|
Loan
|
USD
|
0
|
Revlon Offshore Limited
|
Revlon Consumer Products Corp.
|
Loan
|
EUR
|
€14,508,400
|
Beautyge S.L.
|
Revlon Consumer Products Corp.
|
Loan
|
USD
|
107,917,491
|
FD Management, Inc.
|
Elizabeth Arden (Financing), Inc.
|
Loan
|
USD
|
60,743,560
|
DF Enterprises, Inc.
|
Elizabeth Arden (Financing), Inc.
|
Loan
|
USD
|
44,070,755
|
Elizabeth Arden, Inc.
|
Elizabeth Arden International Holding, Inc.
|
Loan
|
USD
|
42,000,000
|
Elizabeth Arden, Inc.
|
RDEN Management Inc.
|
Loan
|
USD
|
1,405,713
|
FD Management, Inc.
|
Elizabeth Arden (Financing), Inc.
|
Loan
|
USD
|
60,743,560
|
DF Enterprises, Inc.
|
Elizabeth Arden (Financing), Inc.
|
Loan
|
USD
|
44,070,755
|
Elizabeth Arden, Inc.
|
Elizabeth Arden International Holding, Inc.
|
Loan
|
USD
|
42,000,000
|
Debtor
|
Lender
|
Description
|
Currency
|
Amount
|
Elizabeth Arden, International Holding, Inc.
|
Elizabeth Arden (Switzerland) Holding Sarl
|
Loan
|
USD
|
42,000,000
|
Elizabeth Arden (Switzerland) Holding Sarl
|
Elizabeth Arden International S.a.r.l.
|
Loan
|
USD
|
42,000,000
|
Elizabeth Arden, Inc.
|
RDEN Management, Inc.
|
Loan
|
USD
|
1,405,713
|
Elizabeth Arden (Netherlands) Holding B.V.
|
Elizabeth Arden International Sarl
|
Loan
|
USD
|
623,291
|
Elizabeth Arden Trading B.V.
|
Elizabeth Arden International Sarl
|
Loan
|
USD
|
4,605,696
|
Elizabeth Arden (Canada) Limited
|
Elizabeth Arden International Sarl
|
Loan
|
USD
|
6,750,000
|
Elizabeth Arden Middle East FZCO
|
Elizabeth Arden (Netherlands) Holding B.V.
|
Loan
|
USD
|
600,000
|
Elizabeth Arden SEA PTE Ltd.
|
Elizabeth Arden (Netherlands) Holding B.V.
|
Loan
|
SG
|
2,665,000
|
Elizabeth Arden International S.a.r.l.
|
Elizabeth Arden (Netherlands) Holding B.V.
|
Loan
|
USD
|
151,786,000
|
Debtor
|
Lender
|
Description
|
Currency
|
Amount
|
Revlon Consumer Products Corporation
|
Meridian Leasing Corporation
|
Various Capital Leases
|
USD
|
1,071,742
|
Revlon Consumer Products Corporation
|
Carolina Handling, LLC
|
Various Capital Leases
|
USD
|
1,289,882
|
Debtor
|
Secured Party
|
Collateral
|
State
|
Jurisdiction
|
Original File Date and Number
|
Related Filings
|
Elizabeth Arden, Inc.
|
VAR Resources, Inc.
Additional Secured Parties: BMO Harris Bank N.A.; OpumHealth Bank, Inc.
|
Leased equipment
|
FL
|
Secured Transaction Registry
|
5/24/2010
#
201002562080
|
Assignments filed 6/7/10, 1/11/11
Amendment filed 12/5/14
Continuation filed 12/8/14
|
Elizabeth Arden, Inc.
|
Cisco Systems Capital Corporation
|
Leased equipment
|
FL
|
Secured Transaction Registry
|
8/25/2010
#
201003099449
|
Continuation filed 8/3/15
|
Elizabeth Arden, Inc.
|
Cisco Systems Capital Corporation
|
Leased equipment
|
FL
|
Secured Transaction Registry
|
7/29/2011
#
201105046212
|
Continuation filed 6/17/16
|
Elizabeth Arden, Inc.
|
VAR Resources, Inc.
|
Leased equipment
|
FL
|
Secured Transaction Registry
|
10/13/2011
#
201105485496
|
|
Elizabeth Arden, Inc.
|
IBM Credit LLC
|
Leased equipment
|
FL
|
Secured Transaction Registry
|
12/20/2011
#
201105858578
|
|
Elizabeth Arden Inc.
|
Raymond Leasing Corporation
|
Leased equipment
|
FL
|
Secured Transaction Registry
|
6/12/2012
#
201206921321
|
|
Elizabeth Arden, Inc.
|
Wells Fargo Capital Finance, LLC, as Agent
|
All inventory and/or other goods sold by CEI-Roanoke, LLC to Elizabeth Arden, Inc. (Assigned to WF)
|
FL
|
Secured Transaction Registry
|
5/30/2013
#
201309136597
|
Assignment filed 6/12/13
|
Debtor
|
Secured Party
|
Collateral
|
State
|
Jurisdiction
|
Original File Date and Number
|
Related Filings
|
Elizabeth Arden, Inc.
|
Wells Fargo Capital Finance, LLC, as Agent
|
All inventory and/or other goods sold by Cosmetics Essence, LLC to Elizabeth Arden, Inc. (Assigned to WF)
|
FL
|
Secured Transaction Registry
|
5/30/2013
#
201309136600
|
Assignment filed 6/12/13
|
Elizabeth Arden, Inc.
|
General Electric Capital Corporation
|
Leased equipment
|
FL
|
Secured Transaction Registry
|
9/25/2013
#
20130990957X
|
|
Elizabeth Arden, Inc.
|
Canon Financial Services, Inc.
|
Leased equipment
|
FL
|
Secured Transaction Registry
|
1/27/2015
#
201502986556
|
|
Elizabeth Arden Inc
|
NYC Department of Finance
|
$7025.16 city tax warrant
|
NY
|
New York County
|
1/24/1994
#
000618379-01
|
|
Elizabeth Arden Associates
|
New York City Deparment of Finance
|
$80584.61 city tax warrant
|
NY
|
New York County
|
7/13/2006
#
002153230-01
|
|
Revlon Consumer Products Corporation
|
Ricoh Americas Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
10/8/2010
#
2010 3525098
|
Continuation filed 7/8/15
|
Revlon Consumer Products Corporation
|
Macquarie Equipment Finance, LLC
|
Leased equipment
|
DE
|
Secretary of State
|
6/21/2011
#
2011 2380585
|
Continuation filed 5/6/16
|
Revlon Consumer Products Corporation
|
Raymond Leasing Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
9/22/2011
#
2011 3649343
|
Amendments filed 10/5/11, 6/12/12
|
Revlon Consumer Products Corporation
|
Raymond Leasing Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
9/28/2011
#
2011 3725622
|
Amendments filed 10/5/11, 6/12/12
|
Revlon Consumer Products Corporation
|
Raymond Leasing Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
10/3/2011
#
2011 3787135
|
Amendments filed 10/5/11, 6/12/12
|
Debtor
|
Secured Party
|
Collateral
|
State
|
Jurisdiction
|
Original File Date and Number
|
Related Filings
|
Revlon Consumer Products Corporation
|
Raymond Leasing Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
10/3/2011
#
2011 3787168
|
Amendments filed 10/5/11, 6/12/12
|
Revlon Consumer Products Corporation
|
Raymond Leasing Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
10/18/2011
#
2011 4011691
|
Amendment filed 6/12/12
|
Revlon Consumer Products Corporation
|
Raymond Leasing Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
11/7/2011
#
2011 4284355
|
Amendment filed 6/12/12
|
Revlon Consumer Products Corporation
|
Raymond Leasing Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
11/7/2011
#
2011 4284405
|
Amendment filed 6/12/12
|
Revlon Consumer Products Corporation
|
Banc of America Leasing & Capital, LLC
|
Leased equipment
|
DE
|
Secretary of State
|
6/19/2012
#
2012 2367342
|
Amendment filed 9/20/12
Assignment filed 9/21/12
|
Revlon Consumer Products Corporation
|
Corporation Service Company, as Representative
|
Leased equipment
|
DE
|
Secretary of State
|
8/14/2012
#
2012 3132653
|
|
Revlon Consumer Products Corporation
|
Banc of America Leasing & Capital, LLC
|
Leased equipment
|
DE
|
Secretary of State
|
9/25/2012
#
2012 3695436
|
Amendment filed 2/4/13
Assignment filed 2/19/13
|
Revlon Consumer Products Corporation
|
Raymond Leasing Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
10/3/2012
#
2012 3819598
|
|
Revlon Consumer Products Corporation
|
Princeton Credit Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
4/30/2013
#
2013 1635565
|
|
Revlon Consumer Products Corporation
|
Banc of America Leasing & Capital, LLC
|
Leased equipment
|
DE
|
Secretary of State
|
6/19/2013
#
2013 2346584
|
Amendment filed 10/8/13
Assignment filed 11/6/13
|
Debtor
|
Secured Party
|
Collateral
|
State
|
Jurisdiction
|
Original File Date and Number
|
Related Filings
|
Revlon Consumer Products Corporation
|
Princeton Credit Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
9/11/2013
#
2013 3546794
|
Amendment filed 2/13/14
|
Revlon Consumer Products Corporation
|
Banc of America Leasing & Capital, LLC
|
Leased equipment
|
DE
|
Secretary of State
|
5/19/2014
#
2014 1952274
|
Amendment filed 6/4/14
Assignments filed 6/9/14, 6/12/14
|
Revlon Consumer Products Corporation
|
Toyota Motor Credit Corporation
|
Specific equipment
|
DE
|
Secretary of State
|
6/18/2014
#
2014 2478378
|
|
Revlon Consumer Products Corporation
|
Ricoh USA Inc.
|
Leased equipment
|
DE
|
Secretary of State
|
7/22/2014
#
2014 2912111
|
Amendment filed 7/31/14
|
Revlon Consumer Products Corporation
|
Banc of America Leasing & Capital, LLC
|
Leased equipment
|
DE
|
Secretary of State
|
8/5/2014
#
2014 3115474
|
Amendment filed 9/19/14
Assignment filed 9/19/14
|
Revlon Consumer Products Corporation
|
Princeton Credit Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
12/29/2014
#
2014 5258900
|
Amendment filed 2/20/15
|
Revlon International Corporation
|
Lloyds Bank, plc
|
All Accounts owing by Wm Morrison Supermarkets PLC pursuant to Facility Agreement dated May 5, 2015
|
DE
|
Secretary of State
|
5/20/2015
#
2015 2172103
|
|
RML Corp.
|
New York State Department of State
|
$1,816.08 state tax lien
|
NY
|
Department of State
(Bronx County)
|
4/29/2004
#
E-015807485-W001-2
|
Debtor
|
Secured Party
|
Collateral
|
State
|
Jurisdiction
|
Original File Date and Number
|
Related Filings
|
RML Corp.
|
New York State Department of State
|
$185.65 state tax lien
|
NY
|
Department of State
(Bronx County)
|
4/29/2004
#
E-015807485-W002-6
|
|
RML Corp.
|
New York State Department of State
|
$511.56 state tax lien
|
NY
|
Department of State
|
6/21/2004
#
E-015807485-W003-1
|
|
Roux Laboratories, Inc.
|
Toyota Motor Credit Corporation
|
Leased equipment
|
NY
|
Secretary of State
|
5/29/2013
#
201305295584860
|
|
Roux Laboratories, Inc.
|
Toyota Motor Credit Corporation
|
Leased equipment
|
NY
|
Secretary of State
|
6/17/2013
#
201306175654854
|
Amendment filed 6/19/13
|
Roux Laboratories, Inc.
|
Toyota Motor Credit Corporation
|
Leased equipment
|
NY
|
Secretary of State
|
7/15/2013
#
201307155758078
|
Amendment filed 7/15/13
|
Roux Laboratories, Inc.
|
Toyota Motor Credit Corporation
|
Leased equipment
|
NY
|
Secretary of State
|
7/15/2013
#
201307155758256
|
Amendment filed 7/15/13
|
1. | Registration Rights Agreement between REV Holdings LLC and Revlon, Inc., dated as of March 5, 1996, as amended on July 31, 2001, as amended, restated, supplemented, modified or replaced from time to time. |
2. | Joinder to Registration Rights Agreement by MacAndrews & Forbes Inc., dated February 2003, as amended, restated, supplemented, modified or replaced from time to time. |
3. | Joinder to Registration Rights Agreement by MacAndrews & Forbes Holdings Inc., dated as of June 20, 2003, as amended, restated, supplemented, modified or replaced from time to time. |
4. | Joinder to Registration Rights Agreement by MacAndrews & Forbes Inc., dated March 25, 2004, as amended, restated, supplemented, modified or replaced from time to time. |
5. | Asset Transfer Agreement by and among Revlon Holdings LLC, Charles of the Ritz Group Ltd., National Health Care Group Inc., Revlon, Inc. and Revlon Consumer Products Corporation, dated as of June 24, 1992 (and the ancillary agreements thereto), as amended, restated, supplemented, modified or replaced from time to time. |
6. | Real Property Asset Transfer Agreement by and among Revlon Holdings LLC, Revlon, Inc. and Revlon Consumer Products Corporation, dated as of June 24, 1992, as amended, restated, supplemented, modified or replaced from time to time. |
7. | Benefit Plans Assumption Agreement by and among Revlon Holdings LLC, Revlon, Inc. and Revlon Consumer Products Corporation, dated as of July 1, 1992, as amended, restated, supplemented, modified or replaced from time to time. |
8. | Reimbursement and Expense Allocation Agreement by and among MacAndrews & Forbes Inc., Revlon, Inc. and Revlon Consumer Products Corporation, dated May 3, 1996, as amended, restated, supplemented, modified or replaced from time to time. |
9. | Reimbursement Agreement by and among MacAndrews & Forbes Inc., Revlon, Inc. and Revlon Consumer Products Corporation, dated June 24, 1992, as amended, restated, supplemented, modified or replaced from time to time. |
10. | Purchase and Sale Agreement, dated July 31, 2001, by and between Revlon Holdings LLC and Revlon, Inc. related to Revlon, Inc.’s acquisition and subsequent contribution of the Charles of the Ritz business to Revlon Consumer Products Corporation (and ancillary agreements thereto), as amended, restated, supplemented, modified or replaced from time to time. |
11. | Tax Sharing Agreement, dated as of June 24, 1992, among MacAndrews & Forbes Holdings Inc., Revlon, Inc., Revlon Consumer Products Corporation and certain subsidiaries of Revlon Consumer Products Corporation, as amended and restated as of January 1, 2001, as amended, restated, supplemented, modified or replaced from time to time. |
12. | Tax Sharing Agreement, dated as of March 26, 2004, by and among Revlon, Inc., Revlon Consumer Products Corporation and certain subsidiaries of Revlon Consumer Products Corporation, as amended, restated, supplemented, modified or replaced from time to time. |
13. | Settlement agreements in connection with litigation actions related to the 2009 Exchange Offer. |
1. | I am the [ TITLE ] 1 of the Company. |
2. | I have reviewed the terms of the Credit Agreement and I have made, or have caused to be made under my supervision, a review in reasonable detail of the transactions and condition of the Borrower and its Subsidiaries during the accounting period covered by the attached financial statements. |
3. | Attached hereto as Annex I is (i) a description of all new Subsidiaries (if any) and of any change in the name or jurisdiction of organization of any Loan Party (if any), (ii) [a listing of any registrations of or applications for United States Intellectual Property by any Loan Party (if any), together with a listing of any intent-to-use applications for trademarks or service marks for which a statement of use or an amendment to allege use has been filed and (iii)] 2 any supplements to Schedule [5] of the Guarantee and Collateral Agreement, in each case, during the period covered by this Compliance Certificate and to the extent not previously disclosed to the Administrative Agent. |
4. | I have no knowledge of the occurrence and continuation of an Event of Default or Default not previously disclosed in writing to the Administrative Agent as of the date of this Compliance Certificate[, except as set forth in a separate attachment to this Compliance Certificate, describing in detail the nature of the Event of Default or Default, the period during which it has existed and the action which the Company has taken, is taking, or proposes to take with respect to each such Event of Default or Default] 3 . |
1 | Must be a Responsible Officer of the Borrower. |
2 | Only required if the relevant Compliance Certificate is being delivered in connection with financial statements delivered pursuant to Section 6.1(a) of the Credit Agreement. |
3 | Only required to be included if an Event of Default or Default has occurred during the relevant period and has not previously been disclosed to the Administrative Agent. |
REVLON CONSUMER PRODUCTS CORPORATION
|
||
By:
|
||
Name:
|
||
Title:
|
SUPPLEMENTAL INFORMATION FOR THE FISCAL [QUARTER]/[YEAR]
1
ENDED [
MM/DD/YY
]
|
1 | Delete as applicable. |
REVLON CONSUMER PRODUCTS CORPORATION
|
||
By:
|
||
Name:
|
||
Title:
|
1.
|
Assignor:
|
||
2.
|
Assignee:
|
||
|
[and is an Affiliate/Approved Fund of [ identify Lender ] 3 ] | ||
3.
|
Borrower:
|
Revlon Consumer Products Corporation, a Delaware corporation (the “
Borrower
”)
|
|
4.
|
Administrative Agent:
|
Citibank, N.A., as the administrative agent under the Credit Agreement
|
1 | Select as applicable. |
2 | Include bracketed language if there are either multiple Assignors or multiple Assignees. |
3
|
Select as applicable.
|
5.
|
Credit Agreement:
|
The Term Credit Agreement, dated as of September 7, 2016, among the Borrower, Revlon, Inc., a Delaware corporation, each of the financial institutions from time to time party thereto (the “
Lenders
”) and Citibank, N.A., as the administrative agent and collateral agent for the Lenders.
|
|
6.
|
Assigned Interest:
|
ASSIGNOR
|
||
[NAME OF ASSIGNOR]
|
||
By:
|
||
Name:
|
||
Title:
|
4
|
Fill in the appropriate terminology for the types of facilities under the Credit Agreement that are being assigned under this Assignment and Assumption (e.g. “Revolving Commitment”, “Initial Term B Commitment” etc.)
|
5
|
Set forth, to at least 9 decimals, as a percentage of the Commitment/Loans of all Lenders thereunder.
|
ASSIGNEE
|
||
[NAME OF ASSIGNEE]
|
||
By:
|
||
Name:
|
||
Title:
|
[Consented to and]
6
Accepted:
|
||
CITIBANK, N.A.,
|
||
as Administrative Agent
|
||
By:
|
||
Name:
|
||
Title:
|
||
[Consented to:
|
||
REVLON CONSUMER PRODUCTS CORPORATION,
|
||
as Borrower
|
||
By:
|
||
Name:
|
||
Title:]
7
|
||
[Consented to:
|
||
[●],
|
||
as Issuing Lender
|
||
By:
|
||
Name:
|
||
Title:]
8
|
6
|
To be added only if the consent of the Administrative Agent is required by the terms of the Credit Agreement.
|
7
|
To be added only if the consent of the Borrower is required by the terms of the Credit Agreement.
|
8
|
To be added only if the consent of the Issuing Lender is required by the terms of the Credit Agreement. Additional signature blocks to be added for any additional Issuing Lenders.
|
[Consented to:
|
||
[●],
|
||
as Swingline Lender
|
||
By:
|
||
Name:
|
||
Title:]
9
|
9
|
To be added only if the consent of the Swingline Lender is required by the terms of the Credit Agreement. Additional signature blocks to be added for any additional Swingline Lenders.
|
1.
|
Assignor:
|
|
2.
|
Assignee:
|
|
3.
|
Borrower:
|
Revlon Consumer Products Corporation, a Delaware corporation (the “
Borrower
”)
|
4.
|
Administrative Agent:
|
Citibank, N.A., as the administrative agent under the Credit Agreement
|
1 | Select as applicable. |
2 | Include bracketed language if there are either multiple Assignors or multiple Assignees. |
5.
|
Credit Agreement:
|
The Term Credit Agreement, dated as of September 7, 2016, among the Borrower, Revlon, Inc., a Delaware corporation, each of the financial institutions from time to time party thereto (the “
Lenders
”) and Citibank, N.A., as the administrative agent and collateral agent for the Lenders.
|
6.
|
Assigned Interest:
|
Assignor
|
Assignee
|
Facility Assigned
|
Aggregate Amount of Loans for all Lenders
|
Amount of
Loans Assigned 3 |
Percentage Assigned of Loans
3
|
CUSIP Number
|
Initial Term B Loans
|
$
|
$
|
%
|
|||
[such other Tranche of Term Loans as has been established pursuant to the Credit Agreement]
|
$
|
$
|
%
|
3
|
Set forth, to at least 9 decimals, as a percentage of the Commitment/Loans of all Lenders thereunder.
|
ASSIGNOR
|
||
[NAME OF ASSIGNOR]
|
||
By:
|
||
Name:
|
||
Title:
|
||
ASSIGNEE
|
||
[NAME OF ASSIGNEE]
|
||
By:
|
||
Name:
|
||
Title:
|
CITIBANK, N.A.,
|
||
as Administrative Agent
|
||
By:
|
||
Name:
|
||
Title:
|
||
[Consented to:
|
||
REVLON CONSUMER PRODUCTS CORPORATION,
|
||
as Borrower
|
||
By:
|
||
Name:
|
||
Title:]
5
|
4 | To be added only if the consent of the Administrative Agent is required by the terms of the Credit Agreement. |
5
|
To be added only if the consent of the Borrower is required by the terms of the Credit Agreement.
|
· | Beneficial ownership under Paragraph 1; |
|
· | Paragraph 4; and |
· | Paragraph 5. |
[NAME OF NON-US LENDER]
|
||
By:
|
||
Name:
|
||
Title:
|
(a) | “ Fair Value ” |
(b) | “ Present Fair Salable Value ” |
(c) | “ Liabilities ” |
(d) | “ Will be able to pay their Liabilities as they mature ” |
(e) | “ Do not have Unreasonably Small Capital ” |
REVLON CONSUMER PRODUCTS CORPORATION
|
||
By:
|
||
Name:
|
||
Title:
|
2. | [ For Supplemental Revolving Commitment Increases only ]: |
21 | To be added only if the Borrowing Minimum is to be different to that specified in the Credit Agreement. |
22 | To be added only if the Borrowing Multiple is to be different to that specified in the Credit Agreement. |
23 | To be added only if the Fee Payment Dates are to be different to those specified in the Credit Agreement. |
24 | To be added only if the New Loan Commitments shall include a L/C feature. |
25 | To be added only if the New Loan Commitments shall include a L/C feature. |
26 | To be added only if the New Loan Commitments shall include a L/C feature. |
3. | [ For New Term Loan Commitments only ] |
27 | To be added only if the New Loan Commitments shall include a Swingline Loan feature. |
28 | To be added only if the New Loan Commitments shall include a Swingline Loan feature. |
(a)
|
Type of Term Loans:
|
[Eurocurrency Loans with an initial Interest Period of [●]]/[ABR Loans]
|
|
(b)
|
Type of Revolving Loans:
|
[Eurocurrency Loans denominated in Dollars]/[Eurocurrency Loans denominated in a Permitted Foreign Currency]/[ABR Loans]
|
|
(a)
|
Date of Borrowing:
|
[●]
|
|
(b)
|
Account Number and Location:
|
[●]
|
|
(c)
|
Principal Amount of Borrowing:
|
$[●]
|
29 | If any acquisition or investment will be made with the proceeds of the New Loans, this certification should be expressed to be subject to the Permitted Acquisition Provisions and the Limited Condition Acquisition Provision. |
[NAME OF NEW LENDER],
|
|||
By:
|
|||
Name:
|
|||
Title:
|
|||
Notice Address:
|
|||
Attention:
|
|||
Telephone:
|
|||
Facsimile:
|
REVLON CONSUMER PRODUCTS CORPORATION
|
|||
By:
|
|||
Name:
|
|||
Title:
|
CITIBANK, N.A.,
as Administrative Agent |
||
By:
|
||
Name:
|
||
Title:
|
||
[●],
as Issuing Lender |
||
By:
|
||
Name:
|
||
Title:]
30
|
[●],
as Swingline Lender |
||
By:
|
||
Name:
|
||
Title:]
31
|
30
|
To be added only in the case of any proposed Supplemental Revolving Commitment Increase and only to the extent such consent is required by the terms of the Credit Agreement. Additional signature blocks to be added for any additional Issuing Lenders.
|
31
|
To be added only in the case of any proposed Supplemental Revolving Commitment Increase and only to the extent such consent is required by the terms of the Credit Agreement. Additional signature blocks to be added for any additional Swingline Lenders.
|
New Lender
|
New Loan Commitment
|
Principal
Amount
Committed
|
Aggregate Amount
of All New Loan Commitments
|
[
Name of Lender
]
|
[New Term Loan Commitment]/[Supplemental Revolving Commitment Increase]
|
$
_________
|
$
_________
|
[
Name of Lender
]
|
[New Term Loan Commitment]/[Supplemental Revolving Commitment Increase]
|
$
_________
|
$
_________
|
(A)
Total Prepayment Amount
|
$__________
|
|
(B)
Portion of Prepayment Amount to be received by you
|
$__________
|
|
(C)
Prepayment Date (ten Business Days after the date of this Prepayment Option Notice)
|
_____________ ___, 20__
|
CITIBANK, N.A.,
|
||
as Administrative Agent
|
||
By:
|
||
Name:
|
||
Title:
|
||
[
NAME OF LENDER
]
|
||
By:
|
||
Name:
|
||
Title:
|
REVLON CONSUMER PRODUCTS CORPORATION
|
||
By:
|
||
Name:
|
||
Title:
|
REVLON CONSUMER PRODUCTS CORPORATION
|
||
By:
|
||
Name:
|
||
Title:
|
Name of Lender
|
[
Insert Tranche of Term Loans
] [
Revolving Commitments]
|
[Supplemental Term Loan Commitment] [Supplemental Revolving Commitment Increase]
(after giving effect hereto)
|
$
|
$
|
|
$
|
$
|
|
$
|
$
|
By:
|
||
Name: | ||
Title:
|
||
|
||
REVLON CONSUMER PRODUCTS CORPORATION,
|
||
as Borrower
|
||
By:
|
||
Name:
|
||
Title:
|
1. | The Additional Commitment Lender party hereto hereby agrees to commit to provide its respective Commitments as set forth on Schedule A annexed hereto, on the terms and subject to the conditions set forth below: |
2. | The Additional Commitment Lender hereby agrees to make its [Supplemental Term Loan Commitments]/[Supplemental Revolving Commitment Increases] on the following terms and conditions on the Effective Date set forth on Schedule A pertaining to such Additional Commitment Lender attached hereto: |
1. | Additional Commitment Lender to Be a Lender . Such Additional Commitment Lender acknowledges and agrees that upon its execution of this Lender Joinder Agreement that such Additional Commitment Lender shall on and as of the Effective Date set forth on Schedule A become a “Lender” with respect to the Tranche indicated on Schedule A , under, and for all purposes of, the Credit Agreement and the other Loan Documents, shall be subject to and bound by the terms thereof, shall perform all the obligations of and shall have all rights of a Lender thereunder, and shall make available such amount to fund its ratable share of outstanding Loans on the Effective Date as the Administrative Agent may instruct. Each Additional Commitment Lender represents and warrants that it is an Eligible Assignee. |
2. | Certain Delivery Requirements . Each Additional Commitment Lender has delivered herewith to the Borrower and the Administrative Agent such forms, certificates or other evidence with respect to United States federal income tax withholding matters as such Additional Commitment Lender may be required to deliver to the Borrower and the Administrative Agent pursuant to Section 2.20(e) and 2.20(g) of the Credit Agreement. |
3. | Credit Agreement Governs . Except as set forth in this Lender Joinder Agreement, [Supplemental Term Loan Commitments] [Supplemental Revolving Commitment Increases] shall otherwise be subject to the provisions of the Credit Agreement and the other Loan Documents. |
4. | Notice . For purposes of the Credit Agreement, the initial notice address of such Additional Commitment Lender shall be as set forth below its signature below. |
5. | Recordation of the New Loans . Upon execution and delivery hereof, the Administrative Agent will record the [Supplemental Term Loan Commitments] [Supplemental Revolving Commitment Increases] made by such Additional Commitment Lender in the Register. |
6. | Amendment, Modification and Waiver . This Lender Joinder Agreement may not be amended, waived, supplemented or otherwise modified except as provided by Section 10.1 of the Credit Agreement. |
7. | Entire Agreement . This Lender Joinder Agreement, the Credit Agreement and the other Loan Documents constitute the entire agreement among the parties with respect to the subject matter hereof and thereof and supersede all other prior agreements and understandings, both written and verbal, among the parties or any of them with respect to the subject matter hereof. |
8. | GOVERNING LAW . THIS LENDER JOINDER AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS LENDER JOINDER AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK WITHOUT REGARD TO PRINCIPLES OF CONFLICTS OF LAWS TO THE EXTENT THAT THE SAME ARE NOT MANDATORILY APPLICABLE BY STATUTE AND THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY. |
9. | Severability . Any term or provision of this Lender Joinder Agreement which is invalid or unenforceable in any jurisdiction shall, as to that jurisdiction, be ineffective to the extent of such invalidity or unenforceability without rendering invalid or unenforceable the remaining terms and provisions of this Lender Joinder Agreement or affecting the validity or enforceability of any of the terms or provisions of this Lender Joinder Agreement in any other jurisdiction. If any provision of this Lender Joinder Agreement is so broad as to be unenforceable, the provision shall be interpreted to be only so broad as would be enforceable. |
10. | Counterparts . This Lender Joinder Agreement may be executed in counterparts, each of which shall be deemed to be an original, but all of which shall constitute one and the same agreement. |
[NAME OF ADDITIONAL COMMITMENT LENDER]
|
||
By:
|
||
Name:
|
||
Title:
|
||
Notice Address:
|
||
Attention:
|
||
Telephone:
|
||
Facsimile:
|
||
REVLON CONSUMER PRODUCTS CORPORATION
,
|
||
as Borrower
|
||
By:
|
||
Name:
|
||
Title:
|
CITIBANK, N.A.,
as Administrative Agent |
||
By:
|
||
Name:
|
||
Title:
|
[●],
as Issuing Lender |
||
By:
|
||
Name:
|
||
Title:]
32
|
[●],
as Swingline Lender |
||
By:
|
||
Name:
|
||
Title:]
33
|
32
|
To be added only in the case of any Supplemental Revolving Commitment Increase and only to the extent such consent is required by the terms of the Credit Agreement. Additional signature blocks to be added for any additional Issuing Lenders.
|
33
|
To be added only in the case of any Supplemental Revolving Commitment Increase and only to the extent such consent is required by the terms of the Credit Agreement. Additional signature blocks to be added for any additional Swingline Lenders.
|
Additional Commitment Lender
|
New Loan Commitment
|
Principal Amount Committed
|
Aggregate Amount of All [Supplemental Term Loan Commitments] [Supplemental Revolving Commitment Increase]
|
[
Name of Lender
]
|
[Supplemental Term Loan Commitments] [Supplemental Revolving Commitment Increase]
|
$__________
|
$____________
|
[
Name of Lender
]
|
[Supplemental Term Loan Commitments] [Supplemental Revolving Commitment Increase]
|
$__________
|
$____________
|
REVLON CONSUMER PRODUCTS CORPORATION
,
|
|||
a Delaware corporation
|
|||
WITNESSES:
|
|||
By:
|
|||
Print Name:
|
Name:
|
||
Title:
|
|||
Print Name:
|
Address of Mortgagor:
|
||
One New York Plaza
|
|||
New York, New York 10004
|
|||
Attention:
|
___________________________________
|
|
Printed Name:
|
|
Notary Public, State of _________________
|
|
Commission No. ______________________
|
|
My commission Expires: ________________
|
|
(Notarial Seal)
|
SECTION I. DEFINITIONS
|
1
|
||
1.1
|
Defined Terms
|
1
|
|
1.2
|
Other Definitional Provisions
|
61
|
|
1.3
|
Pro Forma Calculations
|
63
|
|
1.4
|
Exchange Rates; Currency Equivalents
|
64
|
|
1.5
|
Letter of Credit and Acceptance Amounts
|
64
|
|
1.6
|
Covenants
|
65
|
|
SECTION II. AMOUNT AND TERMS OF COMMITMENTS
|
66
|
||
2.1
|
[reserved]
|
66
|
|
2.2
|
[reserved]
|
66
|
|
2.3
|
[reserved]
|
66
|
|
2.4
|
Revolving Commitments
|
66
|
|
2.5
|
Procedure for Revolving Loan and Local Loan Borrowing
|
67
|
|
2.6
|
Swingline Loans
|
69
|
|
2.7
|
Defaulting Lenders
|
71
|
|
2.8
|
Repayment of Loans
|
72
|
|
2.9
|
Commitment Fees, etc.
|
74
|
|
2.10
|
Termination or Reduction of Commitments
|
74
|
|
2.11
|
Optional Prepayments
|
75
|
|
2.12
|
Mandatory Prepayments
|
76
|
|
2.13
|
Conversion and Continuation Options
|
77
|
|
2.14
|
Minimum Amounts and Maximum Number of Eurocurrency Tranches
|
79
|
|
2.15
|
Interest Rates and Payment Dates
|
79
|
|
2.16
|
Computation of Interest and Fees
|
81
|
|
2.17
|
Inability to Determine Interest Rate
|
81
|
|
2.18
|
Pro Rata Treatment and Payments
|
82
|
|
2.19
|
Requirements of Law
|
84
|
|
2.20
|
Taxes
|
85
|
|
2.21
|
Indemnity
|
88
|
|
2.22
|
Illegality
|
88
|
|
2.23
|
Change of Lending Office
|
89
|
|
2.24
|
Replacement of Lenders
|
89
|
|
2.25
|
Incremental Loans
|
91
|
|
2.26
|
Extension of Revolving Commitments
|
93
|
|
2.27
|
Designation of Additional Permitted Foreign Currencies
|
96
|
|
2.28
|
Re-Allocation of Currency Sublimits
|
97
|
|
2.29
|
Resignation or Removal of a Local Fronting Lender
|
98
|
|
2.30
|
Local Fronting Lender Reports
|
99
|
|
2.31
|
Bankers’ Acceptances
|
99
|
|
2.32
|
Currency Conversion and Contingent Funding Agreement
|
101
|
|
SECTION III. LETTERS OF CREDIT
|
103
|
3.1
|
L/C Commitment
|
103
|
|
3.2
|
Procedure for Issuance of Letter of Credit
|
104
|
|
3.3
|
Fees and Other Charges
|
104
|
|
3.4
|
L/C Participations
|
105
|
|
3.5
|
Reimbursement Obligation of the Borrower
|
106
|
|
3.6
|
Obligations Absolute
|
107
|
|
3.7
|
Role of the Issuing Lender
|
108
|
|
3.8
|
Letter of Credit Payments
|
109
|
|
3.9
|
Applications
|
109
|
|
3.10
|
Applicability of ISP and UCP
|
109
|
|
3.11
|
Designation of Issuing Lender
|
109
|
|
SECTION IV. REPRESENTATIONS AND WARRANTIES
|
109
|
||
4.1
|
Financial Condition
|
110
|
|
4.2
|
No Change
|
110
|
|
4.3
|
Existence; Compliance with Law
|
110
|
|
4.4
|
Corporate Power; Authorization; Enforceable Obligations
|
110
|
|
4.5
|
No Legal Bar
|
111
|
|
4.6
|
No Material Litigation
|
111
|
|
4.7
|
No Default
|
112
|
|
4.8
|
Ownership of Property; Liens
|
112
|
|
4.9
|
Intellectual Property
|
112
|
|
4.10
|
Taxes
|
112
|
|
4.11
|
Federal Regulations
|
112
|
|
4.12
|
ERISA
|
112
|
|
4.13
|
Investment Company Act
|
113
|
|
4.14
|
Subsidiaries
|
113
|
|
4.15
|
Environmental Matters
|
113
|
|
4.16
|
Accuracy of Information, etc
|
113
|
|
4.17
|
Security Documents
|
114
|
|
4.18
|
Solvency
|
114
|
|
4.19
|
Anti-Terrorism
|
115
|
|
4.20
|
Use of Proceeds
|
115
|
|
4.21
|
Labor Matters
|
115
|
|
4.22
|
Senior Indebtedness
|
115
|
|
4.23
|
OFAC
|
115
|
|
4.24
|
Anti-Corruption Compliance
|
115
|
|
4.25
|
Borrowing Base Certificate
|
115
|
|
SECTION V. CONDITIONS PRECEDENT
|
115
|
||
5.1
|
Conditions to Initial Extension of Credit on the Closing Date
|
115
|
|
5.2
|
Conditions to Each Extension of Credit After Closing Date
|
118
|
|
SECTION VI. AFFIRMATIVE COVENANTS
|
119
|
||
6.1
|
Financial Statements
|
119
|
|
6.2
|
Certificates; Other Information
|
120
|
|
6.3
|
Payment of Taxes
|
122
|
6.4
|
Conduct of Business and Maintenance of Existence, etc.; Compliance
|
122
|
|
6.5
|
Maintenance of Property; Insurance
|
122
|
|
6.6
|
Inspection of Property; Books and Records; Discussions
|
123
|
|
6.7
|
Notices
|
124
|
|
6.8
|
Additional Collateral, etc
|
124
|
|
6.9
|
Use of Proceeds
|
129
|
|
6.10
|
[Post Closing
|
129
|
|
6.11
|
Credit Ratings
|
129
|
|
6.12
|
Line of Business
|
129
|
|
6.13
|
Changes in Jurisdictions of Organization; Name
|
130
|
|
6.14
|
Appraisals and Field Examinations
|
130
|
|
6.15
|
Control Accounts; Approved Deposit Accounts
|
131
|
|
6.16
|
Landlord Waiver and Bailee’s Letters
|
132
|
|
6.17
|
Tax Reporting
|
132
|
|
SECTION VII. NEGATIVE COVENANTS
|
132
|
||
7.1
|
Financial Covenant
|
132
|
|
7.2
|
Indebtedness
|
132
|
|
7.3
|
Liens
|
137
|
|
7.4
|
Fundamental Changes
|
141
|
|
7.5
|
Dispositions of Property
|
142
|
|
7.6
|
Restricted Payments
|
145
|
|
7.7
|
Investments
|
148
|
|
7.8
|
Prepayments, Etc. of Indebtedness; Amendments
|
153
|
|
7.9
|
Transactions with Affiliates
|
154
|
|
7.10
|
Sales and Leasebacks
|
156
|
|
7.11
|
Changes in Fiscal Periods
|
157
|
|
7.12
|
Negative Pledge Clauses
|
157
|
|
7.13
|
Clauses Restricting Subsidiary Distributions
|
159
|
|
7.14
|
Limitation on Hedge Agreements
|
161
|
|
7.15
|
Amendment of Company Tax Sharing Agreement
|
161
|
|
SECTION 7A. HOLDINGS NEGATIVE COVENANTS
|
161
|
||
SECTION VIII. EVENTS OF DEFAULT
|
161
|
||
8.1
|
Events of Default
|
161
|
|
8.2
|
Right to Cure
|
166
|
|
SECTION IX. THE AGENTS
|
167
|
||
9.1
|
Appointment
|
167
|
|
9.2
|
Delegation of Duties
|
167
|
|
9.3
|
Exculpatory Provisions
|
168
|
|
9.4
|
Reliance by the Agents
|
168
|
|
9.5
|
Notice of Default
|
168
|
|
9.6
|
Non-Reliance on Agents and Other Lenders
|
169
|
|
9.7
|
Indemnification
|
169
|
|
9.8
|
Agent in Its Individual Capacity
|
169
|
9.9
|
Successor Agents
|
170
|
|
9.10
|
Authorization to Release Liens and Guarantees
|
171
|
|
9.11
|
Agents May File Proofs of Claim
|
171
|
|
9.12
|
Specified Hedge Agreements, Specified Cash Management Obligations and Specified Additional Obligations
|
171
|
|
9.13
|
Joint Lead Arrangers, Joint Bookrunners, Syndication Agent and Co-Documentation Agents
|
173
|
|
SECTION X. MISCELLANEOUS
|
173
|
||
10.1
|
Amendments and Waivers
|
173
|
|
10.2
|
Notices; Electronic Communications
|
176
|
|
10.3
|
No Waiver; Cumulative Remedies
|
180
|
|
10.4
|
Survival of Representations and Warranties
|
180
|
|
10.5
|
Payment of Expenses; Indemnification
|
181
|
|
10.6
|
Successors and Assigns; Participations and Assignments
|
182
|
|
10.7
|
Adjustments; Set off
|
186
|
|
10.8
|
Counterparts
|
187
|
|
10.9
|
Severability
|
187
|
|
10.10
|
Integration
|
187
|
|
10.11
|
GOVERNING LAW
|
188
|
|
10.12
|
Submission to Jurisdiction; Waivers
|
188
|
|
10.13
|
Acknowledgments
|
188
|
|
10.14
|
Confidentiality
|
189
|
|
10.15
|
Release of Collateral and Guarantee Obligations; Subordination of Liens
|
191
|
|
10.16
|
Accounting Changes
|
192
|
|
10.17
|
WAIVERS OF JURY TRIAL
|
193
|
|
10.18
|
USA PATRIOT ACT
|
193
|
|
10.19
|
[reserved]
|
193
|
|
10.20
|
Interest Rate Limitation
|
193
|
|
10.21
|
Payments Set Aside
|
194
|
|
10.22
|
Electronic Execution of Assignments and Certain Other Documents
|
194
|
|
10.23
|
Acknowledgement and Consent to Bail-In of EEA Financial Institutions
|
194
|
|
10.24
|
Delegation by each Local Borrowing Subsidiary
|
195
|
|
10.25
|
Interest Act (Canada)
|
195
|
|
10.26
|
Judgment.
|
195
|
|
10.27
|
Submission To Jurisdiction.
|
195
|
|
SCHEDULES : | ||
1.1B
|
Specified Hedge Agreements, Specified Cash Management Obligations and Specified Additional Obligations (ABL)
|
|
1.1C
|
Existing Letters of Credit
|
|
2.1
|
Commitments
|
|
2.4(b)
|
Borrowers, Permitted Foreign Currencies; Currency Sublimits; Maximum Sublimits; Local Fronting Lenders
|
|
4.3
|
Existence; Compliance with Law
|
|
4.4
|
Consents, Authorizations, Filings and Notices
|
|
4.6
|
Litigation
|
4.8A
|
Excepted Property
|
4.8B
|
Owned Real Property
|
4.14
|
Subsidiaries
|
4.17
|
UCC Filing Jurisdictions
|
6.10
|
Post-Closing Matters
|
7.2(d)
|
Existing Indebtedness
|
7.3(f)
|
Existing Liens
|
7.7
|
Existing Investments
|
7.9
|
Transactions with Affiliates
|
7.12
|
Existing Negative Pledge Clauses
|
7.13
|
Clauses Restricting Subsidiary Distributions
|
EXHIBITS:
|
|
A
|
Form of Guarantee and Collateral Agreement
|
B
|
Form of Compliance Certificate
|
C
|
Form of Closing Certificate
|
D
|
Form of Assignment and Assumption
|
E
|
[reserved]
|
F
|
Form of Exemption Certificate
|
G
|
Form of Solvency Certificate
|
H
|
[reserved]
|
I
|
[reserved]
|
J
|
Form of Revolving Note
|
K
|
Form of ABL Intercreditor Agreement
|
L-1
|
Form of Increase Supplement
|
L-2
|
Form of Lender Joinder Agreement
|
M
|
Form of Mortgage
|
N-1
|
Form of Local Borrowing Subsidiary Joinder Agreement
|
N-2
|
Form of Local Fronting Lender Joinder Agreement
|
O-1
|
Form of Local Loan Statement
|
O-2
|
Form of Interest Allocation Statement (Local Loans)
|
P
|
Form of Borrowing Base Certificate
|
Q
|
Certain Borrowing Base Definitions
|
Average Excess Availability
(“AEA”)
|
Applicable Margin for Revolving Loans that are Eurocurrency Loans or Local Rate Loans
|
Applicable Margin for Revolving Loans that are ABR Loans
|
66 ⅔%
<
AEA
|
1.25%
|
0.25%
|
33 ⅓%
<
AEA < 66 ⅔%
|
1.50%
|
0.50%
|
AEA < 33 ⅓%
|
1.75%
|
0.75%
|
Eurocurrency Base Rate
|
1.00 - Eurocurrency Reserve Requirements
|
(i) | in the case of Eurocurrency Loans denominated in Dollars, prior to 12:00 Noon, New York City time, three Business Days prior to the requested Borrowing Date, or |
(ii) | in the case of ABR Loans, prior to 1:00 p.m., New York City time, on the proposed Borrowing Date), specifying (v) the amount and Type of Revolving Loans to be borrowed, (x) the requested Borrowing Date, and (y) in the case of Eurocurrency Loans, the respective amounts of each such Type of Loan and the respective lengths of the initial Interest Period therefor; |
(i) | the aggregate principal amount of the relevant currency to be borrowed, |
(ii) | the requested Borrowing Date, |
(iii) | whether the Local Loans to be borrowed are to be (x) in the case of Local Loans denominated in Dollars, ABR Loans or Eurocurrency Loans or (y) in the case of Local Loans denominated in a Permitted Foreign Currency, Eurocurrency Loans or Local Rate Loans, or a combination thereof and, if a combination, the respective aggregate amount of each type of borrowing and |
(iv) | if the Local Loans to be borrowed are Eurocurrency Loans or (if it is customary in the relevant jurisdiction for Local Rate Loans to be subject to Interest Periods) Local Rate Loans, the length of the Interest Period or Interest Periods applicable thereto. |
(i) | the validity or genuineness of documents or of any endorsements thereon, even though such documents shall in fact later prove to be invalid, fraudulent or forged; |
(ii) | any dispute between or among the Borrower and any beneficiary of any Letter of Credit or any other party to which such Letter of Credit may be transferred; |
(iii) | any claims whatsoever of the Borrower against any beneficiary of such Letter of Credit or any such transferee; |
(iv) | any other events or circumstances that, pursuant to applicable law or the applicable customs and practices promulgated by the ICC, are not within the responsibility of such Issuing Lender; |
(v) | waiver by such Issuing Lender of any requirement that exists for such Issuing Lender’s protection and not the protection of the Borrower or any waiver by such Issuing Lender which does not in fact materially prejudice the Borrower; |
(vi) | honor of a demand for payment presented electronically even if such Letter of Credit requires that demand be in the form of a draft; |
(vii) | any payment made by such Issuing Lender in respect of an otherwise complying item presented after the date specified as the expiration date of, or the date by which documents must be received under, such Letter of Credit if presentation after such date is authorized by the Uniform Commercial Code, the ISP or the UCP, as applicable; |
(viii) | any payment by such Issuing Lender under such Letter of Credit against presentation of a draft or certificate that does not strictly comply with the terms of such Letter of Credit; or any payment made by such Issuing Lender under such Letter of Credit to any Person purporting to be a trustee in bankruptcy, debtor-in-possession, assignee for the benefit of creditors, liquidator, receiver or other representative of or successor to any beneficiary or any transferee of such Letter of Credit, including any arising in connection with any proceeding under any Debtor Relief Law; |
(ix) | any adverse change in the relevant exchange rates or in the availability of the relevant Permitted Foreign Currency to the Borrower or any Subsidiary or in the relevant currency markets generally; or |
(x) | any other circumstance or happening whatsoever, whether or not similar to any of the foregoing, including any other circumstance that might otherwise constitute a defense available to, or a discharge of, the Borrower or any Subsidiary, except, in each case, for errors, omissions, interruptions or delays resulting from the gross negligence or willful misconduct of such Issuing Lender or its employees or agents. |
(i) | any action taken or omitted in connection herewith at the request or with the approval of the Lenders or the Majority Facility Lenders or the Borrower, as applicable; |
(ii) | any action taken or omitted in the absence of gross negligence or willful misconduct (such gross negligence or willful misconduct, as determined by a final and non-appealable judgment of a court of competent jurisdiction); |
(iii) | the due execution, effectiveness, validity or enforceability of any document or instrument related to any Letter of Credit or related Application, or any other document, agreement and instrument entered into by such Issuing Lender and the Borrower (or any Restricted Subsidiary) or in favor of such Issuing Lender and relating to such Letter of Credit; or |
(iv) | any special, indirect, punitive or consequential damages. |
The Borrower:
|
Revlon Consumer Products Corporation
One New York Plaza
New York, New York 10004
Attention: Michael T. Sheehan, Senior Vice President, Deputy General Counsel and Secretary
Telephone: (212) 527-5539
Email: Michael.Sheehan@revlon.com
|
Attention: Siobhan Anderson
Email: Siobhan.Anderson@revlon.com
Attention: Donald Eng
Email: Donald.Eng@revlon.com
|
|
With a copy (which shall not constitute notice) to:
|
Paul, Weiss, Rifkind, Wharton &Garrison LLP
1285 Avenue of the Americas
New York, New York 10019-6064
Attention: Catherine Goodall
Telecopy: (212) 492-0919
Telephone: (212)373-3919
Email: CGoodall@paulweiss.com
|
Agents:
|
For loan borrowing notices, continuations, conversions, and payments:
Citibank, N.A.
Citigroup / ABTF Global Loans
1615 Brett Road
New Castle, DE 19720
Attention: Kimberly M. Shelton
Email: Kimberly.Shelton@citi.com
For financial statements, certificates, other information:
Citibank, N.A.
Asset Based & Transitional Finance
390 Greenwich Street, 1
st
Fl
New York, NY 10013
Attention: Thomas Halsch
Email: Thomas.Halsch@citi.com
|
With a copy (which shall not constitute notice) to:
|
Latham & Watkins LLP
885 Third Avenue
New York, NY 10022
Attention: Eugene Mazzaro / Alfred Xue
Telecopy: (212) 751-4864
Telephone: (212) 906-1200
Email: Eugene.Mazzaro@lw.com / Alfred.Xue@lw.com
|
Issuing Lenders:
|
Citibank, N.A.
Citigroup / ABTF Global Loans
1615 Brett Road
New Castle, DE 19720
Attention: Kimberly M. Shelton
Email:
Kimberly.Shelton@citi.com
JPMorgan Chase Bank, N.A.
277 Park Avenue, 22nd Floor
New York, NY 10172
Attention: Donna DiForio
Email: Donna.DiForio@jpmorgan.com
Bank of America, N.A.
Business Capital-Trade & International Services Group
450 B Street, Suite 430
San Diego, CA 92101
Attention: JoAnn Regina
Vice President, Credit Support Manager
Telecopy: (619) 515-5793
Telephone: (904) 312-5688
Email: JoAnn.Regina@BAML.com
|
Swingline Lender:
|
Citibank, N.A.
Citigroup / ABTF Global Loans
1615 Brett Road
New Castle, DE 19720
Attention: Kimberly M. Shelton
Email:
Kimberly.Shelton@citi.com
|
(1) | to its partners that are natural persons, members that are natural persons, directors, officers, employees, counsel, advisors, trustees and Affiliates (collectively, the “Representatives”), to the extent necessary to permit such Representatives to assist in connection with the Agreed Purposes (it being understood that the Representatives to whom such disclosure is made will be informed of the confidential nature of such Confidential Information and instructed to keep such Confidential Information confidential, with the applicable Agent or Lender responsible for the breach of this Section 10.14 by such Representatives as if they were party hereto); |
(2) | to any pledgee referred to in Section 10.6(d) and prospective Lenders and participants in connection with the syndication (including secondary trading) of the Facilities and Commitments and Loans hereunder (excluding any Disqualified Institution), in each case who are informed of the confidential nature of the information and agree to observe and be bound by standard confidentiality terms at least as favorable to the Borrower and its Affiliates as those contained in this Section 10.14 ; |
(3) | to any party or prospective party (or their advisors) to any swap, derivative or similar transaction under which payments are made by reference to the Borrower and the Obligations, this Agreement or payments hereunder, in each case who are informed of the confidential nature of the information and agree to observe and be bound by standard confidentiality terms at least as favorable to the Borrower and its Affiliates as those contained in this Section 10.14 ; |
(4) | upon the request or demand of any Governmental Authority having or purporting to have jurisdiction over it; |
(5) | in response to any order of any Governmental Authority or as may otherwise be required pursuant to any Requirement of Law, provided , that in the case of clauses (4) and (5) , the disclosing Agent or Lender, as applicable, agrees, to the extent practicable and not prohibited by applicable Law, to notify the Borrower prior to such disclosure and cooperate with the Borrower in obtaining an appropriate protective order (except with respect to any audit or examination conducted by bank accountants or any governmental bank regulatory authority exercising examination or regulatory authority); |
(6) | to the extent reasonably required or necessary, in connection with any litigation or similar proceeding relating to the Facilities; |
(7) | information that has been publicly disclosed other than in breach of this Section 10.14 ; |
(8) | to the National Association of Insurance Commissioners or any similar organization or any nationally recognized rating agency that requires access to information about a Lender’s investment portfolio in connection with ratings issued with respect to such Lender or in connection with examinations or audits of such Lender; |
(9) | to the extent reasonably required or necessary, in connection with the exercise of any remedy under the Loan Documents; provided , that each Agent and Lender uses commercially reasonable efforts to ensure that such information is kept confidential in connection with such exercise of remedies and the recipient is informed of the confidential nature of the information; |
(10) | to the extent the Borrower has consented to such disclosure in writing; |
(11) | to any other party to this Agreement; |
(12) | to the extent that such information is received from a third party that is not, to such Agent or Lender’s knowledge, subject to contractual or fiduciary confidentiality obligations owing to the Borrower and its Affiliates and their related parties; |
(13) | to the extent that such information is independently developed by such Agent or Lender; or |
(14) | by the Administrative Agent to the extent reasonably required or necessary to obtain a CUSIP for any Loans or Commitment hereunder, to the CUSIP Service Bureau. |
REVLON CONSUMER PRODUCTS CORPORATION,
|
||
as Borrower
|
||
By:
|
/s/ Michael T. Sheehan
|
|
Name: Michael T. Sheehan
|
||
Title: Senior Vice President, Deputy General Counsel and Secretary
|
||
REVLON, INC. (solely for purposes of
Section 7A
),
|
||
as Holdings
|
||
By:
|
/s/ Michael T. Sheehan
|
|
Name: MichaelT. Sheehan
|
||
Title: Senior Vice President, Deputy General Counsel and Secretary
|
||
Citibank, N.A.,
as Administrative Agent and Collateral Agent,
|
||
By:
|
/s/ Thomas M. Halsch
|
|
Name: Thomas M. Halsch
|
||
Title:Vice President
|
||
Citibank, N.A., as Issuing Lender and Swingline Lender
and a Lender
|
||
By:
|
/s/ Thomas M. Halsch
|
|
Name: Thomas M. Halsch
|
||
Title: Vice President
|
||
BANK OF AMERICA, N.A.,
|
||
as a Lender
|
||
By:
|
/s/ Aagni Kothari
|
|
Name: Aagni Kothari
|
||
Title:Credit Officer
|
||
BANK OF AMERICA, N.A.,
|
||
as a Issuing Lender
|
||
By:
|
/s/ Susanna Profis
|
|
Name: Susanna Profis
|
||
Title:Senior Vice President
|
||
WELLS FARGO BANK, NATIONAL ASSOCIATION,
|
||
as a Lender
|
||
By:
|
/s/ Nathan McIntosh
|
|
Name: Nathan McIntosh
|
||
Title:Duly Authorized Signer
|
||
DEUTSCHE BANK AG NEW YORK BRANCH,
|
||
as a Lender
|
||
By:
|
/s/ Peter Cucchiara
|
|
Name: Peter Cucchiara
|
||
Title:Vice President
|
||
By:
|
/s/ Benjamin Souh
|
|
Name: Benjamin Souh
|
||
Title:Vice President
|
||
JPMorgan Chase Bank, N.A.,
|
||
as a Lender
|
||
By:
|
/s/ Donna DiForio
|
|
Name: Donna DiForio
|
||
Title:Authorized Officer
|
||
JPMorgan Chase Bank, N.A.,
|
||
as a Issuing Lender
|
||
By:
|
/s/ Donna DiForio
|
|
Name: Donna DiForio
|
||
Title: Authorized Officer
|
||
Macquarie Capital Funding LLC,
|
||
as a Lender
|
||
By:
|
/s/ Lisa Grushkin
|
|
Name: Lisa Grushkin
|
||
Title:Authorized Signatory
|
||
By:
|
/s/ Michael Barrish
|
|
Name: Michael Barrish
|
||
Title: Authorized Signatory
|
||
BARCLAYS BANK PLC,
|
||
as a Lender
|
||
By:
|
/s/ Marguerite Sutton
|
|
Name: Marguerite Sutton
|
||
Title: Vice President
|
TRADE
DATE
|
VALUE
DATE
|
ENTITY
|
COUNTER
PARTY
|
INSTRUMENT
TYPE
|
DEAL NAME/ NO/
TRADE ID
|
CURRENCY
PAIR
|
COMPANY
ACTION
|
NOTIONAL
|
11/17/2015
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4A
|
USDCHF
|
Sell USD
|
$ 310,719.83
|
11/17/2015
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4B
|
USDCHF
|
Sell USD
|
$ 311,041.99
|
11/17/2015
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4C
|
USDCHF
|
Sell USD
|
$ 311,364.82
|
11/17/2015
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4D
|
USDCHF
|
Sell USD
|
$ 311,688.31
|
11/17/2015
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4E
|
USDCHF
|
Sell USD
|
$ 312,012.48
|
11/17/2015
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4F
|
USDCHF
|
Sell USD
|
$ 312,337.32
|
11/17/2015
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4G
|
USDCHF
|
Sell USD
|
$ 312,662.85
|
11/17/2015
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4H
|
USDCHF
|
Sell USD
|
$ 312,989.05
|
11/17/2015
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4I
|
USDCHF
|
Sell USD
|
$ 313,315.93
|
11/17/2015
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4M
|
USDCHF
|
Sell USD
|
$ 301,356.10
|
11/17/2015
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4N
|
USDCHF
|
Sell USD
|
$ 301,659.13
|
11/17/2015
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4O
|
USDCHF
|
Sell USD
|
$ 301,962.76
|
11/17/2015
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4P
|
USDCHF
|
Sell USD
|
$ 302,267.00
|
11/17/2015
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4Q
|
USDCHF
|
Sell USD
|
$ 302,571.86
|
11/17/2015
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4R
|
USDCHF
|
Sell USD
|
$ 302,877.33
|
11/17/2015
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4S
|
USDCHF
|
Sell USD
|
$ 303,183.43
|
11/17/2015
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4T
|
USDCHF
|
Sell USD
|
$ 303,490.14
|
11/17/2015
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SO4U
|
USDCHF
|
Sell USD
|
$ 303,797.47
|
11/18/2015
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUP2
|
USDCHF
|
Sell USD
|
$ 310,077.52
|
11/18/2015
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUP3
|
USDCHF
|
Sell USD
|
$ 310,398.34
|
11/18/2015
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUP4
|
USDCHF
|
Sell USD
|
$ 310,719.83
|
11/18/2015
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUP5
|
USDCHF
|
Sell USD
|
$ 311,041.99
|
11/18/2015
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUP6
|
USDCHF
|
Sell USD
|
$ 311,364.82
|
11/18/2015
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUP7
|
USDCHF
|
Sell USD
|
$ 311,688.31
|
11/18/2015
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUP8
|
USDCHF
|
Sell USD
|
$ 312,012.48
|
11/18/2015
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUP9
|
USDCHF
|
Sell USD
|
$ 312,337.32
|
11/18/2015
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUPA
|
USDCHF
|
Sell USD
|
$ 312,662.85
|
11/18/2015
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUPE
|
USDCHF
|
Sell USD
|
$ 300,751.88
|
11/18/2015
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUPF
|
USDCHF
|
Sell USD
|
$ 301,053.69
|
11/18/2015
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUPG
|
USDCHF
|
Sell USD
|
$ 301,356.10
|
11/18/2015
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUPH
|
USDCHF
|
Sell USD
|
$ 301,659.13
|
11/18/2015
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUPI
|
USDCHF
|
Sell USD
|
$ 301,962.76
|
11/18/2015
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUPJ
|
USDCHF
|
Sell USD
|
$ 302,267.00
|
11/18/2015
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUPK
|
USDCHF
|
Sell USD
|
$ 302,571.86
|
11/18/2015
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUPL
|
USDCHF
|
Sell USD
|
$ 302,877.33
|
11/18/2015
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4SUPM
|
USDCHF
|
Sell USD
|
$ 303,183.43
|
11/25/2015
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWEW
|
USDCHF
|
Sell USD
|
$ 307,850.18
|
11/25/2015
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWEX
|
USDCHF
|
Sell USD
|
$ 308,166.41
|
11/25/2015
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWEY
|
USDCHF
|
Sell USD
|
$ 308,483.29
|
11/25/2015
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWEZ
|
USDCHF
|
Sell USD
|
$ 308,800.82
|
11/25/2015
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWF0
|
USDCHF
|
Sell USD
|
$ 309,119.01
|
11/25/2015
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWF1
|
USDCHF
|
Sell USD
|
$ 309,437.85
|
11/25/2015
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWF2
|
USDCHF
|
Sell USD
|
$ 309,757.36
|
11/25/2015
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWF3
|
USDCHF
|
Sell USD
|
$ 310,077.52
|
11/25/2015
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWF4
|
USDCHF
|
Sell USD
|
$ 310,398.34
|
11/25/2015
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWF8
|
USDCHF
|
Sell USD
|
$ 298,656.05
|
11/25/2015
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWF9
|
USDCHF
|
Sell USD
|
$ 298,953.66
|
11/25/2015
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWFA
|
USDCHF
|
Sell USD
|
$ 299,251.87
|
11/25/2015
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWFB
|
USDCHF
|
Sell USD
|
$ 299,550.67
|
11/25/2015
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWFC
|
USDCHF
|
Sell USD
|
$ 299,850.07
|
11/25/2015
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWFD
|
USDCHF
|
Sell USD
|
$ 300,150.08
|
11/25/2015
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWFE
|
USDCHF
|
Sell USD
|
$ 300,450.68
|
11/25/2015
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWFF
|
USDCHF
|
Sell USD
|
$ 300,751.88
|
11/25/2015
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4TWFG
|
USDCHF
|
Sell USD
|
$ 301,053.69
|
11/30/2015
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLI
|
USDCHF
|
Sell USD
|
$ 305,188.20
|
11/30/2015
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLJ
|
USDCHF
|
Sell USD
|
$ 305,498.98
|
11/30/2015
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLK
|
USDCHF
|
Sell USD
|
$ 305,810.40
|
11/30/2015
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLL
|
USDCHF
|
Sell USD
|
$ 306,122.45
|
11/30/2015
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLM
|
USDCHF
|
Sell USD
|
$ 306,435.14
|
11/30/2015
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLN
|
USDCHF
|
Sell USD
|
$ 306,748.47
|
11/30/2015
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLO
|
USDCHF
|
Sell USD
|
$ 307,062.44
|
11/30/2015
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLP
|
USDCHF
|
Sell USD
|
$ 307,377.05
|
11/30/2015
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLQ
|
USDCHF
|
Sell USD
|
$ 307,692.31
|
11/30/2015
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLU
|
USDCHF
|
Sell USD
|
$ 296,150.05
|
11/30/2015
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLV
|
USDCHF
|
Sell USD
|
$ 296,442.69
|
11/30/2015
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLW
|
USDCHF
|
Sell USD
|
$ 296,735.91
|
11/30/2015
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLX
|
USDCHF
|
Sell USD
|
$ 297,029.70
|
11/30/2015
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLY
|
USDCHF
|
Sell USD
|
$ 297,324.08
|
11/30/2015
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFLZ
|
USDCHF
|
Sell USD
|
$ 297,619.05
|
11/30/2015
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFM0
|
USDCHF
|
Sell USD
|
$ 297,914.60
|
11/30/2015
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFM1
|
USDCHF
|
Sell USD
|
$ 298,210.74
|
11/30/2015
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-4UFM2
|
USDCHF
|
Sell USD
|
$ 298,507.46
|
2/3/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFH
|
EURUSD
|
Buy USD
|
$ 292,923.00
|
2/3/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFI
|
EURUSD
|
Buy USD
|
$ 292,653.00
|
2/3/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFJ
|
EURUSD
|
Buy USD
|
$ 292,383.00
|
2/3/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFK
|
EURUSD
|
Buy USD
|
$ 81,142.50
|
2/3/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFL
|
EURUSD
|
Buy USD
|
$ 81,067.50
|
2/3/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFM
|
EURUSD
|
Buy USD
|
$ 80,992.50
|
2/3/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFN
|
EURUSD
|
Buy USD
|
$ 161,835.00
|
2/3/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFO
|
EURUSD
|
Buy USD
|
$ 161,685.00
|
2/3/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFP
|
EURUSD
|
Buy USD
|
$ 161,535.00
|
2/3/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFT
|
EURUSD
|
Buy USD
|
$ 301,023.00
|
2/3/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFU
|
EURUSD
|
Buy USD
|
$ 300,753.00
|
2/3/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFV
|
EURUSD
|
Buy USD
|
$ 300,483.00
|
2/3/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFW
|
EURUSD
|
Buy USD
|
$ 83,392.50
|
2/3/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFX
|
EURUSD
|
Buy USD
|
$ 83,317.50
|
2/3/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFY
|
EURUSD
|
Buy USD
|
$ 83,242.50
|
2/3/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IFZ
|
EURUSD
|
Buy USD
|
$ 166,335.00
|
2/3/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IG0
|
EURUSD
|
Buy USD
|
$ 166,185.00
|
2/3/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54IG1
|
EURUSD
|
Buy USD
|
$ 166,035.00
|
2/4/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZK
|
EURUSD
|
Buy USD
|
$ 295,218.00
|
2/4/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZL
|
EURUSD
|
Buy USD
|
$ 294,948.00
|
2/4/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZM
|
EURUSD
|
Buy USD
|
$ 294,678.00
|
2/4/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZN
|
EURUSD
|
Buy USD
|
$ 81,780.00
|
2/4/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZO
|
EURUSD
|
Buy USD
|
$ 81,705.00
|
2/4/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZP
|
EURUSD
|
Buy USD
|
$ 81,630.00
|
2/4/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZQ
|
EURUSD
|
Buy USD
|
$ 163,110.00
|
2/4/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZR
|
EURUSD
|
Buy USD
|
$ 162,960.00
|
2/4/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZS
|
EURUSD
|
Buy USD
|
$ 162,810.00
|
2/4/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZW
|
EURUSD
|
Buy USD
|
$ 303,318.00
|
2/4/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZX
|
EURUSD
|
Buy USD
|
$ 303,048.00
|
2/4/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZY
|
EURUSD
|
Buy USD
|
$ 302,778.00
|
2/4/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54PZZ
|
EURUSD
|
Buy USD
|
$ 84,030.00
|
2/4/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54Q00
|
EURUSD
|
Buy USD
|
$ 83,955.00
|
2/4/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54Q01
|
EURUSD
|
Buy USD
|
$ 83,880.00
|
2/4/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54Q02
|
EURUSD
|
Buy USD
|
$ 167,610.00
|
2/4/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54Q03
|
EURUSD
|
Buy USD
|
$ 167,460.00
|
2/4/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-54Q04
|
EURUSD
|
Buy USD
|
$ 167,310.00
|
2/9/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7D
|
EURUSD
|
Buy USD
|
$ 297,243.00
|
2/9/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7E
|
EURUSD
|
Buy USD
|
$ 296,973.00
|
2/9/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7F
|
EURUSD
|
Buy USD
|
$ 296,703.00
|
2/9/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7G
|
EURUSD
|
Buy USD
|
$ 82,342.50
|
2/9/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7H
|
EURUSD
|
Buy USD
|
$ 82,267.50
|
2/9/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7I
|
EURUSD
|
Buy USD
|
$ 82,192.50
|
2/9/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7J
|
EURUSD
|
Buy USD
|
$ 164,235.00
|
2/9/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7K
|
EURUSD
|
Buy USD
|
$ 164,085.00
|
2/9/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7L
|
EURUSD
|
Buy USD
|
$ 163,935.00
|
2/9/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7P
|
EURUSD
|
Buy USD
|
$ 305,343.00
|
2/9/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7Q
|
EURUSD
|
Buy USD
|
$ 305,073.00
|
2/9/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7R
|
EURUSD
|
Buy USD
|
$ 304,803.00
|
2/9/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7S
|
EURUSD
|
Buy USD
|
$ 84,592.50
|
2/9/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7T
|
EURUSD
|
Buy USD
|
$ 84,517.50
|
2/9/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7U
|
EURUSD
|
Buy USD
|
$ 84,442.50
|
2/9/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7V
|
EURUSD
|
Buy USD
|
$ 168,735.00
|
2/9/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7W
|
EURUSD
|
Buy USD
|
$ 168,585.00
|
2/9/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-55M7X
|
EURUSD
|
Buy USD
|
$ 168,435.00
|
3/10/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALR6
|
EURUSD
|
Buy USD
|
$ 292,221.00
|
3/10/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALR7
|
EURUSD
|
Buy USD
|
$ 291,951.00
|
3/10/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALR8
|
EURUSD
|
Buy USD
|
$ 291,681.00
|
3/10/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALR9
|
EURUSD
|
Buy USD
|
$ 80,947.50
|
3/10/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRA
|
EURUSD
|
Buy USD
|
$ 80,872.50
|
3/10/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRB
|
EURUSD
|
Buy USD
|
$ 80,797.50
|
3/10/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRC
|
EURUSD
|
Buy USD
|
$ 161,445.00
|
3/10/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRD
|
EURUSD
|
Buy USD
|
$ 161,295.00
|
3/10/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRE
|
EURUSD
|
Buy USD
|
$ 161,145.00
|
3/10/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRI
|
EURUSD
|
Buy USD
|
$ 300,321.00
|
3/10/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRJ
|
EURUSD
|
Buy USD
|
$ 300,051.00
|
3/10/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRK
|
EURUSD
|
Buy USD
|
$ 299,781.00
|
3/10/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRL
|
EURUSD
|
Buy USD
|
$ 83,197.50
|
3/10/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRM
|
EURUSD
|
Buy USD
|
$ 83,122.50
|
3/10/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRN
|
EURUSD
|
Buy USD
|
$ 83,047.50
|
3/10/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRO
|
EURUSD
|
Buy USD
|
$ 165,945.00
|
3/10/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRP
|
EURUSD
|
Buy USD
|
$ 165,795.00
|
3/10/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5ALRQ
|
EURUSD
|
Buy USD
|
$ 165,645.00
|
3/16/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4CL
|
EURUSD
|
Buy USD
|
$ 293,868.00
|
3/16/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4CM
|
EURUSD
|
Buy USD
|
$ 293,598.00
|
3/16/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4CN
|
EURUSD
|
Buy USD
|
$ 293,328.00
|
3/16/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4CO
|
EURUSD
|
Buy USD
|
$ 81,405.00
|
3/16/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4CP
|
EURUSD
|
Buy USD
|
$ 81,330.00
|
3/16/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4CQ
|
EURUSD
|
Buy USD
|
$ 81,255.00
|
3/16/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4CR
|
EURUSD
|
Buy USD
|
$ 162,360.00
|
3/16/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4CS
|
EURUSD
|
Buy USD
|
$ 162,210.00
|
3/16/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4CT
|
EURUSD
|
Buy USD
|
$ 162,060.00
|
3/16/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4CX
|
EURUSD
|
Buy USD
|
$ 301,968.00
|
3/16/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4CY
|
EURUSD
|
Buy USD
|
$ 301,698.00
|
3/16/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4CZ
|
EURUSD
|
Buy USD
|
$ 301,428.00
|
3/16/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4D0
|
EURUSD
|
Buy USD
|
$ 83,655.00
|
3/16/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4D1
|
EURUSD
|
Buy USD
|
$ 83,580.00
|
3/16/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4D2
|
EURUSD
|
Buy USD
|
$ 83,505.00
|
3/16/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4D3
|
EURUSD
|
Buy USD
|
$ 166,860.00
|
3/16/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4D4
|
EURUSD
|
Buy USD
|
$ 166,710.00
|
3/16/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C4D5
|
EURUSD
|
Buy USD
|
$ 166,560.00
|
3/17/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9AY
|
EURUSD
|
Buy USD
|
$ 295,623.00
|
3/17/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9AZ
|
EURUSD
|
Buy USD
|
$ 295,353.00
|
3/17/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9B0
|
EURUSD
|
Buy USD
|
$ 295,083.00
|
3/17/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9B1
|
EURUSD
|
Buy USD
|
$ 81,892.50
|
3/17/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9B2
|
EURUSD
|
Buy USD
|
$ 81,817.50
|
3/17/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9B3
|
EURUSD
|
Buy USD
|
$ 81,742.50
|
3/17/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9B4
|
EURUSD
|
Buy USD
|
$ 163,335.00
|
3/17/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9B5
|
EURUSD
|
Buy USD
|
$ 163,185.00
|
3/17/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9B6
|
EURUSD
|
Buy USD
|
$ 163,035.00
|
3/17/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9BA
|
EURUSD
|
Buy USD
|
$ 303,723.00
|
3/17/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9BB
|
EURUSD
|
Buy USD
|
$ 303,453.00
|
3/17/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9BC
|
EURUSD
|
Buy USD
|
$ 303,183.00
|
3/17/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9BD
|
EURUSD
|
Buy USD
|
$ 84,142.50
|
3/17/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9BE
|
EURUSD
|
Buy USD
|
$ 84,067.50
|
3/17/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9BF
|
EURUSD
|
Buy USD
|
$ 83,992.50
|
3/17/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9BG
|
EURUSD
|
Buy USD
|
$ 167,835.00
|
3/17/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9BH
|
EURUSD
|
Buy USD
|
$ 167,685.00
|
3/17/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5C9BI
|
EURUSD
|
Buy USD
|
$ 167,535.00
|
3/17/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPA
|
EURUSD
|
Buy USD
|
$ 296,028.00
|
3/17/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPB
|
EURUSD
|
Buy USD
|
$ 295,758.00
|
3/17/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPC
|
EURUSD
|
Buy USD
|
$ 295,488.00
|
3/17/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPD
|
EURUSD
|
Buy USD
|
$ 82,005.00
|
3/17/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPE
|
EURUSD
|
Buy USD
|
$ 81,930.00
|
3/17/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPF
|
EURUSD
|
Buy USD
|
$ 81,855.00
|
3/17/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPG
|
EURUSD
|
Buy USD
|
$ 163,560.00
|
3/17/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPH
|
EURUSD
|
Buy USD
|
$ 163,410.00
|
3/17/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPI
|
EURUSD
|
Buy USD
|
$ 163,260.00
|
3/17/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPM
|
EURUSD
|
Buy USD
|
$ 304,128.00
|
3/17/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPN
|
EURUSD
|
Buy USD
|
$ 303,858.00
|
3/17/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPO
|
EURUSD
|
Buy USD
|
$ 303,588.00
|
3/17/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPP
|
EURUSD
|
Buy USD
|
$ 84,255.00
|
3/17/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPQ
|
EURUSD
|
Buy USD
|
$ 84,180.00
|
3/17/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPR
|
EURUSD
|
Buy USD
|
$ 84,105.00
|
3/17/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPS
|
EURUSD
|
Buy USD
|
$ 168,060.00
|
3/17/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPT
|
EURUSD
|
Buy USD
|
$ 167,910.00
|
3/17/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5CBPU
|
EURUSD
|
Buy USD
|
$ 167,760.00
|
3/30/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0H
|
EURUSD
|
Buy USD
|
$ 296,838.00
|
3/30/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0I
|
EURUSD
|
Buy USD
|
$ 296,568.00
|
3/30/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0J
|
EURUSD
|
Buy USD
|
$ 296,298.00
|
3/30/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0K
|
EURUSD
|
Buy USD
|
$ 82,230.00
|
3/30/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0L
|
EURUSD
|
Buy USD
|
$ 82,155.00
|
3/30/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0M
|
EURUSD
|
Buy USD
|
$ 82,080.00
|
3/30/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0N
|
EURUSD
|
Buy USD
|
$ 164,010.00
|
3/30/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0O
|
EURUSD
|
Buy USD
|
$ 163,860.00
|
3/30/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0P
|
EURUSD
|
Buy USD
|
$ 163,710.00
|
3/30/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0T
|
EURUSD
|
Buy USD
|
$ 304,938.00
|
3/30/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0U
|
EURUSD
|
Buy USD
|
$ 304,668.00
|
3/30/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0V
|
EURUSD
|
Buy USD
|
$ 304,398.00
|
3/30/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0W
|
EURUSD
|
Buy USD
|
$ 84,480.00
|
3/30/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0X
|
EURUSD
|
Buy USD
|
$ 84,405.00
|
3/30/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0Y
|
EURUSD
|
Buy USD
|
$ 84,330.00
|
3/30/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU0Z
|
EURUSD
|
Buy USD
|
$ 168,510.00
|
3/30/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU10
|
EURUSD
|
Buy USD
|
$ 168,360.00
|
3/30/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5EU11
|
EURUSD
|
Buy USD
|
$ 168,210.00
|
3/31/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1YX
|
EURUSD
|
Buy USD
|
$ 298,161.00
|
3/31/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1YY
|
EURUSD
|
Buy USD
|
$ 297,891.00
|
3/31/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1YZ
|
EURUSD
|
Buy USD
|
$ 297,621.00
|
3/31/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1Z0
|
EURUSD
|
Buy USD
|
$ 82,597.50
|
3/31/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1Z1
|
EURUSD
|
Buy USD
|
$ 82,522.50
|
3/31/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1Z2
|
EURUSD
|
Buy USD
|
$ 82,447.50
|
3/31/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1Z3
|
EURUSD
|
Buy USD
|
$ 164,745.00
|
3/31/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1Z4
|
EURUSD
|
Buy USD
|
$ 164,595.00
|
3/31/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1Z5
|
EURUSD
|
Buy USD
|
$ 164,445.00
|
3/31/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1Z9
|
EURUSD
|
Buy USD
|
$ 306,261.00
|
3/31/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1ZA
|
EURUSD
|
Buy USD
|
$ 305,991.00
|
3/31/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1ZB
|
EURUSD
|
Buy USD
|
$ 305,721.00
|
3/31/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1ZC
|
EURUSD
|
Buy USD
|
$ 84,847.50
|
3/31/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1ZD
|
EURUSD
|
Buy USD
|
$ 84,772.50
|
3/31/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1ZE
|
EURUSD
|
Buy USD
|
$ 84,697.50
|
3/31/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1ZF
|
EURUSD
|
Buy USD
|
$ 169,245.00
|
3/31/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1ZG
|
EURUSD
|
Buy USD
|
$ 169,095.00
|
3/31/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5F1ZH
|
EURUSD
|
Buy USD
|
$ 168,945.00
|
6/22/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUNV
|
GBPUSD
|
Buy USD
|
$ 284,600.00
|
6/22/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUNW
|
GBPUSD
|
Buy USD
|
$ 319,950.00
|
6/22/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUNX
|
GBPUSD
|
Buy USD
|
$ 355,250.00
|
6/22/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUNY
|
GBPUSD
|
Buy USD
|
$ 106,500.00
|
6/22/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUNZ
|
GBPUSD
|
Buy USD
|
$ 106,425.00
|
6/22/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUO0
|
GBPUSD
|
Buy USD
|
$ 106,350.00
|
6/22/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUO1
|
GBPUSD
|
Buy USD
|
$ 212,550.00
|
6/22/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUO2
|
GBPUSD
|
Buy USD
|
$ 212,400.00
|
6/22/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUO3
|
GBPUSD
|
Buy USD
|
$ 212,250.00
|
6/22/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUO7
|
GBPUSD
|
Buy USD
|
$ 290,600.00
|
6/22/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUO8
|
GBPUSD
|
Buy USD
|
$ 326,700.00
|
6/22/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUO9
|
GBPUSD
|
Buy USD
|
$ 362,750.00
|
6/22/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUOA
|
GBPUSD
|
Buy USD
|
$ 108,750.00
|
6/22/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUOB
|
GBPUSD
|
Buy USD
|
$ 108,675.00
|
6/22/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUOC
|
GBPUSD
|
Buy USD
|
$ 108,600.00
|
6/22/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUOD
|
GBPUSD
|
Buy USD
|
$ 217,050.00
|
6/22/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUOE
|
GBPUSD
|
Buy USD
|
$ 216,900.00
|
6/22/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5YUOF
|
GBPUSD
|
Buy USD
|
$ 216,750.00
|
6/23/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0Z7
|
GBPUSD
|
Buy USD
|
$ 288,340.00
|
6/23/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0Z8
|
GBPUSD
|
Buy USD
|
$ 324,157.50
|
6/23/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0Z9
|
GBPUSD
|
Buy USD
|
$ 359,925.00
|
6/23/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZA
|
GBPUSD
|
Buy USD
|
$ 107,902.50
|
6/23/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZB
|
GBPUSD
|
Buy USD
|
$ 107,827.50
|
6/23/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZD
|
GBPUSD
|
Buy USD
|
$ 107,752.50
|
6/23/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZE
|
GBPUSD
|
Buy USD
|
$ 215,355.00
|
6/23/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZF
|
GBPUSD
|
Buy USD
|
$ 215,205.00
|
6/23/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZG
|
GBPUSD
|
Buy USD
|
$ 215,055.00
|
6/23/2016
|
9/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZK
|
GBPUSD
|
Buy USD
|
$ 294,340.00
|
6/23/2016
|
10/31/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZL
|
GBPUSD
|
Buy USD
|
$ 330,907.50
|
6/23/2016
|
11/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZM
|
GBPUSD
|
Buy USD
|
$ 367,425.00
|
6/23/2016
|
12/30/2016
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZN
|
GBPUSD
|
Buy USD
|
$ 110,152.50
|
6/23/2016
|
1/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZO
|
GBPUSD
|
Buy USD
|
$ 110,077.50
|
6/23/2016
|
2/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZP
|
GBPUSD
|
Buy USD
|
$ 110,002.50
|
6/23/2016
|
3/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZR
|
GBPUSD
|
Buy USD
|
$ 219,855.00
|
6/23/2016
|
4/28/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZS
|
GBPUSD
|
Buy USD
|
$ 219,705.00
|
6/23/2016
|
5/31/2017
|
ELARDINT
|
JPMC
|
Vanilla Option
|
DGV-5Z0ZT
|
GBPUSD
|
Buy USD
|
$ 219,555.00
|
2/26/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QVW
|
USDCAD
|
Buy USD
|
$ 175,940.18
|
2/26/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QVX
|
USDCAD
|
Buy USD
|
$ 135,521.21
|
2/26/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QVY
|
USDCAD
|
Buy USD
|
$ 183,002.71
|
2/26/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QVZ
|
USDCAD
|
Buy USD
|
$ 87,777.05
|
2/26/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QW0
|
USDCAD
|
Buy USD
|
$ 109,641.11
|
2/26/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QW1
|
USDCAD
|
Buy USD
|
$ 204,513.91
|
2/26/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QW2
|
USDCAD
|
Buy USD
|
$ 54,740.53
|
2/26/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QW3
|
USDCAD
|
Buy USD
|
$ 109,401.21
|
2/26/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QW4
|
USDCAD
|
Buy USD
|
$ 163,982.22
|
2/26/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QW8
|
USDCAD
|
Buy USD
|
$ 172,154.08
|
2/26/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QW9
|
USDCAD
|
Buy USD
|
$ 132,606.98
|
2/26/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QWA
|
USDCAD
|
Buy USD
|
$ 179,070.27
|
2/26/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QWB
|
USDCAD
|
Buy USD
|
$ 85,892.21
|
2/26/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QWD
|
USDCAD
|
Buy USD
|
$ 107,288.46
|
2/26/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QWE
|
USDCAD
|
Buy USD
|
$ 200,128.65
|
2/26/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QWF
|
USDCAD
|
Buy USD
|
$ 53,567.60
|
2/26/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QWG
|
USDCAD
|
Buy USD
|
$ 107,058.74
|
2/26/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-57QWH
|
USDCAD
|
Buy USD
|
$ 160,473.58
|
3/1/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586O8
|
USDCAD
|
Buy USD
|
$ 176,847.69
|
3/1/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586O9
|
USDCAD
|
Buy USD
|
$ 136,219.72
|
3/1/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OA
|
USDCAD
|
Buy USD
|
$ 183,945.26
|
3/1/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OB
|
USDCAD
|
Buy USD
|
$ 88,228.81
|
3/1/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OC
|
USDCAD
|
Buy USD
|
$ 110,204.98
|
3/1/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OD
|
USDCAD
|
Buy USD
|
$ 205,564.94
|
3/1/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OE
|
USDCAD
|
Buy USD
|
$ 55,021.64
|
3/1/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OF
|
USDCAD
|
Buy USD
|
$ 109,962.61
|
3/1/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OG
|
USDCAD
|
Buy USD
|
$ 164,823.09
|
3/1/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OK
|
USDCAD
|
Buy USD
|
$ 173,022.85
|
3/1/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OL
|
USDCAD
|
Buy USD
|
$ 133,275.70
|
3/1/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OM
|
USDCAD
|
Buy USD
|
$ 179,972.64
|
3/1/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586ON
|
USDCAD
|
Buy USD
|
$ 86,324.72
|
3/1/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OO
|
USDCAD
|
Buy USD
|
$ 107,828.34
|
3/1/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OP
|
USDCAD
|
Buy USD
|
$ 201,134.98
|
3/1/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OQ
|
USDCAD
|
Buy USD
|
$ 53,836.77
|
3/1/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OR
|
USDCAD
|
Buy USD
|
$ 107,596.30
|
3/1/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-586OS
|
USDCAD
|
Buy USD
|
$ 161,278.76
|
3/1/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DU3
|
USDCAD
|
Buy USD
|
$ 177,383.59
|
3/1/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DU4
|
USDCAD
|
Buy USD
|
$ 136,632.20
|
3/1/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DU5
|
USDCAD
|
Buy USD
|
$ 184,501.85
|
3/1/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DU6
|
USDCAD
|
Buy USD
|
$ 88,495.58
|
3/1/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DU7
|
USDCAD
|
Buy USD
|
$ 110,537.95
|
3/1/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DU8
|
USDCAD
|
Buy USD
|
$ 206,185.57
|
3/1/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DU9
|
USDCAD
|
Buy USD
|
$ 55,187.64
|
3/1/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DUA
|
USDCAD
|
Buy USD
|
$ 110,294.12
|
3/1/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DUC
|
USDCAD
|
Buy USD
|
$ 165,319.62
|
3/1/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DUG
|
USDCAD
|
Buy USD
|
$ 173,535.79
|
3/1/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DUH
|
USDCAD
|
Buy USD
|
$ 133,670.52
|
3/1/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DUI
|
USDCAD
|
Buy USD
|
$ 180,505.42
|
3/1/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DUJ
|
USDCAD
|
Buy USD
|
$ 86,580.09
|
3/1/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DUK
|
USDCAD
|
Buy USD
|
$ 108,147.08
|
3/1/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DUL
|
USDCAD
|
Buy USD
|
$ 201,729.11
|
3/1/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DUM
|
USDCAD
|
Buy USD
|
$ 53,995.68
|
3/1/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DUN
|
USDCAD
|
Buy USD
|
$ 107,913.67
|
3/1/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-58DUO
|
USDCAD
|
Buy USD
|
$ 161,754.13
|
3/4/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EOL
|
USDCAD
|
Buy USD
|
$ 177,633.04
|
3/4/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EOM
|
USDCAD
|
Buy USD
|
$ 136,824.20
|
3/4/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EON
|
USDCAD
|
Buy USD
|
$ 184,760.92
|
3/4/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EOO
|
USDCAD
|
Buy USD
|
$ 88,619.75
|
3/4/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EOP
|
USDCAD
|
Buy USD
|
$ 110,692.94
|
3/4/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EOQ
|
USDCAD
|
Buy USD
|
$ 206,474.45
|
3/4/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EOR
|
USDCAD
|
Buy USD
|
$ 55,264.90
|
3/4/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EOS
|
USDCAD
|
Buy USD
|
$ 110,448.42
|
3/4/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EOT
|
USDCAD
|
Buy USD
|
$ 165,550.73
|
3/4/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EOX
|
USDCAD
|
Buy USD
|
$ 173,774.53
|
3/4/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EOY
|
USDCAD
|
Buy USD
|
$ 133,854.28
|
3/4/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EOZ
|
USDCAD
|
Buy USD
|
$ 180,753.38
|
3/4/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EP0
|
USDCAD
|
Buy USD
|
$ 86,698.94
|
3/4/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EP1
|
USDCAD
|
Buy USD
|
$ 108,295.43
|
3/4/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EP2
|
USDCAD
|
Buy USD
|
$ 202,005.63
|
3/4/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EP3
|
USDCAD
|
Buy USD
|
$ 54,069.64
|
3/4/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EP4
|
USDCAD
|
Buy USD
|
$ 108,061.38
|
3/4/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59EP5
|
USDCAD
|
Buy USD
|
$ 161,975.38
|
3/7/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S0M
|
USDCAD
|
Buy USD
|
$ 238,254.78
|
3/7/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S0N
|
USDCAD
|
Buy USD
|
$ 185,998.07
|
3/7/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S0O
|
USDCAD
|
Buy USD
|
$ 252,769.31
|
3/7/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S0P
|
USDCAD
|
Buy USD
|
$ 118,861.90
|
3/7/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S0Q
|
USDCAD
|
Buy USD
|
$ 148,467.08
|
3/7/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S0R
|
USDCAD
|
Buy USD
|
$ 278,169.28
|
3/7/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S0S
|
USDCAD
|
Buy USD
|
$ 74,123.49
|
3/7/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S0T
|
USDCAD
|
Buy USD
|
$ 148,137.18
|
3/7/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S0U
|
USDCAD
|
Buy USD
|
$ 222,041.30
|
3/7/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S0Y
|
USDCAD
|
Buy USD
|
$ 233,049.30
|
3/7/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S0Z
|
USDCAD
|
Buy USD
|
$ 181,937.27
|
3/7/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S10
|
USDCAD
|
Buy USD
|
$ 247,254.75
|
3/7/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S11
|
USDCAD
|
Buy USD
|
$ 116,270.62
|
3/7/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S12
|
USDCAD
|
Buy USD
|
$ 145,232.74
|
3/7/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S13
|
USDCAD
|
Buy USD
|
$ 272,113.78
|
3/7/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S14
|
USDCAD
|
Buy USD
|
$ 72,511.06
|
3/7/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S15
|
USDCAD
|
Buy USD
|
$ 144,917.03
|
3/7/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-59S16
|
USDCAD
|
Buy USD
|
$ 217,218.16
|
3/9/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAV6
|
USDCAD
|
Buy USD
|
$ 237,882.84
|
3/9/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAV7
|
USDCAD
|
Buy USD
|
$ 185,707.92
|
3/9/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAV8
|
USDCAD
|
Buy USD
|
$ 252,375.30
|
3/9/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAV9
|
USDCAD
|
Buy USD
|
$ 118,676.75
|
3/9/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVA
|
USDCAD
|
Buy USD
|
$ 148,235.99
|
3/9/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVB
|
USDCAD
|
Buy USD
|
$ 277,736.63
|
3/9/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVC
|
USDCAD
|
Buy USD
|
$ 74,008.29
|
3/9/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVD
|
USDCAD
|
Buy USD
|
$ 147,907.11
|
3/9/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVE
|
USDCAD
|
Buy USD
|
$ 221,696.72
|
3/9/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVI
|
USDCAD
|
Buy USD
|
$ 232,693.43
|
3/9/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVJ
|
USDCAD
|
Buy USD
|
$ 181,659.64
|
3/9/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVK
|
USDCAD
|
Buy USD
|
$ 246,877.72
|
3/9/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVL
|
USDCAD
|
Buy USD
|
$ 116,093.46
|
3/9/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVM
|
USDCAD
|
Buy USD
|
$ 145,011.60
|
3/9/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVN
|
USDCAD
|
Buy USD
|
$ 271,699.75
|
3/9/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVO
|
USDCAD
|
Buy USD
|
$ 72,400.81
|
3/9/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVP
|
USDCAD
|
Buy USD
|
$ 144,696.86
|
3/9/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5AAVQ
|
USDCAD
|
Buy USD
|
$ 216,888.37
|
3/9/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABAM
|
USDCAD
|
Buy USD
|
$ 239,341.81
|
3/9/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABAN
|
USDCAD
|
Buy USD
|
$ 186,846.04
|
3/9/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABAO
|
USDCAD
|
Buy USD
|
$ 253,920.84
|
3/9/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABAP
|
USDCAD
|
Buy USD
|
$ 119,402.99
|
3/9/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABAQ
|
USDCAD
|
Buy USD
|
$ 149,142.43
|
3/9/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABAR
|
USDCAD
|
Buy USD
|
$ 279,433.68
|
3/9/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABAS
|
USDCAD
|
Buy USD
|
$ 74,460.16
|
3/9/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABAT
|
USDCAD
|
Buy USD
|
$ 148,809.52
|
3/9/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABAU
|
USDCAD
|
Buy USD
|
$ 223,048.33
|
3/9/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABAY
|
USDCAD
|
Buy USD
|
$ 234,089.25
|
3/9/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABAZ
|
USDCAD
|
Buy USD
|
$ 182,748.54
|
3/9/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABB0
|
USDCAD
|
Buy USD
|
$ 248,356.46
|
3/9/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABB1
|
USDCAD
|
Buy USD
|
$ 116,788.32
|
3/9/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABB2
|
USDCAD
|
Buy USD
|
$ 145,878.92
|
3/9/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABB3
|
USDCAD
|
Buy USD
|
$ 273,323.62
|
3/9/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABB4
|
USDCAD
|
Buy USD
|
$ 72,833.21
|
3/9/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABB5
|
USDCAD
|
Buy USD
|
$ 145,560.41
|
3/9/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5ABB6
|
USDCAD
|
Buy USD
|
$ 218,181.82
|
3/17/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XB
|
USDCAD
|
Buy USD
|
$ 243,661.01
|
3/17/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XC
|
USDCAD
|
Buy USD
|
$ 190,215.32
|
3/17/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XD
|
USDCAD
|
Buy USD
|
$ 258,496.16
|
3/17/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XE
|
USDCAD
|
Buy USD
|
$ 121,552.84
|
3/17/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XG
|
USDCAD
|
Buy USD
|
$ 151,825.70
|
3/17/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XH
|
USDCAD
|
Buy USD
|
$ 284,457.26
|
3/17/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XI
|
USDCAD
|
Buy USD
|
$ 75,797.77
|
3/17/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XJ
|
USDCAD
|
Buy USD
|
$ 151,480.72
|
3/17/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XK
|
USDCAD
|
Buy USD
|
$ 227,049.12
|
3/17/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XO
|
USDCAD
|
Buy USD
|
$ 238,219.31
|
3/17/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XP
|
USDCAD
|
Buy USD
|
$ 185,970.39
|
3/17/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XQ
|
USDCAD
|
Buy USD
|
$ 252,731.73
|
3/17/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XR
|
USDCAD
|
Buy USD
|
$ 118,844.24
|
3/17/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XS
|
USDCAD
|
Buy USD
|
$ 148,445.04
|
3/17/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XT
|
USDCAD
|
Buy USD
|
$ 278,128.01
|
3/17/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XU
|
USDCAD
|
Buy USD
|
$ 74,112.50
|
3/17/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XW
|
USDCAD
|
Buy USD
|
$ 148,115.23
|
3/17/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5C9XX
|
USDCAD
|
Buy USD
|
$ 222,008.44
|
4/27/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXC
|
USDCAD
|
Buy USD
|
$ 251,790.07
|
4/27/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXD
|
USDCAD
|
Buy USD
|
$ 196,556.33
|
4/27/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXE
|
USDCAD
|
Buy USD
|
$ 267,106.61
|
4/27/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXF
|
USDCAD
|
Buy USD
|
$ 125,598.56
|
4/27/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXG
|
USDCAD
|
Buy USD
|
$ 196,093.81
|
4/27/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXH
|
USDCAD
|
Buy USD
|
$ 293,910.18
|
4/27/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXI
|
USDCAD
|
Buy USD
|
$ 78,314.67
|
4/27/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXJ
|
USDCAD
|
Buy USD
|
$ 176,070.12
|
4/27/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXK
|
USDCAD
|
Buy USD
|
$ 234,576.59
|
4/27/2016
|
9/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXO
|
USDCAD
|
Buy USD
|
$ 245,983.55
|
4/27/2016
|
10/31/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXP
|
USDCAD
|
Buy USD
|
$ 192,027.04
|
4/27/2016
|
11/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXQ
|
USDCAD
|
Buy USD
|
$ 260,956.33
|
4/27/2016
|
12/30/2016
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXR
|
USDCAD
|
Buy USD
|
$ 122,708.80
|
4/27/2016
|
1/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXS
|
USDCAD
|
Buy USD
|
$ 191,585.56
|
4/27/2016
|
2/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXT
|
USDCAD
|
Buy USD
|
$ 287,158.28
|
4/27/2016
|
3/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXU
|
USDCAD
|
Buy USD
|
$ 76,516.95
|
4/27/2016
|
4/28/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXV
|
USDCAD
|
Buy USD
|
$ 172,031.50
|
4/27/2016
|
5/31/2017
|
ELARDCAN
|
JPMC
|
Vanilla Option
|
DGV-5LGXW
|
USDCAD
|
Buy USD
|
$ 229,200.09
|
3/2/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MX0
|
AUDUSD
|
Buy USD
|
$ 103,110.00
|
3/2/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MX1
|
AUDUSD
|
Buy USD
|
$ 205,920.00
|
3/2/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MX2
|
AUDUSD
|
Buy USD
|
$ 257,025.00
|
3/2/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MX3
|
AUDUSD
|
Buy USD
|
$ 75,284.00
|
3/2/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MX4
|
AUDUSD
|
Buy USD
|
$ 102,510.00
|
3/2/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MX5
|
AUDUSD
|
Buy USD
|
$ 116,008.00
|
3/2/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MX6
|
AUDUSD
|
Buy USD
|
$ 102,210.00
|
3/2/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MX7
|
AUDUSD
|
Buy USD
|
$ 102,060.00
|
3/2/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MX8
|
AUDUSD
|
Buy USD
|
$ 101,910.00
|
3/2/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MXC
|
AUDUSD
|
Buy USD
|
$ 107,610.00
|
3/2/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MXD
|
AUDUSD
|
Buy USD
|
$ 214,920.00
|
3/2/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MXE
|
AUDUSD
|
Buy USD
|
$ 268,275.00
|
3/2/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MXF
|
AUDUSD
|
Buy USD
|
$ 78,584.00
|
3/2/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MXG
|
AUDUSD
|
Buy USD
|
$ 107,010.00
|
3/2/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MXH
|
AUDUSD
|
Buy USD
|
$ 121,108.00
|
3/2/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MXI
|
AUDUSD
|
Buy USD
|
$ 106,710.00
|
3/2/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MXJ
|
AUDUSD
|
Buy USD
|
$ 106,560.00
|
3/2/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58MXK
|
AUDUSD
|
Buy USD
|
$ 106,410.00
|
3/3/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R42
|
AUDUSD
|
Buy USD
|
$ 103,590.00
|
3/3/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R43
|
AUDUSD
|
Buy USD
|
$ 206,880.00
|
3/3/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R44
|
AUDUSD
|
Buy USD
|
$ 258,225.00
|
3/3/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R45
|
AUDUSD
|
Buy USD
|
$ 75,636.00
|
3/3/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R46
|
AUDUSD
|
Buy USD
|
$ 102,990.00
|
3/3/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R47
|
AUDUSD
|
Buy USD
|
$ 116,552.00
|
3/3/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R48
|
AUDUSD
|
Buy USD
|
$ 102,690.00
|
3/3/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R49
|
AUDUSD
|
Buy USD
|
$ 102,540.00
|
3/3/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R4A
|
AUDUSD
|
Buy USD
|
$ 102,390.00
|
3/3/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R4E
|
AUDUSD
|
Buy USD
|
$ 108,090.00
|
3/3/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R4F
|
AUDUSD
|
Buy USD
|
$ 215,880.00
|
3/3/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R4G
|
AUDUSD
|
Buy USD
|
$ 269,475.00
|
3/3/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R4H
|
AUDUSD
|
Buy USD
|
$ 78,936.00
|
3/3/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R4I
|
AUDUSD
|
Buy USD
|
$ 107,490.00
|
3/3/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R4J
|
AUDUSD
|
Buy USD
|
$ 121,652.00
|
3/3/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R4K
|
AUDUSD
|
Buy USD
|
$ 107,190.00
|
3/3/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R4L
|
AUDUSD
|
Buy USD
|
$ 107,040.00
|
3/3/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58R4M
|
AUDUSD
|
Buy USD
|
$ 106,890.00
|
3/3/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XWQ
|
AUDUSD
|
Buy USD
|
$ 103,890.00
|
3/3/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XWR
|
AUDUSD
|
Buy USD
|
$ 207,480.00
|
3/3/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XWS
|
AUDUSD
|
Buy USD
|
$ 258,975.00
|
3/3/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XWT
|
AUDUSD
|
Buy USD
|
$ 75,856.00
|
3/3/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XWU
|
AUDUSD
|
Buy USD
|
$ 103,290.00
|
3/3/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XWV
|
AUDUSD
|
Buy USD
|
$ 116,892.00
|
3/3/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XWW
|
AUDUSD
|
Buy USD
|
$ 102,990.00
|
3/3/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XWX
|
AUDUSD
|
Buy USD
|
$ 102,840.00
|
3/3/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XWY
|
AUDUSD
|
Buy USD
|
$ 102,690.00
|
3/3/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XX2
|
AUDUSD
|
Buy USD
|
$ 108,390.00
|
3/3/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XX3
|
AUDUSD
|
Buy USD
|
$ 216,480.00
|
3/3/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XX9
|
AUDUSD
|
Buy USD
|
$ 270,225.00
|
3/3/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XXA
|
AUDUSD
|
Buy USD
|
$ 79,156.00
|
3/3/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XXB
|
AUDUSD
|
Buy USD
|
$ 107,790.00
|
3/3/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XXC
|
AUDUSD
|
Buy USD
|
$ 121,992.00
|
3/3/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XXD
|
AUDUSD
|
Buy USD
|
$ 107,490.00
|
3/3/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XXE
|
AUDUSD
|
Buy USD
|
$ 107,340.00
|
3/3/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-58XXF
|
AUDUSD
|
Buy USD
|
$ 107,190.00
|
3/4/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599T8
|
AUDUSD
|
Buy USD
|
$ 104,760.00
|
3/4/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599T9
|
AUDUSD
|
Buy USD
|
$ 209,220.00
|
3/4/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TA
|
AUDUSD
|
Buy USD
|
$ 261,150.00
|
3/4/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TB
|
AUDUSD
|
Buy USD
|
$ 76,494.00
|
3/4/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TC
|
AUDUSD
|
Buy USD
|
$ 104,160.00
|
3/4/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TD
|
AUDUSD
|
Buy USD
|
$ 117,878.00
|
3/4/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TE
|
AUDUSD
|
Buy USD
|
$ 103,860.00
|
3/4/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TF
|
AUDUSD
|
Buy USD
|
$ 103,710.00
|
3/4/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TG
|
AUDUSD
|
Buy USD
|
$ 103,560.00
|
3/4/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TK
|
AUDUSD
|
Buy USD
|
$ 109,260.00
|
3/4/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TL
|
AUDUSD
|
Buy USD
|
$ 218,220.00
|
3/4/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TM
|
AUDUSD
|
Buy USD
|
$ 272,400.00
|
3/4/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TN
|
AUDUSD
|
Buy USD
|
$ 79,794.00
|
3/4/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TO
|
AUDUSD
|
Buy USD
|
$ 108,660.00
|
3/4/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TP
|
AUDUSD
|
Buy USD
|
$ 122,978.00
|
3/4/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TQ
|
AUDUSD
|
Buy USD
|
$ 108,360.00
|
3/4/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TR
|
AUDUSD
|
Buy USD
|
$ 108,210.00
|
3/4/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-599TS
|
AUDUSD
|
Buy USD
|
$ 108,060.00
|
3/4/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GLZ
|
AUDUSD
|
Buy USD
|
$ 140,160.00
|
3/4/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GM0
|
AUDUSD
|
Buy USD
|
$ 279,920.00
|
3/4/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GM1
|
AUDUSD
|
Buy USD
|
$ 296,990.00
|
3/4/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GM2
|
AUDUSD
|
Buy USD
|
$ 104,670.00
|
3/4/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GM3
|
AUDUSD
|
Buy USD
|
$ 139,360.00
|
3/4/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GM4
|
AUDUSD
|
Buy USD
|
$ 160,034.00
|
3/4/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GM5
|
AUDUSD
|
Buy USD
|
$ 138,960.00
|
3/4/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GM7
|
AUDUSD
|
Buy USD
|
$ 138,760.00
|
3/4/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GM8
|
AUDUSD
|
Buy USD
|
$ 138,560.00
|
3/4/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GMC
|
AUDUSD
|
Buy USD
|
$ 146,160.00
|
3/4/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GMD
|
AUDUSD
|
Buy USD
|
$ 291,920.00
|
3/4/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GME
|
AUDUSD
|
Buy USD
|
$ 309,740.00
|
3/4/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GMF
|
AUDUSD
|
Buy USD
|
$ 109,170.00
|
3/4/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GMG
|
AUDUSD
|
Buy USD
|
$ 145,360.00
|
3/4/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GMH
|
AUDUSD
|
Buy USD
|
$ 166,934.00
|
3/4/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GMI
|
AUDUSD
|
Buy USD
|
$ 144,960.00
|
3/4/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GMJ
|
AUDUSD
|
Buy USD
|
$ 144,760.00
|
3/4/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-59GMK
|
AUDUSD
|
Buy USD
|
$ 144,560.00
|
3/9/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AAR9
|
AUDUSD
|
Buy USD
|
$ 141,580.00
|
3/9/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARA
|
AUDUSD
|
Buy USD
|
$ 282,760.00
|
3/9/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARB
|
AUDUSD
|
Buy USD
|
$ 300,007.50
|
3/9/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARC
|
AUDUSD
|
Buy USD
|
$ 105,735.00
|
3/9/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARD
|
AUDUSD
|
Buy USD
|
$ 140,780.00
|
3/9/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARF
|
AUDUSD
|
Buy USD
|
$ 161,667.00
|
3/9/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARG
|
AUDUSD
|
Buy USD
|
$ 140,380.00
|
3/9/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARH
|
AUDUSD
|
Buy USD
|
$ 140,180.00
|
3/9/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARI
|
AUDUSD
|
Buy USD
|
$ 139,980.00
|
3/9/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARM
|
AUDUSD
|
Buy USD
|
$ 147,580.00
|
3/9/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARN
|
AUDUSD
|
Buy USD
|
$ 294,760.00
|
3/9/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARO
|
AUDUSD
|
Buy USD
|
$ 312,757.50
|
3/9/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARP
|
AUDUSD
|
Buy USD
|
$ 110,235.00
|
3/9/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARR
|
AUDUSD
|
Buy USD
|
$ 146,780.00
|
3/9/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARS
|
AUDUSD
|
Buy USD
|
$ 168,567.00
|
3/9/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AART
|
AUDUSD
|
Buy USD
|
$ 146,380.00
|
3/9/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARV
|
AUDUSD
|
Buy USD
|
$ 146,180.00
|
3/9/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AARW
|
AUDUSD
|
Buy USD
|
$ 145,980.00
|
3/11/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGB
|
AUDUSD
|
Buy USD
|
$ 141,820.00
|
3/11/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGC
|
AUDUSD
|
Buy USD
|
$ 283,240.00
|
3/11/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGD
|
AUDUSD
|
Buy USD
|
$ 300,517.50
|
3/11/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGE
|
AUDUSD
|
Buy USD
|
$ 105,915.00
|
3/11/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGF
|
AUDUSD
|
Buy USD
|
$ 141,020.00
|
3/11/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGG
|
AUDUSD
|
Buy USD
|
$ 161,943.00
|
3/11/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGH
|
AUDUSD
|
Buy USD
|
$ 140,620.00
|
3/11/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGI
|
AUDUSD
|
Buy USD
|
$ 140,420.00
|
3/11/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGJ
|
AUDUSD
|
Buy USD
|
$ 140,220.00
|
3/11/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGN
|
AUDUSD
|
Buy USD
|
$ 147,820.00
|
3/11/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGO
|
AUDUSD
|
Buy USD
|
$ 295,240.00
|
3/11/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGP
|
AUDUSD
|
Buy USD
|
$ 313,267.50
|
3/11/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGQ
|
AUDUSD
|
Buy USD
|
$ 110,415.00
|
3/11/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGR
|
AUDUSD
|
Buy USD
|
$ 147,020.00
|
3/11/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGS
|
AUDUSD
|
Buy USD
|
$ 168,843.00
|
3/11/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGT
|
AUDUSD
|
Buy USD
|
$ 146,620.00
|
3/11/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGU
|
AUDUSD
|
Buy USD
|
$ 146,420.00
|
3/11/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AVGV
|
AUDUSD
|
Buy USD
|
$ 146,220.00
|
3/11/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWXW
|
AUDUSD
|
Buy USD
|
$ 143,220.00
|
3/11/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWXX
|
AUDUSD
|
Buy USD
|
$ 286,040.00
|
3/11/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWXY
|
AUDUSD
|
Buy USD
|
$ 303,492.50
|
3/11/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWXZ
|
AUDUSD
|
Buy USD
|
$ 106,965.00
|
3/11/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWY0
|
AUDUSD
|
Buy USD
|
$ 142,420.00
|
3/11/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWY1
|
AUDUSD
|
Buy USD
|
$ 163,553.00
|
3/11/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWY2
|
AUDUSD
|
Buy USD
|
$ 142,020.00
|
3/11/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWY3
|
AUDUSD
|
Buy USD
|
$ 141,820.00
|
3/11/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWY4
|
AUDUSD
|
Buy USD
|
$ 141,620.00
|
3/11/2016
|
9/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWY8
|
AUDUSD
|
Buy USD
|
$ 149,220.00
|
3/11/2016
|
10/31/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWY9
|
AUDUSD
|
Buy USD
|
$ 298,040.00
|
3/11/2016
|
11/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWYA
|
AUDUSD
|
Buy USD
|
$ 316,242.50
|
3/11/2016
|
12/30/2016
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWYB
|
AUDUSD
|
Buy USD
|
$ 111,465.00
|
3/11/2016
|
1/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWYC
|
AUDUSD
|
Buy USD
|
$ 148,420.00
|
3/11/2016
|
2/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWYD
|
AUDUSD
|
Buy USD
|
$ 170,453.00
|
3/11/2016
|
3/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWYE
|
AUDUSD
|
Buy USD
|
$ 148,020.00
|
3/11/2016
|
4/28/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWYF
|
AUDUSD
|
Buy USD
|
$ 147,820.00
|
3/11/2016
|
5/31/2017
|
LIZARDEN
|
JPMC
|
Vanilla Option
|
DGV-5AWYG
|
AUDUSD
|
Buy USD
|
$ 147,620.00
|
7/28/2016
|
6/20/2017
|
RCPC
|
JPMC
|
FX FWD
|
92408097
|
USDZAR
|
BUY USD
|
$ 20,225.14
|
7/28/2016
|
6/20/2017
|
RCPC
|
JPMC
|
FX FWD
|
92310787
|
USDZAR
|
BUY ZAR
|
$ 44,220.00
|
7/28/2016
|
5/18/2017
|
RCPC
|
JPMC
|
FX FWD
|
92408047
|
USDZAR
|
BUY USD
|
$ 20,355.12
|
7/28/2016
|
5/18/2017
|
RCPC
|
JPMC
|
FX FWD
|
92310617
|
USDZAR
|
BUY ZAR
|
$ 51,150.00
|
7/28/2016
|
4/20/2017
|
RCPC
|
JPMC
|
FX FWD
|
92310607
|
USDZAR
|
BUY ZAR
|
$ 99,000.00
|
7/28/2016
|
4/20/2017
|
RCPC
|
JPMC
|
FX FWD
|
92408037
|
USDZAR
|
BUY USD
|
$ 17,368.42
|
7/28/2016
|
3/17/2017
|
RCPC
|
JPMC
|
FX FWD
|
92310567
|
USDZAR
|
BUY ZAR
|
$ 21,780.00
|
7/28/2016
|
3/17/2017
|
RCPC
|
JPMC
|
FX FWD
|
92408027
|
USDZAR
|
BUY USD
|
$ 30,634.22
|
7/28/2016
|
2/21/2017
|
RCPC
|
JPMC
|
FX FWD
|
92310547
|
USDZAR
|
BUY ZAR
|
$ 21,450.00
|
7/28/2016
|
2/21/2017
|
RCPC
|
JPMC
|
FX FWD
|
92408017
|
USDZAR
|
BUY USD
|
$ 30,014.18
|
7/28/2016
|
1/20/2017
|
RCPC
|
JPMC
|
FX FWD
|
92407997
|
USDZAR
|
BUY USD
|
$ 38,720.89
|
7/28/2016
|
1/20/2017
|
RCPC
|
JPMC
|
FX FWD
|
92310507
|
USDZAR
|
BUY ZAR
|
$ 86,130.00
|
1/26/2016
|
12/20/2016
|
RCPC
|
JPMC
|
FX FWD
|
38245831
|
USDZAR
|
BUY USD
|
$ 16,073.45
|
7/28/2016
|
12/20/2016
|
RCPC
|
JPMC
|
FX FWD
|
92407987
|
USDZAR
|
BUY USD
|
$ 33,552.46
|
7/28/2016
|
12/20/2016
|
RCPC
|
JPMC
|
FX FWD
|
92310447
|
USDZAR
|
BUY ZAR
|
$ 237,600.00
|
1/26/2016
|
12/20/2016
|
RCPC
|
JPMC
|
FX FWD
|
38245827
|
USDZAR
|
BUY ZAR
|
$ 45,870.00
|
1/26/2016
|
11/18/2016
|
RCPC
|
JPMC
|
FX FWD
|
38245741
|
USDZAR
|
BUY ZAR
|
$ 45,870.00
|
1/26/2016
|
11/18/2016
|
RCPC
|
JPMC
|
FX FWD
|
38245748
|
USDZAR
|
BUY USD
|
$ 16,179.54
|
5/16/2016
|
11/18/2016
|
RCPC
|
JPMC
|
FX FWD
|
10499580
|
USDZAR
|
BUY ZAR
|
$ 252,180.00
|
7/28/2016
|
10/19/2016
|
RCPC
|
JPMC
|
FX FWD
|
92407977
|
USDZAR
|
BUY USD
|
$ 13,304.80
|
1/26/2016
|
10/19/2016
|
RCPC
|
JPMC
|
FX FWD
|
38227838
|
USDZAR
|
BUY ZAR
|
$ 95,370.00
|
7/28/2016
|
10/19/2016
|
RCPC
|
JPMC
|
FX FWD
|
92310377
|
USDZAR
|
BUY ZAR
|
$ 117,480.00
|
1/26/2016
|
10/19/2016
|
RCPC
|
JPMC
|
FX FWD
|
38227841
|
USDZAR
|
BUY USD
|
$ 16,279.41
|
1/26/2016
|
9/20/2016
|
RCPC
|
JPMC
|
FX FWD
|
38227801
|
USDZAR
|
BUY USD
|
$ 24,753.22
|
1/26/2016
|
9/20/2016
|
RCPC
|
JPMC
|
FX FWD
|
38227800
|
USDZAR
|
BUY ZAR
|
$ 84,150.00
|
7/28/2016
|
9/20/2016
|
RCPC
|
JPMC
|
FX FWD
|
92310327
|
USDZAR
|
BUY ZAR
|
$ 7,590.00
|
7/28/2016
|
9/20/2016
|
RCPC
|
JPMC
|
FX FWD
|
92407967
|
USDZAR
|
BUY USD
|
$ 56,230.06
|
09/28/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
152710125866
|
AUDUSD
|
BUY USD
|
$ 171,360.00
|
10/27/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153000046472
|
AUDUSD
|
BUY USD
|
$ 166,320.00
|
11/23/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153270085680
|
AUDUSD
|
BUY USD
|
$ 166,320.00
|
12/29/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630045659
|
AUDUSD
|
BUY USD
|
$ 74,460.00
|
01/26/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260046402
|
AUDUSD
|
BUY USD
|
$ 72,270.00
|
02/25/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560125806
|
AUDUSD
|
BUY USD
|
$ 72,270.00
|
06/30/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820126001
|
AUDUSD
|
BUY USD
|
$ 468,180.00
|
07/28/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100046283
|
AUDUSD
|
BUY USD
|
$ 454,410.00
|
08/23/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360125825
|
AUDUSD
|
BUY USD
|
$ 454,410.00
|
12/29/2015
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630005600
|
AUDUSD
|
BUY USD
|
$ 150,960.00
|
01/26/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260006411
|
AUDUSD
|
BUY USD
|
$ 146,520.00
|
02/25/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560005754
|
AUDUSD
|
BUY USD
|
$ 146,520.00
|
03/29/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890005619
|
AUDUSD
|
BUY USD
|
$ 125,800.00
|
04/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190125690
|
AUDUSD
|
BUY USD
|
$ 122,100.00
|
05/24/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450085601
|
AUDUSD
|
BUY USD
|
$ 122,100.00
|
06/30/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820086028
|
AUDUSD
|
BUY USD
|
$ 473,280.00
|
07/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100086261
|
AUDUSD
|
BUY USD
|
$ 459,360.00
|
08/23/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360125826
|
AUDUSD
|
BUY USD
|
$ 459,360.00
|
12/29/2015
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630125584
|
AUDUSD
|
BUY USD
|
$ 119,340.00
|
01/26/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260126343
|
AUDUSD
|
BUY USD
|
$ 115,830.00
|
02/25/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560085814
|
AUDUSD
|
BUY USD
|
$ 115,830.00
|
03/29/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890085652
|
AUDUSD
|
BUY USD
|
$ 128,520.00
|
04/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190125689
|
AUDUSD
|
BUY USD
|
$ 124,740.00
|
05/24/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450085600
|
AUDUSD
|
BUY USD
|
$ 124,740.00
|
06/30/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820125999
|
AUDUSD
|
BUY USD
|
$ 214,880.00
|
07/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100086262
|
AUDUSD
|
BUY USD
|
$ 208,560.00
|
08/23/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360045860
|
AUDUSD
|
BUY USD
|
$ 208,560.00
|
12/29/2015
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630005599
|
AUDUSD
|
BUY USD
|
$ 119,340.00
|
01/26/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260046407
|
AUDUSD
|
BUY USD
|
$ 115,830.00
|
02/25/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560045785
|
AUDUSD
|
BUY USD
|
$ 115,830.00
|
03/29/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890045627
|
AUDUSD
|
BUY USD
|
$ 88,740.00
|
04/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190045757
|
AUDUSD
|
BUY USD
|
$ 86,130.00
|
05/24/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450045554
|
AUDUSD
|
BUY USD
|
$ 86,130.00
|
06/30/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820125998
|
AUDUSD
|
BUY USD
|
$ 109,140.00
|
07/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100046281
|
AUDUSD
|
BUY USD
|
$ 105,930.00
|
08/23/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360085873
|
AUDUSD
|
BUY USD
|
$ 105,930.00
|
03/29/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890005620
|
AUDUSD
|
BUY USD
|
$ 147,560.00
|
04/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190005692
|
AUDUSD
|
BUY USD
|
$ 143,220.00
|
05/24/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450045552
|
AUDUSD
|
BUY USD
|
$ 143,220.00
|
06/30/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820006056
|
AUDUSD
|
BUY USD
|
$ 262,820.00
|
07/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100006298
|
AUDUSD
|
BUY USD
|
$ 255,090.00
|
08/23/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360005810
|
AUDUSD
|
BUY USD
|
$ 255,090.00
|
03/29/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890085653
|
AUDUSD
|
BUY USD
|
$ 92,480.00
|
04/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190085734
|
AUDUSD
|
BUY USD
|
$ 89,760.00
|
05/24/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450125574
|
AUDUSD
|
BUY USD
|
$ 89,760.00
|
06/30/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820086027
|
AUDUSD
|
BUY USD
|
$ 190,740.00
|
07/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046278
|
AUDUSD
|
BUY USD
|
$ 185,130.00
|
08/23/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360085875
|
AUDUSD
|
BUY USD
|
$ 185,130.00
|
03/29/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890085651
|
AUDUSD
|
BUY USD
|
$ 108,120.00
|
04/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190085735
|
AUDUSD
|
BUY USD
|
$ 104,940.00
|
05/24/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450005541
|
AUDUSD
|
BUY USD
|
$ 104,940.00
|
06/30/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820006055
|
AUDUSD
|
BUY USD
|
$ 219,300.00
|
07/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046279
|
AUDUSD
|
BUY USD
|
$ 212,850.00
|
08/23/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360005809
|
AUDUSD
|
BUY USD
|
$ 212,850.00
|
06/30/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046036
|
AUDUSD
|
BUY USD
|
$ 176,120.00
|
07/28/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046277
|
AUDUSD
|
BUY USD
|
$ 170,940.00
|
08/23/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360005807
|
AUDUSD
|
BUY USD
|
$ 170,940.00
|
06/30/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820086026
|
AUDUSD
|
BUY USD
|
$ 138,720.00
|
07/28/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100006297
|
AUDUSD
|
BUY USD
|
$ 134,640.00
|
08/23/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360005808
|
AUDUSD
|
BUY USD
|
$ 134,640.00
|
06/30/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046037
|
AUDUSD
|
BUY USD
|
$ 155,040.00
|
07/28/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100086260
|
AUDUSD
|
BUY USD
|
$ 150,480.00
|
08/23/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360085872
|
AUDUSD
|
BUY USD
|
$ 150,480.00
|
09/28/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
152710085996
|
GBPUSD
|
BUY USD
|
$ 86,360.00
|
09/28/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
152710166000
|
GBPUSD
|
BUY USD
|
$ 35,700.00
|
10/27/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153000046891
|
GBPUSD
|
BUY USD
|
$ 83,820.00
|
10/27/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153000046890
|
GBPUSD
|
BUY USD
|
$ 34,650.00
|
11/23/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153270045696
|
GBPUSD
|
BUY USD
|
$ 34,650.00
|
11/23/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153270005610
|
GBPUSD
|
BUY USD
|
$ 83,820.00
|
12/29/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630126228
|
GBPUSD
|
BUY USD
|
$ 71,400.00
|
12/29/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630006276
|
GBPUSD
|
BUY USD
|
$ 344,420.00
|
01/26/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260046418
|
GBPUSD
|
BUY USD
|
$ 334,290.00
|
01/26/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260086588
|
GBPUSD
|
BUY USD
|
$ 69,300.00
|
02/25/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560085860
|
GBPUSD
|
BUY USD
|
$ 69,300.00
|
02/25/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560085861
|
GBPUSD
|
BUY USD
|
$ 334,290.00
|
03/29/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890005663
|
GBPUSD
|
BUY USD
|
$ 214,200.00
|
03/29/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890125653
|
GBPUSD
|
BUY USD
|
$ 78,540.00
|
04/28/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190045742
|
GBPUSD
|
BUY USD
|
$ 76,230.00
|
04/28/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190005678
|
GBPUSD
|
BUY USD
|
$ 207,900.00
|
05/24/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161460085286
|
GBPUSD
|
BUY USD
|
$ 207,899.99
|
05/24/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161460125245
|
GBPUSD
|
BUY USD
|
$ 76,229.99
|
06/30/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006253
|
GBPUSD
|
BUY USD
|
$ 163,200.00
|
07/28/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100006338
|
GBPUSD
|
BUY USD
|
$ 158,400.00
|
08/17/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162300126027
|
GBPUSD
|
BUY USD
|
$ 232,000.00
|
08/23/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360005763
|
GBPUSD
|
BUY USD
|
$ 158,400.00
|
08/17/2016
|
09/30/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162300046326
|
GBPUSD
|
BUY USD
|
$ 2,473,344.00
|
12/29/2015
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630126229
|
GBPUSD
|
BUY USD
|
$ 191,080.00
|
01/26/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260006427
|
GBPUSD
|
BUY USD
|
$ 185,460.00
|
02/25/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560125855
|
GBPUSD
|
BUY USD
|
$ 185,460.00
|
03/29/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890085695
|
GBPUSD
|
BUY USD
|
$ 47,260.00
|
03/29/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890005658
|
GBPUSD
|
BUY USD
|
$ 324,360.00
|
04/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190125672
|
GBPUSD
|
BUY USD
|
$ 314,820.00
|
04/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190085718
|
GBPUSD
|
BUY USD
|
$ 45,870.00
|
05/24/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161460125248
|
GBPUSD
|
BUY USD
|
$ 45,870.00
|
05/24/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161460085291
|
GBPUSD
|
BUY USD
|
$ 314,819.99
|
06/30/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006252
|
GBPUSD
|
BUY USD
|
$ 6,460.00
|
06/30/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006254
|
GBPUSD
|
BUY USD
|
$ 233,580.00
|
07/19/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162010045805
|
GBPUSD
|
BUY USD
|
$ 315,000.00
|
07/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100006337
|
GBPUSD
|
BUY USD
|
$ 6,270.00
|
07/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100086309
|
GBPUSD
|
BUY USD
|
$ 226,710.00
|
08/23/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360085816
|
GBPUSD
|
BUY USD
|
$ 226,710.00
|
08/23/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360085815
|
GBPUSD
|
BUY USD
|
$ 6,270.00
|
12/29/2015
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630086293
|
GBPUSD
|
BUY USD
|
$ 139,740.00
|
01/26/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260006426
|
GBPUSD
|
BUY USD
|
$ 135,630.00
|
02/25/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560005805
|
GBPUSD
|
BUY USD
|
$ 135,630.00
|
03/29/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890045664
|
GBPUSD
|
BUY USD
|
$ 210,120.00
|
04/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190085719
|
GBPUSD
|
BUY USD
|
$ 203,940.00
|
05/24/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450005502
|
GBPUSD
|
BUY USD
|
$ 203,940.00
|
06/30/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006259
|
GBPUSD
|
BUY USD
|
$ 327,080.00
|
06/30/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820126159
|
GBPUSD
|
BUY USD
|
$ 65,960.00
|
07/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100086312
|
GBPUSD
|
BUY USD
|
$ 317,460.00
|
07/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100006340
|
GBPUSD
|
BUY USD
|
$ 64,020.00
|
08/23/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360125784
|
GBPUSD
|
BUY USD
|
$ 64,020.00
|
08/23/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360045805
|
GBPUSD
|
BUY USD
|
$ 317,460.00
|
12/29/2015
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630126227
|
GBPUSD
|
BUY USD
|
$ 217,600.00
|
01/26/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260046420
|
GBPUSD
|
BUY USD
|
$ 211,200.00
|
02/25/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560005803
|
GBPUSD
|
BUY USD
|
$ 211,200.00
|
03/29/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890085690
|
GBPUSD
|
BUY USD
|
$ 294,780.00
|
04/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190005680
|
GBPUSD
|
BUY USD
|
$ 286,110.00
|
05/24/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450045509
|
GBPUSD
|
BUY USD
|
$ 286,110.00
|
06/30/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006255
|
GBPUSD
|
BUY USD
|
$ 378,760.00
|
06/30/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820086199
|
GBPUSD
|
BUY USD
|
$ 21,080.00
|
07/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100046326
|
GBPUSD
|
BUY USD
|
$ 20,460.00
|
07/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100126337
|
GBPUSD
|
BUY USD
|
$ 367,620.00
|
08/23/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360005765
|
GBPUSD
|
BUY USD
|
$ 20,460.00
|
08/23/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360085821
|
GBPUSD
|
BUY USD
|
$ 367,620.00
|
03/29/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890005655
|
GBPUSD
|
BUY USD
|
$ 15,640.00
|
03/29/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890085692
|
GBPUSD
|
BUY USD
|
$ 145,520.00
|
04/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190125677
|
GBPUSD
|
BUY USD
|
$ 141,240.00
|
04/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190045745
|
GBPUSD
|
BUY USD
|
$ 15,180.00
|
05/24/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161460005249
|
GBPUSD
|
BUY USD
|
$ 141,240.00
|
05/24/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161460005248
|
GBPUSD
|
BUY USD
|
$ 15,179.99
|
06/30/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046208
|
GBPUSD
|
BUY USD
|
$ 349,520.00
|
07/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100086311
|
GBPUSD
|
BUY USD
|
$ 339,240.00
|
08/23/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360085820
|
GBPUSD
|
BUY USD
|
$ 339,240.00
|
03/29/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890045663
|
GBPUSD
|
BUY USD
|
$ 15,640.00
|
03/29/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890005654
|
GBPUSD
|
BUY USD
|
$ 129,200.00
|
04/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190125674
|
GBPUSD
|
BUY USD
|
$ 125,400.00
|
04/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190085723
|
GBPUSD
|
BUY USD
|
$ 15,180.00
|
05/24/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161460005251
|
GBPUSD
|
BUY USD
|
$ 15,180.06
|
05/24/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161460045227
|
GBPUSD
|
BUY USD
|
$ 125,400.00
|
06/30/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820006258
|
GBPUSD
|
BUY USD
|
$ 21,080.00
|
06/30/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820086200
|
GBPUSD
|
BUY USD
|
$ 204,000.00
|
07/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046328
|
GBPUSD
|
BUY USD
|
$ 20,460.00
|
07/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100006342
|
GBPUSD
|
BUY USD
|
$ 198,000.00
|
08/23/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360125786
|
GBPUSD
|
BUY USD
|
$ 198,000.00
|
08/23/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360045809
|
GBPUSD
|
BUY USD
|
$ 20,460.00
|
03/29/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890045668
|
GBPUSD
|
BUY USD
|
$ 15,640.00
|
03/29/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890045669
|
GBPUSD
|
BUY USD
|
$ 160,140.00
|
04/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190085721
|
GBPUSD
|
BUY USD
|
$ 15,180.00
|
04/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190045746
|
GBPUSD
|
BUY USD
|
$ 155,430.00
|
05/24/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161460045221
|
GBPUSD
|
BUY USD
|
$ 15,180.00
|
05/24/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161460085281
|
GBPUSD
|
BUY USD
|
$ 155,429.99
|
06/30/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820086202
|
GBPUSD
|
BUY USD
|
$ 320,280.00
|
06/30/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820126160
|
GBPUSD
|
BUY USD
|
$ 32,640.00
|
07/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100086314
|
GBPUSD
|
BUY USD
|
$ 310,860.00
|
07/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100006343
|
GBPUSD
|
BUY USD
|
$ 31,680.00
|
08/23/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360045807
|
GBPUSD
|
BUY USD
|
$ 31,680.00
|
08/23/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360085822
|
GBPUSD
|
BUY USD
|
$ 310,860.00
|
06/30/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820126161
|
GBPUSD
|
BUY USD
|
$ 19,380.00
|
06/30/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820006262
|
GBPUSD
|
BUY USD
|
$ 181,220.00
|
07/28/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100126336
|
GBPUSD
|
BUY USD
|
$ 18,810.00
|
07/28/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100126341
|
GBPUSD
|
BUY USD
|
$ 175,890.00
|
08/23/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360125789
|
GBPUSD
|
BUY USD
|
$ 175,890.00
|
08/23/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360085823
|
GBPUSD
|
BUY USD
|
$ 18,810.00
|
06/30/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820086201
|
GBPUSD
|
BUY USD
|
$ 161,160.00
|
06/30/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820126158
|
GBPUSD
|
BUY USD
|
$ 19,380.00
|
07/28/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100006345
|
GBPUSD
|
BUY USD
|
$ 156,420.00
|
07/28/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046330
|
GBPUSD
|
BUY USD
|
$ 18,810.00
|
08/23/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360045808
|
GBPUSD
|
BUY USD
|
$ 18,810.00
|
08/23/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360085819
|
GBPUSD
|
BUY USD
|
$ 156,420.00
|
06/30/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820086204
|
GBPUSD
|
BUY USD
|
$ 19,380.00
|
06/30/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820006264
|
GBPUSD
|
BUY USD
|
$ 153,340.00
|
07/28/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046331
|
GBPUSD
|
BUY USD
|
$ 18,810.00
|
07/28/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100086316
|
GBPUSD
|
BUY USD
|
$ 148,830.00
|
08/23/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360005768
|
GBPUSD
|
BUY USD
|
$ 18,810.00
|
08/23/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360125790
|
GBPUSD
|
BUY USD
|
$ 148,830.00
|
09/28/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
152710165878
|
USDCAD
|
BUY USD
|
$ 44,540.00
|
09/28/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
152710085878
|
USDCAD
|
BUY USD
|
$ 140,420.00
|
10/27/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153000085667
|
USDCAD
|
BUY USD
|
$ 43,230.00
|
10/27/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153000005682
|
USDCAD
|
BUY USD
|
$ 136,290.00
|
11/23/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153270125737
|
USDCAD
|
BUY USD
|
$ 43,230.00
|
11/23/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153270045717
|
USDCAD
|
BUY USD
|
$ 136,290.00
|
12/29/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630045676
|
USDCAD
|
BUY USD
|
$ 188,360.00
|
01/26/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260126369
|
USDCAD
|
BUY USD
|
$ 182,820.00
|
02/25/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560005684
|
USDCAD
|
BUY USD
|
$ 182,820.00
|
03/29/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890045640
|
USDCAD
|
BUY USD
|
$ 211,820.00
|
04/28/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190005668
|
USDCAD
|
BUY USD
|
$ 205,590.00
|
05/24/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450125548
|
USDCAD
|
BUY USD
|
$ 205,590.00
|
06/30/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006021
|
USDCAD
|
BUY USD
|
$ 359,040.00
|
07/28/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100086282
|
USDCAD
|
BUY USD
|
$ 348,480.00
|
08/23/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360005820
|
USDCAD
|
BUY USD
|
$ 348,480.00
|
12/29/2015
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630045679
|
USDCAD
|
BUY USD
|
$ 183,600.00
|
01/26/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260006437
|
USDCAD
|
BUY USD
|
$ 178,200.00
|
02/25/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560005681
|
USDCAD
|
BUY USD
|
$ 178,200.00
|
03/29/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890045638
|
USDCAD
|
BUY USD
|
$ 322,660.00
|
04/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190125659
|
USDCAD
|
BUY USD
|
$ 313,170.00
|
05/24/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450045525
|
USDCAD
|
BUY USD
|
$ 313,170.00
|
06/30/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820085999
|
USDCAD
|
BUY USD
|
$ 295,120.00
|
07/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100046304
|
USDCAD
|
BUY USD
|
$ 286,440.00
|
08/23/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360045867
|
USDCAD
|
BUY USD
|
$ 286,440.00
|
12/29/2015
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630085621
|
USDCAD
|
BUY USD
|
$ 161,160.00
|
01/26/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260046434
|
USDCAD
|
BUY USD
|
$ 156,420.00
|
02/25/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560005683
|
USDCAD
|
BUY USD
|
$ 156,420.00
|
03/29/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890005633
|
USDCAD
|
BUY USD
|
$ 252,960.00
|
04/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190085703
|
USDCAD
|
BUY USD
|
$ 245,520.00
|
05/24/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450005513
|
USDCAD
|
BUY USD
|
$ 245,520.00
|
06/30/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006020
|
USDCAD
|
BUY USD
|
$ 210,460.00
|
07/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100006318
|
USDCAD
|
BUY USD
|
$ 204,270.00
|
08/23/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360045868
|
USDCAD
|
BUY USD
|
$ 204,270.00
|
12/29/2015
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630085623
|
USDCAD
|
BUY USD
|
$ 172,720.00
|
01/26/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260046436
|
USDCAD
|
BUY USD
|
$ 167,640.00
|
02/25/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560005685
|
USDCAD
|
BUY USD
|
$ 167,640.00
|
03/29/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890085664
|
USDCAD
|
BUY USD
|
$ 261,800.00
|
04/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190045727
|
USDCAD
|
BUY USD
|
$ 254,100.00
|
05/24/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450045526
|
USDCAD
|
BUY USD
|
$ 254,100.00
|
06/30/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006019
|
USDCAD
|
BUY USD
|
$ 216,240.00
|
07/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100126305
|
USDCAD
|
BUY USD
|
$ 209,880.00
|
08/23/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360125832
|
USDCAD
|
BUY USD
|
$ 209,880.00
|
03/29/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890045642
|
USDCAD
|
BUY USD
|
$ 208,080.00
|
04/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190045730
|
USDCAD
|
BUY USD
|
$ 201,960.00
|
05/24/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450085580
|
USDCAD
|
BUY USD
|
$ 201,960.00
|
06/30/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820006016
|
USDCAD
|
BUY USD
|
$ 385,900.00
|
07/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100006316
|
USDCAD
|
BUY USD
|
$ 374,550.00
|
08/23/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360125834
|
USDCAD
|
BUY USD
|
$ 374,550.00
|
03/29/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890085665
|
USDCAD
|
BUY USD
|
$ 143,480.00
|
04/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190045731
|
USDCAD
|
BUY USD
|
$ 139,260.00
|
05/24/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450005511
|
USDCAD
|
BUY USD
|
$ 139,260.00
|
06/30/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046004
|
USDCAD
|
BUY USD
|
$ 475,320.00
|
07/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100006315
|
USDCAD
|
BUY USD
|
$ 461,340.00
|
08/23/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360045864
|
USDCAD
|
BUY USD
|
$ 461,340.00
|
03/29/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890085666
|
USDCAD
|
BUY USD
|
$ 168,640.00
|
04/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190005667
|
USDCAD
|
BUY USD
|
$ 163,680.00
|
05/24/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450005514
|
USDCAD
|
BUY USD
|
$ 163,680.00
|
06/30/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820006015
|
USDCAD
|
BUY USD
|
$ 141,440.00
|
07/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100006314
|
USDCAD
|
BUY USD
|
$ 137,280.00
|
08/23/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360005819
|
USDCAD
|
BUY USD
|
$ 137,280.00
|
06/30/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820085996
|
USDCAD
|
BUY USD
|
$ 155,720.00
|
07/28/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100126304
|
USDCAD
|
BUY USD
|
$ 151,140.00
|
08/23/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360005818
|
USDCAD
|
BUY USD
|
$ 151,140.00
|
06/30/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820085997
|
USDCAD
|
BUY USD
|
$ 124,100.00
|
07/28/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100086280
|
USDCAD
|
BUY USD
|
$ 120,450.00
|
08/23/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360045862
|
USDCAD
|
BUY USD
|
$ 120,450.00
|
06/30/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046003
|
USDCAD
|
BUY USD
|
$ 124,100.00
|
07/28/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046301
|
USDCAD
|
BUY USD
|
$ 120,450.00
|
08/23/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360125830
|
USDCAD
|
BUY USD
|
$ 120,450.00
|
09/28/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
152710085917
|
USDJPY
|
BUY USD
|
$ 57,120.00
|
10/27/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153000085531
|
USDJPY
|
BUY USD
|
$ 55,440.00
|
11/23/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153270125684
|
USDJPY
|
BUY USD
|
$ 55,440.00
|
12/29/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630046255
|
USDJPY
|
BUY USD
|
$ 52,020.00
|
01/26/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260086634
|
USDJPY
|
BUY USD
|
$ 50,490.00
|
02/25/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560085842
|
USDJPY
|
BUY USD
|
$ 50,490.00
|
03/29/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890005680
|
USDJPY
|
BUY USD
|
$ 132,600.00
|
04/28/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190005696
|
USDJPY
|
BUY USD
|
$ 128,700.00
|
05/24/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450085634
|
USDJPY
|
BUY USD
|
$ 128,700.00
|
06/30/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006072
|
USDJPY
|
BUY USD
|
$ 74,460.00
|
07/28/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100086268
|
USDJPY
|
BUY USD
|
$ 72,270.00
|
08/23/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360085894
|
USDJPY
|
BUY USD
|
$ 72,270.00
|
12/29/2015
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630086155
|
USDJPY
|
BUY USD
|
$ 61,540.00
|
01/26/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260086632
|
USDJPY
|
BUY USD
|
$ 59,730.00
|
02/25/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560085843
|
USDJPY
|
BUY USD
|
$ 59,730.00
|
03/29/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890125671
|
USDJPY
|
BUY USD
|
$ 197,540.00
|
04/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190125698
|
USDJPY
|
BUY USD
|
$ 191,730.00
|
05/24/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450085633
|
USDJPY
|
BUY USD
|
$ 191,730.00
|
06/30/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006071
|
USDJPY
|
BUY USD
|
$ 77,860.00
|
07/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100006304
|
USDJPY
|
BUY USD
|
$ 75,570.00
|
08/23/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360125849
|
USDJPY
|
BUY USD
|
$ 75,570.00
|
12/29/2015
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630006159
|
USDJPY
|
BUY USD
|
$ 43,860.00
|
01/26/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260006486
|
USDJPY
|
BUY USD
|
$ 42,570.00
|
02/25/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560125843
|
USDJPY
|
BUY USD
|
$ 42,570.00
|
03/29/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890045679
|
USDJPY
|
BUY USD
|
$ 175,440.00
|
04/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190085736
|
USDJPY
|
BUY USD
|
$ 170,280.00
|
05/24/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450125611
|
USDJPY
|
BUY USD
|
$ 170,280.00
|
06/30/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820086043
|
USDJPY
|
BUY USD
|
$ 65,960.00
|
07/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100086269
|
USDJPY
|
BUY USD
|
$ 64,020.00
|
08/23/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360125847
|
USDJPY
|
BUY USD
|
$ 64,020.00
|
12/29/2015
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630126119
|
USDJPY
|
BUY USD
|
$ 43,860.00
|
01/26/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260006488
|
USDJPY
|
BUY USD
|
$ 42,570.00
|
02/25/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560045813
|
USDJPY
|
BUY USD
|
$ 42,570.00
|
03/29/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890125672
|
USDJPY
|
BUY USD
|
$ 158,780.00
|
04/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190045758
|
USDJPY
|
BUY USD
|
$ 154,110.00
|
05/24/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450085637
|
USDJPY
|
BUY USD
|
$ 154,110.00
|
06/30/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820086040
|
USDJPY
|
BUY USD
|
$ 60,520.00
|
07/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100126289
|
USDJPY
|
BUY USD
|
$ 58,740.00
|
08/23/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360005833
|
USDJPY
|
BUY USD
|
$ 58,740.00
|
03/29/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890085708
|
USDJPY
|
BUY USD
|
$ 75,820.00
|
04/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190125694
|
USDJPY
|
BUY USD
|
$ 73,590.00
|
05/24/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450125612
|
USDJPY
|
BUY USD
|
$ 73,590.00
|
06/30/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046050
|
USDJPY
|
BUY USD
|
$ 115,940.00
|
07/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100006303
|
USDJPY
|
BUY USD
|
$ 112,530.00
|
08/23/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360005835
|
USDJPY
|
BUY USD
|
$ 112,530.00
|
03/29/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890085713
|
USDJPY
|
BUY USD
|
$ 57,800.00
|
04/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190085737
|
USDJPY
|
BUY USD
|
$ 56,100.00
|
05/24/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450005580
|
USDJPY
|
BUY USD
|
$ 56,100.00
|
06/30/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820006069
|
USDJPY
|
BUY USD
|
$ 89,420.00
|
07/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046292
|
USDJPY
|
BUY USD
|
$ 86,790.00
|
08/23/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360045885
|
USDJPY
|
BUY USD
|
$ 86,790.00
|
03/29/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890085709
|
USDJPY
|
BUY USD
|
$ 57,800.00
|
04/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190125695
|
USDJPY
|
BUY USD
|
$ 56,100.00
|
05/24/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450045593
|
USDJPY
|
BUY USD
|
$ 56,100.00
|
06/30/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820086041
|
USDJPY
|
BUY USD
|
$ 89,420.00
|
07/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100086265
|
USDJPY
|
BUY USD
|
$ 86,790.00
|
08/23/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360085896
|
USDJPY
|
BUY USD
|
$ 86,790.00
|
06/30/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046049
|
USDJPY
|
BUY USD
|
$ 86,360.00
|
07/28/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100086266
|
USDJPY
|
BUY USD
|
$ 83,820.00
|
08/23/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360045887
|
USDJPY
|
BUY USD
|
$ 83,820.00
|
06/30/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046048
|
USDJPY
|
BUY USD
|
$ 68,340.00
|
07/28/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100006302
|
USDJPY
|
BUY USD
|
$ 66,330.00
|
08/23/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360045884
|
USDJPY
|
BUY USD
|
$ 66,330.00
|
06/30/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820126014
|
USDJPY
|
BUY USD
|
$ 68,340.00
|
07/28/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046290
|
USDJPY
|
BUY USD
|
$ 66,330.00
|
08/23/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360005834
|
USDJPY
|
BUY USD
|
$ 66,330.00
|
09/28/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
152710125933
|
USDMXN
|
SELL USD
|
$ 169,085.03
|
10/27/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153000085556
|
USDMXN
|
SELL USD
|
$ 168,400.39
|
11/23/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153270045766
|
USDMXN
|
SELL USD
|
$ 169,612.98
|
12/29/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630085642
|
USDMXN
|
SELL USD
|
$ 253,175.46
|
01/26/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260086651
|
USDMXN
|
SELL USD
|
$ 228,879.82
|
02/25/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560125828
|
USDMXN
|
SELL USD
|
$ 232,642.58
|
03/29/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890005787
|
USDMXN
|
SELL USD
|
$ 182,472.04
|
04/28/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190005728
|
USDMXN
|
SELL USD
|
$ 180,132.37
|
05/24/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450005595
|
USDMXN
|
SELL USD
|
$ 168,538.56
|
12/29/2015
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630045697
|
USDMXN
|
SELL USD
|
$ 168,442.93
|
01/26/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260046488
|
USDMXN
|
SELL USD
|
$ 152,291.48
|
02/25/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560005772
|
USDMXN
|
SELL USD
|
$ 154,729.48
|
03/29/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890085821
|
USDMXN
|
SELL USD
|
$ 302,605.37
|
04/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190125728
|
USDMXN
|
SELL USD
|
$ 298,614.00
|
05/24/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450085647
|
USDMXN
|
SELL USD
|
$ 279,368.73
|
06/30/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820086167
|
USDMXN
|
SELL USD
|
$ 188,001.25
|
07/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100006309
|
USDMXN
|
SELL USD
|
$ 179,217.13
|
12/29/2015
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630125622
|
USDMXN
|
SELL USD
|
$ 168,069.43
|
01/26/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260006498
|
USDMXN
|
SELL USD
|
$ 151,975.30
|
02/25/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560085830
|
USDMXN
|
SELL USD
|
$ 154,335.14
|
03/29/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890085822
|
USDMXN
|
SELL USD
|
$ 244,893.59
|
04/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190005730
|
USDMXN
|
SELL USD
|
$ 241,634.73
|
05/24/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450125622
|
USDMXN
|
SELL USD
|
$ 225,988.01
|
06/30/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006207
|
USDMXN
|
SELL USD
|
$ 198,067.32
|
07/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100126299
|
USDMXN
|
SELL USD
|
$ 188,772.84
|
12/29/2015
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630045700
|
USDMXN
|
SELL USD
|
$ 167,677.70
|
01/26/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260006497
|
USDMXN
|
SELL USD
|
$ 151,642.22
|
02/25/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560005773
|
USDMXN
|
SELL USD
|
$ 153,913.54
|
03/29/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890085825
|
USDMXN
|
SELL USD
|
$ 283,846.26
|
04/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190045793
|
USDMXN
|
SELL USD
|
$ 280,070.23
|
05/24/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450045613
|
USDMXN
|
SELL USD
|
$ 261,843.48
|
06/30/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820126128
|
USDMXN
|
SELL USD
|
$ 320,795.69
|
07/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100046300
|
USDMXN
|
SELL USD
|
$ 305,725.46
|
03/29/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890045806
|
USDMXN
|
SELL USD
|
$ 164,312.11
|
04/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190045789
|
USDMXN
|
SELL USD
|
$ 162,124.14
|
05/24/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450045614
|
USDMXN
|
SELL USD
|
$ 151,529.93
|
06/30/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820086165
|
USDMXN
|
SELL USD
|
$ 235,195.70
|
07/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100086272
|
USDMXN
|
SELL USD
|
$ 224,057.58
|
08/23/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360125854
|
USDMXN
|
SELL USD
|
$ 167,351.24
|
03/29/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890005788
|
USDMXN
|
SELL USD
|
$ 163,875.26
|
04/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190005729
|
USDMXN
|
SELL USD
|
$ 161,681.94
|
05/24/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450125624
|
USDMXN
|
SELL USD
|
$ 151,086.81
|
06/30/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820126127
|
USDMXN
|
SELL USD
|
$ 234,444.60
|
07/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046297
|
USDMXN
|
SELL USD
|
$ 223,278.99
|
08/23/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360085903
|
USDMXN
|
SELL USD
|
$ 166,796.11
|
03/29/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890045803
|
USDMXN
|
SELL USD
|
$ 163,562.97
|
04/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190005727
|
USDMXN
|
SELL USD
|
$ 161,350.13
|
05/24/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450085649
|
USDMXN
|
SELL USD
|
$ 150,761.27
|
06/30/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046166
|
USDMXN
|
SELL USD
|
$ 233,878.12
|
07/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100006306
|
USDMXN
|
SELL USD
|
$ 222,676.06
|
08/23/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360085901
|
USDMXN
|
SELL USD
|
$ 166,388.88
|
06/30/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820126126
|
USDMXN
|
SELL USD
|
$ 155,395.88
|
07/28/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100126296
|
USDMXN
|
SELL USD
|
$ 147,884.94
|
08/23/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360005839
|
USDMXN
|
SELL USD
|
$ 127,554.37
|
06/30/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046165
|
USDMXN
|
SELL USD
|
$ 154,959.20
|
07/28/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046298
|
USDMXN
|
SELL USD
|
$ 147,411.65
|
08/23/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360085902
|
USDMXN
|
SELL USD
|
$ 127,188.86
|
06/30/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820006206
|
USDMXN
|
SELL USD
|
$ 154,446.34
|
07/28/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100086273
|
USDMXN
|
SELL USD
|
$ 146,854.38
|
08/23/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360045891
|
USDMXN
|
SELL USD
|
$ 126,766.26
|
09/28/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
152710046239
|
USDZAR
|
BUY USD
|
$ 47,260.00
|
09/28/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
152710206076
|
USDZAR
|
SELL USD
|
$ 19,130.26
|
10/27/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153000047223
|
USDZAR
|
BUY USD
|
$ 45,870.00
|
10/27/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153000087204
|
USDZAR
|
SELL USD
|
$ 19,101.14
|
11/23/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153270045748
|
USDZAR
|
SELL USD
|
$ 18,727.32
|
12/29/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630006411
|
USDZAR
|
SELL USD
|
$ 27,213.52
|
12/29/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630126363
|
USDZAR
|
BUY USD
|
$ 86,700.00
|
02/25/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560126214
|
USDZAR
|
SELL USD
|
$ 26,114.68
|
02/25/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560126213
|
USDZAR
|
BUY USD
|
$ 84,150.00
|
03/29/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890045969
|
USDZAR
|
SELL USD
|
$ 20,261.81
|
04/28/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190126146
|
USDZAR
|
SELL USD
|
$ 21,445.18
|
05/24/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450006277
|
USDZAR
|
SELL USD
|
$ 19,602.52
|
06/30/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820046404
|
USDZAR
|
SELL USD
|
$ 55,658.04
|
06/30/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820046407
|
USDZAR
|
BUY USD
|
$ 7,820.00
|
08/23/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360086110
|
USDZAR
|
BUY USD
|
$ 7,590.00
|
08/23/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360046130
|
USDZAR
|
SELL USD
|
$ 59,674.63
|
12/29/2015
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630046515
|
USDZAR
|
BUY USD
|
$ 98,260.00
|
12/29/2015
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630046522
|
USDZAR
|
SELL USD
|
$ 17,896.95
|
02/25/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560006136
|
USDZAR
|
BUY USD
|
$ 95,370.00
|
02/25/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560126219
|
USDZAR
|
SELL USD
|
$ 17,176.37
|
03/29/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890005940
|
USDZAR
|
SELL USD
|
$ 31,671.00
|
03/29/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890005943
|
USDZAR
|
BUY USD
|
$ 155,040.00
|
04/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190046206
|
USDZAR
|
BUY USD
|
$ 150,480.00
|
04/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190086167
|
USDZAR
|
SELL USD
|
$ 33,512.49
|
05/24/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450006278
|
USDZAR
|
BUY USD
|
$ 150,480.00
|
05/24/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450046348
|
USDZAR
|
SELL USD
|
$ 30,657.17
|
06/30/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820126340
|
USDZAR
|
SELL USD
|
$ 13,184.86
|
06/30/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820126342
|
USDZAR
|
BUY USD
|
$ 121,040.00
|
08/23/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360086111
|
USDZAR
|
BUY USD
|
$ 117,480.00
|
08/23/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360006073
|
USDZAR
|
SELL USD
|
$ 14,130.07
|
12/29/2015
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630086438
|
USDZAR
|
SELL USD
|
$ 17,788.15
|
12/29/2015
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630046512
|
USDZAR
|
BUY USD
|
$ 47,260.00
|
02/25/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560046231
|
USDZAR
|
SELL USD
|
$ 17,061.40
|
02/25/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560086237
|
USDZAR
|
BUY USD
|
$ 45,870.00
|
03/29/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890045970
|
USDZAR
|
SELL USD
|
$ 50,908.42
|
03/29/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890085962
|
USDZAR
|
BUY USD
|
$ 495,040.00
|
04/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190086163
|
USDZAR
|
BUY USD
|
$ 480,480.00
|
04/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190126143
|
USDZAR
|
SELL USD
|
$ 53,855.86
|
05/16/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161370125834
|
USDZAR
|
BUY USD
|
$ 510,520.00
|
05/24/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450006276
|
USDZAR
|
SELL USD
|
$ 49,272.59
|
05/24/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450086417
|
USDZAR
|
BUY USD
|
$ 480,480.00
|
12/29/2015
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630006410
|
USDZAR
|
SELL USD
|
$ 17,682.82
|
12/29/2015
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630086425
|
USDZAR
|
BUY USD
|
$ 47,260.00
|
02/25/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560046236
|
USDZAR
|
SELL USD
|
$ 16,958.09
|
02/25/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560126222
|
USDZAR
|
BUY USD
|
$ 45,870.00
|
03/29/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890005941
|
USDZAR
|
SELL USD
|
$ 16,202.36
|
03/29/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890085968
|
USDZAR
|
BUY USD
|
$ 495,040.00
|
04/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190006139
|
USDZAR
|
BUY USD
|
$ 480,480.00
|
04/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190046203
|
USDZAR
|
SELL USD
|
$ 17,142.57
|
05/24/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450126304
|
USDZAR
|
SELL USD
|
$ 15,683.72
|
05/24/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450046350
|
USDZAR
|
BUY USD
|
$ 480,480.00
|
06/30/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006461
|
USDZAR
|
BUY USD
|
$ 244,800.00
|
06/30/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820126338
|
USDZAR
|
SELL USD
|
$ 33,238.48
|
08/23/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360006076
|
USDZAR
|
SELL USD
|
$ 35,641.43
|
08/23/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360126086
|
USDZAR
|
BUY USD
|
$ 237,600.00
|
03/29/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890045974
|
USDZAR
|
BUY USD
|
$ 104,040.00
|
03/29/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890085963
|
USDZAR
|
SELL USD
|
$ 19,119.12
|
04/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190126147
|
USDZAR
|
BUY USD
|
$ 100,980.00
|
04/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190086169
|
USDZAR
|
SELL USD
|
$ 20,225.95
|
05/24/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450086410
|
USDZAR
|
SELL USD
|
$ 18,511.59
|
05/24/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450086418
|
USDZAR
|
BUY USD
|
$ 100,980.00
|
06/30/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046410
|
USDZAR
|
BUY USD
|
$ 88,740.00
|
06/30/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820126341
|
USDZAR
|
SELL USD
|
$ 38,337.87
|
08/23/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360006075
|
USDZAR
|
SELL USD
|
$ 41,119.35
|
08/23/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360046131
|
USDZAR
|
BUY USD
|
$ 86,130.00
|
03/29/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890045971
|
USDZAR
|
SELL USD
|
$ 16,408.55
|
03/29/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890125951
|
USDZAR
|
BUY USD
|
$ 47,940.00
|
04/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190006140
|
USDZAR
|
SELL USD
|
$ 17,362.70
|
04/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190126144
|
USDZAR
|
BUY USD
|
$ 46,530.00
|
05/24/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450046349
|
USDZAR
|
SELL USD
|
$ 15,891.74
|
05/24/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450046351
|
USDZAR
|
BUY USD
|
$ 46,530.00
|
06/30/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046411
|
USDZAR
|
BUY USD
|
$ 22,100.00
|
06/30/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820086407
|
USDZAR
|
SELL USD
|
$ (29,708.87)
|
08/23/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360086113
|
USDZAR
|
SELL USD
|
$ 31,862.23
|
08/23/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360126085
|
USDZAR
|
BUY USD
|
$ 21,450.00
|
03/29/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890125952
|
USDZAR
|
BUY USD
|
$ 47,940.00
|
03/29/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890125946
|
USDZAR
|
SELL USD
|
$ 16,330.63
|
04/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190086171
|
USDZAR
|
SELL USD
|
$ 17,278.51
|
04/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190006146
|
USDZAR
|
BUY USD
|
$ 46,530.00
|
05/24/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450086414
|
USDZAR
|
SELL USD
|
$ 15,814.41
|
05/24/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450046353
|
USDZAR
|
BUY USD
|
$ 46,530.00
|
06/30/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820000045
|
USDZAR
|
BUY USD
|
$ 22,440.00
|
06/30/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820126339
|
USDZAR
|
SELL USD
|
$ 30,225.43
|
08/23/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360046132
|
USDZAR
|
BUY USD
|
$ 21,780.00
|
08/23/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360126090
|
USDZAR
|
SELL USD
|
$ 32,496.43
|
06/30/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820006465
|
USDZAR
|
BUY USD
|
$ 102,000.00
|
06/30/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820046406
|
USDZAR
|
SELL USD
|
$ 17,175.89
|
08/23/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360006072
|
USDZAR
|
BUY USD
|
$ 99,000.00
|
08/23/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360086120
|
USDZAR
|
SELL USD
|
$ 18,452.46
|
06/30/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820086406
|
USDZAR
|
SELL USD
|
$ 20,136.00
|
06/30/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820086414
|
USDZAR
|
BUY USD
|
$ 52,700.00
|
08/23/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360086121
|
USDZAR
|
SELL USD
|
$ 21,637.13
|
08/23/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360126081
|
USDZAR
|
BUY USD
|
$ 51,150.00
|
06/30/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820086404
|
USDZAR
|
SELL USD
|
$ 20,013.15
|
06/30/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820126346
|
USDZAR
|
BUY USD
|
$ 45,560.00
|
08/23/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360126083
|
USDZAR
|
SELL USD
|
$ 21,505.82
|
08/23/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360126084
|
USDZAR
|
BUY USD
|
$ 44,220.00
|
09/28/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
152710165951
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
10/27/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153000045523
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
11/23/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153270125751
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
12/29/2015
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630046386
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
01/26/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260086618
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
02/25/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560085800
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
03/29/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890045738
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
04/28/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190125714
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
05/24/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450005527
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
06/30/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820006002
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
07/28/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100126314
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
08/23/2016
|
09/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360125841
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
12/29/2015
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630086274
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
01/26/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260086619
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
02/25/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560005739
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
03/29/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890045740
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
04/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190085757
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
05/24/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450045540
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
06/30/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820085978
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
07/28/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100126315
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
08/23/2016
|
10/19/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360045878
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
12/29/2015
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630006256
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
01/26/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260126386
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
02/25/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560045768
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
03/29/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890085758
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
04/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190005717
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
05/24/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450085590
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
06/30/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820085977
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
07/28/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100126316
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
08/23/2016
|
11/18/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360085890
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
12/29/2015
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
153630046385
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
01/26/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160260046456
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
02/25/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160560005740
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
03/29/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
160890005729
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
04/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161190125718
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
05/24/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161450125561
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
06/30/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
161820005998
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
07/28/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162100046308
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
08/23/2016
|
12/20/2016
|
RCPC
|
CITIFX
|
FX FWD
|
162360085891
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
03/29/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890125718
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
04/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190045777
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
05/24/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450045537
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
06/30/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820125938
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
07/28/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046307
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
08/23/2016
|
01/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360005827
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
03/29/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890045742
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
04/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190045776
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
05/24/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450005529
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
06/30/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820085976
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
07/28/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100086287
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
08/23/2016
|
02/21/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360085889
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
03/29/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
160890045743
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
04/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161190085759
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
05/24/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161450045538
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
06/30/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820005996
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
07/28/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100006324
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
08/23/2016
|
03/17/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360005828
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
06/30/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820125937
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
07/28/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100126313
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
08/23/2016
|
04/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360125839
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
06/30/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820045989
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
07/28/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100086289
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
08/23/2016
|
05/18/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360045877
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
06/30/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
161820085974
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
07/28/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162100046306
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
08/23/2016
|
06/20/2017
|
RCPC
|
CITIFX
|
FX FWD
|
162360125840
|
AUDNZD
|
BUY AUD
|
$ 59,160.00
|
Company
|
Issuing
Bank
|
Issuing Date
|
Maturity Date
|
Auto
Renew
|
Final
Expiration Date
|
Beneficiary
|
LOC Number
|
Amount
|
Revlon Consumer Products Corporation
|
CITI
|
10/12/2004
|
12 Months
|
9/20/2016
|
TRANSPORTATION
|
61621867
|
1,255,239
|
|
Revlon Consumer Products Corporation
|
CITI
|
9/27/2004
|
12 Months
|
9/20/2016
|
RELIANCE NATIONAL INDEMNITY CO.
|
61621868
|
3,006,000
|
|
Revlon Consumer Products Corporation
|
CITI
|
10/13/2004
|
12 Months
|
9/20/2016
|
CONTINENTAL
|
61621865
|
642,000
|
|
Revlon Consumer Products Corporation
|
CITI
|
2/6/2012
|
12 Months
|
7/1/2017
|
ZURICH AMERICAN INSURANCE CO
|
63659884
|
2,275,000
|
|
Revlon Consumer Products Corporation
|
CITI
|
11/2/2004
|
12 Months
|
10/25/2016
|
NJ COMM. OF ENV PROTECT
|
61625023
|
1,000,000
|
|
Revlon Consumer Products Corporation
|
CITI
|
11/2/2004
|
12 Months
|
10/25/2016
|
NJ COMM. OF ENV PROTECT
|
61625024
|
50,000
|
|
Revlon International Corporation
|
CITI
|
8/2/2004
|
12 Months
|
7/9/2017
|
CTIBANK LONDON, ENGLAND
|
61619083
|
66,967
|
|
ELIZABETH ARDEN
|
||||||||
Elizabeth Arden, Inc.
|
JPM
|
3/3/2005
|
10/31/2017
|
200 PARK SOUTH ASSOCIATES LLC
|
T-621401
|
328,085.34 (USD)
|
||
Elizabeth Arden, Inc.
|
JPM
|
11/27/2012
|
11/30/2016
|
12 Months
|
HSBC BANK PLC, LONDON
|
CTCS-246155
|
2,100,000 (NOK)
|
|
Elizabeth Arden, Inc.
|
JPM
|
11/27/2012
|
11/30/2016
|
12 Months
|
HSBC BANK PLC, LONDON
|
CTCS-246157
|
317,500 (CHF)
|
|
Elizabeth Arden, Inc.
|
JPM
|
12/21/2012
|
12/19/2016
|
12 Months
|
5/31/2023
|
200 PARK SOUTH ASSOCIATES LLC
|
CTCS-311218
|
131,915 (USD)
|
Elizabeth Arden, Inc.
|
JPM
|
1/8/2013
|
1/10/2017
|
12 Months
|
HSBC BANK PLC, LONDON
|
CTCS-361207
|
260,000 (EUR)
|
Company
|
Issuing
Bank
|
Issuing Date
|
Maturity Date
|
Auto
Renew
|
Final
Expiration Date
|
Beneficiary
|
LOC Number
|
Amount
|
Elizabeth Arden, Inc.
|
JPM
|
9/25/2013
|
1/20/2017
|
12 Months
|
10/31/2021
|
ESRT FIRST STAMFORD PLACE
|
CTCS-758830
|
543,917.50 (USD)
|
Elizabeth Arden, Inc.
|
JPM
|
11/30/2015
|
11/1/2016
|
12 Months
|
11/1/2022
|
DUKE REALTY LIMITED
|
CTCS-770340
|
206,030 (USD)
|
Elizabeth Arden, Inc.
|
JPM
|
5/12/2003
|
4/30/2017
|
12 Months
|
FLORIDA SELF-INSURANCE
|
T-237306
|
100,000 (USD)
|
|
Elizabeth Arden, Inc.
|
JPM
|
3/24/2005
|
3/23/2017
|
12 Months
|
CREDIT SUISSE, SWISS
|
T-623912
|
1,000,000 (CHF)
|
Lender
|
Initial Revolving Commitment
|
Citibank, N.A.
|
$76,666,666.67
|
Bank of America, N.A.
|
$76,666,666.67
|
Wells Fargo Bank, National Association
|
$76,666,666.67
|
Credit Suisse AG, Cayman Islands Branch
|
$40,000,000.00
|
Deutsche Bank AG New York Branch
|
$40,000,000.00
|
JPMorgan Chase Bank, N.A.
|
$40,000,000.00
|
Macquarie Capital Funding LLC
|
$30,000,000.00
|
Barclays Bank PLC
|
$20,000,000.00
|
Total Initial Revolving Commitments
|
$400,000,000.00.
|
Lender
|
Letter of Credit Sublimit
|
JP Morgan Sublimit
|
$10,000,000.00
|
Bank of America Sublimit
|
$19,166,666.67
|
Citi Sublimit
|
$70,833,333.33
|
Total LC Sublimit
|
$100,000,000.00
|
Local Fronting Lender and Local Lending Office
|
Denomination Currency
|
Currency Sublimit
|
Maximum Sublimit
|
Name of Borrower
and
Address for Notices
|
Australian Dollars
|
US $ 0
|
US $ 0
|
||
Euros
|
US $10,000,000
|
US $30,000,000
|
||
Hong Kong Dollars
|
US $ 0
|
US $ 0
|
||
Euros
|
US $10,000,000
|
US $30,000,000
|
||
Pounds Sterling
|
US $ 0
|
US $ 0
|
||
TOTAL
|
US $20,000,000
|
|||
AGGREGATE CURRENCY SUBLIMIT
|
US $20,000,000
|
|||
REMAINING AGGREGATE CURRENCY SUBMLIMIT
|
US $20,000,000
|
Address
|
1501 Williamsboro Street, Oxford, NC 27565
|
5344 Overmyer Drive, Jacksonville, Florida
|
2210 Melson Avenue, Jacksonville Florida
|
Rail sidetrack adjacent to 5344 Overmyer Drive, Jacksonville Florida
|
Name of Debtor/Grantor
|
Jurisdiction of Organization/ Formation
|
Percentage Owned
|
Restricted/ Unrestricted Subsidiary
|
Almay, Inc.
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Art & Science, Ltd.
|
Illinois
|
100% by Roux Laboratories, Inc.
|
Restricted
|
Bari Cosmetics, Ltd.
|
Delaware
|
100% by OPP Products, Inc.
|
Restricted
|
Beautyge Brands USA, Inc. (f/k/a Colomer Beauty Brands USA, Inc.)
|
Delaware
|
100% by Roux Laboratories, Inc.
|
Restricted
|
Beautyge U.S.A., Inc. (f/k/a Colomer U.S.A., Inc.)
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Charles Revson Inc.
|
New York
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Creative Nail Design, Inc.
|
California
|
100% by Roux Laboratories, Inc.
|
Restricted
|
North America Revsale Inc.
|
New York
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
OPP Products, Inc.
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
PPI Two Corporation
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Realistic Roux Professional Products Inc.
|
Delaware
|
100% by Roux Laboratories, Inc.
|
Restricted
|
Revlon Development Corp.
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Revlon Government Sales, Inc.
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Revlon International Corporation
|
Delaware
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Revlon Professional Holding Company LLC
|
Delaware
|
100% collectively by Revlon Consumer Products Corporation; Revlon Manufacturing Ltd.; Revlon (Suisse) S.A. and Beautyge Beauty Group, S.L.
|
Restricted
|
RIROS Corporation
|
New York
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
RIROS Group Inc.
|
Delaware
|
100% by RIROS Corporation
|
Restricted
|
RML, LLC
|
Delaware
|
100% by Revlon International Corporation
|
Restricted
|
Roux Laboratories, Inc.
|
New York
|
100% by Beautyge U.S.A., Inc.
|
Restricted
|
Roux Properties Jacksonville, LLC
|
Florida
|
100% by Roux Laboratories, Inc.
|
Restricted
|
SinfulColors Inc.
|
Delaware
|
100% by Opp Products, Inc.
|
Restricted
|
DF Enterprises, Inc.
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Elizabeth Arden (Financing), Inc.
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Elizabeth Arden, Inc.
|
Florida
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
Elizabeth Arden International Holding, Inc.
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Elizabeth Arden Travel Retail, Inc.
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Elizabeth Arden Investments, LLC
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Elizabeth Arden NM, LLC
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Elizabeth Arden USC, LLC
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
FD Management, Inc.
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
RDEN Management, Inc.
|
Delaware
|
100% by Elizabeth Arden, Inc.
|
Restricted
|
Name of Debtor/Grantor
|
Jurisdiction of Organization/ Formation
|
Percentage Owned
|
Restricted/ Unrestricted Subsidiary
|
New Revlon Argentina, S.A.
|
Argentina
|
100% collectively by Revlon International Corporation and Revlon Manufacturing Ltd.
|
Restricted
|
Beautyge Australia Pty Ltd
|
Australia
|
100% by Revlon Australia Pty Limited
|
Restricted
|
Revlon Australia Pty Limited
|
Australia
|
100% by Revlon Manufacturing Ltd.
|
Restricted
|
Revlon Trading Bangladesh Private Limited
|
Bangladesh
|
99.9% by Modi-Revlon (Private) Limited
|
Restricted
|
Promethean Insurance Limited
|
Bermuda
|
100% by Revlon Offshore Limited
|
Restricted
|
Revlon Manufacturing Ltd
|
Bermuda
|
100% by RML Holdings L.P.
|
Restricted
|
Revlon Offshore Limited
|
Bermuda
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
RML Holdings L.P.
|
Bermuda
|
100% collectively by Revlon International Corporation and RML, LLC
|
Restricted
|
Revlon Ltda
|
Brazil
|
100% collectively by Revlon International Corporation and Revlon Manufacturing Ltd.
|
Restricted
|
Revlon Canada Inc.
|
Canada
|
100% collectively by Revlon International Corporation and Beautyge Participations, S.L.
|
Restricted
|
Revlon China Holdings Limited
|
Cayman Islands
|
100% by Revlon International Corporation
|
Restricted
|
Revlon (Shanghai) Limited
|
China
|
97.22% by Revlon China Holdings Limited
|
Restricted
|
Revlon Trading (Shanghai) Co., Ltd
|
China
|
100% by Revlon (Hong Kong) Limited
|
Restricted
|
Shanghai Revstar Cosmetics Marketing Services Limited
|
China
|
98.21% by Revlon China Holdings Limited
|
Restricted
|
Armour Farmaceutica de Colombia, S.A.
|
Colombia
|
80% by Revlon Guarantor Corp.
|
Restricted
|
Beautyge Denmark A/S
|
Denmark
|
100% by Beautyge, S.L.
|
Restricted
|
American Crew Dominicana, S.r.l.
|
Dominican Republic
|
99.9% by Beautyge Brands USA, Inc.
|
Restricted
|
Comercializadora Brendola, S.r.l.
|
Dominican Republic
|
99.9% by Beautyge, S.L.
|
Restricted
|
Beautyge Brands France Holding SAS
|
France
|
100% collectively by Beautyge, S.L. and Beautyge Participations, S.L.
|
Restricted
|
Beutyge France SAS
|
France
|
100% by Beautyge Brands France Holding SAS
|
Restricted
|
Européenee de Produits de Beauté, S.A.S.
|
France
|
100% collectively by Revlon International Corporation and Revlon B.V.
|
Restricted
|
Beautyge Germany GmbH
|
Germany
|
100% by Beautyge Participations, S.L.
|
Restricted
|
Productos Cosmeticos de Revlon, S.A.
|
Guatemala
|
100% collectively by Revlon Overseas Corporation, C.A. and Revlon International Corporation
|
Restricted
|
Revlon (Hong Kong) Limited
|
Hong Kong
|
100% collectively by Revlon International Corporation and Revlon Manufacturing Ltd.
|
Restricted
|
Modi-Revlon Limited
|
India
|
26% by Revlon Mauritius Limited
|
Restricted
|
Baninvest Beauty Limited
|
Ireland
|
100% by Beautyge Fragrances Holdings Ltd
|
Restricted
|
Beautyge Professional Limited
|
Ireland
|
100% by Roux Laboratories, Inc.
|
Restricted
|
Name of Debtor/Grantor
|
Jurisdiction of Organization/ Formation
|
Percentage Owned
|
Restricted/ Unrestricted Subsidiary
|
Beautyge U.K., Limited
|
United Kingdom
|
100% by Beautyge Participations, S.L.
|
Restricted
|
CBBeauty Ltd
|
United Kingdom
|
100% by Beautyge Fragrances Holdings Ltd
|
Restricted
|
MCI Beauty Limited
|
United Kingdom
|
24.95% by CBBeauty Ltd
|
Restricted
|
Revlon Pension Trustee Company (U.K.) Limited
|
United Kingdom
|
100% by Revlon Consumer Products Corporation
|
Restricted
|
SAS and Company Limited
|
United Kingdom
|
100% collectively by Baninvest Beauty Limited and Beautyge Fragrances Holdings Ltd
|
Restricted
|
SAS Licences Limited
|
United Kingdom
|
100% by SAS and Company Limited
|
Restricted
|
Revlon Overseas Corporation, C.A.
|
Venezuela
|
100% by Revlon International Corporation
|
Restricted
|
Elizabeth Arden (Australia) PTY Ltd.
|
Australia
|
100% by
Elizabeth Arden International Holding, Inc.
|
Restricted
|
Elizabeth Arden (New Zealand) Limited
|
New Zealand
|
100% by
Elizabeth Arden International Holding, Inc.
|
Restricted
|
Elizabeth Arden (Switzerland) Holding S.a.r.l.
|
Switzerland
|
100% by
Elizabeth Arden International Holding, Inc.
|
Restricted
|
Elizabeth Arden (South Africa) (PTY) Ltd.
|
South Africa
|
100% by
Elizabeth Arden International Holding, Inc.
|
Restricted
|
Elizabeth Arden (Canada) Limited
|
Canada
|
100% by
Elizabeth Arden International Holding, Inc.
|
Restricted
|
Elizabeth Arden (Netherlands) Holding B.V.
|
Netherlands
|
100% by Elizabeth Arden (Switzerland) Holding S.a.r.l.
|
Restricted
|
Elizabeth Arden (Shanghai) Cosmetics & Fragrances Trading Ltd.
|
China
|
100% by Elizabeth Arden (Switzerland) Holding S.a.r.l.
|
Restricted
|
Elizabeth Arden (Export), Inc.
|
Puerto Rico
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden UK Ltd
|
UK
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden (Singapore) Pte. Ltd.
|
Singapore
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden España S.L.U.
|
Spain
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden International S.a.r.l. Int’l Headquarters
|
Switzerland
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden (Denmark) ApS
|
Denmark
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden (Norway) AS
|
Norway
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden (Sweden) AB
|
Sweden
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden Trading B.V.
|
Netherlands
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden Sea Pte. Ltd.
|
Singapore
|
60% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden Middle East FZCO
|
Dubai
|
60% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden Cosmeticos do Brazil Ltda
|
Brazil
|
100% collectively by Elizabeth Arden (Netherlands) Holding B.V. and Elizabeth Arden Trading B.V.
|
Restricted
|
Elizabeth Arden (France)
|
France
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Name of Debtor/Grantor
|
Jurisdiction of Organization/ Formation
|
Percentage Owned
|
Restricted/ Unrestricted Subsidiary
|
Elizabeth Arden GmbH
|
Germany
|
100% by Elizabeth Arden (Netherlands) Holding B.V.
|
Restricted
|
Elizabeth Arden Korea Yuhan Hoesa
|
Korea
|
100% collectively by Elizabeth Arden (Netherlands) Holding B.V. and
Elizabeth Arden International Holding, Inc.
|
Restricted
|
Elizabeth Arden Sea (HK) Ltd.
|
Hong Kong
|
100% by Elizabeth Arden Sea Pte. Ltd.
|
Restricted
|
Name of Debtor/Grantor
|
Jurisdiction of Organization/ Formation
|
Revlon, Inc.
|
Delaware
|
Revlon Consumer Products Corporation
|
Delaware
|
Almay, Inc.
|
Delaware
|
Art & Science, Ltd.
|
Illinois
|
Bari Cosmetics, Ltd.
|
Delaware
|
Beautyge Brands USA, Inc. (f/k/a Colomer Beauty Brands USA, Inc.)
|
Delaware
|
Beautyge U.S.A., Inc. (f/k/a Colomer U.S.A., Inc.)
|
Delaware
|
Charles Revson Inc.
|
New York
|
Creative Nail Design, Inc.
|
California
|
North America Revsale Inc.
|
New York
|
OPP Products, Inc.
|
Delaware
|
Realistic Roux Professional Products Inc.
|
Delaware
|
Revlon Development Corp.
|
Delaware
|
Revlon Government Sales, Inc.
|
Delaware
|
Revlon International Corporation
|
Delaware
|
Revlon Professional Holding Company LLC
|
Delaware
|
RIROS Corporation
|
New York
|
RIROS Group Inc.
|
Delaware
|
Roux Laboratories, Inc.
|
New York
|
Roux Properties Jacksonville, LLC
|
Florida
|
SinfulColors Inc.
|
Delaware
|
DF Enterprises, Inc.
|
Delaware
|
Elizabeth Arden (Financing), Inc.
|
Delaware
|
Elizabeth Arden, Inc.
|
Florida
|
Elizabeth Arden International Holding, Inc.
|
Delaware
|
Elizabeth Arden Travel Retail, Inc.
|
Delaware
|
FD Management, Inc.
|
Delaware
|
RDEN Management, Inc.
|
Delaware
|
Elizabeth Arden Investments, LLC
|
Delaware
|
Elizabeth Arden NM, LLC
|
Delaware
|
Elizabeth Arden USC, LLC
|
Delaware
|
Trademarks and Patents
|
U.S. Patent and Trademark Office
|
Copyrights
|
U.S. Copyright Office
|
North Carolina Mortgage
|
Granville County, NC
|
Florida Mortgage
|
Duval County, FL
|
1.
|
Deposit Accounts
. On or prior to the date that is sixty (60) days after the Closing Date, each Loan Party shall enter into, and cause each depository to enter into, Deposit Account Control Agreements (as defined in the Guarantee and Collateral Agreement) with respect to each deposit account maintained by such Person as of such date (other than Deposit Account Control Agreements not required to be delivered pursuant to Section 7.3 of the Guarantee and Collateral Agreement), in each case in form and substance reasonably acceptable to the Administrative Agent.
|
2. | Securities Accounts . On or prior to the date that is sixty (60) days after the Closing Date, each Loan Party shall enter into, and cause each securities intermediary to enter into, Securities Account Control Agreements (as defined in the Guarantee and Collateral Agreement) with respect to each securities account maintained by such Person as of such date (other than Securities Account Control Agreements not required to be delivered pursuant to Section 7.3 of the Guarantee and Collateral Agreement), in each case in form and substance reasonably acceptable to the Administrative Agent. |
3. | Promissory Notes . Borrower shall deliver to the Collateral Agent, within thirty (30) days after the Closing Date, the promissory notes set forth in the chart immediately below (to the extent not already in the possession of the Collateral Agent) together with related allonges (only to the extent reasonably requested by the Collateral Agent). |
Debtor/Grantor
|
Issuer of Instrument
|
Principal Amount of Instrument
|
Maturity Date
|
Revlon Consumer Products Corporation
|
Colomer Beauty & Professional Products S.L.
|
$118,235,863.00
|
January 31, 2020
|
RDEN Management, Inc.
|
Elizabeth Arden, Inc.
|
$1,405,713
|
[ ]
|
Revlon Consumer Products Corporation
|
Revlon Canada Inc.
|
CAD 10,401,362
|
January 31, 2016
|
Revlon International Corporation
|
Revlon K.K.
|
$6,876466
|
January 31, 2016
|
4. | Perfection Certificate; Promissory Notes . On or prior to the date that is sixty (60) days after the Closing Date, Borrower shall supplement the Perfection Certificate (as defined in the Guarantee and Collateral Agreement) and Schedule 2 to the Guarantee and Collateral Agreement to include all promissory notes issued to or held by any Grantor in excess of $10,000,000 in the aggregate for all such notes (other than promissory notes issued in connection with extensions of trade credit by any Grantor in the ordinary course of business) other than Excluded Collateral and deliver to the Collateral Agent all such promissory notes (to the extent not already in the possession of the Collateral Agent) together with related allonges (only to the extent reasonably requested by the Collateral Agent). |
5. | Stock Certificates and Stock Powers . Borrower shall deliver to the Collateral Agent, within thirty (30) days after the Closing Date, the stock certificates representing the certificated equity interests set forth in the chart immediately below together with stock powers duly endorsed in blank. |
6. | Stock Power for Beautyge Mexico, S.A. de C.V. Borrower shall deliver to the Collateral Agent, within thirty (30) days after the Closing Date, the Stock Power evidencing 364,824,372 variable shares of Beautyge Mexico, S.A. de C.V. (f/k/a Colomer Mexico S.A. de C.V.), duly endorsed in blank. |
7. | Real Estate . To the extent not delivered and/or completed on the Closing Date, Borrower shall deliver and/or complete on or prior to the date that is ninety (90) days after the Closing Date, the items set forth immediately below ( provided , however , that the Borrower may elect, in its sole discretion, not to mortgage the real property located at 5344 Overmyer Drive, Jacksonville, Florida and 2210 Melson Avenue, Jacksonville, Florida (on the basis they do not constitute Material Real Property), in which event the applicable deliverables below shall not be required). |
a. | 1501 Williamsboro Street, Oxford, North Carolina |
i. | Mortgage/Deed of Trust |
ii. | Title Policy/Marked-up Commitment |
iii. | Flood Certificate |
iv. | Survey |
b. | 5344 Overmyer Drive, Jacksonville, Florida |
i. | Mortgage/Deed of Trust |
ii. | Title Policy/Marked-up Commitment |
iii. | Flood Certificate |
iv. | Survey |
c. | 2210 Melson Avenue, Jacksonville, Florida |
i. | Mortgage/Deed of Trust |
ii. | Title Policy/Marked-up Commitment |
iii. | Flood Certificate |
iv. | Survey |
d. | Landlord Collateral Access Agreements 6 |
e. | Title Company Payment – Proof of payment or invoice marked “paid” |
f. | Appraisals |
i. | 1501 Williamsboro Street, Oxford, North Carolina |
ii. | 5344 Overmyer Drive, Jacksonville, Florida |
iii. | 2210 Melson Avenue, Jacksonville, Florida |
g. | Local Counsel Opinions relating to the enforceability of the mortgage for each of the following sites: |
i. | 1501 Williamsboro Street, Oxford, North Carolina |
ii. | 5344 Overmyer Drive, Jacksonville, Florida |
iii. | 2210 Melson Avenue, Jacksonville, Florida |
8. | Intellectual Property |
a. | On or prior to the date that is sixty (60) days after the Closing Date, Borrower will use commercially reasonably efforts to file with the United States Patent and Trademark Office (the “USPTO”) appropriate documentation reasonably satisfactory to the Administrative Agent in order for the ownership records at the USPTO for the mark GIORGIO (& Crest Device) (U.S. Reg. No. 1458508) to reflect a clean and unbroken chain of title. |
b. | The Borrower will use commercially reasonably efforts to file with the USPTO, on or prior to the date that is sixty (60) days after the Closing Date, inventor assignments in order for the ownership records at the USPTO for each of the patents owned by Revlon Consumer Products Corporation and listed below to reflect a clean and unbroken chain of title: |
Title of Patent
|
Patent Number
|
|
1.
|
Method and Compositions for Bleaching Hair
|
6703004
|
2.
|
Method and Compositions for Bleaching Hair
|
7,001,593
|
3.
|
Methods and Compositions for Coloring Hair
(technology for 2 minute haircolor)
|
7494514
|
4.
|
Nail file
|
D717998
|
5.
|
Cosmetic Applicator
|
D742589
|
6.
|
Cosmetics Container Cap With Applicator and Comb
|
5970990
|
7.
|
Hermetic Compact Case
|
6,047,710
|
8.
|
Method for Treating Chapped Lips
|
6,086,859
|
9.
|
Methods for Treating Skin with 3-Hydroxy Benzoic Acid
|
6,235,297
|
c. | The Borrower will use commercially reasonable efforts to file with the USPTO, on or prior to the date that is sixty (60) days after the Closing Date, intellectual property releases or other documentation reasonably satisfactory to the Administrative Agent evidencing the release of the Liens granted by Cutex Nails, Inc. on August 31, 2010 on the Intellectual Property owned by Revlon Consumer Products Corporation and recorded at the Reel Frame numbers set forth below on the dates corresponding thereto: |
Reel Frame Number
|
Recordation Date
|
4284/0834
|
9/27/2010
|
4296/0324
|
10/14/2010
|
025039/0729
|
9/27/2010
|
025137/0358
|
10/14/2010
|
Debtor
|
Lender
|
Description
|
Currency
|
Amount
|
Revlon K.K.
|
Revlon Consumer Products Corp.
|
Loan
|
JPY
|
¥7,297,672,026
|
Revlon K.K.
|
Revlon International Corp.
|
Loan
|
JPY
|
¥7,297,672,026
|
Shanghai Revstar Cosmetics Services Limited
|
Revlon Consumer Products Corp.
|
Loan
|
USD
|
22,301,000
|
Shanghai Revstar Cosmetics Services Limited
|
Revlon Consumer Products Corp.
|
Loan
|
USD
|
6,000,000
|
Revlon (Shanghai) Limited
|
Revlon Consumer Products Corp.
|
Loan
|
USD
|
4,500,000
|
Revlon International Corp – UK Branch
|
Revlon Consumer Products Corp.
|
Loan
|
GBP
|
£23,692,021
|
Revlon Canada Inc.
|
Revlon Consumer Products Corp.
|
Loan
|
CAD
|
C$0
|
Revlon B.V.
|
Revlon Consumer Products Corp.
|
Loan
|
USD
|
0
|
Revlon Offshore Limited
|
Revlon Consumer Products Corp.
|
Loan
|
EUR
|
€14,508,400
|
Beautyge S.L.
|
Revlon Consumer Products Corp.
|
Loan
|
USD
|
107,917,491
|
FD Management, Inc.
|
Elizabeth Arden (Financing), Inc.
|
Loan
|
USD
|
60,743,560
|
DF Enterprises, Inc.
|
Elizabeth Arden (Financing), Inc.
|
Loan
|
USD
|
44,070,755
|
Elizabeth Arden, Inc.
|
Elizabeth Arden International Holding, Inc.
|
Loan
|
USD
|
42,000,000
|
Elizabeth Arden, Inc.
|
RDEN Management Inc.
|
Loan
|
USD
|
1,405,713
|
FD Management, Inc.
|
Elizabeth Arden (Financing), Inc.
|
Loan
|
USD
|
60,743,560
|
DF Enterprises, Inc.
|
Elizabeth Arden (Financing), Inc.
|
Loan
|
USD
|
44,070,755
|
Elizabeth Arden, Inc.
|
Elizabeth Arden International Holding, Inc.
|
Loan
|
USD
|
42,000,000
|
Elizabeth Arden, International Holding, Inc.
|
Elizabeth Arden (Switzerland) Holding Sarl
|
Loan
|
USD
|
42,000,000
|
Elizabeth Arden (Switzerland) Holding Sarl
|
Elizabeth Arden International S.a.r.l.
|
Loan
|
USD
|
42,000,000
|
Elizabeth Arden, Inc.
|
RDEN Management, Inc.
|
Loan
|
USD
|
1,405,713
|
Elizabeth Arden (Netherlands) Holding B.V.
|
Elizabeth Arden International Sarl
|
Loan
|
USD
|
623,291
|
Elizabeth Arden Trading B.V.
|
Elizabeth Arden International Sarl
|
Loan
|
USD
|
4,605,696
|
Elizabeth Arden (Canada) Limited
|
Elizabeth Arden International Sarl
|
Loan
|
USD
|
6,750,000
|
Elizabeth Arden Middle East FZCO
|
Elizabeth Arden (Netherlands) Holding B.V.
|
Loan
|
USD
|
600,000
|
Elizabeth Arden SEA PTE Ltd.
|
Elizabeth Arden (Netherlands) Holding B.V.
|
Loan
|
SG
|
2,665,000
|
Elizabeth Arden International S.a.r.l.
|
Elizabeth Arden (Netherlands) Holding B.V.
|
Loan
|
USD
|
151,786,000
|
Debtor
|
Lender
|
Description
|
Currency
|
Amount
|
Revlon Consumer Products Corporation
|
Meridian Leasing Corporation
|
Various Capital Leases
|
USD
|
1,071,742
|
Revlon Consumer Products Corporation
|
Carolina Handling, LLC
|
Various Capital Leases
|
USD
|
1,289,882
|
Debtor
|
Secured Party
|
Collateral
|
State
|
Jurisdiction
|
Original File Date and Number
|
Related Filings
|
Revlon Consumer Products Corporation
|
Princeton Credit Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
9/11/2013
#2013 3546794
|
Amendment filed 2/13/14
|
Revlon Consumer Products Corporation
|
Banc of America Leasing & Capital, LLC
|
Leased equipment
|
DE
|
Secretary of State
|
5/19/2014
#2014 1952274
|
Amendment filed 6/4/14
Assignments filed 6/9/14, 6/12/14
|
Revlon Consumer Products Corporation
|
Toyota Motor Credit Corporation
|
Specific equipment
|
DE
|
Secretary of State
|
6/18/2014
#2014 2478378
|
|
Revlon Consumer Products Corporation
|
Ricoh USA Inc.
|
Leased equipment
|
DE
|
Secretary of State
|
7/22/2014
#2014 2912111
|
Amendment filed 7/31/14
|
Revlon Consumer Products Corporation
|
Banc of America Leasing & Capital, LLC
|
Leased equipment
|
DE
|
Secretary of State
|
8/5/2014
#2014 3115474
|
Amendment filed 9/19/14
Assignment filed 9/19/14
|
Revlon Consumer Products Corporation
|
Princeton Credit Corporation
|
Leased equipment
|
DE
|
Secretary of State
|
12/29/2014
#2014 5258900
|
Amendment filed 2/20/15
|
Revlon International Corporation
|
Lloyds Bank, plc
|
All Accounts owing by Wm Morrison Supermarkets PLC pursuant to Facility Agreement dated May 5, 2015
|
DE
|
Secretary of State
|
5/20/2015
#2015 2172103
|
|
RML Corp.
|
New York State Department of State
|
$1,816.08 state tax lien
|
NY
|
Department of State
(Bronx County)
|
4/29/2004
#E-015807485-W001-2
|
Debtor
|
Secured Party
|
Collateral
|
State
|
Jurisdiction
|
Original File Date and Number
|
Related Filings
|
RML Corp.
|
New York State Department of State
|
$185.65 state tax lien
|
NY
|
Department of State
(Bronx County)
|
4/29/2004
#E-015807485-W002-6
|
|
RML Corp.
|
New York State Department of State
|
$511.56 state tax lien
|
NY
|
Department of State
|
6/21/2004
#E-015807485-W003-1
|
|
Roux Laboratories, Inc.
|
Toyota Motor Credit Corporation
|
Leased equipment
|
NY
|
Secretary of State
|
5/29/2013
#201305295584860
|
|
Roux Laboratories, Inc.
|
Toyota Motor Credit Corporation
|
Leased equipment
|
NY
|
Secretary of State
|
6/17/2013
#201306175654854
|
Amendment filed 6/19/13
|
Roux Laboratories, Inc.
|
Toyota Motor Credit Corporation
|
Leased equipment
|
NY
|
Secretary of State
|
7/15/2013
#201307155758078
|
Amendment filed 7/15/13
|
Roux Laboratories, Inc.
|
Toyota Motor Credit Corporation
|
Leased equipment
|
NY
|
Secretary of State
|
7/15/2013
#201307155758256
|
Amendment filed 7/15/13
|
1. | Registration Rights Agreement between REV Holdings LLC and Revlon, Inc., dated as of March 5, 1996, as amended on July 31, 2001, as amended, restated, supplemented, modified or replaced from time to time. |
2. | Joinder to Registration Rights Agreement by MacAndrews & Forbes Inc., dated February 2003, as amended, restated, supplemented, modified or replaced from time to time. |
3. | Joinder to Registration Rights Agreement by MacAndrews & Forbes Holdings Inc., dated as of June 20, 2003, as amended, restated, supplemented, modified or replaced from time to time. |
4. | Joinder to Registration Rights Agreement by MacAndrews & Forbes Inc., dated March 25, 2004, as amended, restated, supplemented, modified or replaced from time to time. |
5. | Asset Transfer Agreement by and among Revlon Holdings LLC, Charles of the Ritz Group Ltd., National Health Care Group Inc., Revlon, Inc. and Revlon Consumer Products Corporation, dated as of June 24, 1992 (and the ancillary agreements thereto), as amended, restated, supplemented, modified or replaced from time to time. |
6. | Real Property Asset Transfer Agreement by and among Revlon Holdings LLC, Revlon, Inc. and Revlon Consumer Products Corporation, dated as of June 24, 1992, as amended, restated, supplemented, modified or replaced from time to time. |
7. | Benefit Plans Assumption Agreement by and among Revlon Holdings LLC, Revlon, Inc. and Revlon Consumer Products Corporation, dated as of July 1, 1992, as amended, restated, supplemented, modified or replaced from time to time. |
8. | Reimbursement and Expense Allocation Agreement by and among MacAndrews & Forbes Inc., Revlon, Inc. and Revlon Consumer Products Corporation, dated May 3, 1996, as amended, restated, supplemented, modified or replaced from time to time. |
9. | Reimbursement Agreement by and among MacAndrews & Forbes Inc., Revlon, Inc. and Revlon Consumer Products Corporation, dated June 24, 1992, as amended, restated, supplemented, modified or replaced from time to time. |
10. | Purchase and Sale Agreement, dated July 31, 2001, by and between Revlon Holdings LLC and Revlon, Inc. related to Revlon, Inc.’s acquisition and subsequent contribution of the Charles of the Ritz business to Revlon Consumer Products Corporation (and ancillary agreements thereto), as amended, restated, supplemented, modified or replaced from time to time. |
11. | Tax Sharing Agreement, dated as of June 24, 1992, among MacAndrews & Forbes Holdings Inc., Revlon, Inc., Revlon Consumer Products Corporation and certain subsidiaries of Revlon Consumer Products Corporation, as amended and restated as of January 1, 2001, as amended, restated, supplemented, modified or replaced from time to time. |
12. | Tax Sharing Agreement, dated as of March 26, 2004, by and among Revlon, Inc., Revlon Consumer Products Corporation and certain subsidiaries of Revlon Consumer Products Corporation, as amended, restated, supplemented, modified or replaced from time to time. |
13. | Settlement agreements in connection with litigation actions related to the 2009 Exchange Offer. |
1. | I am the [ TITLE ] 1 of the Company. |
2. | I have reviewed the terms of the Credit Agreement and I have made, or have caused to be made under my supervision, a review in reasonable detail of the transactions and condition of the Borrower and its Subsidiaries during the accounting period covered by the attached financial statements. |
3. | Attached hereto as Annex I is (i) a description of all new Subsidiaries (if any) and of any change in the name or jurisdiction of organization of any Loan Party (if any), (ii) [a listing of any registrations of or applications for United States Intellectual Property by any Loan Party (if any), together with a listing of any intent-to-use applications for trademarks or service marks for which a statement of use or an amendment to allege use has been filed and (iii)] 2 any supplements to Schedule 5 of the Guarantee and Collateral Agreement, in each case, during the period covered by this Compliance Certificate and to the extent not previously disclosed to the Administrative Agent [and (iv) information and calculations reasonably necessary for determining, on a consolidated basis, compliance by the Borrower and its Restricted Subsidiaries with Section 7.1 of the Credit Agreement for the Test Period ended on the last day of the period covered by the attached financial statements]. 3 |
4. | I have no knowledge of the occurrence and continuation of an Event of Default or Default not previously disclosed in writing to the Administrative Agent as of the date of this Compliance Certificate[, except as set forth in a separate attachment to this Compliance Certificate, describing in detail the nature of the Event of Default or Default, the period during which it has existed and the action which the Company has taken, is taking, or proposes to take with respect to each such Event of Default or Default] 4 . |
1 | Must be a Responsible Officer of the Borrower. |
2 | Only required if the relevant Compliance Certificate is being delivered in connection with financial statements delivered pursuant to Section 6.1(a) of the Credit Agreement. |
3 | Only required during a Liquidity Event Period. |
4 | Only required to be included if an Event of Default or Default has occurred during the relevant period and has not previously been disclosed to the Administrative Agent. |
REVLON CONSUMER PRODUCTS CORPORATION
|
||
By:
|
||
Name:
|
||
Title:
|
SUPPLEMENTAL INFORMATION FOR THE FISCAL [QUARTER]/[YEAR]
1
ENDED [
MM/DD/YY
]
|
1 | Delete as applicable. |
REVLON CONSUMER PRODUCTS CORPORATION
|
||
By:
|
______________________________
|
|
Name:
|
||
Title:
|
1.
|
Assignor:
|
______________________________
|
2.
|
Assignee:
|
______________________________
|
[and is an Affiliate/Approved Fund of [
identify Lender
]
3
]
|
||
3.
|
Borrower:
|
Revlon Consumer Products Corporation, a Delaware corporation (the “
Borrower
”)
|
4.
|
Administrative Agent:
|
Citibank, N.A., as the administrative agent under the Credit Agreement
|
1 | Select as applicable. |
2 | Include bracketed language if there are either multiple Assignors or multiple Assignees. |
3
|
Select as applicable.
|
5.
|
Credit Agreement:
|
The Asset-Based Revolving Credit Agreement, dated as of September 7, 2016, (as amended, restated, supplemented or otherwise modified from time to time) among the Borrower, Revlon, Inc., a Delaware corporation (“
Holdings
”), solely for purposes of Section 7A, the Local Borrowing Subsidiaries party thereto, the Lenders and Issuing Lenders party thereto and Citibank, N.A. (“
Citi
”), as administrative agent, collateral agent, issuing lender and swingline lender.
|
6.
|
Assigned Interest:
|
ASSIGNOR
|
||
[NAME OF ASSIGNOR]
|
||
By:
|
______________________________
|
|
Name:
|
||
Title:
|
4
|
Fill in the appropriate terminology for the types of facilities under the Credit Agreement that are being assigned under this Assignment and Assumption (e.g. “Initial Revolving Commitment”, “Extended Revolving Commitment”, “Refinancing Revolving Commitment” etc.)
|
5
|
Set forth, to at least 9 decimals, as a percentage of the Commitment/Loans of all Lenders thereunder.
|
ASSIGNEE
|
||
[NAME OF ASSIGNEE]
|
||
By:
|
______________________________
|
|
Name:
|
||
Title:
|
By:
|
_________________________________
|
Name:
|
|
Title:
|
By:
|
________________________________
|
Name:
|
|
Title:]
7
|
By:
|
________________________________
|
Name:
|
|
Title:]
8
|
6 | To be added only if the consent of the Administrative Agent is required by the terms of the Credit Agreement. |
7
|
To be added only if the consent of the Borrower is required by the terms of the Credit Agreement.
|
8
|
To be added only if the consent of the Issuing Lender is required by the terms of the Credit Agreement. Additional signature blocks to be added for any additional Issuing Lenders.
|
By:
|
_________________________________
|
Name:
|
|
Title:]
9
|
9
|
To be added only if the consent of the Swingline Lender is required by the terms of the Credit Agreement. Additional signature blocks to be added for any additional Swingline Lenders.
|
[NAME OF NON-US LENDER]
|
||
By:
|
_______________________________
|
|
Name:
|
||
Title:
|
16
|
If the undersigned is a Participant, the following adjustments shall be made:
A. All references to Non-US Lender in this certificate shall instead refer to Participant.
B. All references to Loans in this certificate shall instead refer to participations.
C. The Participant shall furnish this certificate to its participating Lender.
|
REVLON CONSUMER PRODUCTS CORPORATION
|
||
By:
|
_______________________________
|
|
Name:
|
||
Title:
|
REVLON CONSUMER PRODUCTS CORPORATION
|
||
By:
|
_______________________________
|
|
Name:
|
||
Title:
|
Name of Lender
|
[
Insert Tranche of Revolving Loans
]
|
Supplemental Revolving Commitment
(after giving effect hereto)
|
$
|
$
|
|
$
|
$
|
|
$
|
$
|
By:
|
_______________________________
|
Name:
|
|
Title:
|
By:
|
_______________________________
|
Name:
|
|
Title:
|
1. | The Additional Commitment Lender party hereto hereby agrees to commit to provide its respective Supplemental Revolving Commitment as set forth on Schedule A annexed hereto, on the terms and subject to the conditions set forth below: |
2. | The Additional Commitment Lender hereby agrees to make its Supplemental Revolving Commitment on the following terms and conditions on the Effective Date set forth on Schedule A pertaining to such Additional Commitment Lender attached hereto: |
1. | Additional Commitment Lender to Be a Lender . Such Additional Commitment Lender acknowledges and agrees that upon its execution of this Lender Joinder Agreement that such Additional Commitment Lender shall on and as of the Effective Date set forth on Schedule A become a “Lender” with respect to the Tranche indicated on Schedule A , under, and for all purposes of, the Credit Agreement and the other Loan Documents, shall be subject to and bound by the terms thereof, shall perform all the obligations of and shall have all rights of a Lender thereunder, and shall make available such amount to fund its ratable share of outstanding Loans on the Effective Date as the Administrative Agent may instruct. Each Additional Commitment Lender represents and warrants that it is an Eligible Assignee. |
2. | Certain Delivery Requirements . Each Additional Commitment Lender has delivered herewith to the Borrower and the Administrative Agent such forms, certificates or other evidence with respect to United States federal income tax withholding matters as such Additional Commitment Lender may be required to deliver to the Borrower and the Administrative Agent pursuant to Section 2.20(e) and 2.20(g) of the Credit Agreement. |
3. | Credit Agreement Governs . Except as set forth in this Lender Joinder Agreement, Supplemental Revolving Commitments shall otherwise be subject to the provisions of the Credit Agreement and the other Loan Documents. |
4. | Notice . For purposes of the Credit Agreement, the initial notice address of such Additional Commitment Lender shall be as set forth below its signature below. |
5. | Recordation of the New Loans . Upon execution and delivery hereof, the Administrative Agent will record the Supplemental Revolving Commitments made by such Additional Commitment Lender in the Register. |
6. | Amendment, Modification and Waiver . This Lender Joinder Agreement may not be amended, waived, supplemented or otherwise modified except as provided by Section 10.1 of the Credit Agreement. |
7. | Entire Agreement . This Lender Joinder Agreement, the Credit Agreement and the other Loan Documents constitute the entire agreement among the parties with respect to the subject matter hereof and thereof and supersede all other prior agreements and understandings, both written and verbal, among the parties or any of them with respect to the subject matter hereof. |
8. | GOVERNING LAW . THIS LENDER JOINDER AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS LENDER JOINDER AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK WITHOUT REGARD TO PRINCIPLES OF CONFLICTS OF LAWS TO THE EXTENT THAT THE SAME ARE NOT MANDATORILY APPLICABLE BY STATUTE AND THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY. |
9. | Severability . Any term or provision of this Lender Joinder Agreement which is invalid or unenforceable in any jurisdiction shall, as to that jurisdiction, be ineffective to the extent of such invalidity or unenforceability without rendering invalid or unenforceable the remaining terms and provisions of this Lender Joinder Agreement or affecting the validity or enforceability of any of the terms or provisions of this Lender Joinder Agreement in any other jurisdiction. If any provision of this Lender Joinder Agreement is so broad as to be unenforceable, the provision shall be interpreted to be only so broad as would be enforceable. |
10. | Counterparts . This Lender Joinder Agreement may be executed in counterparts, each of which shall be deemed to be an original, but all of which shall constitute one and the same agreement. |
[NAME OF ADDITIONAL COMMITMENT LENDER]
|
||
By:
|
_______________________________
|
|
Name:
|
||
Title:
|
||
Notice Address:
|
||
Attention:
|
||
Telephone:
|
||
Facsimile:
|
||
REVLON CONSUMER PRODUCTS CORPORATION
,
|
||
as Borrower
|
||
By:
|
_______________________________
|
|
Name:
|
||
Title:
|
CITIBANK, N.A.,
as Administrative Agent
|
||
By:
|
||
_______________________________
|
||
Name:
|
||
Title:
|
[●],
as Issuing Lender
|
||
By:
|
||
_______________________________
|
||
Name:
|
||
Title:]
17
|
[●],
as Swingline Lender
|
||
By:
|
||
_______________________________
|
||
Name:
|
||
Title:]
18
|
17
|
To be added only to the extent such consent is required by the terms of the Credit Agreement. Additional signature blocks to be added for any additional Issuing Lenders.
|
18
|
To be added only to the extent such consent is required by the terms of the Credit Agreement. Additional signature blocks to be added for any additional Swingline Lenders.
|
Additional Commitment Lender
|
Principal Amount Committed
|
Aggregate Amount of All Supplemental Revolving Commitments
|
[
Name of Lender
]
|
$__________
|
$____________
|
[
Name of Lender
]
|
$__________
|
$____________
|
REVLON CONSUMER PRODUCTS CORPORATION
,
|
||
a Delaware corporation
|
||
WITNESSES:
|
||
By:
|
||
Print Name:
|
Name:
|
|
Title:
|
Print Name:
|
Address of Mortgagor:
|
|
One New York Plaza
|
||
New York, New York 10004
|
||
Attention:
|
STATE OF ___________ | ) |
COUNTY OF __________ | ) |
______________________________
|
|
Printed Name:
|
|
Notary Public, State of ____________
|
|
Commission No. _______________________
|
|
My commission Expires: ________________
|
|
(Notarial Seal)
|
[NAME OF LOCAL BORROWING SUBSIDIARY]
|
||
By:
|
_______________________________
|
|
Name:
|
||
Title
|
By:
|
_______________________________
|
Name:
|
|
Title:
|
[NAME OF LOCAL FRONTING LENDER]
|
By:
|
_______________________________
|
|
Name:
|
||
Title
|
By:
|
_______________________________
|
Name:
|
|
Title:
|
Local Fronting
Lender and
Local Lending Office
|
Permitted Foreign Currency
|
Currency
Sublimit
|
Maximum
Sublimit
|
Name of Local Borrowing Subsidiary
and
Address for Notices
|
Name of Local Fronting Lender:
|
Name of Local Borrower:
|
Country:
|
Week Ending Date:
|
Currency Sublimit for Local Fronting Lender: US$
|
RCPC
|
Local Borrowing Subsidiary
|
|||
Permitted Foreign
Currency
|
US Dollars
|
Permitted Foreign
Currency
|
US Dollars
|
|
Monday
|
||||
Tuesday
|
||||
Wednesday
|
||||
Thursday
|
||||
Friday
|
1 | Administrative Agent to provide. |
2 | RCPC to provide. |
3 | Administrative Agent to provide. |
4 | Administrative Agent to provide. |
Name of Local Fronting Lender:
|
Name of Local Borrowing Subsidiary:
|
Country:
|
Date of Payment:
|
Interest Rate Basis: 360 Days or 365 Days (circle one)
|
ABR Loans
|
Eurocurrency
Loans
|
Local Rate Loans
|
Acceptances
|
TOTAL
|
|
Principal Amount for
Period
|
See
Attached
Schedule
|
See
Attached
Schedule
|
See
Attached
Schedule
|
||
From (Date)
|
|||||
To (Date)
|
|||||
Base Interest Rate
|
|||||
Total Applicable Margin
|
b.p.
|
b.p.
|
b.p.
|
b.p.
|
|
Net Margin to Local Fronting Lender
|
25 b.p.
|
25 b.p.
|
25 b.p.
|
25 b.p.
|
|
[Risk Participation Fee to Syndicate]
|
b.p.
|
b.p.
|
b.p.
|
b.p.
|
|
Total Interest Payment Amount
|
|||||
Base Interest Amount (payable to Local Fronting Lender until Participations are Funded, then to Syndicate)
|
|||||
Net Local Fronting Lender Interest Amount
|
|||||
[Risk Participation Fee to Syndicate]
|
|||||
Total Amount Paid to Syndicate in U.S. Dollars
|
Bank Name: | Citibank, NA |
ABA No.: | [ ] 1 |
A/C No.: | [ ] 2 |
A/C Name: | [ ] 3 |
Attention: | [ ] 4 |
1 | Administrative Agent to provide. |
2 | Administrative Agent to provide. |
3 | Administrative Agent to provide. |
4 | Administrative Agent to provide. |
5 | Administrative Agent to provide. |
6 | Administrative Agent to provide. |
Page
|
|||
Section 1.
|
DEFINED TERMS
|
1
|
|
1.1
|
Definitions
|
1
|
|
1.2
|
Other Definitional Provisions
|
6
|
|
Section 2.
|
GUARANTEE
|
6
|
|
2.1
|
Guarantee
|
6
|
|
2.2
|
Right of Contribution
|
7
|
|
2.3
|
No Subrogation
|
8
|
|
2.4
|
Amendments, etc. with respect to the Secured Obligations
|
8
|
|
2.5
|
Guarantee Absolute and Unconditional
|
9
|
|
2.6
|
Reinstatement
|
10
|
|
2.7
|
Payments
|
10
|
|
Section 3.
|
GRANT OF SECURITY INTEREST
|
10
|
|
3.1
|
Grant of Security Interests
|
10
|
|
3.2
|
Conflicts
|
11
|
|
Section 4.
|
REPRESENTATIONS AND WARRANTIES
|
12
|
|
4.1
|
Representations in Credit Agreement
|
12
|
|
4.2
|
Title; No Other Liens
|
12
|
|
4.3
|
[Reserved].
|
12
|
|
4.4
|
Names; Jurisdiction of Organization
|
12
|
|
4.5
|
Pledged Securities
|
13
|
|
4.6
|
Intellectual Property
|
13
|
|
4.7
|
Commercial Tort Claims
|
14
|
|
Section 5.
|
COVENANTS
|
14
|
|
5.1
|
Covenants in Credit Agreement
|
14
|
|
5.2
|
Investment Property
|
14
|
|
5.3
|
Deposit Accounts
|
14
|
|
5.4
|
Perfection Exclusions
|
15
|
|
5.5
|
Intellectual Property
|
15
|
|
Section 6.
|
REMEDIAL PROVISIONS
|
18
|
|
6.1
|
Certain Matters Relating to Receivables
|
18
|
|
6.2
|
Communications with Obligors; Grantors Remain Liable
|
18
|
|
6.3
|
Pledged Securities
|
19
|
|
6.4
|
Intellectual Property
|
20
|
6.5
|
Proceeds to be Turned Over To Collateral Agent
|
21
|
|
6.6
|
Application of Proceeds
|
22
|
|
6.7
|
Code and Other Remedies
|
23
|
|
6.8
|
Sale of Pledged Stock
|
23
|
|
6.9
|
Deficiency
|
24
|
|
Section 7.
|
THE COLLATERAL AGENT
|
24
|
|
7.1
|
Collateral Agent’s Appointment as Attorney-in-Fact, etc.
|
24
|
|
7.2
|
Duty of Collateral Agent
|
26
|
|
7.3
|
Execution of Financing Statements
|
26
|
|
7.4
|
Authority of Collateral Agent
|
26
|
|
Section 8. |
MISCELLANEOUS
|
27
|
|
8.1
|
Amendments in Writing
|
27
|
|
8.2
|
Notices
|
27
|
|
8.3
|
No Waiver by Course of Conduct; Cumulative Remedies
|
27
|
|
8.4
|
Enforcement Expenses; Indemnification
|
27
|
|
8.5
|
Successors and Assigns
|
27
|
|
8.6
|
Set-Off
|
28
|
|
8.7
|
Counterparts
|
28
|
|
8.8
|
Severability
|
28
|
|
8.9
|
Section Headings
|
28
|
|
8.10
|
Integration
|
28
|
|
8.11
|
GOVERNING LAW
|
28
|
|
8.12
|
Submission To Jurisdiction; Waivers
|
29
|
|
8.13
|
Acknowledgements
|
30
|
|
8.14
|
Additional Guarantors and Grantors
|
30
|
|
8.15
|
Releases
|
30
|
|
8.16
|
WAIVER OF JURY TRIAL
|
31
|
SCHEDULES
|
|
Schedule 1
|
Notice Addresses
|
Schedule 2
|
Investment Property
|
Schedule 3
|
Legal Name and Jurisdictions of Organization
|
Schedule 4
|
[Reserved]
|
Schedule 5
|
Commercial Tort Claims
|
ANNEXES
|
|
Annex I
|
Assumption Agreement
|
Annex II
|
Form of Copyright Security Agreement
|
Annex III
|
Form of Patent Security Agreement
|
Annex IV
|
Form of Trademark Security Agreement
|
REVLON CONSUMER PRODUCTS CORPORATION,
|
||||
as Grantor and Guarantor
|
||||
By:
|
/s/ Michael T. Sheehan | |||
Name:
|
Michael T. Sheehan
|
|||
Title:
|
Senior Vice President, Deputy General
|
|||
Counsel and Secretary
|
ALMAY, INC.
|
|
ART & SCIENCE, LTD.
|
|
BARI COSMETICS, LTD.
|
|
BEAUTYGE BRANDS USA, INC.
|
|
BEAUTYGE U.S.A., INC.
|
|
CHARLES REVSON INC.
|
|
CREATIVE NAIL DESIGN, INC.
|
|
NORTH AMERICA REVSALE INC.
|
|
OPP PRODUCTS, INC.
|
|
REALISTIC ROUX PROFESSIONAL PRODUCTS INC.
|
|
REVLON DEVELOPMENT CORP.
|
|
REVLON GOVERNMENT SALES, INC.
|
|
REVLON INTERNATIONAL CORPORATION
|
|
REVLON PROFESSIONAL HOLDING COMPANY LLC
|
|
RIROS CORPORATION
|
|
RIROS GROUP INC.
|
|
ROUX LABORATORIES, INC.
|
|
ROUX PROPERTIES JACKSONVILLE, LLC
|
|
SINFULCOLORS INC.
|
|
each as Grantor and Guarantor
|
By:
|
/s/ Michael T. Sheehan | |||
Name:
|
Michael T. Sheehan
|
|||
Title:
|
Vice President and Secretary
|
ELIZABETH ARDEN, INC.,
|
||||
as Grantor and Guarantor
|
||||
By:
|
/s/ Michael T. Sheehan | |||
Name:
|
Michael T. Sheehan
|
|||
Title:
|
Vice President and Assistant Secretary
|
DF ENTERPRISES, INC.
|
|
ELIZABETH ARDEN (FINANCING), INC.
|
|
ELIZABETH ARDEN INTERNATIONAL HOLDING, INC.
|
|
ELIZABETH ARDEN TRAVEL RETAIL, INC.
|
|
FD MANAGEMENT, INC.
|
|
RDEN MANAGEMENT, INC.
|
|
ELIZABETH ARDEN INVESTMENTS, LLC
|
|
ELIZABETH ARDEN NM, LLC
|
|
ELIZABETH ARDEN USC, LLC
|
|
each as Grantor and Guarantor
|
By:
|
/s/ Michael T. Sheehan | |||
Name:
|
Michael T. Sheehan
|
|||
Title:
|
Vice President and Secretary
|
CITIBANK, N.A., as Collateral Agent
|
||||
By:
|
/s/ Matthew S. Burke | |||
Name:
|
Matthew S. Burke
|
|||
Title:
|
Vice President
|
Name of Grantor
|
Mailing Address
|
||||
1
|
Revlon Consumer Products Corporation
|
One New York Plaza, New York, NY 10004
|
|||
2
|
Almay, Inc.
|
One New York Plaza, New York, NY 10004
|
|||
3
|
ART & SCIENCE, LTD.
|
5344 Overmyer Drive Jacksonville, Florida 32254
|
|||
4
|
BARI COSMETICS, LTD.
|
One New York Plaza, New York, NY 10004
|
|||
5
|
Beautyge Brands USA, Inc. (f/k/a Colomer Beauty Brands USA, Inc.)
|
9560 Towne Center Drive, Suite 200, San Diego, California 92121
|
|||
6
|
Beautyge U.S.A., Inc. (f/k/a Colomer U.S.A., Inc.)
|
5344 Overmyer Drive Jacksonville, Florida 32254
|
|||
7
|
Charles Revson Inc.
|
One New York Plaza, New York, NY 10004
|
|||
8
|
CREATIVE NAIL DESIGN, INC.
|
9560 Towne Center Drive, Suite 200, San Diego, California 92121
|
|||
9
|
North America Revsale Inc.
|
One New York Plaza, New York, NY 10004
|
|||
10
|
OPP Products, Inc.
|
One New York Plaza, New York, NY 10004
|
|||
11
|
Realistic Roux Professional Products Inc.
|
One New York Plaza, New York, NY 10004
|
|||
12
|
REVLON DEVELOPMENT CORP.
|
One New York Plaza, New York, NY 10004
|
|||
13
|
Revlon Government Sales, Inc.
|
One New York Plaza, New York, NY 10004
|
|||
14
|
Revlon International Corporation
|
One New York Plaza, New York, NY 10004
|
|||
15
|
Revlon Professional Holding Company LLC
|
38 East 63
rd
Street, New York, NY, 10021
|
|||
16
|
RIROS Corporation
|
One New York Plaza, New York, NY 10004
|
|||
17
|
RIROS Group Inc.
|
One New York Plaza, New York, NY
|
Name of Grantor
|
Mailing Address
|
||||
10004
|
|||||
18
|
Roux Laboratories, Inc.
|
5344 Overmyer Drive Jacksonville, Florida 32254
|
|||
19
|
Roux Properties Jacksonville, LLC
|
5344 Overmyer Drive Jacksonville, Florida 32254
|
|||
20
|
SinfulColors Inc.
|
One New York Plaza, New York, NY 10004
|
|||
21
|
DF Enterprises, Inc.
|
200 First Stamford Place Stamford, CT 06902
|
|||
22
|
Elizabeth Arden (Financing), Inc.
|
200 First Stamford Place Stamford, CT 06902
|
|||
23
|
Elizabeth Arden, Inc.
|
880 SW 145
th
Avenue Pembroke Pines, Florida 33027
|
|||
24
|
Elizabeth Arden International Holding, Inc.
|
200 First Stamford Place Stamford, CT 06902
|
|||
25
|
Elizabeth Arden Travel Retail, Inc.
|
200 First Stamford Place Stamford, CT 06902
|
|||
26
|
FD Management, Inc.
|
200 First Stamford Place Stamford, CT 06902
|
|||
27
|
RDEN Management, Inc.
|
200 First Stamford Place Stamford, CT 06902
|
|||
28
|
Elizabeth Arden Investments, LLC
|
200 First Stamford Place Stamford, CT 06902
|
|||
29
|
Elizabeth Arden NM, LLC
|
200 First Stamford Place Stamford, CT 06902
|
|||
30
|
Elizabeth Arden USC, LLC
|
200 First Stamford Place Stamford, CT 06902
|
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No.
|
||
Revlon Consumer Products Corporation
|
Elizabeth Arden, Inc.
|
Florida
|
1,000
|
1,000
|
100%
|
1
|
||
Revlon Consumer Products Corporation
|
Revlon Offshore
Limited
|
Bermuda
|
8,582
|
13,005
|
66%
|
63
|
||
Revlon Consumer Products Corporation
|
Beautyge U.S.A.., Inc. (f/k/a Colomer U.S.A., Inc.)
|
Delaware
|
246,100
|
246,100
|
100%
|
3
|
||
Revlon Consumer Products Corporation
|
Almay, Inc.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
Revlon Consumer Products Corporation
|
Charles Revson Inc.
|
New York
|
5
|
5
|
100%
|
2
|
||
Revlon Consumer Products Corporation
|
North America Revsale Inc.
|
New York
|
10
|
10
|
100%
|
2
|
||
Revlon Consumer Products Corporation
|
OPP Products, Inc.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
Revlon Consumer Products Corporation
|
PPI Two Corporation
|
Delaware
|
1
|
1
|
100%
|
6
|
||
Revlon Consumer Products Corporation
|
REVLON DEVELOPMENT CORP.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
Revlon Consumer
|
Revlon Government
|
Delaware
|
10
|
10
|
100%
|
3
|
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No.
|
||
Products Corporation
|
Sales, Inc.
|
|||||||
Revlon Consumer Products Corporation
|
Revlon International Corporation
|
Delaware
|
2,400
|
2,400
|
100%
|
4
|
||
Revlon Consumer Products Corporation
|
RIROS Corporation
|
New York
|
10
|
10
|
100%
|
1
|
||
Revlon Consumer Products Corporation
|
Revlon Professional Holding Company LLC
|
Delaware
|
1,000 Class A Units
|
1,000 Class A Units
|
100%
|
Uncertificated
|
||
300 Class C Units
|
1,000 Class C Units
|
|||||||
Revlon Consumer Products Corporation
|
Beautyge Participations, S.L.
|
Spain
|
1,100
|
1,667
|
66%
|
Uncertificated
|
||
Revlon Consumer Products Corporation
|
Revlon Pension Trustee Company (U.K.) Limited
|
United Kingdom
|
66
|
100
|
66%
|
Uncertificated
|
||
Beautyge Brands USA, Inc.
|
American Crew Dominicana, S.R.L.
|
Dominican Republic
|
0%
|
1,000
|
0%
|
N/A
1
|
||
Beautyge U.S.A., Inc. (f/k/a Colomer U.S.A., Inc.)
|
Roux Laboratories, Inc.
|
New York
|
100
|
100
|
100%
|
10
|
||
OPP Products, Inc.
|
Bari Cosmetics, Ltd. (f/k/a BC Products Inc.)
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
OPP Products, Inc.
|
SinfulColors Inc.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
Revlon International Corporation
|
Revlon New Zealand Limited
|
New Zealand
|
33,000
|
50,000
|
66%
|
[
]
2
|
1 | Dormant Entity. |
2 | In accordance with Schedule 6.10 of the Credit Agreement, it will be provided post-closing. |
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No.
|
||
Revlon Consumer Products Corporation
|
Revlon New Zealand Limited
|
New Zealand
|
0
|
50,000
|
0%
3
|
N/A
|
||
Revlon International Corporation
|
Revlon (Hong Kong) Limited
|
Hong Kong
|
660
|
1,000
|
66%
|
11
|
||
Revlon International Corporation
|
Revlon B.V.
|
Netherlands
|
165
|
250
|
66%
|
Uncertificated
|
||
Revlon International Corporation
|
Revlon (Puerto Rico) Inc.
|
Puerto Rico
|
33,000
|
50,000
|
66%
|
3
|
||
Revlon Consumer Products Corporation
|
Revlon, S.A. de C.V.
|
Mexico
|
0
|
520,500,211
|
0%
4
|
23 C.F
|
||
Revlon International Corporation
|
Revlon, S.A. de C.V.
|
Mexico
|
71,958,599
|
109,028,180
|
66%
|
21 C.F.
|
||
271,571,538
|
411,472,031
|
66%
|
1 C.V.
|
|||||
4 C.V.
|
||||||||
5 C.V.
|
||||||||
7 C.V.
|
||||||||
9 C.V.
|
||||||||
Revlon International Corporation
|
Revlon K.K.
|
Japan
|
98,260
|
148,880
|
66%
|
510-1
|
||
510-2
|
||||||||
510-3
|
||||||||
510-6
|
||||||||
510-7
|
||||||||
510-8
|
||||||||
511
|
3 | Minority owner holding 1 share. 66% of majority owner’s stock is being pledged. |
4 | Minority owner holding 13 shares. 66% of majority owner’s stock is being pledged. |
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No.
|
||
513
|
||||||||
515
|
||||||||
517
|
||||||||
Revlon International Corporation
|
Revlon (Suisse) S.A.
|
Switzerland
|
66
|
100
|
66%
|
1
|
||
Revlon International Corporation
|
Revlon China Holdings Limited
|
Cayman Islands
|
66
|
100
|
66%
|
005
|
||
Revlon International Corporation
|
New Revlon Argentina, S.A.
|
Argentina
|
11,859,772
|
17,969,352
|
66%
|
3
|
||
7
|
||||||||
10
|
||||||||
13
|
||||||||
21
|
||||||||
Revlon International Corporation
|
Revlon Overseas Corporation, C.A.
|
Venezuela
|
34,857
|
52,813
|
66%
|
1
|
||
RIROS Corporation
|
RIROS Group Inc.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
Revlon International Corporation
|
Revlon Mauritius Limited
|
Mauritius
|
16,499
|
25,100
|
66%
|
005
|
||
Revlon International Corporation
|
Revlon LTDA.
|
Brazil
|
660
|
1,000
|
66%
|
Uncertificated
|
||
Revlon International Corporation
|
RML, LLC
5
|
Delaware
|
66 membership units
|
100
|
66%
|
Uncertificated
|
||
Revlon International Corporation
|
Revlon Canada Inc.
|
Canada
|
660,000
|
1,000,011
|
66%
|
C-1
|
||
Revlon
|
RML Holdings
|
Bermuda
|
7,840
|
12,000
|
66%
|
Uncertificated
|
5 | A Foreign Subsidiary Holding Company |
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No.
|
||
International
Corporation
|
L.P.
|
|||||||
Roux Laboratories, Inc.
|
ART & SCIENCE, LTD.
|
Illinois
|
1,200
|
1,200
|
100%
|
9
|
||
Roux Laboratories, Inc.
|
Beautyge Brands USA., Inc. (f/k/a Colomer Beauty Brands USA,
Inc.)
|
Delaware
|
100
|
100
|
100%
|
5
|
||
Roux Laboratories, Inc.
|
CREATIVE NAIL DESIGN, INC.
|
California
|
100
|
100
|
100%
|
78
|
||
Roux Laboratories, Inc.
|
Realistic Roux Professional Products Inc.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
Roux Laboratories, Inc.
|
Roux Properties Jacksonville, LLC
|
Florida
|
100
|
100
|
100%
|
1
|
||
Roux Laboratories, Inc.
|
Beautyge Professional Limited (f/k/a Colomer Professional Limited)
|
Ireland
|
156,420
|
237,000
|
66%
|
1A
|
||
Roux Laboratories, Inc.
|
Beautyge Mexico, S.A. de C.V. (Colomer Mexico S.A. de C.V.)
|
Mexico
|
95,040 fixed shares
|
144,000
|
66%
|
CF-3
|
||
364,824,372 variable shares
|
1,583,433,120
|
66%
|
CV-6
|
|||||
Elizabeth Arden, Inc. (f/k/a French Fragrances, Inc.)
|
DF Enterprises, Inc.
|
Delaware
|
100
|
100
|
100%
|
1
|
||
Elizabeth Arden, Inc. (f/k/a French Fragrances, Inc.)
|
FD Management, Inc.
|
Delaware
|
100
|
100
|
100%
|
1
|
||
Elizabeth
Arden, Inc.
|
RDEN Management, Inc.
|
Delaware
|
100
|
100
|
100%
|
1
|
||
Elizabeth
|
Elizabeth Arden
|
Delaware
|
100
|
100
|
100%
|
1
|
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No.
|
||
Arden, Inc. (f/k/a French Fragrances, Inc.)
|
International Holding, Inc.
|
|||||||
Elizabeth Arden, Inc.
|
Elizabeth Arden Travel Retail, Inc. (f/k/a Elizabeth Arden (N.A.T.R.) North America Travel Retail, Inc.)
|
Delaware
|
100
|
100
|
100%
|
1
|
||
Elizabeth Arden, Inc. (f/k/a French Fragrances, Inc.)
|
Elizabeth Arden (Financing), Inc.
|
Delaware
|
100
|
100
|
100%
|
1
|
||
Elizabeth Arden International Holding, Inc.
|
Elizabeth Arden (Australia) Pty Ltd.
|
Australia
|
1,740,534
|
2,637,173
|
66%
|
[
]
6
|
||
Elizabeth Arden International Holding, Inc.
|
Elizabeth Arden (Canada) Limited
|
Canada
|
651,579 Common Shares
|
987,241 Common Shares
|
66%
|
[
]
7
|
||
4,000,000 Preferred Shares
|
4,000,000 Preferred Shares
|
100%
|
RP-1
|
|||||
Elizabeth Arden International Holding, Inc.
|
Elizabeth Arden (New Zealand) Limited
|
New Zealand
|
119,419
|
180,938
|
66%
|
[
]
8
|
||
Elizabeth Arden International Holding, Inc.
|
Elizabeth Arden (South Africa)(Pty) Ltd.
|
South Africa
|
66%
|
1
|
66%
|
[
]
9
|
||
Elizabeth Arden International Holding, Inc.
|
Elizabeth Arden (Switzerland) Holding S.a.r.l.
|
Switzerland
|
66%
|
1
|
66%
|
[
]
10
|
6 | In accordance with Schedule 6.10 of the Credit Agreement, it will be provided post-closing. |
7 | In accordance with Schedule 6.10 of the Credit Agreement, it will be provided post-closing. |
8 | In accordance with Schedule 6.10 of the Credit Agreement, it will be provided post-closing. |
9 | In accordance with Schedule 6.10 of the Credit Agreement, it will be provided post-closing. |
10 | In accordance with Schedule 6.10 of the Credit Agreement, it will be provided post-closing. |
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No.
|
||
Elizabeth Arden, Inc.
|
Elizabeth Arden Investments, LLC
|
Delaware
|
N/A
|
N/A
|
100%
|
Uncertificated
|
||
Elizabeth Arden, Inc.
|
Elizabeth Arden NM, LLC
|
Delaware
|
N/A
|
N/A
|
100%
|
Uncertificated
|
||
Elizabeth Arden, Inc.
|
Elizabeth Arden USC, LLC
|
Delaware
|
N/A
|
N/A
|
100%
|
Uncertificated
|
Debtor/
Grantor
|
Issuer of Instrument
|
Principal Amount of
Instrument
|
Maturity Date
|
Revlon Consumer Products
Corporation
|
Revlon K.K.
|
JPY 3,636,738,547.00
|
January 31, 2016
|
Revlon Consumer Products
Corporation
|
Revlon B.V.
|
$18,411,831
|
January 31, 2016
|
Revlon Consumer Products
Corporation
|
Revlon International
Corporation – UK Branch
|
GBP 21,004,000.00
|
January 31, 2016
|
Revlon Consumer Products
Corporation
|
Revlon Canada Inc.
|
CAD 10,401,362
|
January 31, 2016
|
Revlon Consumer Products
Corporation
|
Colomer Beauty & Professional Products S.L.
|
$118,235,863.00
|
January 31, 2020
|
Revlon International
Corporation
|
Revlon K.K.
|
$6,876466
|
January 31, 2016
|
Elizabeth Arden (Financing), Inc.
|
DF Enterprises, Inc.
|
$44,070,755.00
|
January 1, 2012
|
Elizabeth Arden (Financing), Inc.
|
FD Management, Inc.
|
$117,849,722.00
|
January 1, 2012
|
Elizabeth Arden
International Holding, Inc.
|
Elizabeth Arden, Inc.
|
$42,000,000.00
|
On Demand
|
RDEN Management, Inc.
|
Elizabeth Arden, Inc.
|
$1,405,713
|
[
]
|
Name of Debtor/Grantor
|
Jurisdiction of
Organization/ Formation
|
Organizational
Identification Number
|
UCC Filing Jurisdiction
|
||
Revlon Consumer Products Corporation
|
Delaware
|
2295691
|
Delaware
|
||
Almay, Inc.
|
Delaware
|
2342351
|
Delaware
|
||
ART & SCIENCE, LTD.
|
Illinois
|
60007195
|
Illinois
|
||
BARI COSMETICS, LTD.
|
Delaware
|
5168808
|
Delaware
|
||
Beautyge Brands USA, Inc. (f/k/a Colomer Beauty Brands USA, Inc.)
|
Delaware
|
2603311
|
Delaware
|
||
Beautyge U.S.A., Inc. (f/k/a Colomer U.S.A., Inc.)
|
Delaware
|
3171094
|
Delaware
|
||
Charles Revson Inc.
|
New York
|
N/A
|
New York
|
||
CREATIVE NAIL DESIGN, INC.
|
California
|
C0940215
|
California
|
||
North America Revsale Inc.
|
New York
|
N/A
|
New York
|
||
OPP Products, Inc.
|
Delaware
|
4910314
|
Delaware
|
||
Realistic Roux Professional Products Inc.
|
Delaware
|
5617286
|
Delaware
|
||
REVLON DEVELOPMENT CORP.
|
Delaware
|
3587016
|
Delaware
|
||
Revlon Government Sales, Inc.
|
Delaware
|
0837723
|
Delaware
|
||
Revlon International Corporation
|
Delaware
|
0600924
|
Delaware
|
||
Revlon Professional Holding Company LLC
|
Delaware
|
3181183
|
Delaware
|
||
RIROS Corporation
|
New York
|
N/A
|
New York
|
||
RIROS Group Inc.
|
Delaware
|
2973389
|
Delaware
|
||
Roux Laboratories, Inc.
|
New York
|
57575
|
New York
|
Name of Debtor/Grantor
|
Jurisdiction of
Organization/ Formation
|
Organizational
Identification Number
|
UCC Filing Jurisdiction
|
||
Roux Properties Jacksonville, LLC
|
Florida
|
L13000131517
|
Florida
|
||
SinfulColors Inc.
|
Delaware
|
4910310
|
Delaware
|
||
DF Enterprises, Inc.
|
Delaware
|
3262187
|
Delaware
|
||
Elizabeth Arden (Financing), Inc.
|
Delaware
|
3486941
|
Delaware
|
||
Elizabeth Arden, Inc.
|
Florida
|
240627
|
Florida
|
||
Elizabeth Arden International Holding, Inc.
|
Delaware
|
3318007
|
Delaware
|
||
Elizabeth Arden Travel Retail, Inc.
|
Delaware
|
3408252
|
Delaware
|
||
FD Management, Inc.
|
Delaware
|
3262182
|
Delaware
|
||
RDEN Management, Inc.
|
Delaware
|
3486960
|
Delaware
|
||
Elizabeth Arden Investments, LLC
|
Delaware
|
5204912
|
Delaware
|
||
Elizabeth Arden NM, LLC
|
Delaware
|
5363961
|
Delaware
|
||
Elizabeth Arden USC, LLC
|
Delaware
|
5358674
|
Delaware
|
[ADDITIONAL GRANTOR],
|
|||
as Grantor and Guarantor
|
|||
By:
|
|||
Name:
|
|||
Title:
|
[NAME OF GRANTOR],
|
||
as Grantor
|
||
By:
|
||
Name:
|
||
Title:
|
Accepted and Agreed:
|
|
[ ______________________________ ],
|
|
as Collateral Agent
|
By:
|
||
Name:
|
||
Title:
|
Title
|
Registration No.
|
Registration Date
|
[NAME OF GRANTOR],
|
||
as Grantor
|
||
By:
|
||
Name:
|
||
Title:
|
Accepted and Agreed:
|
|
[ ______________________________ ],
|
|
as Collateral Agent
|
By:
|
||
Name:
|
||
Title:
|
Title
|
Application No.
|
Filing Date
|
Patent No.
|
Issue Date
|
[NAME OF GRANTOR],
|
||
as Grantor
|
||
By:
|
||
Name:
|
||
Title:
|
Accepted and Agreed:
|
|
[ ______________________________ ],
|
|
as Collateral Agent
|
|
By:
|
||
Name:
|
||
Title:
|
Mark
|
Serial No.
|
Filing Date
|
Registration No.
|
Registration Date
|
Page
|
|||
Section 1.
|
DEFINED TERMS
|
1
|
|
1.1
|
Definitions
|
1
|
|
1.2
|
Other Definitional Provisions
|
3
|
|
Section 2.
|
GUARANTEE
|
4
|
|
2.1
|
Guarantee
|
4
|
|
2.2
|
[Reserved]
|
5
|
|
2.3
|
No Subrogation
|
5
|
|
2.4
|
Amendments, etc. with respect to the Secured Obligations
|
5
|
|
2.5
|
Guarantee Absolute and Unconditional
|
6
|
|
2.6
|
Reinstatement
|
7
|
|
2.7
|
Payments
|
7
|
|
2.8
|
Limited Recourse Guarantee
|
7
|
|
Section 3.
|
GRANT OF SECURITY INTEREST
|
7
|
|
3.1
|
Grant of Security Interests
|
7
|
|
3.2
|
Conflicts
|
8
|
|
Section 4.
|
REPRESENTATIONS AND WARRANTIES
|
9
|
|
4.1
|
Representations in Credit Agreement
|
9
|
|
4.2
|
Title; No Other Liens
|
9
|
|
4.3
|
[Reserved].
|
9
|
|
4.4
|
Names; Jurisdiction of Organization
|
9
|
|
4.5
|
Pledged Securities
|
10
|
|
Section 5.
|
COVENANTS
|
10
|
|
5.1
|
[Reserved]
|
10
|
|
5.2
|
Pledged Securities
|
10
|
|
Section 6.
|
REMEDIAL PROVISIONS
|
10
|
|
6.1
|
[Reserved]
|
10
|
|
6.2
|
[Reserved]
|
10
|
|
6.3
|
Pledged Securities
|
10
|
|
6.4
|
[Reserved]
|
12
|
|
6.5
|
Proceeds to be Turned Over To Collateral Agent
|
12
|
|
6.6
|
Application of Proceeds
|
12
|
|
6.7
|
Code and Other Remedies
|
13
|
|
6.8
|
Sale of Pledged Securities
|
14
|
6.9
|
Deficiency
|
14 | |
Section 7.
|
THE COLLATERAL AGENT
|
15
|
|
7.1
|
Collateral Agent’s Appointment as Attorney-in-Fact, etc.
|
15
|
|
7.2
|
Duty of Collateral Agent
|
16
|
|
7.3
|
Execution of Financing Statements
|
16
|
|
7.4
|
Authority of Collateral Agent
|
17
|
|
Section 8.
|
MISCELLANEOUS
|
17
|
|
8.1
|
Amendments in Writing
|
17
|
|
8.2
|
Notices
|
17
|
|
8.3
|
No Waiver by Course of Conduct; Cumulative Remedies
|
17
|
|
8.4
|
Enforcement Expenses; Indemnification
|
17
|
|
8.5
|
Successors and Assigns
|
18
|
|
8.6
|
Set-Off
|
18
|
|
8.7
|
Counterparts
|
18
|
|
8.8
|
Severability
|
18
|
|
8.9
|
Section Headings
|
18
|
|
8.10
|
Integration
|
19
|
|
8.11
|
GOVERNING LAW
|
19
|
|
8.12
|
Submission To Jurisdiction; Waivers
|
19
|
|
8.13
|
Acknowledgements
|
20
|
|
8.14
|
[Reserved]
|
20
|
|
8.15
|
Releases
|
20
|
|
8.16
|
WAIVER OF JURY TRIAL
|
21
|
|
SCHEDULES
|
|||
Schedule 1
|
Notice Addresses
|
||
Schedule 2
|
Pledged Securities
|
||
Schedule 3
|
Legal Name and Jurisdictions of Organization
|
REVLON, INC.
|
|||
By:
|
/s/ Michael T. Sheehan
|
||
Name: Michael T. Sheehan
|
|||
Title: Senior Vice President, Deputy General
|
|||
Counsel and Secretary
|
CITIBANK, N.A.,
|
|||
as Collateral Agent
|
|||
By:
|
/s/ Matthew S. Burke
|
||
Name: Matthew S. Burke
|
|||
Title: Vice President
|
Name of Guarantor/Grantor
|
Address of Chief Executive Office and
Mailing Address
|
||
Revlon, Inc.
|
One New York Plaza, New York, NY 10004
|
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Certificate No.
|
Revlon, Inc.
|
Revlon Consumer Products Corporation
|
Delaware
|
1,000
|
1
|
Revlon, Inc.
|
Revlon Consumer Products Corporation
|
Delaware
|
4,260
|
2
|
Revlon, Inc.
|
Revlon Consumer Products Corporation
|
Delaware
|
546
(series A)
|
2
|
Name of Guarantor/Grantor
|
Jurisdiction of
Organization/ Formation
|
Organizational
Identification Number
|
UCC Filing Jurisdiction
|
||||
Revlon, Inc.
|
Delaware
|
2295698
|
Delaware
|
Page
|
|||
Section 1.
|
DEFINED TERMS
|
1
|
|
1.1
|
Definitions
|
1
|
|
1.2
|
Other Definitional Provisions
|
6
|
|
Section 2.
|
GUARANTEE
|
7
|
|
2.1
|
Guarantee
|
7
|
|
2.2
|
Right of Contribution
|
8
|
|
2.3
|
No Subrogation
|
8
|
|
2.4
|
Amendments, etc. with respect to the Secured Obligations
|
8
|
|
2.5
|
Guarantee Absolute and Unconditional
|
9
|
|
2.6
|
Reinstatement
|
10
|
|
2.7
|
Payments
|
10
|
|
Section 3.
|
GRANT OF SECURITY INTEREST
|
10
|
|
3.1
|
Grant of Security Interests
|
10
|
|
3.2
|
Conflicts
|
11
|
|
Section 4.
|
REPRESENTATIONS AND WARRANTIES
|
12
|
|
4.1
|
Representations in Credit Agreement
|
12
|
|
4.2
|
Title; No Other Liens
|
12
|
|
4.3
|
[Reserved]
|
12
|
|
4.4
|
Names; Jurisdiction of Organization
|
12
|
|
4.5
|
Pledged Securities
|
13
|
|
4.6
|
Intellectual Property
|
13
|
|
4.7
|
Commercial Tort Claims
|
14
|
|
Section 5.
|
COVENANTS
|
14
|
|
5.1
|
Covenants in Credit Agreement
|
14
|
|
5.2
|
Investment Property
|
14
|
|
5.3
|
Deposit Accounts
|
15
|
|
5.4
|
Perfection Exclusions
|
15
|
|
5.5
|
Intellectual Property
|
15
|
|
Section 6.
|
REMEDIAL PROVISIONS
|
18
|
|
6.1
|
Certain Matters Relating to Receivables
|
18
|
|
6.2
|
Communications with Obligors; Grantors Remain Liable
|
18
|
|
6.3
|
Pledged Securities
|
19
|
|
6.4
|
Intellectual Property
|
20
|
6.5
|
Proceeds to be Turned Over To Collateral Agent
|
21
|
|
6.6
|
Application of Proceeds
|
21
|
|
6.7
|
Code and Other Remedies
|
23
|
|
6.8
|
Sale of Pledged Stock
|
23
|
|
6.9
|
Deficiency
|
24
|
|
Section 7.
|
THE COLLATERAL AGENT
|
24
|
|
7.1
|
Collateral Agent’s Appointment as Attorney-in-Fact, etc.
|
24
|
|
7.2
|
Duty of Collateral Agent
|
26
|
|
7.3
|
Execution of Financing Statements
|
26
|
|
7.4
|
Authority of Collateral Agent
|
26
|
|
Section 8.
|
MISCELLANEOUS
|
27
|
|
8.1
|
Amendments in Writing
|
27
|
|
8.2
|
Notices
|
27
|
|
8.3
|
No Waiver by Course of Conduct; Cumulative Remedies
|
27
|
|
8.4
|
Enforcement Expenses; Indemnification
|
27
|
|
8.5
|
Successors and Assigns
|
28
|
|
8.6
|
Set-Off
|
28
|
|
8.7
|
Counterparts
|
28
|
|
8.8
|
Severability
|
28
|
|
8.9
|
Section Headings
|
28
|
|
8.10
|
Integration
|
28
|
|
8.11
|
GOVERNING LAW
|
29
|
|
8.12
|
Submission To Jurisdiction; Waivers
|
29
|
|
8.13
|
Acknowledgements
|
30
|
|
8.14
|
Additional Guarantors and Grantors
|
30
|
|
8.15
|
Releases
|
30
|
|
8.16
|
WAIVER OF JURY TRIAL
|
31
|
SCHEDULES
|
|||
Schedule 1
|
Notice Addresses
|
||
Schedule 2
|
Investment Property
|
||
Schedule 3
|
Legal Name and Jurisdictions of Organization
|
||
Schedule 4
|
[Reserved]
|
||
Schedule 5
|
Commercial Tort Claims
|
||
ANNEXES
|
|||
Annex I
|
Assumption Agreement
|
||
Annex II
|
Form of Copyright Security Agreement
|
||
Annex III
|
Form of Patent Security Agreement
|
||
Annex IV
|
Form of Trademark Security Agreement
|
REVLON CONSUMER PRODUCTS
CORPORATION,
|
||||
as Grantor and Guarantor
|
||||
By:
|
/s/ Michael T. Sheehan
|
|||
Name:
|
Michael T. Sheehan
|
|||
Title:
|
Senior Vice President, Deputy General
Counsel and Secretary
|
ALMAY, INC.
|
||||
ART & SCIENCE, LTD.
|
||||
BARI COSMETICS, LTD.
|
||||
BEAUTYGE BRANDS USA, INC.
|
||||
BEAUTYGE U.S.A., INC.
|
||||
CHARLES REVSON INC.
|
||||
CREATIVE NAIL DESIGN, INC.
|
||||
NORTH AMERICA REVSALE INC.
|
||||
OPP PRODUCTS, INC.
|
||||
REALISTIC ROUX PROFESSIONAL PRODUCTS INC.
|
||||
REVLON DEVELOPMENT CORP.
|
||||
REVLON GOVERNMENT SALES, INC.
|
||||
REVLON INTERNATIONAL CORPORATION
|
||||
REVLON PROFESSIONAL HOLDING COMPANY LLC
|
||||
RIROS CORPORATION
|
||||
RIROS GROUP INC.
|
||||
ROUX LABORATORIES, INC.
|
||||
ROUX PROPERTIES JACKSONVILLE, LLC
|
||||
SINFULCOLORS INC.
|
||||
each as Grantor and Guarantor
|
||||
By:
|
/s/ Michael T. Sheehan | |||
Name:
|
Michael T. Sheehan
|
|||
Title:
|
Vice President and Secretary
|
ELIZABETH ARDEN, INC.,
|
||||
as Grantor and Guarantor
|
||||
By:
|
/s/ Michael T. Sheehan
|
|||
Name:
|
Michael T. Sheehan
|
|||
Title:
|
Vice President and Assistant Secretary
|
|||
DF ENTERPRISES, INC.
|
||||
ELIZABETH ARDEN (FINANCING), INC.
|
||||
ELIZABETH ARDEN INTERNATIONAL HOLDING, INC.
|
||||
ELIZABETH ARDEN TRAVEL RETAIL, INC.
|
||||
FD MANAGEMENT, INC.
|
||||
RDEN MANAGEMENT, INC.
|
||||
ELIZABETH ARDEN INVESTMENTS, LLC
|
||||
ELIZABETH ARDEN NM, LLC
|
||||
ELIZABETH ARDEN USC, LLC
|
||||
each as Grantor and Guarantor
|
||||
By:
|
/s/
Michael T. Sheehan
|
|||
Name:
|
Michael T. Sheehan
|
|||
Title:
|
Vice President and Secretary
|
CITIBANK, N.A., as Collateral Agent
|
||||
By:
|
/s/
Thomas M. Halsch
|
|||
Name:
|
Thomas M. Halsch
|
|||
Title:
|
Vice President
|
Name of Grantor
|
Mailing Address
|
||||
1
|
Revlon Consumer Products Corporation
|
One New York Plaza, New York, NY 10004
|
|||
2
|
Almay, Inc.
|
One New York Plaza, New York, NY 10004
|
|||
3
|
ART & SCIENCE, LTD.
|
5344 Overmyer Drive Jacksonville, Florida 32254
|
|||
4
|
BARI COSMETICS, LTD.
|
One New York Plaza, New York, NY 10004
|
|||
5
|
Beautyge Brands USA, Inc. (f/k/a Colomer Beauty Brands USA, Inc.)
|
9560 Towne Center Drive, Suite 200, San Diego, California 92121
|
|||
6
|
Beautyge U.S.A., Inc. (f/k/a Colomer U.S.A., Inc.)
|
5344 Overmyer Drive Jacksonville, Florida 32254
|
|||
7
|
Charles Revson Inc.
|
One New York Plaza, New York, NY 10004
|
|||
8
|
CREATIVE NAIL DESIGN, INC.
|
9560 Towne Center Drive, Suite 200, San Diego, California 92121
|
|||
9
|
North America Revsale Inc.
|
One New York Plaza, New York, NY 10004
|
|||
10
|
OPP Products, Inc.
|
One New York Plaza, New York, NY 10004
|
|||
11
|
Realistic Roux Professional Products Inc.
|
One New York Plaza, New York, NY 10004
|
|||
12
|
REVLON DEVELOPMENT CORP.
|
One New York Plaza, New York, NY 10004
|
|||
13
|
Revlon Government Sales, Inc.
|
One New York Plaza, New York, NY 10004
|
|||
14
|
Revlon International Corporation
|
One New York Plaza, New York, NY 10004
|
|||
15
|
Revlon Professional Holding Company LLC
|
38 East 63
rd
Street, New York, NY, 10021
|
|||
16
|
RIROS Corporation
|
One New York Plaza, New York, NY 10004
|
Name of Grantor
|
Mailing Address
|
||||
17
|
RIROS Group Inc.
|
One New York Plaza, New York, NY 10004
|
|||
18
|
Roux Laboratories, Inc.
|
5344 Overmyer Drive Jacksonville, Florida 32254
|
|||
19
|
Roux Properties Jacksonville, LLC
|
5344 Overmyer Drive Jacksonville, Florida 32254
|
|||
20
|
SinfulColors Inc.
|
One New York Plaza, New York, NY 10004
|
|||
21
|
DF Enterprises, Inc.
|
200 First Stamford Place Stamford, CT 06902
|
|||
22
|
Elizabeth Arden (Financing), Inc.
|
200 First Stamford Place Stamford, CT 06902
|
|||
23
|
Elizabeth Arden, Inc.
|
880 SW 145
th
Avenue Pembroke Pines, Florida 33027
|
|||
24
|
Elizabeth Arden International Holding, Inc.
|
200 First Stamford Place Stamford, CT 06902
|
|||
25
|
Elizabeth Arden Travel Retail, Inc.
|
200 First Stamford Place Stamford, CT 06902
|
|||
26
|
FD Management, Inc.
|
200 First Stamford Place Stamford, CT 06902
|
|||
27
|
RDEN Management, Inc.
|
200 First Stamford Place Stamford, CT 06902
|
|||
28
|
Elizabeth Arden Investments, LLC
|
200 First Stamford Place Stamford, CT 06902
|
|||
29
|
Elizabeth Arden NM, LLC
|
200 First Stamford Place Stamford, CT 06902
|
|||
30
|
Elizabeth Arden USC, LLC
|
200 First Stamford Place Stamford, CT 06902
|
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No.
|
||
Revlon Consumer Products Corporation
|
Elizabeth Arden, Inc.
|
Florida
|
1,000
|
1,000
|
100%
|
1
|
||
Revlon Consumer Products Corporation
|
Revlon Offshore Limited
|
Bermuda
|
8,582
|
13,005
|
66%
|
63
|
||
Revlon Consumer Products Corporation
|
Beautyge U.S.A.., Inc. (f/k/a Colomer U.S.A., Inc.)
|
Delaware
|
246,100
|
246,100
|
100%
|
3
|
||
Revlon Consumer Products Corporation
|
Almay, Inc.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
Revlon Consumer Products Corporation
|
Charles Revson Inc.
|
New York
|
5
|
5
|
100%
|
2
|
||
Revlon Consumer Products Corporation
|
North America Revsale Inc.
|
New York
|
10
|
10
|
100%
|
2
|
||
Revlon Consumer Products Corporation
|
OPP Products, Inc.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
Revlon Consumer Products Corporation
|
PPI Two Corporation
|
Delaware
|
1
|
1
|
100%
|
6
|
||
Revlon Consumer Products Corporation
|
REVLON DEVELOPMENT CORP.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
Revlon Consumer Products Corporation
|
Revlon Government Sales, Inc.
|
Delaware
|
10
|
10
|
100%
|
3
|
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No.
|
||
Revlon Consumer Products Corporation
|
Revlon International Corporation
|
Delaware
|
2,400
|
2,400
|
100%
|
4
|
||
Revlon Consumer Products Corporation
|
RIROS Corporation
|
New York
|
10
|
10
|
100%
|
1
|
||
Revlon Consumer Products Corporation
|
Revlon Professional Holding Company LLC
|
Delaware
|
1,000 Class A Units
|
1,000 Class A Units
|
100%
|
Uncertificated
|
||
300 Class C Units
|
1,000 Class C Units
|
|||||||
Revlon Consumer Products Corporation
|
Beautyge Participations, S.L.
|
Spain
|
1,100
|
1,667
|
66%
|
Uncertificated
|
||
Revlon Consumer Products Corporation
|
Revlon Pension Trustee Company (U.K.) Limited
|
United Kingdom
|
66
|
100
|
66%
|
Uncertificated
|
||
Beautyge Brands USA, Inc.
|
American Crew Dominicana, S.R.L.
|
Dominican Republic
|
0%
|
1,000
|
0%
|
N/A
1
|
||
Beautyge U.S.A., Inc. (f/k/a Colomer U.S.A., Inc.)
|
Roux Laboratories, Inc.
|
New York
|
100
|
100
|
100%
|
10
|
||
OPP Products, Inc.
|
Bari Cosmetics, Ltd. (f/k/a BC Products Inc.)
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
OPP Products, Inc.
|
SinfulColors Inc.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
Revlon International Corporation
|
Revlon New Zealand Limited
|
New Zealand
|
33,000
|
50,000
|
66%
|
[___]
2
|
1
|
Dormant Entity.
|
2
|
In accordance with Schedule 6.10 of the Credit Agreement, it will be provided post-closing.
|
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No.
|
||
Revlon Consumer Products Corporation
|
Revlon New Zealand Limited
|
New Zealand
|
0
|
50,000
|
0%
3
|
N/A
|
||
Revlon International Corporation
|
Revlon (Hong Kong) Limited
|
Hong Kong
|
660
|
1,000
|
66%
|
11
|
||
Revlon International Corporation
|
Revlon B.V.
|
Netherlands
|
165
|
250
|
66%
|
Uncertificated
|
||
Revlon International Corporation
|
Revlon (Puerto Rico) Inc.
|
Puerto Rico
|
33,000
|
50,000
|
66%
|
3
|
||
Revlon Consumer Products Corporation
|
Revlon, S.A. de C.V.
|
Mexico
|
0
|
520,500,211
|
0%
4
|
23 C.F
|
||
Revlon International Corporation
|
Revlon, S.A. de C.V.
|
Mexico
|
71,958,599
|
109,028,180
|
66%
|
21 C.F.
|
||
271,571,538
|
411,472,031
|
66%
|
1 C.V.
|
|||||
4 C.V.
|
||||||||
5 C.V.
|
||||||||
7 C.V.
|
||||||||
9 C.V.
|
||||||||
Revlon International Corporation
|
Revlon K.K.
|
Japan
|
98,260
|
148,880
|
66%
|
510-1
|
||
510-2
|
||||||||
510-3
|
||||||||
510-6
|
||||||||
510-7
|
||||||||
510-8
|
||||||||
511
|
||||||||
513
|
||||||||
515
|
||||||||
517
|
3
|
Minority owner holding 1 share. 66% of majority owner’s stock is being pledged.
|
4
|
Minority owner holding 13 shares. 66% of majority owner’s stock is being pledged.
|
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No.
|
||
Revlon International Corporation
|
Revlon (Suisse) S.A.
|
Switzerland
|
66
|
100
|
66%
|
1
|
||
Revlon International Corporation
|
Revlon China Holdings Limited
|
Cayman Islands
|
66
|
100
|
66%
|
005
|
||
Revlon International Corporation
|
New Revlon Argentina, S.A.
|
Argentina
|
11,859,772
|
17,969,352
|
66%
|
3
|
||
7
|
||||||||
10
|
||||||||
13
|
||||||||
21
|
||||||||
Revlon International Corporation
|
Revlon Overseas Corporation, C.A.
|
Venezuela
|
34,857
|
52,813
|
66%
|
1
|
||
RIROS Corporation
|
RIROS Group Inc.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
Revlon International Corporation
|
Revlon Mauritius Limited
|
Mauritius
|
16,499
|
25,100
|
66%
|
005
|
||
Revlon International Corporation
|
Revlon LTDA.
|
Brazil
|
660
|
1,000
|
66%
|
Uncertificated
|
||
Revlon International Corporation
|
RML, LLC
5
|
Delaware
|
66 membership units
|
100
|
66%
|
Uncertificated
|
||
Revlon International Corporation
|
Revlon Canada Inc.
|
Canada
|
660,000
|
1,000,011
|
66%
|
C-1
|
||
Revlon International Corporation
|
RML Holdings L.P.
|
Bermuda
|
7,840
|
12,000
|
66%
|
Uncertificated
|
5
|
A Foreign Subsidiary Holding Company
|
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No.
|
||
Roux Laboratories, Inc.
|
ART & SCIENCE, LTD.
|
Illinois
|
1,200
|
1,200
|
100%
|
9
|
||
Roux Laboratories, Inc.
|
Beautyge Brands USA., Inc. (f/k/a Colomer Beauty Brands USA, Inc.)
|
Delaware
|
100
|
100
|
100%
|
5
|
||
Roux Laboratories, Inc.
|
CREATIVE NAIL DESIGN, INC.
|
California
|
100
|
100
|
100%
|
78
|
||
Roux Laboratories, Inc.
|
Realistic Roux Professional Products Inc.
|
Delaware
|
1,000
|
1,000
|
100%
|
1
|
||
Roux Laboratories, Inc.
|
Roux Properties Jacksonville, LLC
|
Florida
|
100
|
100
|
100%
|
1
|
||
Roux Laboratories, Inc.
|
Beautyge Professional Limited (f/k/a Colomer Professional Limited)
|
Ireland
|
156,420
|
237,000
|
66%
|
1A
|
||
Roux Laboratories, Inc.
|
Beautyge Mexico, S.A. de C.V. (Colomer Mexico S.A. de C.V.)
|
Mexico
|
95,040 fixed shares
|
144,000
|
66%
|
CF-3
|
||
364,824,372 variable shares
|
1,583,433,120
|
66%
|
CV-6
|
|||||
Elizabeth Arden, Inc. (f/k/a French Fragrances, Inc.)
|
DF Enterprises, Inc.
|
Delaware
|
100
|
100
|
100%
|
1
|
||
Elizabeth Arden, Inc. (f/k/a French Fragrances, Inc.)
|
FD Management, Inc.
|
Delaware
|
100
|
100
|
100%
|
1
|
||
Elizabeth Arden, Inc.
|
RDEN Management, Inc.
|
Delaware
|
100
|
100
|
100%
|
1
|
||
Elizabeth Arden, Inc. (f/k/a French Fragrances, Inc.)
|
Elizabeth Arden International Holding, Inc.
|
Delaware
|
100
|
100
|
100%
|
1
|
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No
|
||
Elizabeth Arden, Inc.
|
Elizabeth Arden Travel Retail, Inc. (f/k/a Elizabeth Arden (N.A.T.R.) North America Travel Retail, Inc.)
|
Delaware
|
100
|
100
|
100%
|
1
|
||
Elizabeth Arden, Inc. (f/k/a French Fragrances, Inc.)
|
Elizabeth Arden (Financing), Inc.
|
Delaware
|
100
|
100
|
100%
|
1
|
||
Elizabeth Arden International Holding, Inc.
|
Elizabeth Arden (Australia) Pty Ltd.
|
Australia
|
1,740,534
|
2,637,173
|
66%
|
[___]
6
|
||
Elizabeth Arden International Holding, Inc.
|
Elizabeth Arden (Canada) Limited
|
Canada
|
651,579 Common Shares
|
987,241 Common Shares
|
66%
|
[___]
7
|
||
4,000,000 Preferred Shares
|
4,000,000 Preferred Shares
|
100%
|
RP-1
|
|||||
Elizabeth Arden International Holding, Inc.
|
Elizabeth Arden (New Zealand) Limited
|
New Zealand
|
119,419
|
180,938
|
66%
|
[___]
8
|
||
Elizabeth Arden International Holding, Inc.
|
Elizabeth Arden (South Africa)(Pty) Ltd.
|
South Africa
|
66%
|
1
|
66%
|
[___]
9
|
||
Elizabeth Arden International Holding, Inc.
|
Elizabeth Arden (Switzerland) Holding S.a.r.l.
|
Switzerland
|
66%
|
1
|
66%
|
[___]
10
|
6
|
In accordance with Schedule 6.10 of the Credit Agreement, it will be provided post-closing.
|
7
|
In accordance with Schedule 6.10 of the Credit Agreement, it will be provided post-closing.
|
8
|
In accordance with Schedule 6.10 of the Credit Agreement, it will be provided post-closing.
|
9
|
In accordance with Schedule 6.10 of the Credit Agreement, it will be provided post-closing.
|
10
|
In accordance with Schedule 6.10 of the Credit Agreement, it will be provided post-closing.
|
Debtor/
Grantor
|
Issuer
|
Jurisdiction
|
# of Shares
Pledged
|
Total Shares
Outstanding
|
%
Pledge
d
|
Certificate
No
|
||
Elizabeth Arden, Inc.
|
Elizabeth Arden Investments, LLC
|
Delaware
|
N/A
|
N/A
|
100%
|
Uncertificated
|
||
Elizabeth Arden, Inc.
|
Elizabeth Arden NM, LLC
|
Delaware
|
N/A
|
N/A
|
100%
|
Uncertificated
|
||
Elizabeth Arden, Inc.
|
Elizabeth Arden USC, LLC
|
Delaware
|
N/A
|
N/A
|
100%
|
Uncertificated
|
Debtor/Grantor
|
Issuer of Instrument
|
Principal Amount of
Instrument
|
Maturity Date
|
Revlon Consumer Products Corporation
|
Revlon K.K.
|
JPY 3,636,738,547.00
|
January 31, 2016
|
Revlon Consumer Products Corporation
|
Revlon B.V.
|
$18,411,831
|
January 31, 2016
|
Revlon Consumer Products Corporation
|
Revlon International Corporation – UK Branch
|
GBP 21,004,000.00
|
January 31, 2016
|
Revlon Consumer Products Corporation
|
Revlon Canada Inc.
|
CAD 10,401,362
|
January 31, 2016
|
Revlon Consumer Products Corporation
|
Colomer Beauty & Professional Products S.L.
|
$118,235,863.00
|
January 31, 2020
|
Revlon International Corporation
|
Revlon K.K.
|
$6,876,466
|
January 31, 2016
|
Elizabeth Arden (Financing), Inc.
|
DF Enterprises, Inc.
|
$44,070,755.00
|
January 1, 2012
|
Elizabeth Arden (Financing), Inc.
|
FD Management, Inc.
|
$117,849,722.00
|
January 1, 2012
|
Elizabeth Arden International Holding, Inc.
|
Elizabeth Arden, Inc.
|
$42,000,000.00
|
On Demand
|
RDEN Management, Inc.
|
Elizabeth Arden, Inc.
|
$1,405,713
|
[___]
|
Name of Debtor/Grantor
|
Jurisdiction of
Organization/ Formation
|
Organizational
Identification Number
|
UCC Filing
Jurisdiction
|
||||
Revlon Consumer Products Corporation
|
Delaware
|
2295691
|
Delaware
|
||||
Almay, Inc.
|
Delaware
|
2342351
|
Delaware
|
||||
ART & SCIENCE, LTD.
|
Illinois
|
60007195
|
Illinois
|
||||
BARI COSMETICS, LTD.
|
Delaware
|
5168808
|
Delaware
|
||||
Beautyge Brands USA, Inc. (f/k/a Colomer Beauty Brands USA, Inc.)
|
Delaware
|
2603311
|
Delaware
|
||||
Beautyge U.S.A., Inc. (f/k/a Colomer U.S.A., Inc.)
|
Delaware
|
3171094
|
Delaware
|
||||
Charles Revson Inc.
|
New York
|
N/A
|
New York
|
||||
CREATIVE NAIL DESIGN, INC.
|
California
|
C0940215
|
California
|
||||
North America Revsale Inc.
|
New York
|
N/A
|
New York
|
||||
OPP Products, Inc.
|
Delaware
|
4910314
|
Delaware
|
||||
Realistic Roux Professional Products Inc.
|
Delaware
|
5617286
|
Delaware
|
||||
REVLON DEVELOPMENT CORP.
|
Delaware
|
3587016
|
Delaware
|
||||
Revlon Government Sales, Inc.
|
Delaware
|
0837723
|
Delaware
|
||||
Revlon International Corporation
|
Delaware
|
0600924
|
Delaware
|
||||
Revlon Professional Holding Company LLC
|
Delaware
|
3181183
|
Delaware
|
||||
RIROS Corporation
|
New York
|
N/A
|
New York
|
||||
RIROS Group Inc.
|
Delaware
|
2973389
|
Delaware
|
||||
Roux Laboratories, Inc.
|
New York
|
57575
|
New York
|
Name of Debtor/Grantor
|
Jurisdiction of
Organization/ Formation
|
Organizational
Identification Number
|
UCC Filing
Jurisdiction
|
||||
Roux Properties Jacksonville, LLC
|
Florida
|
L13000131517
|
Florida
|
||||
SinfulColors Inc.
|
Delaware
|
4910310
|
Delaware
|
||||
DF Enterprises, Inc.
|
Delaware
|
3262187
|
Delaware
|
||||
Elizabeth Arden (Financing), Inc.
|
Delaware
|
3486941
|
Delaware
|
||||
Elizabeth Arden, Inc.
|
Florida
|
240627
|
Florida
|
||||
Elizabeth Arden International Holding, Inc.
|
Delaware
|
3318007
|
Delaware
|
||||
Elizabeth Arden Travel Retail, Inc.
|
Delaware
|
3408252
|
Delaware
|
||||
FD Management, Inc.
|
Delaware
|
3262182
|
Delaware
|
||||
RDEN Management, Inc.
|
Delaware
|
3486960
|
Delaware
|
||||
Elizabeth Arden Investments, LLC
|
Delaware
|
5204912
|
Delaware
|
||||
Elizabeth Arden NM, LLC
|
Delaware
|
5363961
|
Delaware
|
||||
Elizabeth Arden USC, LLC
|
Delaware
|
5358674
|
Delaware
|
[ADDITIONAL GRANTOR],
|
||||
as Grantor and Guarantor
|
||||
By:
|
||||
Name:
|
||||
Title:
|
SECTION 1.
|
Defined Terms
|
SECTION 2.
|
Grant of Security Interest
|
SECTION 3.
|
Security Agreement
|
SECTION 4.
|
Governing Law
|
SECTION 5.
|
Counterparts
|
[NAME OF GRANTOR],
|
||
as Grantor
|
||
By:
|
||
Name:
|
||
Title:
|
Accepted and Agreed:
|
[ | ], |
as Collateral Agent |
By:
|
||
Name:
|
||
Title:
|
Title
|
Registration No.
|
Registration Date
|
|||
SECTION. 1.
|
Defined Terms
|
SECTION 2.
|
Grant of Security Interest
|
SECTION 3.
|
Security Agreement
|
SECTION 4.
|
Governing Law
|
SECTION 5.
|
Counterparts
|
[NAME OF GRANTOR],
|
||
as Grantor
|
||
By:
|
||
Name:
|
||
Title:
|
Accepted and Agreed:
|
[
|
], |
as Collateral Agent
|
By:
|
||
Name:
|
||
Title:
|
Title
|
Application No.
|
Filing Date
|
Patent No.
|
Issue Date
|
|||||
SECTION 1.
|
Defined Terms
|
SECTION 2.
|
Grant of Security Interest in Trademark Collateral
|
SECTION 3.
|
Security Agreement
|
SECTION 4.
|
Governing Law
|
SECTION 5.
|
Counterparts
|
[NAME OF GRANTOR],
|
||
as Grantor
|
||
By:
|
||
Name:
|
||
Title:
|
Mark
|
Serial No.
|
Filing Date
|
Registration No.
|
Registration Date
|
|||||
Page
|
|||
Section 1.
|
DEFINED TERMS
|
1
|
|
1.1
|
Definitions
|
1
|
|
1.2
|
Other Definitional Provisions
|
4
|
|
Section 2.
|
GUARANTEE
|
4
|
|
2.1
|
Guarantee
|
4
|
|
2.2
|
[Reserved]
|
5
|
|
2.3
|
No Subrogation
|
5
|
|
2.4
|
Amendments, etc. with respect to the Secured Obligations
|
6
|
|
2.5
|
Guarantee Absolute and Unconditional
|
6
|
|
2.6
|
Reinstatement
|
7
|
|
2.7
|
Payments
|
7
|
|
2.8
|
Limited Recourse Guarantee
|
7
|
|
Section 3.
|
GRANT OF SECURITY INTEREST
|
8
|
|
3.1
|
Grant of Security Interests
|
8
|
|
3.2
|
Conflicts
|
8
|
|
Section 4.
|
REPRESENTATIONS AND WARRANTIES
|
9
|
|
4.1
|
Representations in Credit Agreement
|
9
|
|
4.2
|
Title; No Other Liens
|
9
|
|
4.3
|
[Reserved]
|
9
|
|
4.4
|
Names; Jurisdiction of Organization
|
9
|
|
4.5
|
Pledged Securities
|
10
|
|
Section 5.
|
COVENANTS
|
10
|
|
5.1
|
[Reserved]
|
10
|
|
5.2
|
Pledged Securities
|
10
|
|
Section 6.
|
REMEDIAL PROVISIONS
|
10
|
|
6.1
|
[Reserved]
|
10
|
|
6.2
|
[Reserved]
|
10
|
|
6.3
|
Pledged Securities
|
11
|
|
6.4
|
[Reserved]
|
12
|
|
6.5
|
Proceeds to be Turned Over To Collateral Agent
|
12
|
|
6.6
|
Application of Proceeds
|
12
|
|
6.7
|
Code and Other Remedies
|
14
|
|
6.8
|
Sale of Pledged Securities
|
14
|
6.9
|
Deficiency
|
15
|
|
Section 7.
|
THE COLLATERAL AGENT
|
15
|
|
7.1
|
Collateral Agent’s Appointment as Attorney-in-Fact, etc.
|
15
|
|
7.2
|
Duty of Collateral Agent
|
16
|
|
7.3
|
Execution of Financing Statements
|
17
|
|
7.4
|
Authority of Collateral Agent
|
17
|
|
Section 8.
|
MISCELLANEOUS
|
17
|
|
8.1
|
Amendments in Writing
|
17
|
|
8.2
|
Notices
|
17
|
|
8.3
|
No Waiver by Course of Conduct; Cumulative Remedies
|
17
|
|
8.4
|
Enforcement Expenses; Indemnification
|
18
|
|
8.5
|
Successors and Assigns
|
18
|
|
8.6
|
Set-Off
|
18
|
|
8.7
|
Counterparts
|
19
|
|
8.8
|
Severability
|
19
|
|
8.9
|
Section Headings
|
19
|
|
8.10
|
Integration
|
19
|
|
8.11
|
GOVERNING LAW
|
19
|
|
8.12
|
Submission To Jurisdiction; Waivers
|
19
|
|
8.13
|
Acknowledgements
|
20
|
|
8.14
|
[Reserved]
|
20
|
|
8.15
|
Releases
|
21
|
|
8.16
|
WAIVER OF JURY TRIAL
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21
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SCHEDULES
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Schedule 1
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Notice Addresses
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Schedule 2
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Pledged Securities
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Schedule 3
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Legal Name and Jurisdictions of Organization
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REVLON, INC.
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By:
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/s/ Michael T. Sheehan | |||
Name:
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Michael T. Sheehan | |||
Title:
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Senior Vice President, Deputy General Counsel and Secretary
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CITIBANK, N.A.,
as Collateral Agent
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By:
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/s/ Thomas M. Halsch | |||
Name: |
Thomas M. Halsch
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Title:
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Vice President |
Name of Guarantor/Grantor
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Address of Chief Executive Office and
Mailing Address
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Revlon, Inc.
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One New York Plaza, New York, NY 10004
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Grantor
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Issuer
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Jurisdiction
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# of Shares
Pledged
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Certificate No.
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Revlon, Inc.
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Revlon Consumer Products Corporation
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Delaware
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1,000
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1
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Revlon, Inc.
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Revlon Consumer Products Corporation
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Delaware
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4,260
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2
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Revlon, Inc.
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Revlon Consumer Products Corporation
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Delaware
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546
(series A)
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2
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Name of Guarantor/Grantor
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Jurisdiction of
Organization/ Formation
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Organizational
Identification Number
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UCC Filing Jurisdiction
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Revlon, Inc.
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Delaware
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2295698
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Delaware
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Page
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Section 1.
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Definitions.
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1
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1.1
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Defined Terms
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1
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1.2
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Terms Generally
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14
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Section 2.
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Lien Priorities.
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14
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2.1
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Subordination of Liens
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14
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2.2
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Prohibition on Contesting Liens
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16
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2.3
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No New Liens
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16
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2.4
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Perfection of Liens
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17
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2.5
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Waiver of Marshalling
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17
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Section 3.
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Enforcement.
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18
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3.1
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Exercise of Remedies
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18
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3.2
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Cooperation
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21
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3.3
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Actions Upon Breach
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22
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Section 4.
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Payments.
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22
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4.1
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Revolving Nature of Claims
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22
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4.2
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Application of Proceeds of ABL Facility First Priority Collateral
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23
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4.3
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Application of Proceeds of Term Facility First Priority Collateral
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24
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4.4
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Payments Over
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25
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4.5
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Common Collateral
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25
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Section 5.
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Other Agreements.
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26
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5.1
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Releases
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26
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5.2
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Insurance
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28
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5.3
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Amendments to ABL Loan Documents and Term Loan Documents
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29
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5.4
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Rights As Unsecured Creditors
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32
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5.5
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First Priority Agent as Gratuitous Bailee for Perfection
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32
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5.6
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Access to Premises and Cooperation
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36 | |
5.7
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No Release If Event of Default; Reinstatement
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39
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5.8
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Legends
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40
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Section 6.
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Insolvency or Liquidation Proceedings.
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40
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6.1
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Financing Issues
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40
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6.2
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Relief from the Automatic Stay
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42
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6.3
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Adequate Protection
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43
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6.4
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Avoidance Issues
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43
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6.5
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Application
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44
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6.6
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Waivers
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44
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6.7
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Separate Grants of Liens
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44
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Section 7.
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Reliance; Waivers; etc.
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45
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7.1
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Reliance
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45
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7.2
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No Warranties or Liability
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45
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7.3
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Obligations Unconditional
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45
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Section 8.
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Miscellaneous.
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46
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8.1
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Conflicts
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46
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8.2
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Term of this Agreement; Severability
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46
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8.3
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Amendments; Waivers
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47
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8.4
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Information Concerning Financial Condition of the Borrower and the Subsidiaries
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49
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8.5
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Subrogation
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49
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8.6
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Application of Payments
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50
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8.7
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Consent to Jurisdiction; Waivers
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50
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8.8
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Notices
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51
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8.9
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Further Assurances
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51
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8.10
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Governing Law
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51
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8.11
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No Third Party Beneficiaries; Binding on Successors and Assigns
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51
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8.12
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[Reserved]
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52
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8.13
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Section Titles
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52
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8.14
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Counterparts
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52
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8.15
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Authorization
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52
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8.16
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Effectiveness
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52
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8.17
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ABL Agent and Term Loan Agent
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52
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8.18
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Relative Rights
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53
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8.19
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Supplements
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53
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8.20
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Other Intercreditor Agreements
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54
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REVLON CONSUMER PRODUCTS
CORPORATION,
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By:
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/s/ Michael T. Sheehan
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Name: Michael T. Sheehan
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Title: Senior Vice President, Deputy General
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Counsel and Secretary
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Address:
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One New York Plaza
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New York, NY 10004 | ||
Attention: Michael T. Sheehan
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REVLON, INC.,
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By:
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/s/ Michael T. Sheehan
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Name: Michael T. Sheehan
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Title: Senior Vice President, Deputy General
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Counsel and Secretary |
Address:
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One New York Plaza
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New York, NY 10004 | ||
Attention: Michael T. Sheehan
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ALMAY, INC.
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ART & SCIENCE, LTD.
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BARI COSMETICS, LTD.
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BEAUTYGE BRANDS USA, INC.
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BEAUTYGE U.S.A., INC.
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CHARLES REVSON INC.
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CREATIVE NAIL DESIGN, INC.
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NORTH AMERICA REVSALE INC.
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OPP PRODUCTS, INC.
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REALISTIC ROUX PROFESSIONAL PRODUCTS INC.
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REVLON DEVELOPMENT CORP.
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REVLON GOVERNMENT SALES, INC.
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REVLON INTERNATIONAL CORPORATION
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REVLON PROFESSIONAL HOLDING COMPANY LLC
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RIROS CORPORATION
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RIROS GROUP INC.
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ROUX LABORATORIES, INC.
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ROUX PROPERTIES JACKSONVILLE, LLC
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SINFULCOLORS INC.
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each a Subsidiary of the Borrower
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By:
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/s/ Michael T. Sheehan
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Name: Michael T. Sheehan
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Title: Vice President and Secretary
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Address:
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One New York Plaza
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New York, NY 10004
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Attention: Michael T. Sheehan
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ELIZABETH ARDEN, INC.,
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a Subsidiary of the Borrower
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By:
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/s/ Michael T. Sheehan
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Name:
Michael T. Sheehan
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Title:
Vice President and Assistant Secretary
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Address:
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One New York Plaza
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New York, NY 10004 | ||
Attention: Michael T. Sheehan |
DF ENTERPRISES, INC.
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ELIZABETH ARDEN (FINANCING), INC.
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ELIZABETH ARDEN INTERNATIONAL HOLDING, INC.
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ELIZABETH ARDEN TRAVEL RETAIL, INC.
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FD MANAGEMENT, INC.
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RDEN MANAGEMENT, INC.
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ELIZABETH ARDEN INVESTMENTS, LLC
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ELIZABETH ARDEN NM, LLC
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ELIZABETH ARDEN USC, LLC
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each a Subsidiary of the Borrower
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By:
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/s/ Michael T. Sheehan
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Name: Michael T. Sheehan
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Title: Vice President and Secretary
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Address:
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One New York Plaza
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New York, NY 10004 | ||
Attention: Michael T. Sheehan |
CITIBANK, N.A., as ABL Agent
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By:
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/s/ Thomas M. Halsch
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Name: Thomas M. Halsch
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Title: Vice President
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Address:
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390 Greenwich St., 1
st
floor
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New York, NY 10013 |
CITIBANK, N.A., as Term Loan Agent
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By:
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/s/ Matthew S. Burke
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Name: Matthew S. Burke
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Title: Vice President
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Address:
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390 Greenwich St., 1
st
floor
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New York, NY 10013 |
Name of Subsidiary
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ALMAY, INC.
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ART & SCIENCE, LTD.
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BARI COSMETICS, LTD.
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BEAUTYGE BRANDS USA, INC.
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BEAUTYGE U.S.A., INC.
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CHARLES REVSON INC.
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CREATIVE NAIL DESIGN, INC.
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NORTH AMERICA REVSALE INC.
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OPP PRODUCTS, INC.
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REALISTIC ROUX PROFESSIONAL PRODUCTS INC.
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REVLON DEVELOPMENT CORP.
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REVLON GOVERNMENT SALES, INC.
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REVLON INTERNATIONAL CORPORATION
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REVLON PROFESSIONAL HOLDING COMPANY LLC
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RIROS CORPORATION
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RIROS GROUP INC.
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ROUX LABORATORIES, INC.
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ROUX PROPERTIES JACKSONVILLE, LLC
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SINFULCOLORS INC.
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ELIZABETH ARDEN, INC.
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DF ENTERPRISES, INC.
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ELIZABETH ARDEN (FINANCING), INC.
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ELIZABETH ARDEN INTERNATIONAL
HOLDING, INC.
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ELIZABETH ARDEN TRAVEL RETAIL, INC.
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FD MANAGEMENT, INC.
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RDEN MANAGEMENT, INC.
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ELIZABETH ARDEN INVESTMENTS, LLC
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ELIZABETH ARDEN NM, LLC
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ELIZABETH ARDEN USC, LLC
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1. | Accession to the Intercreditor Agreement . The New Grantor (a) acknowledges and agrees to, and becomes a party to the ABL Intercreditor Agreement, (b) agrees to all the terms and provisions of the ABL Intercreditor Agreement applicable to a Grantor and (c) shall have all the rights and obligations of a Grantor under the ABL Intercreditor Agreement. This Grantor Joinder Agreement supplements the ABL Intercreditor Agreement and is being executed and delivered by the New Grantor pursuant to Section 8.19 of the ABL Intercreditor Agreement. |
2. | Representations, Warranties and Acknowledgement of the New Grantor . The New Grantor represents and warrants to the ABL Agent, each Term Loan Agent, each Term Loan Lender and each ABL Lender that (a) it has full power and authority to enter into this Grantor Joinder Agreement, in its capacity as Grantor and (b) this Grantor Joinder Agreement has been duly authorized, executed and delivered by it and constitutes its legal, valid and binding obligation, enforceable against it in accordance with the terms of this Grantor Joinder Agreement. |
3. | Counterparts . This Grantor Joinder Agreement may be executed in one or more counterparts, including by means of facsimile, each of which shall be an original and all of which shall together constitute one and the same document. Delivery of an executed counterpart of a signature page of this Agreement by facsimile or other customary means of electronic transmission (e.g., “ PDF ”) shall be as effective as delivery of a manually executed counterpart hereof. |
4. | Section Headings . The section titles contained in this Grantor Joinder Agreement are and shall be without substantive meaning or content of any kind whatsoever and are not a part of this Grantor Joinder Agreement. |
5. | Benefit of Agreement . The agreements set forth herein or undertaken pursuant hereto are for the benefit of, and may be enforced by, any party to the ABL Intercreditor Agreement subject to any limitations set forth in the ABL Intercreditor Agreement with respect to the Grantors. |
6. | Governing Law . This Grantor Joinder Agreement and the rights and obligations of the parties under this Grantor Joinder Agreement shall be governed by, and construed and interpreted in accordance with, the laws of the State of New York without regard to principles of conflicts of laws to the extent that the same are not mandatorily applicable by statute and the application of the laws of another jurisdiction would be required thereby. |
7. | Severability . Any provision of this Grantor Joinder Agreement that is prohibited or unenforceable in any jurisdiction shall not invalidate the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction. |
8. | Notices . All communications and notices hereunder shall be in writing and given as provided in Section 8.8 of the ABL Intercreditor Agreement. All communications and notices hereunder to the New Grantor shall be given to it at the address set forth under its signature hereto, which information supplements Section 8.8 of the ABL Intercreditor Agreement. |
9. | Miscellaneous . The provisions of Article 8 of the ABL Intercreditor Agreement will apply with like effect to this Grantor Joinder Agreement. |
[ | ] |
By
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Name:
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|||
Title:
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|||
[Notice Address]
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