Delaware
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001-36467
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45-4320930
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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175 Cremona Drive, Suite 200
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|
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Goleta, California
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93117
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(Address of Principal Executive Offices)
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(Zip Code)
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(805) 308-9803
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(Registrant’s telephone number, including area code)
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Not Applicable
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(Former name or former address, if changed since last report)
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Title of each class
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Trading Symbol(s)
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Name of each exchange
on which registered
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Common Stock, $0.001 par value
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RESN
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The NASDAQ Stock Market LLC
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Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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Item 5.07
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Submission of Matters to a Vote of Security Holders.
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1.
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Proposal to elect Rubén Caballero, Michael J. Fox, George B. Holmes, Alan B. Howe, Jack H. Jacobs, Joshua Jacobs, Jean F. Rankin and Robert Tirva as directors to hold office until the 2021 annual meeting or until their successors are elected and qualified.
|
Name
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For
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Withhold
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Broker Non-Votes
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Rubén Caballero
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17,131,637
|
165,159
|
17,529,605
|
Michael J. Fox
|
15,766,679
|
1,530,117
|
17,529,605
|
George B. Holmes
|
16,917,106
|
379,690
|
17,529,605
|
Alan B. Howe
|
15,310,060
|
1,986,736
|
17,529,605
|
Jack H. Jacobs
|
15,881,509
|
1,415,287
|
17,529,605
|
Joshua Jacobs
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16,908,567
|
388,229
|
17,529,605
|
Jean F. Rankin
|
16,984,475
|
312,321
|
17,529,605
|
Robert Tirva
|
17,129,998
|
166,798
|
17,529,605
|
2.
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Proposal to approve an amendment of the Resonant Inc. Amended and Restated 2014 Omnibus Incentive Plan to increase the maximum number of shares of common stock that may be issued pursuant to awards granted thereunder from 9,950,000 to 14,950,000 shares.
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For
|
Against
|
Abstain
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Broker Non-Votes
|
15,083,594
|
2,132,423
|
80,779
|
17,529,605
|
3.
|
Proposal to ratify the selection of Crowe LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020.
|
For
|
Against
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Abstain
|
Broker Non-Votes
|
34,021,358
|
626,684
|
178,359
|
0
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
15,575,922
|
1,580,652
|
140,222
|
17,529,605
|
5.
|
Proposal to approve, through an advisory vote, an annual frequency for the advisory vote on approval of the compensation of our executive officers.
|
For 1-year Frequency
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For 2-year Frequency
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For 3-year Frequency
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Abstain
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Broker Non-Votes
|
16,341,676
|
248,051
|
628,760
|
78,309
|
0
|
Item 9.01
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Financial Statements and Exhibits.
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(d)
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Exhibits
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10.1
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Date: June 10, 2020
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Resonant Inc.
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By:
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/s/ Martin S. McDermut
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Martin S. McDermut
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|
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Chief Financial Officer
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