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Date of Report (Date of earliest event reported)
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March 10, 2020
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AquaBounty Technologies, Inc.
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(Exact name of registrant as specified in its charter)
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Delaware
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001-36426
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04-3156167
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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2 Mill & Main Place, Suite 395, Maynard, Massachusetts
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01754
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code
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978-648-6000
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(Former name or former address, if changed since last report.)
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Title of each class
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Trading Symbol(s)
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Name of exchange on which registered
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Common Stock, par value $0.001 per share
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AQB
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The NASDAQ Stock Market LLC
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[ ]
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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AquaBounty Technologies, Inc.
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(Registrant)
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March 10, 2020
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/s/ David A. Frank
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David A. Frank
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Chief Financial Officer
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