1933 Act File No. | 33-54445 |
1940 Act File No. | 811-7193 |
Form N-1A
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | ||||
Pre-Effective Amendment No. | ||||
Post-Effective Amendment No. | 80 | |||
and/or | ||||
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | ||||
Amendment No. | 81 | |||
FEDERATED INSTITUTIONAL TRUST
(Exact Name of Registrant as Specified in Charter)
Federated Investors Funds
4000 Ericsson Drive
Warrendale, PA 15086-7561
(Address of Principal Executive Offices)
(412) 288-1900
(Registrant’s Telephone Number, including Area Code)
John W. McGonigle, Esquire
Federated Investors Tower
Pittsburgh, Pennsylvania 15222-3779
(Name and Address of Agent for Service)
It is proposed that this filing will become effective (check appropriate box): | |||
immediately upon filing pursuant to paragraph (b) | |||
X | on June 29, 2016 pursuant to paragraph (b) | ||
60 days after filing pursuant to paragraph (a)(1) | |||
on | pursuant to paragraph (a)(1) | ||
75 days after filing pursuant to paragraph (a)(2) | |||
on | pursuant to paragraph (a)(2) of Rule 485 | ||
If appropriate, check the following box: | |||
X | This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
This amendment to the Registration Statement hereby incorporates by reference, pursuant to Rule 411 under the Securities Act of 1933, Parts A and B of Post-Effective Amendment No. 79 Filed on April 13, 2016 in their entirety.
Item 28. Exhibits
(a) | ||
1 | Conformed copy of Amended and Restated Declaration of Trust of the Registrant; | (2) |
2 | Amendment No. 3 | (10) |
3 | Amendment No. 4 | (7) |
4 | Amendment No. 5 | (8) |
5 | Amendment No. 6 | (10) |
6 | Amendment No. 7 | (11) |
7 | Amendment No. 8 | (12) |
8 | Amendment No. 9 | (17) |
9 | Amendment No. 10 | (25) |
10 | Amendment No. 11 | (32) |
11 | Amendment No. 12 | (41) |
12 | Amendment No. 13 | (44) |
(c) |
Copy of Specimen Certificate for Shares of Beneficial Interest of the Registrant; As of September 1, 1997, Federated Securities Corp. stopped issuing share certificates. |
(2) |
(d) | ||
1 | Conformed copy of Investment Advisory Contract of the Registrant (including Exhibit A) of the Registrant; | (3) |
2 | Conformed copy of Amendment to the Investment Advisory Contract of the Registrant; | (9) |
3 | Conformed copy of Exhibit B to the Investment Advisory Contract of the Registrant; | (10) |
4 | Conformed copy of Exhibit C to the Investment Advisory Contract of the Registrant; | (16) |
5 | Conformed copy of Investment Advisory Contract of the Registrant revised June 2013; | (34) |
6 | Conformed copy of Investment Advisory Contract of the Registrant revised January 31, 2014; | (37) |
(e) | ||
1 | Conformed copy of Distributor's Contract of the Registrant (including Exhibit A) of the Registrant; | (3) |
2 | Conformed copy of Exhibit B to the Distributor’s Contract of the Registrant: | (6) |
3 | Conformed copy of Amendment to the Distributor’s Contract of the Registrant; | (9) |
4 | The Registrant hereby incorporates the conformed copy of the specimen Mutual Funds Sales and Service Agreement; Mutual Funds Service Agreement; and Plan Trustee/Mutual Funds Service Agreement from Item 24(b)6 of the Cash Trust Series II Registration Statement on Form N-1A, filed with the Commission on July 24, 1995. (File Nos. 33-38550 and 811-6269). | |
5 | Conformed copy of Exhibit C and Exhibit D to the Distributor’s Contract of the Registrant; | (12) |
6 | Amendment to the Distributor’s Contact of the Registrant; | (13) |
7 | Conformed copy of Exhibits E and F to the Distributor’s Contract of the Registrant; | (16) |
8 | Conformed copy of Amendment #1 to Exhibit B and Exhibit F to the Distributor’s Contract of the Registrant; | (25) |
9 | Conformed copy of Distributor's Contract of the Registrant of the Registrant revised January 31, 2014; | (37) |
(f) | Not applicable |
(g) | ||
1 | Conformed copy of Custodian Contract of the Registrant; | (3) |
2 | Conformed copy of Custodian Fee Schedule; | (5) |
3 | Conformed copy of Amendment to the Custodian Contract of the Registrant; | (10) |
4 | Conformed copy of Amendments to the Custodian Contract of the Registrant; | (31) |
5 | Copy of Exhibit 1 to the Custodian Contract (Revised 9/19/14)of the Registrant; | (37) |
6 | Copy of Exhibit 1 to the Custodian Contract (Revised 6/26/15) of the Registrant; | (39) |
(h) | ||
1 | Conformed copy of Amended and Restated Agreement for Fund Accounting Services, Administrative Services, Transfer Agency Services, and Custody Services Procurement; | (7) |
2 | Conformed copy of Amendment to the Agreement for Fund Accounting Services, Administrative Services, Transfer Agency Services, and Custody Services Procurement; | (9) |
3 | The responses described in Item 23(e)(iv) are hereby incorporated by reference. | |
4 | The Registrant hereby incorporates by reference the conformed copy of the Agreement for Administrative Services, with Exhibit 1 and Amendments 1 and 2 attached, between Federated Administrative Services and the Registrant from Item 23(h)(iv) of the Federated Total Return Series, Inc. Registration Statement on Form N-1A, filed with the Commission on November 29, 2004. (File Nos. 33-50773 and 811-7115); | |
5 | The Registrant hereby incorporates the conformed copy of the Second Amended and Restated Services Agreement, with attached Schedule 1 revised 6/30/04, from Item (h) (vii) of the Cash Trust Series, Inc. Registration Statement on Form N-1A, filed with the Commission on July 29, 2004. (Files Nos. 33-29838 and 811-5843); | |
6 | The Registrant hereby incorporates the conformed copy of the Financial Administration and Accounting Services Agreement, with attached Exhibit A revised 6/30/04, from Item (h)(viii) of the Cash Trust Series, Inc. Registration Statement on Form N-1A filed with the Commission on July 29, 2004. (File Nos. 33-29838 and 811-5843) | |
7 | The Registrant hereby incorporates the conformed copy of Transfer Agency and Service Agreement between the Federated Funds and State Street Bank and Trust Company from Item 23(h)(ix)of the Federated Total Return Government Bond Fund Registration Statement on Form N-1A, filed with the Commission on April 28, 2005. (File Nos. 33-60411 and 811-07309) | |
8 | The Registrant hereby incorporates by reference the conformed copy of Amendment No. 3 to the Agreement for Administrative Services between Federated Administrative Services Company and the Registrant dated June 1, 2005, from Item 23 (h) (ii) of the Cash Trust Series, Inc. Registration Statement on Form N-1A, filed with the Commission on July 27, 2005. (File Nos. 33-29838 and 811-5843) | |
9 | Copy of Schedule 1, revised 9/1/05, to the Second Amended and Restated Services Agreement; | (17) |
10 | Copy of Exhibit A, revised 9/1/05, to the Financial Administration and Accounting Services Agreement; | (17) |
11 | Copy of Exhibit A, revised 6/1/05, to the Transfer Agency Agreement between the Federated Funds and State Street Bank and Trust Company; | (17) |
12 | The Registrant hereby incorporates the conformed copy of Transfer Agency and Service Agreement between the Federated Funds and State Street Bank and Trust Company from Item 23(h)(viii)of the Federated Total Return Government Bond Fund Registration Statement on Form N-1A, filed with the Commission on April 28, 2006. (File Nos. 33-60411 and 811-07309) | |
13 | Conformed copy of Financial Administration Accounting and Services Agreement, dated January 1, 2007; | (23) |
14 | Conformed copy of Amendment to Transfer Agency and Services Agreement, dated January 1, 2008; | (26) |
15 | Conformed copy of Agreement for Administrative Services dated 11/1/2003 with Amendments 1 through 5 and Exhibit 1 attached | (30) |
16 | Conformed copy of Transfer Agency and Service Agreement dated 7/1/2004 with Amendment dated 1/1/2008, Amendment 1 dated 10/10/2005 and Schedules 2.1, 2.2(f), 2.2(g), 2.2(h) and 2.4 attached | (30) |
17 | Conformed copy of Second Amended and Restated Service Agreement dated 12/1/2001 with Schedule 1 attached | (30) |
18 | Conformed copy of Financial Administration and Accounting Services Agreement, dated March 25, 2011; | (31) |
19 | Conformed copy of Amended and Restated Agreement for Administrative Services dated 09/01/2012; | (33) |
20 | Conformed copy of First Amendment to the Amended and Restated Agreement for Administrative Services dated 09/01/2012; | (34) |
21 | Conformed copy of Second Amended and Restated Service Agreement dated 9/1/2014 with Schedule 1 attached; | (37) |
22 | Copy of Exhibit A, revised 9/19/14, to the Financial Administration and Accounting Services Agreement; | (37) |
23 | Copy of Exhibit 1, revised 9/19/14, to the Agreement for Administrative Services. | (37) |
24 | Conformed copy of Schedule A to Transfer Agency and Services Agreement, dated July 1, 2004 (Revised 9/1/14); | (37) |
25 | Copy of Exhibit 1, revised 9/1/15, to the Agreement for Administrative Services; | (39) |
26 | Copy of Exhibit A, revised 3/1/15, to the Financial Administration and Accounting Services Agreement; | (39) |
27 | Copy of Schedule 1 to the Second Amended and Restated Services Agreement, revised 9/1/15; | (39) |
28 | Conformed copy of Amendments to the Financial Administration and Accounting Services Agreement Dated March 1, 2015 and October 14, 2015; | (41) |
(i) | Conformed copy of Opinion and Consent of Counsel as to legality of shares being registered; | (2) |
(j) | ||
1 | Conformed copy of Consent of Independent Registered Public Accounting Firm Ernst & Young LLP; | (44) |
2 | Conformed copy of Consent of Independent Registered Public Accounting Firm KPMG LLP; | (40) |
(k) | Not Applicable |
(l) | Conformed copy of Initial Capital Understanding; | (2) |
(m) | ||
1 | Conformed copy of Distribution Plan (including Exhibits A and B) of the Registrant; | (14) |
2 | The responses described in Item 23(e)(iv) are hereby incorporated by reference. | |
3 | Conformed copy of Exhibit C to the Distribution Plan of the Registrant; | (17) |
4 | Conformed copy of Amendment #1 to Exhibit A and Exhibit C to the Distributor’s Plan of the Registrant; | (25) |
5 | Conformed copy of Distribution Plan (including Exhibits D and E)of the Registrant revised January 31, 2014; | (37) |
(o) | ||
1 | Conformed copy of Power of Attorney of the Registrant; | (8) |
2 | Conformed copy of Power of Attorney of Trustees and Chief Investment Officer of the Registrant; | (9) |
3 | Conformed copy of the Power of Attorney of the Trustees and Treasurer of the Registrant; | (19) |
4 | Conformed copy of the Power of Attorney of the Trustee of the Registrant; | (20) |
5 | Conformed copy of the Power of Attorney of Trustee, Maureen E. Lally-Green, of the Registrant; | (27) |
6 | Conformed copy of the Power of Attorney of Trustee, Lori A. Hensler, of the Registrant; | (34) |
7 | Conformed copy of Power of Attorney of Trustee John T. Collins, dated October 28, 2013 | (36) |
8 | Conformed copy of Power of Attorney of Trustee P. Jerome Richey, dated October 28, 2013 | (36) |
9 | Conformed copy of Power of Attorney of Trustee G. Thomas Hough, dated August 11, 2015 | (39) |
10 | Conformed copy of Power of Attorney of Trustee John B. Fisher, dated May 11, 2016 | (+) |
+ | Exhibit is being filed electronically with registration statement; indicate by footnote |
ALL RESPONSES ARE INCORPORATED BY REFERENCE TO A POST-EFFECTIVE AMENDMENT (PEA) OF THE REGISTRANT FILED ON FORM N-1A (FILE NOS. 33-54445 and 811-7193)
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2 | Initial Registration Statement filed August 26, 1994. | |
3 | PEA No. 1 filed September 22, 1995. | |
5 | PEA No. 5 filed February 27, 1998. | |
6 | PEA No. 6 filed March 30, 1998. | |
7 | PEA No. 7 filed September 25, 1998. | |
8 | PEA No. 9 filed September 28, 1999. | |
9 | PEA No. 11 filed September 14, 2001. | |
10 | PEA No. 13 filed September 27, 2002. | |
11 | PEA No. 16 filed January 2, 2003. | |
12 | PEA No. 17 filed September 30, 2003. | |
13 | PEA No. 18 filed October 31, 2003. | |
14 | PEA No. 20 filed September 29, 2004. | |
15 | PEA No. 22 filed December 29, 2004. | |
16 | PEA No. 23 filed June 15, 2005. | |
17 | PEA No. 24 filed September 28, 2005. | |
18 | PEA No. 26 filed December 29, 2005. | |
19 | PEA No. 27 filed September 28, 2006. | |
20 | PEA No. 28 filed October 27, 2006. | |
21 | PEA No. 30 filed September 28, 2007. | |
22 | PEA No. 30 filed September 28, 2007. | |
23 | PEA No. 32 filed October 29, 2007. | |
24 | PEA No. 32 filed October 22, 2007. | |
25 | PEA No. 34 filed December 28, 2007. | |
26 | PEA No. 36 filed December 30, 2008 | |
27 | PEA No. 37 filed September 28, 2009 | |
28 | PEA No. 39 filed October 29, 2009 | |
29 | PEA No. 41 filed December 30, 2009 | |
30 | PEA No. 42 filed October 27, 2010 | |
31 | PEA No. 44 filed September 37, 2011 | |
32 | PEA No. 46 filed October 28, 2011 | |
33 | PEA No. 50 filed September 25, 2012 | |
34 | PEA No. 56 filed September 25, 2013 | |
35 | PEA No. 58 filed October 25, 2013 | |
36 | PEA No. 60 filed November 25, 2013 | |
37 | PEA No. 64 filed September 25, 2014 | |
38 | PEA No. 66 filed on October 27, 2014 | |
39 | PEA No. 70 filed on September 25, 2015 | |
40 | PEA No. 72 filed on October 27, 2015 | |
41 | PEA No. 74 filed on December 28, 2015 | |
42 | PEA No. 76 filed on January 29, 2016 | |
43 | PEA No. 77 filed on March 28, 2016 | |
44 | PEA No. 79 filed on April 13, 2016 |
Item 29 Persons Controlled by or Under Common Control with the Fund: |
None |
Item 30 Indemnification |
(1) |
(1) Positions and Offices with Distributor |
(2) Name
|
(3) Positions and Offices With Registrant |
Executive Vice Presidents: |
Michael Bappert Peter W. Eisenbrandt Solon A. Person, IV Colin B. Starks Paul Uhlman |
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Senior Vice Presidents:
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Irving Anderson Jack Bohnet Bryan Burke Scott J. Charlton Charles L. Davis Michael T. diMarsico Theodore Fadool, Jr. James Getz Dayna C. Haferkamp Vincent L. Harper, Jr. Bruce E. Hastings James M. Heaton Donald Jacobson Harry J. Kennedy Michael Koenig Anne H. Kruczek Jane E. Lambesis Michael Liss Diane Marzula Amy Michaliszyn Richard C. Mihm Vincent T. Morrow Alec H. Neilly Becky Nelson Keith Nixon Brian S. Ronayne Tom Schinabeck John Staley Robert F. Tousignant Jerome R. Tuskan William C. Tustin Michael Wolff Paul Zuber |
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Vice Presidents: |
Catherine M. Applegate Robert W. Bauman Marc Benacci Christopher D. Berg Dan Berry Bill Boarts Edward R. Bozek Edwin J. Brooks, III Thomas R. Brown Mark Carroll Dan Casey Steven R. Cohen James Conely Stephen J. Costlow Mary Ellen Coyne Kevin J. Crenny Stephen P. Cronin Jack C. Ebenreiter Timothy Franklin Peter Germain David D.Gregoire Scott Gundersen Michael L. Guzzi Raymond J. Hanley Scott A. Holick Robert Hurbanek Jeffrey S. Jones Todd Jones Scott D. Kavanagh Patrick Kelly Nicholas R. Kemerer Shawn E. Knudson Ed Koontz Crystal C. Kwok Jerry L. Landrum Hans W. Lange, Jr. Joseph R. Lantz David M. Larrick John P. Lieker Jonathan Lipinski Paul J. Magan Margaret M. Magrish Michael R. Manning Meghan McAndrew Martin J. McCaffrey Brian McInis Kyle Morgan John C. Mosko Doris T. Muller Ted Noethling John A. O’Neill James E. Ostrowski Stephen Otto Mark Patsy Rich Paulson Marcus Persichetti Chris Prado Sean Quirk Josh Rasmussen Richard A. Recker Diane M. Robinson Timothy A. Rosewicz Matt Ryan
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Eduardo G. Sanchez Peter Siconolfi Brian J. Sliney Justin Slomkowski Bradley Smith Edward L. Smith John R. Stanley Mark Strubel Jonathen Sullivan Christie B. Teachman Cynthia M. Tomczak Michael Vahl David Wasik G. Walter Whalen Stephen White Lewis Williams Theodore Williams Littell L. Wilson Edward J. Wojnarowski Daniel Wroble Erik Zettlemayer
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Assistant Vice Presidents: |
Debbie Adams-Marshall Kenneth C. Baber Raisa E. Barkaloff Chris Jackson Jaimie A. Kosanovich Stephen R. Massey Carol McEvoy McCool John K. Murray Carol Anne Sheppard Laura Vickerman James Wagner
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Secretary: | Kary A. Moore | |
Assistant Secretary | Edward C. Bartley | |
George F. Magera | ||
Treasurer: | Richard A. Novak | |
Assistant Treasurer: | Jeremy D. Boughton | |
Chief Compliance Officer: | Stephen Van Meter |
(c) | Not Applicable |
Item 33 Location of Accounts and Records: |
All accounts and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 and Rules 31a-1 through 31a-3 promulgated thereunder are maintained at one of the following locations: |
Federated Institutional Trust (“Registrant”) |
Federated Investors Funds
Warrendale, PA 15086-7561
|
State Street Bank and Trust Company ("Custodian, Transfer Agent and Dividend Disbursing Agent”) |
P.O. Box 8600 Boston, MA 02266-8600 |
Federated Administrative Services ("Administrator") |
Federated Investors Tower 1001 Liberty Avenue Pittsburgh, PA 15222-3779 |
Federated Investment Management Company ("Adviser") |
Federated Investors Tower 1001 Liberty Avenue Pittsburgh, PA 15222-3779 |
Item 34 Management Services: Not applicable. |
Item 35 Undertakings: |
Registrant hereby undertakes to comply with the provisions of Section 16(c) of the 1940 Act with respect to the removal of Trustees and the calling of special shareholder meetings by shareholders. |
SIGNATURES Pursuant to the requirements of the Securities Act of 1933, and the Investment Company Act of 1940, the Registrant, FEDERATED INSTITUTIONAL TRUST has duly caused this Amendment to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Pittsburgh and Commonwealth of Pennsylvania, on the 23 rd day of June, 2016. |
FEDERATED INSTITUTIONAL TRUST |
BY: /s/ George F. Magera George F. Magera, Assistant Secretary |
Pursuant to the requirements of the Securities Act of 1933, this Amendment to its Registration Statement has been signed below by the following person in the capacity and on the date indicated: |
NAME | TITLE | DATE |
BY : /s/ George F. Magera George F. Magera, Assistant Secretary |
Attorney In Fact For the Persons Listed Below | June 23, 2016 |
John F. Donahue * | Trustee | |
J. Christopher Donahue *
|
President and Trustee (Principal Executive Officer) | |
John B. Fisher* | Trustee | |
Lori A. Hensler* | Treasurer (Principal Financial Officer) | |
John T. Collins* | Trustee | |
G. Thomas Hough* | Trustee | |
Maureen E. Lally-Green* | Trustee | |
Peter E. Madden* | Trustee | |
Charles F. Mansfield, Jr.* | Trustee | |
Thomas O’Neill* | Trustee | |
P. Jerome Richey* | Trustee | |
John S. Walsh* | Trustee | |
*By Power of Attorney |
EXHIBIT 28(o) 10 UNDER FORM N-1A
EXHIBIT 24 UNDER ITEM 601/REG. S-K
POWER OF ATTORNEY
Each person whose signature appears below hereby constitutes and appoints the Secretary and Assistant Secretaries of FEDERATED INSTITUTIONAL TRUST and each of them, their true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution for them and in their names, place and stead, in any and all capacities, to sign any and all documents to be filed with the Securities and Exchange Commission pursuant to the Securities Act of 1933, the Securities Exchange Act of 1934 and the Investment Company Act of 1940, by means of the Securities and Exchange Commission's electronic disclosure system known as EDGAR; and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to sign and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as each of them might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue thereof.
SIGNATURES | TITLE | DATE |
/s/ John B. Fisher | Trustee/Director | May 11, 2016 |
John B. Fisher |