Texas
(State or Other Jurisdiction
of Incorporation)
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001-36722
(Commission
File Number)
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20-0477066
(IRS Employer
Identification No.)
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12700 Park Central Drive, Suite 1700,
Dallas, Texas
(Address of Principal Executive Offices)
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75251
(Zip Code)
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☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||||
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||||
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2b) | ||||
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c) |
Title of each class |
Trading
Symbol(s) |
Name of each exchange on which registered | ||||||||||||
Common stock, par value $0.01 per share | TBK | NASDAQ Global Select Market | ||||||||||||
Depositary Shares Each Representing a 1/40th Interest in a Share of 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock | TBKCP | NASDAQ Global Select Market |
Name of Nominee | Votes For | Votes Against | Votes Withheld | Broker Non-Votes | ||||||||||||||||||||||
Carlos M. Sepulveda, Jr. | 20,218,945 | 126,838 | 1,261 | 1,491,653 | ||||||||||||||||||||||
Aaron P. Graft | 20,218,945 | 126,838 | 1,261 | 1,491,653 | ||||||||||||||||||||||
Charles A. Anderson | 20,158,914 | 186,666 | 1,464 | 1,491,653 | ||||||||||||||||||||||
Richard L. Davis | 20,178,693 | 166,887 | 1,464 | 1,491,653 | ||||||||||||||||||||||
Michael P. Rafferty | 20,268,939 | 11,292 | 66,813 | 1,491,653 | ||||||||||||||||||||||
C. Todd Sparks | 20,150,143 | 130,088 | 66,813 | 1,491,653 | ||||||||||||||||||||||
Debra Bradford | 20,271,173 | 9,058 | 66,813 | 1,491,653 | ||||||||||||||||||||||
Laura Easley | 20,268,836 | 11,395 | 66,813 | 1,491,653 | ||||||||||||||||||||||
Frederick Perpall | 20,226,119 | 54,112 | 66,813 | 1,491,653 | ||||||||||||||||||||||
Maribess Miller | 20,266,493 | 13,738 | 66,813 | 1,491,653 |
Votes For | 19,892,940 | |||||||
Votes Against | 452,165 | |||||||
Abstentions | 1,939 | |||||||
Broker Non-Votes | 1,491,653 |
Votes For | 19,253,505 | |||||||
Votes Against | 1,092,125 | |||||||
Abstentions | 1,414 | |||||||
Broker Non-Votes | 1,491,653 |
Votes For | 21,763,765 | |||||||
Votes Against | 74,085 | |||||||
Abstentions | 847 |
Exhibit | Description | ||||
10.1 | |||||
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
TRIUMPH BANCORP, INC.
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By: | /s/ Adam D. Nelson | ||||
Name: Adam D. Nelson
Title: Executive Vice President & General Counsel |
1. | The first two sentences of Clause (a) of Section 3 of the Plan is hereby deleted in its entirety and replaced with the following: |
(a) |
Plan Maximums. The maximum number of Shares that may be granted pursuant to Awards under this Plan shall be 2,450,000 Shares. Subject to the provisions of Section 3(c) (relating to adjustments upon changes in capital structure and other corporate transactions), the maximum number of Shares that may be granted pursuant to Stock Options intended to be Incentive Stock Options shall be 2,450,000 Shares.
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2. | Clause (d) of Section 6 of the Plan is hereby deleted in its entirety and replaced with the following: |
(d) |
Rights of a Shareholder. Except as provided in this Section 6 and the applicable Award Agreement, the applicable Participant shall have, with respect to the Shares of Restricted Stock, all of the rights of a shareholder of the Company holding the class or series of Shares of Restricted Stock, including, if applicable, the right to vote the Shares and the right to receive any dividends; provided however, any dividends or dividend equivalents on Shares of Restricted Stock shall subject to the same time and/or performance-based vesting conditions applicable to the underlying Award and paid, if vested, at the same time as the underlying Award.
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3. | Clause (b) of Section 11 of the Plan is hereby deleted in its entirety and replaced with the following: |
(b) |
Termination. The Plan will terminate on March 16, 2031. Awards outstanding as of such date shall not be affected or impaired by the termination of this Plan.”
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