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x
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
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o
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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Delaware
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47-3445032
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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Page
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Part I. Financial Information
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Item 1.
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Financial Statements
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Consolidated Statements of Operations for the three and nine months ended September 30, 2017 and 2016
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Consolidated Statements of Comprehensive Income for the three and nine months ended September 30, 2017 and 2016
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Consolidated Balance Sheets at September 30, 2017 and December 31, 2016
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Consolidated Statement of Partners' Capital for the nine months ended September 30, 2017
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Consolidated Statements of Cash Flows for the nine months ended September 30, 2017 and 2016
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Notes to the Consolidated Financial Statements
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Item 2.
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Item 3.
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Item 4.
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Part II. Other Information
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Item 1.
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Item 1A.
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Item 4.
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Item 6.
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•
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“Class A Preferred Units” refers to the convertible preferred units representing limited partner interests in CNX Coal Resources LP. The Partnership issued 3,956,496 Class A Preferred Units to CONSOL Energy on September 30, 2016. On October 2, 2017 the 3,956,496 Class A Preferred Units were converted to common units on a one for one basis, in accordance with our Partnership agreement. The Class A Preferred Units had the key terms as described in our Annual Report on Form 10-K for the year ended December 31, 2016 (our “2016 Form 10-K”).
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•
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“CNX Coal Finance” refers to CNX Coal Finance Corporation, a Delaware corporation and a direct, wholly-owned subsidiary of the Partnership;
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•
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“CNX Coal Resources LP,” the “Partnership,” “we,” “our,” “us” and similar terms, when used in a historical context, refer to CNX Coal Resources LP, a Delaware limited partnership, and its subsidiaries;
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•
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“CNX Operating” refers to CNX Operating LLC, a Delaware limited liability company and a direct, wholly-owned subsidiary of the Partnership;
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•
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“CNX Thermal Holdings” refers to CNX Thermal Holdings LLC, a Delaware limited liability company and a direct, wholly-owned subsidiary of CNX Operating; subsequent to the PA Mining Acquisition, CNX Thermal Holdings owns a 25% undivided interest in the assets, liabilities, revenues and expenses comprising the Pennsylvania Mining Complex;
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•
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“common units” refer to the limited partner interests in CNX Coal Resources LP. The holders of common units are entitled to participate in partnership distributions and are entitled to exercise the rights or privileges of limited partners under the Partnership Agreement. The common units are listed on the New York Stock Exchange, under the symbol “CNXC”;
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•
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“CONSOL Energy” and our “sponsor” refer to CONSOL Energy Inc., a Delaware corporation and the parent of our general partner, and its subsidiaries other than our general partner, us and our subsidiaries;
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•
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“CPCC” refers to CONSOL Pennsylvania Coal Company LLC, a Delaware limited liability company and a wholly-owned subsidiary of CONSOL Energy;
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•
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“Conrhein” refers to Conrhein Coal Company, a Pennsylvania general partnership and a wholly-owned subsidiary of CONSOL Energy;
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•
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“general partner” refers to CNX Coal Resources GP LLC, a Delaware limited liability company and our general partner;
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•
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“IPO” refers to the completion of the Partnership's initial public offering on July 7, 2015;
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•
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“Omnibus Agreement” refers to the Omnibus Agreement dated July 7, 2015, as replaced by the First Amended and Restated Omnibus Agreement dated as of September 30, 2016;
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•
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“PA Mining Acquisition” refers to a transaction which closed on September 30, 2016, where the Partnership and its wholly owned subsidiary, CNX Thermal, entered into a Contribution Agreement with CONSOL Energy, CPCC and Conrhein, under which CNX Thermal Holdings acquired an undivided 6.25% of the contributing parties’ right, title and interest in and to the Pennsylvania Mining Complex (which represents an aggregate 5% undivided interest in and to the Pennsylvania Mining Complex);
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•
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“Partnership Agreement” refers to the First Amended and Restated Agreement of Limited Partnership of the Partnership, as replaced by the Second Amended and Restated Agreement of Limited Partnership of the Partnership dated as of September 30, 2016;
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•
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“Pennsylvania Mining Complex” refers to the coal mines, coal reserves and related assets and operations, located primarily in southwestern Pennsylvania, owned 80% by CONSOL Energy and 20% by CNX Thermal Holdings, prior to the PA Mining Acquisition; and subsequent to the PA Mining Acquisition, owned 75% by CONSOL Energy, and its subsidiaries and 25% by CNX Thermal Holdings;
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•
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“preferred units” refer to any limited partnership interests, other than the common units and subordinated units, issued in accordance with the Partnership Agreement that, as determined by our general partner, have special voting rights to which our common units are not entitled. As of the date of this Quarterly Report on Form 10-Q, the only outstanding preferred units are the Class A Preferred Units;
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•
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“SEC” refers to the United States Securities and Exchange Commission; and
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•
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“subordinated units” refer to limited partner interests in CNX Coal Resources LP having the rights and obligations specified with respect to subordinated units in the Partnership Agreement. In connection with the completion of the IPO, we issued 11,611,067 subordinated units to CONSOL Energy.
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Three Months Ended
September 30, |
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Nine Months Ended
September 30, |
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2017
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2016
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2017
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2016
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Coal Revenue
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$
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69,811
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$
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66,922
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$
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224,850
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$
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186,103
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Freight Revenue
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5,451
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2,407
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12,962
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8,473
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Other Income
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3,002
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485
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6,204
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2,254
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||||
Total Revenue and Other Income
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78,264
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69,814
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244,016
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196,830
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Operating and Other Costs
1
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52,160
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45,531
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152,275
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130,066
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Depreciation, Depletion and Amortization
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10,352
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10,592
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31,150
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31,332
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Freight Expense
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5,451
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2,407
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12,962
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8,473
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Selling, General and Administrative Expenses
2
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4,283
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2,660
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11,218
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6,558
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Interest Expense
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2,404
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2,223
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7,257
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6,277
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Total Costs
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74,650
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63,413
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214,862
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182,706
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Net Income
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$
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3,614
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$
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6,401
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$
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29,154
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$
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14,124
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Less: Net Income Attributable to CONSOL Energy Pre-PA Mining Acquisition
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—
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1,379
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—
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3,995
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Net Income Attributable to General and Limited Partner Ownership Interest in CNX Coal Resources
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$
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3,614
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$
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5,022
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$
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29,154
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$
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10,129
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Less: General Partner Interest in Net Income
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35
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100
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470
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202
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Less: Net Income Allocable to Class A Preferred Units
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1,851
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—
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5,553
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—
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Limited Partner Interest in Net Income
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$
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1,728
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$
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4,922
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$
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23,131
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$
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9,927
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Less: Distribution Effect of Preferred Unit Conversion
|
173
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—
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173
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—
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Less: Effect of Subordinated Units Distribution Suspension
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—
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—
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—
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119
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Net Income Allocable to Limited Partner Units - Basic & Diluted
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$
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1,555
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$
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4,922
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$
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22,958
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$
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9,808
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Net Income per Limited Partner Unit - Basic
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$
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0.07
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$
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0.21
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$
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0.98
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$
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0.42
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Net Income per Limited Partner Unit - Diluted
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$
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0.07
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$
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0.21
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$
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0.98
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$
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0.42
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Limited Partner Units Outstanding - Basic
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23,339,457
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23,226,712
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23,320,593
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23,223,671
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Limited Partner Units Outstanding - Diluted
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23,501,164
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23,469,615
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23,452,827
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23,344,554
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Cash Distributions Declared per Unit
3
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Common Unit
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$
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0.5125
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$
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0.5125
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$
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1.5375
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$
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1.5375
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Subordinated Unit
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$
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0.5125
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$
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0.5125
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$
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1.5375
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$
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1.0250
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Three Months Ended
September 30, |
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Nine Months Ended
September 30, |
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2017
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2016
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|
2017
|
|
2016
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||||||||
Net Income
|
$
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3,614
|
|
|
$
|
6,401
|
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$
|
29,154
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$
|
14,124
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|
|
|
|
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|
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||||||||
Recognized Net Actuarial Gain
|
(39
|
)
|
|
(22
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)
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(118
|
)
|
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(70
|
)
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Other Comprehensive Loss
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(39
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)
|
|
(22
|
)
|
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(118
|
)
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(70
|
)
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|
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|
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||||||||
Comprehensive Income
|
$
|
3,575
|
|
|
$
|
6,379
|
|
|
$
|
29,036
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|
|
$
|
14,054
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|
|
(Unaudited)
|
|
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||||
|
September 30,
2017 |
|
December 31,
2016 |
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ASSETS
|
|
|
|
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Current Assets:
|
|
|
|
||||
Cash
|
$
|
3,574
|
|
|
$
|
9,785
|
|
Trade Receivables
|
23,808
|
|
|
23,418
|
|
||
Other Receivables
|
454
|
|
|
515
|
|
||
Inventories
|
11,948
|
|
|
11,491
|
|
||
Prepaid Expenses
|
5,065
|
|
|
3,512
|
|
||
Total Current Assets
|
44,849
|
|
|
48,721
|
|
||
Property, Plant and Equipment:
|
|
|
|
||||
Property, Plant and Equipment
|
890,170
|
|
|
876,690
|
|
||
Less—Accumulated Depreciation, Depletion and Amortization
|
472,717
|
|
|
442,178
|
|
||
Total Property, Plant and Equipment—Net
|
417,453
|
|
|
434,512
|
|
||
Other Assets:
|
|
|
|
||||
Other
|
19,247
|
|
|
21,063
|
|
||
Total Other Assets
|
19,247
|
|
|
21,063
|
|
||
TOTAL ASSETS
|
$
|
481,549
|
|
|
$
|
504,296
|
|
LIABILITIES AND PARTNERS' CAPITAL
|
|
|
|
||||
Current Liabilities:
|
|
|
|
||||
Accounts Payable
|
$
|
19,872
|
|
|
$
|
18,797
|
|
Accounts Payable
—
Related Party
|
1,906
|
|
|
1,666
|
|
||
Other Accrued Liabilities
|
41,851
|
|
|
44,318
|
|
||
Total Current Liabilities
|
63,629
|
|
|
64,781
|
|
||
Long-Term Debt:
|
|
|
|
||||
Revolver, Net of Debt Issuance and Financing Fees
|
185,517
|
|
|
197,843
|
|
||
Capital Lease Obligations
|
89
|
|
|
146
|
|
||
Total Long-Term Debt
|
185,606
|
|
|
197,989
|
|
||
Other Liabilities:
|
|
|
|
||||
Pneumoconiosis Benefits
|
2,891
|
|
|
2,057
|
|
||
Workers’ Compensation
|
3,263
|
|
|
3,090
|
|
||
Asset Retirement Obligations
|
9,495
|
|
|
9,346
|
|
||
Other
|
427
|
|
|
463
|
|
||
Total Other Liabilities
|
16,076
|
|
|
14,956
|
|
||
TOTAL LIABILITIES
|
265,311
|
|
|
277,726
|
|
||
Partners' Capital:
|
|
|
|
||||
Class A Preferred Units (3,956,496 Units Outstanding at September 30, 2017 and December 31, 2016)
|
69,151
|
|
|
69,151
|
|
||
Common Units (11,747,584 Units Outstanding at September 30, 2017; 11,618,456 Units Outstanding at December 31, 2016)
|
137,366
|
|
|
140,967
|
|
||
Subordinated Units (11,611,067 Units Outstanding at September 30, 2017 and December 31, 2016)
|
(13,985
|
)
|
|
(7,631
|
)
|
||
General Partner Interest
|
12,015
|
|
|
12,274
|
|
||
Accumulated Other Comprehensive Income
|
11,691
|
|
|
11,809
|
|
||
Total Partners' Capital
|
216,238
|
|
|
226,570
|
|
||
TOTAL LIABILITIES AND PARTNERS' CAPITAL
|
$
|
481,549
|
|
|
$
|
504,296
|
|
|
Limited Partners
|
|
|
|
|
|
|
||||||||||||||||
|
Class A Preferred Units
|
|
Common
|
|
Subordinated
|
|
General Partner
|
|
Accumulated Other Comprehensive Income
|
|
Total
|
||||||||||||
Balance at December 31, 2016
|
$
|
69,151
|
|
|
$
|
140,967
|
|
|
$
|
(7,631
|
)
|
|
$
|
12,274
|
|
|
$
|
11,809
|
|
|
$
|
226,570
|
|
(unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
||||||||||||
Net Income
|
5,553
|
|
|
11,633
|
|
|
11,498
|
|
|
470
|
|
|
—
|
|
|
29,154
|
|
||||||
Unitholder Distributions
|
(5,553
|
)
|
|
(18,016
|
)
|
|
(17,852
|
)
|
|
(729
|
)
|
|
—
|
|
|
(42,150
|
)
|
||||||
Unit Based Compensation
|
—
|
|
|
3,791
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
3,791
|
|
||||||
Tax Cost from Unit Based Compensation
|
—
|
|
|
(1,009
|
)
|
|
—
|
|
|
—
|
|
|
—
|
|
|
(1,009
|
)
|
||||||
Actuarially determined long-term liability adjustments
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
(118
|
)
|
|
(118
|
)
|
||||||
Balance at September 30, 2017
|
$
|
69,151
|
|
|
$
|
137,366
|
|
|
$
|
(13,985
|
)
|
|
$
|
12,015
|
|
|
$
|
11,691
|
|
|
$
|
216,238
|
|
|
Nine Months Ended
September 30, |
||||||
|
2017
|
|
2016
|
||||
Cash Flows from Operating Activities:
|
|
|
|
||||
Net Income
|
$
|
29,154
|
|
|
$
|
14,124
|
|
Adjustments to Reconcile Net Income to Net Cash Provided by Operating Activities:
|
|
|
|
||||
Depreciation, Depletion and Amortization
|
31,150
|
|
|
31,332
|
|
||
(Gain) Loss on Sale of Assets
|
(1,406
|
)
|
|
10
|
|
||
Unit Based Compensation
|
3,791
|
|
|
904
|
|
||
Other Adjustments to Net Income
|
673
|
|
|
679
|
|
||
Changes in Operating Assets:
|
|
|
|
||||
Accounts and Notes Receivable
|
(329
|
)
|
|
(1,332
|
)
|
||
Inventories
|
(457
|
)
|
|
658
|
|
||
Prepaid Expenses
|
(1,553
|
)
|
|
350
|
|
||
Changes in Other Assets
|
185
|
|
|
(3,704
|
)
|
||
Changes in Operating Liabilities:
|
|
|
|
||||
Accounts Payable
|
1,372
|
|
|
1,468
|
|
||
Accounts Payable—Related Party
|
240
|
|
|
(2,990
|
)
|
||
Other Operating Liabilities
|
(2,464
|
)
|
|
3,876
|
|
||
Changes in Other Liabilities
|
427
|
|
|
1,949
|
|
||
Net Cash Provided by Operating Activities
|
60,783
|
|
|
47,324
|
|
||
Cash Flows from Investing Activities:
|
|
|
|
||||
Capital Expenditures
|
(12,261
|
)
|
|
(9,569
|
)
|
||
PA Mining Acquisition
|
—
|
|
|
(21,500
|
)
|
||
Proceeds from Sales of Assets
|
1,500
|
|
|
21
|
|
||
Net Cash Used in Investing Activities
|
(10,761
|
)
|
|
(31,048
|
)
|
||
Cash Flows from Financing Activities:
|
|
|
|
||||
Payments on Miscellaneous Borrowings
|
(74
|
)
|
|
(57
|
)
|
||
Net (Payments on) Proceeds from Revolver
|
(13,000
|
)
|
|
23,000
|
|
||
Payments for Unitholder Distributions
|
(42,150
|
)
|
|
(30,486
|
)
|
||
Tax Cost from Unit-Based Compensation
|
(1,009
|
)
|
|
—
|
|
||
Net Change in Parent Advances
|
—
|
|
|
(8,953
|
)
|
||
Net Cash Used in Financing Activities
|
(56,233
|
)
|
|
(16,496
|
)
|
||
Net Decrease in Cash
|
(6,211
|
)
|
|
(220
|
)
|
||
Cash at Beginning of Period
|
9,785
|
|
|
6,534
|
|
||
Cash at End of Period
|
$
|
3,574
|
|
|
$
|
6,314
|
|
•
|
In March 2016, the FASB updated Topic 606 by issuing ASU 2016-08 “Principal versus Agent Considerations (Reporting Revenue Gross versus Net),” which clarifies how an entity determines whether it is a principal or an agent
|
•
|
In April 2016, the FASB issued Update 2016-10 - Revenue from Contracts with Customers (Topic 606): Identifying Performance Obligations and Licensing, which seeks to address implementation issues in the areas of identifying performance obligations and licensing.
|
•
|
In May 2016, the FASB issued Update 2016-12 - Revenue from Contracts with Customers (Topic 606): Narrow Scope Improvements and Practical Expedients. The update, which was issued in response to feedback received by the FASB-IASB joint revenue recognition transition resource group (TRG), seeks to address implementation issues in the areas of collectibility, presentation of sales taxes, noncash consideration, and completed contracts and contract modifications at transition.
|
•
|
In December 2016, the FASB issued Updated 2016-20 - Technical Corrections and Improvements to Topic 606, Revenue from Contracts with Customers. This update applies technical corrections or improvements specific to Update 2014-09. The technical corrections seek to address implementation issues in the areas of loan guarantee fees, contract costs - impairment testing, contract costs - interaction of impairment testing with guidance in other topics, provisions for losses on construction-type and production-type contracts, the scope of Topic 606, disclosure of remaining performance obligations, disclosure of prior-period performance obligations, contract modifications example, contract asset versus receivable, refund liability, advertising costs, fixed-odds wagering contracts in the casino industry, and cost capitalization for advisers to private and public funds.
|
|
|
Three Months Ended September 30,
|
|
Nine Months Ended September 30,
|
||||||||||||
|
|
2017
|
|
2016
|
|
2017
|
|
2016
|
||||||||
Net Income
|
|
$
|
3,614
|
|
|
$
|
6,401
|
|
|
$
|
29,154
|
|
|
$
|
14,124
|
|
Less: Net Income Attributable to CONSOL Energy, Pre-PA Mining Acquisition
|
|
—
|
|
|
1,379
|
|
|
—
|
|
|
3,995
|
|
||||
Less: General Partner Interest in Net Income
|
|
35
|
|
|
100
|
|
|
470
|
|
|
202
|
|
||||
Less: Net Income Allocable to Class A Preferred Units
|
|
1,851
|
|
|
—
|
|
|
5,553
|
|
|
—
|
|
||||
Less: Distribution Effect of Preferred Unit Conversion
|
|
173
|
|
|
—
|
|
|
173
|
|
|
—
|
|
||||
Less: Effect of Subordinated Units Distribution Suspension
|
|
—
|
|
|
—
|
|
|
—
|
|
|
119
|
|
||||
Net Income Allocable to Limited Partner Units
|
|
$
|
1,555
|
|
|
$
|
4,922
|
|
|
$
|
22,958
|
|
|
$
|
9,808
|
|
|
|
|
|
|
|
|
|
|
||||||||
Limited Partner Interest in Net Income - Common Units
|
|
$
|
882
|
|
|
$
|
2,462
|
|
|
$
|
11,633
|
|
|
$
|
4,965
|
|
Less: Effect of Preferred Unit Conversion
|
|
96
|
|
|
—
|
|
|
96
|
|
|
—
|
|
||||
Effect of Subordinated Units Distribution Suspension - Common Units
|
|
—
|
|
|
—
|
|
|
—
|
|
|
(2,917
|
)
|
||||
Net Income Allocable to Common Units - Basic & Diluted
|
|
$
|
786
|
|
|
$
|
2,462
|
|
|
$
|
11,537
|
|
|
$
|
7,882
|
|
|
|
|
|
|
|
|
|
|
||||||||
Limited Partner Interest in Net Income - Subordinated Units
|
|
$
|
846
|
|
|
$
|
2,460
|
|
|
$
|
11,498
|
|
|
$
|
4,962
|
|
Less: Effect of Preferred Unit Conversion
|
|
77
|
|
|
—
|
|
|
77
|
|
|
—
|
|
||||
Effect of Subordinated Units Distribution Suspension - Subordinated Units
|
|
—
|
|
|
—
|
|
|
—
|
|
|
3,036
|
|
||||
Net Income Allocable to Subordinated Units - Basic & Diluted
|
|
$
|
769
|
|
|
$
|
2,460
|
|
|
$
|
11,421
|
|
|
$
|
1,926
|
|
|
|
|
|
|
|
|
|
|
||||||||
Weighted Average Limited Partner Units Outstanding - Basic
|
|
|
|
|
|
|
|
|
||||||||
Common Units
|
|
11,728,390
|
|
|
11,615,645
|
|
|
11,709,526
|
|
|
11,612,604
|
|
||||
Subordinated Units
|
|
11,611,067
|
|
|
11,611,067
|
|
|
11,611,067
|
|
|
11,611,067
|
|
||||
Total
|
|
23,339,457
|
|
|
23,226,712
|
|
|
23,320,593
|
|
|
23,223,671
|
|
||||
|
|
|
|
|
|
|
|
|
||||||||
Weighted Average Limited Partner Units Outstanding - Diluted
|
|
|
|
|
|
|
|
|
||||||||
Common Units
|
|
11,890,097
|
|
|
11,858,548
|
|
|
11,841,760
|
|
|
11,733,487
|
|
||||
Subordinated Units
|
|
11,611,067
|
|
|
11,611,067
|
|
|
11,611,067
|
|
|
11,611,067
|
|
||||
Total
|
|
23,501,164
|
|
|
23,469,615
|
|
|
23,452,827
|
|
|
23,344,554
|
|
||||
|
|
|
|
|
|
|
|
|
||||||||
Net Income Per Limited Partner Unit - Basic
|
|
|
|
|
|
|
|
|
||||||||
Common Units
|
|
$
|
0.07
|
|
|
$
|
0.21
|
|
|
$
|
0.99
|
|
|
$
|
0.68
|
|
Subordinated Units
|
|
$
|
0.07
|
|
|
$
|
0.21
|
|
|
$
|
0.98
|
|
|
$
|
0.17
|
|
Net Income Per Limited Partner Unit - Basic
|
|
$
|
0.07
|
|
|
$
|
0.21
|
|
|
$
|
0.98
|
|
|
$
|
0.42
|
|
|
|
|
|
|
|
|
|
|
||||||||
Net Income Per Limited Partner Unit - Diluted
|
|
|
|
|
|
|
|
|
||||||||
Common Units
|
|
$
|
0.07
|
|
|
$
|
0.21
|
|
|
$
|
0.97
|
|
|
$
|
0.67
|
|
Subordinated Units
|
|
$
|
0.07
|
|
|
$
|
0.21
|
|
|
$
|
0.98
|
|
|
$
|
0.17
|
|
Net Income Per Limited Partner Unit - Diluted
|
|
$
|
0.07
|
|
|
$
|
0.21
|
|
|
$
|
0.98
|
|
|
$
|
0.42
|
|
|
September 30,
2017 |
|
December 31,
2016 |
||||
Coal
|
$
|
2,374
|
|
|
$
|
1,950
|
|
Supplies
|
9,574
|
|
|
9,541
|
|
||
Total Inventories
|
$
|
11,948
|
|
|
$
|
11,491
|
|
|
September 30,
2017 |
|
December 31,
2016 |
||||
Coal and other plant and equipment
|
$
|
588,213
|
|
|
$
|
576,917
|
|
Coal properties and surface lands
|
121,811
|
|
|
121,241
|
|
||
Airshafts
|
94,574
|
|
|
92,938
|
|
||
Mine development
|
81,538
|
|
|
81,538
|
|
||
Coal advance mining royalties
|
4,034
|
|
|
4,056
|
|
||
Total property, plant and equipment
|
890,170
|
|
|
876,690
|
|
||
Less: Accumulated depreciation, depletion and amortization
|
472,717
|
|
|
442,178
|
|
||
Total Net Property, Plant and Equipment
|
$
|
417,453
|
|
|
$
|
434,512
|
|
|
September 30,
2017 |
|
December 31, 2016
|
||||
Subsidence liability
|
$
|
27,725
|
|
|
$
|
26,887
|
|
Accrued payroll and benefits
|
3,960
|
|
|
4,052
|
|
||
Equipment lease rental
|
3,229
|
|
|
2,442
|
|
||
Accrued other taxes
|
1,499
|
|
|
2,504
|
|
||
Litigation
|
670
|
|
|
2,507
|
|
||
Other
|
2,305
|
|
|
3,683
|
|
||
Current portion of long-term liabilities:
|
|
|
|
||||
Workers' compensation
|
1,328
|
|
|
1,380
|
|
||
Asset retirement obligations
|
881
|
|
|
591
|
|
||
Long-term disability
|
96
|
|
|
128
|
|
||
Capital leases
|
85
|
|
|
88
|
|
||
Pneumoconiosis benefits
|
73
|
|
|
56
|
|
||
Total Other Accrued Liabilities
|
$
|
41,851
|
|
|
$
|
44,318
|
|
|
September 30,
2017 |
|
December 31,
2016 |
||||
Revolver, carrying amount
|
$
|
188,000
|
|
|
$
|
201,000
|
|
Less: Debt issuance and financing fees
|
2,483
|
|
|
3,157
|
|
||
Revolver, net
|
$
|
185,517
|
|
|
$
|
197,843
|
|
•
|
The highest of (i) PNC Bank N.A.’s prime rate, (ii) the federal funds open rate plus
0.50%
, and (iii) the one-month LIBOR rate plus
1.0%
, in each case, plus a margin ranging from
1.50%
to
2.50%
depending on the total leverage ratio; or
|
•
|
the LIBOR rate plus a margin ranging from
2.50%
to
3.50%
depending on the total leverage ratio.
|
|
CWP
|
|
Workers' Compensation
|
||||||||||||||||||||||||||||
|
Three Months Ended
September 30, |
|
Nine Months Ended
September 30, |
|
Three Months Ended
September 30, |
|
Nine Months Ended
September 30, |
||||||||||||||||||||||||
|
2017
|
|
2016
|
|
2017
|
|
2016
|
|
2017
|
|
2016
|
|
2017
|
|
2016
|
||||||||||||||||
Service cost
|
$
|
283
|
|
|
$
|
204
|
|
|
$
|
849
|
|
|
$
|
598
|
|
|
$
|
320
|
|
|
$
|
325
|
|
|
$
|
961
|
|
|
$
|
974
|
|
Interest cost
|
18
|
|
|
18
|
|
|
54
|
|
|
54
|
|
|
33
|
|
|
33
|
|
|
98
|
|
|
99
|
|
||||||||
Amortization of actuarial gain
|
(34
|
)
|
|
(20
|
)
|
|
(102
|
)
|
|
(62
|
)
|
|
(8
|
)
|
|
(5
|
)
|
|
(25
|
)
|
|
(16
|
)
|
||||||||
State administrative fees and insurance bond premiums
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|
44
|
|
|
53
|
|
|
142
|
|
|
129
|
|
||||||||
Net periodic benefit cost
|
$
|
267
|
|
|
$
|
202
|
|
|
$
|
801
|
|
|
$
|
590
|
|
|
$
|
389
|
|
|
$
|
406
|
|
|
$
|
1,176
|
|
|
$
|
1,186
|
|
|
September 30, 2017
|
|
December 31, 2016
|
||||||||||||
|
Carrying
Amount
|
|
Fair
Value
|
|
Carrying
Amount
|
|
Fair
Value
|
||||||||
Revolving Credit Facility
|
$
|
188,000
|
|
|
$
|
188,000
|
|
|
$
|
201,000
|
|
|
$
|
201,000
|
|
•
|
all tax liabilities attributable to the assets contributed to the Partnership in connection with the PA Mining Acquisition (the “First Drop Down Assets”) arising prior to the closing of the PA Mining Acquisition or otherwise related to the Contributing Parties’ contribution of the First Drop Down Assets to the Partnership in connection with the PA Mining Acquisition; and
|
•
|
certain operational and title matters related to the First Drop Down Assets, including the failure to have (i) the ability to operate under any governmental license, permit or approval or (ii) such valid title to the First Drop Down Assets, in each case, that is necessary for the Partnership to own or operate the First Drop Down Assets in substantially the same manner as owned or operated by the Contributing Parties prior to the Acquisition.
|
•
|
the use, ownership or operation of the First Drop Down Assets; and
|
•
|
the Partnership’s operation of the First Drop Down Assets under permits and/or bonds, letters of credit, guarantees, deposits and other pre-payments held by CONSOL Energy.
|
|
Three Months Ended
September 30, |
|
Nine Months Ended
September 30, |
||||||||||||
|
2017
|
|
2016
|
|
2017
|
|
2016
|
||||||||
Operating and Other Costs
|
$
|
850
|
|
|
$
|
854
|
|
|
$
|
2,589
|
|
|
$
|
3,390
|
|
Selling, General and Administrative Expenses
|
834
|
|
|
856
|
|
|
2,288
|
|
|
3,090
|
|
||||
Total Service from CONSOL Energy
|
$
|
1,684
|
|
|
$
|
1,710
|
|
|
$
|
4,877
|
|
|
$
|
6,480
|
|
|
Number of Units
|
|
Weighted Average Grant Date Fair Value per Unit
|
|||
Nonvested at December 31, 2016
|
381,934
|
|
|
$
|
8.80
|
|
Granted
|
383,478
|
|
|
$
|
18.38
|
|
Vested
|
(184,696
|
)
|
|
$
|
9.59
|
|
Forfeited
|
(20,439
|
)
|
|
$
|
14.24
|
|
Nonvested at September 30, 2017
|
560,277
|
|
|
$
|
14.90
|
|
|
Three Months Ended September 30,
|
|
Nine Months Ended September 30,
|
||||||||||||
|
2017
|
|
2016
|
|
2017
|
|
2016
|
||||||||
Total Costs
|
$
|
74,650
|
|
|
$
|
63,413
|
|
|
$
|
214,862
|
|
|
$
|
182,706
|
|
Freight Expense
|
(5,451
|
)
|
|
(2,407
|
)
|
|
(12,962
|
)
|
|
(8,473
|
)
|
||||
Selling, General and Administrative Expenses
|
(4,283
|
)
|
|
(2,660
|
)
|
|
(11,218
|
)
|
|
(6,558
|
)
|
||||
Interest Expense
|
(2,404
|
)
|
|
(2,223
|
)
|
|
(7,257
|
)
|
|
(6,277
|
)
|
||||
Other Costs (Non-Production)
|
(2,965
|
)
|
|
(1,508
|
)
|
|
(5,392
|
)
|
|
(7,703
|
)
|
||||
Depreciation, Depletion and Amortization (Non-Production)
|
(544
|
)
|
|
(544
|
)
|
|
(1,644
|
)
|
|
(2,851
|
)
|
||||
Cost of Coal Sold
|
$
|
59,003
|
|
|
$
|
54,071
|
|
|
$
|
176,389
|
|
|
$
|
150,844
|
|
|
Three Months Ended September 30,
|
|
Nine Months Ended September 30,
|
||||||||||||
|
2017
|
|
2016
|
|
2017
|
|
2016
|
||||||||
Total Coal Revenue
|
$
|
69,811
|
|
|
$
|
66,922
|
|
|
$
|
224,850
|
|
|
$
|
186,103
|
|
Operating and Other Costs
|
52,160
|
|
|
45,531
|
|
|
152,275
|
|
|
130,066
|
|
||||
Depreciation, Depletion and Amortization
|
10,352
|
|
|
10,592
|
|
|
31,150
|
|
|
31,332
|
|
||||
Less: Other Costs (Non-Production)
|
(2,965
|
)
|
|
(1,508
|
)
|
|
(5,392
|
)
|
|
(7,703
|
)
|
||||
Less: Depreciation, Depletion and Amortization (Non-Production)
|
(544
|
)
|
|
(544
|
)
|
|
(1,644
|
)
|
|
(2,851
|
)
|
||||
Total Cost of Coal Sold
|
$
|
59,003
|
|
|
$
|
54,071
|
|
|
$
|
176,389
|
|
|
$
|
150,844
|
|
Total Tons Sold
|
1,581
|
|
|
1,511
|
|
|
4,968
|
|
|
4,368
|
|
||||
Average Sales Price Per Ton Sold
|
$
|
44.16
|
|
|
$
|
44.30
|
|
|
$
|
45.26
|
|
|
$
|
42.60
|
|
Average Cost Per Ton Sold
|
37.32
|
|
|
35.79
|
|
|
35.51
|
|
|
34.53
|
|
||||
Average Margin Per Ton Sold
|
6.84
|
|
|
8.51
|
|
|
9.75
|
|
|
8.07
|
|
||||
Add: Total Depreciation, Depletion and Amortization Costs Per Ton Sold
|
6.38
|
|
|
6.50
|
|
|
5.94
|
|
|
6.48
|
|
||||
Average Cash Margin Per Ton Sold
|
$
|
13.22
|
|
|
$
|
15.01
|
|
|
$
|
15.69
|
|
|
$
|
14.55
|
|
|
Three Months Ended September 30,
|
|
Nine Months Ended September 30,
|
||||||||||||
|
2017
|
|
2016
|
|
2017
|
|
2016
|
||||||||
Net Income
|
$
|
3,614
|
|
|
$
|
6,401
|
|
|
$
|
29,154
|
|
|
$
|
14,124
|
|
Plus:
|
|
|
|
|
|
|
|
||||||||
Interest Expense
|
2,404
|
|
|
2,223
|
|
|
7,257
|
|
|
6,277
|
|
||||
Depreciation, Depletion and Amortization
|
10,352
|
|
|
10,592
|
|
|
31,150
|
|
|
31,332
|
|
||||
Unit Based Compensation
|
2,084
|
|
|
289
|
|
|
3,791
|
|
|
904
|
|
||||
Adjusted EBITDA
|
$
|
18,454
|
|
|
$
|
19,505
|
|
|
$
|
71,352
|
|
|
$
|
52,637
|
|
Less:
|
|
|
|
|
|
|
|
||||||||
Cash Interest
|
1,962
|
|
|
2,181
|
|
|
6,662
|
|
|
5,937
|
|
||||
PA Mining Acquisition Adjusted EBITDA
1
|
—
|
|
|
3,539
|
|
|
—
|
|
|
10,272
|
|
||||
Distributions to Preferred Units
2
|
1,851
|
|
|
—
|
|
|
5,553
|
|
|
—
|
|
||||
Estimated Maintenance Capital Expenditures
|
8,893
|
|
|
6,929
|
|
|
26,858
|
|
|
20,381
|
|
||||
Distributable Cash Flow
|
$
|
5,748
|
|
|
$
|
6,856
|
|
|
$
|
32,279
|
|
|
$
|
16,047
|
|
|
|
|
|
|
|
|
|
||||||||
Net Cash Provided by Operating Activities
|
$
|
20,029
|
|
|
$
|
22,489
|
|
|
$
|
60,783
|
|
|
$
|
47,324
|
|
Plus:
|
|
|
|
|
|
|
|
||||||||
Interest Expense
|
2,404
|
|
|
2,223
|
|
|
7,257
|
|
|
6,277
|
|
||||
Other, Including Working Capital
|
(3,979
|
)
|
|
(5,207
|
)
|
|
3,312
|
|
|
(964
|
)
|
||||
Adjusted EBITDA
|
$
|
18,454
|
|
|
$
|
19,505
|
|
|
$
|
71,352
|
|
|
$
|
52,637
|
|
Less:
|
|
|
|
|
|
|
|
||||||||
Cash Interest
|
1,962
|
|
|
2,181
|
|
|
6,662
|
|
|
5,937
|
|
||||
PA Mining Acquisition Adjusted EBITDA
1
|
—
|
|
|
3,539
|
|
|
—
|
|
|
10,272
|
|
||||
Distributions to Preferred Units
2
|
1,851
|
|
|
—
|
|
|
5,553
|
|
|
—
|
|
||||
Estimated Maintenance Capital Expenditures
|
8,893
|
|
|
6,929
|
|
|
26,858
|
|
|
20,381
|
|
||||
Distributable Cash Flow
|
$
|
5,748
|
|
|
$
|
6,856
|
|
|
$
|
32,279
|
|
|
$
|
16,047
|
|
|
For the Three Months Ended
|
||||||||||
|
September 30,
|
||||||||||
|
2017
|
|
2016
|
|
Variance
|
||||||
|
(in thousands)
|
||||||||||
Revenue:
|
|
|
|
|
|
||||||
Coal Revenue
|
$
|
69,811
|
|
|
$
|
66,922
|
|
|
$
|
2,889
|
|
Freight Revenue
|
5,451
|
|
|
2,407
|
|
|
3,044
|
|
|||
Other Income
|
3,002
|
|
|
485
|
|
|
2,517
|
|
|||
Total Revenue and Other Income
|
78,264
|
|
|
69,814
|
|
|
8,450
|
|
|||
Cost of Coal Sold:
|
|
|
|
|
|
||||||
Operating Costs
|
49,195
|
|
|
44,023
|
|
|
5,172
|
|
|||
Depreciation, Depletion and Amortization
|
9,808
|
|
|
10,048
|
|
|
(240
|
)
|
|||
Total Cost of Coal Sold
|
59,003
|
|
|
54,071
|
|
|
4,932
|
|
|||
Other Costs:
|
|
|
|
|
|
||||||
Other Costs
|
2,965
|
|
|
1,508
|
|
|
1,457
|
|
|||
Depreciation, Depletion and Amortization
|
544
|
|
|
544
|
|
|
—
|
|
|||
Total Other Costs
|
3,509
|
|
|
2,052
|
|
|
1,457
|
|
|||
Freight Expense
|
5,451
|
|
|
2,407
|
|
|
3,044
|
|
|||
Selling, General and Administrative Expenses
|
4,283
|
|
|
2,660
|
|
|
1,623
|
|
|||
Interest Expense
|
2,404
|
|
|
2,223
|
|
|
181
|
|
|||
Total Costs
|
74,650
|
|
|
63,413
|
|
|
11,237
|
|
|||
Net Income
|
$
|
3,614
|
|
|
$
|
6,401
|
|
|
$
|
(2,787
|
)
|
Adjusted EBITDA
|
$
|
18,454
|
|
|
$
|
19,505
|
|
|
$
|
(1,051
|
)
|
Distributable Cash Flow
|
$
|
5,748
|
|
|
$
|
6,856
|
|
|
$
|
(1,108
|
)
|
|
|
Three Months Ended September 30,
|
|||||||
Mine
|
|
2017
|
|
2016
|
|
Variance
|
|||
Bailey
|
|
691
|
|
|
764
|
|
|
(73
|
)
|
Enlow Fork
|
|
486
|
|
|
490
|
|
|
(4
|
)
|
Harvey
|
|
359
|
|
|
291
|
|
|
68
|
|
Total
|
|
1,536
|
|
|
1,545
|
|
|
(9
|
)
|
|
Three Months Ended September 30,
|
||||||||||
|
2017
|
|
2016
|
|
Variance
|
||||||
Total Tons Sold (in thousands)
|
1,581
|
|
|
1,511
|
|
|
70
|
|
|||
Average Sales Price Per Ton Sold
|
$
|
44.16
|
|
|
$
|
44.30
|
|
|
$
|
(0.14
|
)
|
|
|
|
|
|
|
|
|||||
Operating Costs Per Ton Sold (Cash Cost)
|
$
|
30.94
|
|
|
$
|
29.29
|
|
|
$
|
1.65
|
|
Depreciation, Depletion and Amortization Per Ton Sold (Non-Cash Cost)
|
6.38
|
|
|
6.50
|
|
|
(0.12
|
)
|
|||
Total Costs Per Ton Sold
|
$
|
37.32
|
|
|
$
|
35.79
|
|
|
$
|
1.53
|
|
Average Margin Per Ton Sold
|
$
|
6.84
|
|
|
$
|
8.51
|
|
|
$
|
(1.67
|
)
|
Add: Depreciation, Depletion and Amortization Costs Per Ton Sold
|
6.38
|
|
|
6.50
|
|
|
(0.12
|
)
|
|||
Average Cash Margin Per Ton Sold (1)
|
$
|
13.22
|
|
|
$
|
15.01
|
|
|
$
|
(1.79
|
)
|
|
For the Nine Months Ended
|
||||||||||
|
September 30,
|
||||||||||
|
2017
|
|
2016
|
|
Variance
|
||||||
|
(in thousands)
|
||||||||||
Revenue:
|
|
|
|
|
|
||||||
Coal Revenue
|
$
|
224,850
|
|
|
$
|
186,103
|
|
|
$
|
38,747
|
|
Freight Revenue
|
12,962
|
|
|
8,473
|
|
|
4,489
|
|
|||
Other Income
|
6,204
|
|
|
2,254
|
|
|
3,950
|
|
|||
Total Revenue and Other Income
|
244,016
|
|
|
196,830
|
|
|
47,186
|
|
|||
Cost of Coal Sold:
|
|
|
|
|
|
||||||
Operating Costs
|
146,883
|
|
|
122,363
|
|
|
24,520
|
|
|||
Depreciation, Depletion and Amortization
|
29,506
|
|
|
28,481
|
|
|
1,025
|
|
|||
Total Cost of Coal Sold
|
176,389
|
|
|
150,844
|
|
|
25,545
|
|
|||
Other Costs:
|
|
|
|
|
|
||||||
Other Costs
|
5,392
|
|
|
7,703
|
|
|
(2,311
|
)
|
|||
Depreciation, Depletion and Amortization
|
1,644
|
|
|
2,851
|
|
|
(1,207
|
)
|
|||
Total Other Costs
|
7,036
|
|
|
10,554
|
|
|
(3,518
|
)
|
|||
Freight Expense
|
12,962
|
|
|
8,473
|
|
|
4,489
|
|
|||
Selling, General and Administrative Expenses
|
11,218
|
|
|
6,558
|
|
|
4,660
|
|
|||
Interest Expense
|
7,257
|
|
|
6,277
|
|
|
980
|
|
|||
Total Costs
|
214,862
|
|
|
182,706
|
|
|
32,156
|
|
|||
Net Income
|
$
|
29,154
|
|
|
$
|
14,124
|
|
|
$
|
15,030
|
|
Adjusted EBITDA
|
$
|
71,352
|
|
|
$
|
52,637
|
|
|
$
|
18,715
|
|
Distributable Cash Flow
|
$
|
32,279
|
|
|
$
|
16,047
|
|
|
$
|
16,232
|
|
|
|
Nine Months Ended September 30,
|
|||||||
Mine
|
|
2017
|
|
2016
|
|
Variance
|
|||
Bailey
|
|
2,250
|
|
|
2,145
|
|
|
105
|
|
Enlow Fork
|
|
1,792
|
|
|
1,730
|
|
|
62
|
|
Harvey
|
|
924
|
|
|
517
|
|
|
407
|
|
Total
|
|
4,966
|
|
|
4,392
|
|
|
574
|
|
|
Nine Months Ended September 30,
|
||||||||||
|
2017
|
|
2016
|
|
Variance
|
||||||
Total Tons Sold (in thousands)
|
4,968
|
|
|
4,368
|
|
|
600
|
|
|||
Average Sales Price Per Ton Sold
|
$
|
45.26
|
|
|
$
|
42.60
|
|
|
$
|
2.66
|
|
|
|
|
|
|
|
||||||
Operating Costs Per Ton Sold (Cash Cost)
|
$
|
29.57
|
|
|
$
|
28.05
|
|
|
$
|
1.52
|
|
Depreciation, Depletion and Amortization Per Ton Sold (Non-Cash Cost)
|
5.94
|
|
|
6.48
|
|
|
(0.54
|
)
|
|||
Total Costs Per Ton Sold
|
$
|
35.51
|
|
|
$
|
34.53
|
|
|
$
|
0.98
|
|
Average Margin Per Ton Sold
|
$
|
9.75
|
|
|
$
|
8.07
|
|
|
$
|
1.68
|
|
Add: Depreciation, Depletion and Amortization Costs Per Ton Sold
|
5.94
|
|
|
6.48
|
|
|
(0.54
|
)
|
|||
Average Cash Margin Per Ton Sold (1)
|
$
|
15.69
|
|
|
$
|
14.55
|
|
|
$
|
1.14
|
|
•
|
The highest of (i) PNC Bank N.A.’s prime rate, (ii) the federal funds open rate plus 0.50%, and (iii) the one-month LIBOR rate plus 1.0%, in each case, plus a margin ranging from 1.50% to 2.50% depending on the total leverage ratio; or
|
•
|
the LIBOR rate plus a margin ranging from 2.50% to 3.50% depending on the total leverage ratio.
|
|
Nine Months Ended September 30,
|
||||||||||
|
2017
|
|
2016
|
|
Variance
|
||||||
|
(in thousands)
|
||||||||||
Cash flows provided by operating activities
|
$
|
60,783
|
|
|
$
|
47,324
|
|
|
$
|
13,459
|
|
Cash used in investing activities
|
$
|
(10,761
|
)
|
|
$
|
(31,048
|
)
|
|
$
|
20,287
|
|
Cash used in financing activities
|
$
|
(56,233
|
)
|
|
$
|
(16,496
|
)
|
|
$
|
(39,737
|
)
|
|
Nine Months Ended September 30,
|
||||||||||
|
2017
|
|
2016
|
|
Variance
|
||||||
|
(in thousands)
|
||||||||||
Building and Infrastructure
|
$
|
5,992
|
|
|
$
|
6,201
|
|
|
$
|
(209
|
)
|
Refuse Storage Area
|
4,207
|
|
|
397
|
|
|
3,810
|
|
|||
Equipment Purchases and Rebuilds
|
1,479
|
|
|
2,042
|
|
|
(563
|
)
|
|||
Water Treatment Systems
|
164
|
|
|
208
|
|
|
(44
|
)
|
|||
Other
|
419
|
|
|
721
|
|
|
(302
|
)
|
|||
Total Capital Expenditures
|
$
|
12,261
|
|
|
$
|
9,569
|
|
|
$
|
2,692
|
|
•
|
the current market price of our common units may reflect a market assumption that the spin-off will occur and a failure by CONSOL Energy to complete the spin-off could result in a decline in the market price of our common units or adversely impact our relationships with employees, customers or other business partners; and
|
Exhibits
|
Description
|
Method of Filing
|
|
|
|
Form of First Amendment To Amendment and Restatement of Master Cooperation and Safety Agreement by and between CNX Thermal Holdings LLC, CONSOL Pennsylvania Coal Company LLC and Conhrein Coal Company and CNX Gas Company LLC dated July 7, 2015, dated January 7, 2016
|
Filed herewith
|
|
|
|
|
Separation of Employment and General Release Agreement effective August 2, 2017 by and among CNX Coal Resources GP LLC, CONSOL Pennsylvania Coal Company LLC, CONSOL Energy Inc. and Lorraine Ritter
|
Filed herewith
|
|
|
|
|
Certification of Chief Executive Officer pursuant to Section 302 of Sarbanes-Oxley Act of 2002
|
Filed herewith
|
|
|
|
|
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
|
Filed herewith
|
|
|
|
|
Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
|
Filed herewith
|
|
|
|
|
Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
|
Filed herewith
|
|
|
|
|
Mine Safety and Health Administration Safety Data.
|
Filed herewith
|
|
|
|
|
101
|
Interactive Data File (Form 10-Q for the quarterly period ended September 30, 2017, furnished in XBRL).
|
Filed herewith
|
|
CNX Coal Resources LP
|
||
|
|
|
|
|
By:
|
|
CNX Coal Resources GP LLC, its general partner
|
|
By:
|
|
/s/ JAMES A. BROCK
|
|
|
|
James A. Brock
|
|
|
|
Chief Executive Officer
(Duly Authorized Officer and Principal Executive Officer)
|
|
|
|
|
|
By:
|
|
CNX Coal Resources GP LLC, its general partner
|
|
By:
|
|
/s/ DAVID M. KHANI
|
|
|
|
David M. Khani
|
|
|
|
Chief Financial Officer
(Duly Authorized Officer and Principal Financial Officer)
|
|
|
|
|
|
By:
|
|
CNX Coal Resources GP LLC, its general partner
|
|
By:
|
|
/s/ JOHN M. ROTHKA
|
|
|
|
John M. Rothka
|
|
|
|
Chief Accounting Officer
(Duly Authorized Officer and Principal Accounting Officer) |
a.
|
Existing Agreements added to Exhibit G:
|
1.
|
Closing Agreement dated July 31, 2015, by and between CPCC, Conrhein, Alpha Coal Resources Company, LLC, and Pennsylvania Land Holdings Company, LLC.
|
b.
|
Existing Permits added to Exhibit G:
|
I.
|
Fee-Owned Properties:
|
CONSOL
Doc #
|
Tract No.
|
Tract Name
|
Gross Tract Acreage
1
|
Acres in Expansion Area
|
Township(s)
2
|
Severance Deed
|
CPCC’s
Vesting Deed/Instr.
|
Coal Map No(s).
3
|
Control No.
4
|
268274
|
1
|
George Murray, et ux.
|
62.16
|
16.80
|
Aleppo
|
DBV 135/506
|
ORB 483/3325
|
01-171
|
P/O 001-073889
|
268274
|
2
|
William Murray, et ux.
|
40
|
5.56
|
Aleppo
|
DBV 101/545
|
ORB 483/3325
|
01-169
|
P/O 001-073889
|
268274
|
3
|
Grimes Heirs
(Joanna Grimes, et al.)
|
110.897
|
97.390
|
Aleppo
|
DBV 140/476
|
ORB 483/3325
|
01-128
|
P/O 001-073889
|
268274
|
4
|
J. M. Risor
|
55A 85P
|
54.22
|
Aleppo
|
DBV 107/1
|
ORB 483/3325
|
01-127
|
P/O 001-073889
|
268274
|
5
|
David McCracken, et ux.
|
85A 8P
|
7.83
|
Aleppo
|
DBV 144/298
|
ORB 483/3325
|
01-163
|
P/O 001-073889
|
268274
|
6
|
Allen Grimes, et ux.
|
65A 91P
|
15.33
|
Aleppo
|
DBV 101/542
|
ORB 483/3325
|
01-165
|
P/O 001-073889
|
268274
|
7
|
Charles J. Behm, et ux.
|
205.5
|
33.84
|
Aleppo
|
DBV 122/521
|
ORB 483/3325
|
01-164
|
P/O 001-073889
|
268274
|
8
|
Thomas Campbell, et ux.
|
75A 24P
|
72.12
|
Aleppo
|
DBV 108/447
|
ORB 483/3325
|
01-122
|
P/O 001-073889
|
CONSOL
Doc #
|
Tract No.
|
Tract Name
|
Gross Tract
Acreage
1
|
Acres in Expansion
Area
|
Township(s)
2
|
Severance Deed
|
CPCC’s
Vesting Deed/Instr.
|
Coal Map No(s).
3
|
Control No.
4
|
268274
|
9
|
John Lewis
|
107A
109P
|
0.92
|
Aleppo
|
DBV 107/467
|
ORB 483/3325
|
01-123
|
P/O 001-073889
|
268274
|
10
|
William Weimer
|
123A 9P
|
92.13
|
Aleppo
|
DBV 108/3
|
ORB 483/3325
|
01-168
|
P/O 001-073889
|
268274
|
11
|
Milton B. Martin
|
86A, 1R,
112.5P
|
All
|
Aleppo
|
DBV 133/563
|
ORB 483/3325
|
01-113
|
P/O 001-073889
|
268274
|
12
|
Samuel Tharp
|
71A 93P
|
All
|
Aleppo
|
DBV 105/76
|
ORB 483/3325
|
01-115
|
P/O 001-073889
|
268274
|
13
|
Thomas M. Tharp Estate
|
60.75
|
All
|
Richhill & Aleppo
|
DBV 206/239
|
ORB 483/3325
|
22-469
01-116
|
P/O 022-073892
P/O 001-073889
|
268274
|
14
|
Calvin Grimes
|
138A
80.5P
|
50.99
(Richhill)&
43.52
(Aleppo)
|
Richhill & Aleppo
|
DBV 110/57
|
ORB 483/3325
|
22-470
(Richhill)
01-117
(Aleppo)
|
P/O 022-073892
P/O 001-073889
|
268274
|
15
|
Charlotte Tharp
|
55A, 1R,
0.5P
|
All
|
Aleppo
|
DBV 109/201
|
ORB 483/3325
|
01-114
|
P/O 001-073889
|
268274
|
16
|
Wayne Brewer, et al.
|
2A 122P
|
All
|
Aleppo
|
DBV 583/170
|
ORB 483/3325
|
01-118-A
|
P/O 001-073889
|
268274
|
17
|
Samuel Tharp
|
20
|
All
|
Aleppo
|
DBV 105/234
|
ORB 483/3325
|
01-119
|
P/O 001-073889
|
268274
|
18
|
William T. Weimer
|
77A 19P
|
60.19
|
Aleppo
|
DBV 108/6
|
ORB 483/3325
|
01-120
|
P/O 001-073889
|
CONSOL
Doc #
|
Tract No.
|
Tract Name
|
Gross Tract
Acreage
1
|
Acres in Expansion
Area
|
Township(s)
2
|
Severance Deed
|
CPCC’s
Vesting Deed/Instr.
|
Coal Map No(s).
3
|
Control No.
4
|
268274
|
19
|
Morgan B. Lewis
|
23A 13P
|
All
|
Aleppo
|
DBV 101/548
|
ORB 483/3325
|
01-167
|
P/O 001-073889
|
268274
|
20
|
Thomas M. Tharp
|
22A
155P
|
2.84
|
Aleppo
|
DBV 108/96
|
ORB 483/3325
|
01-121
|
P/O 001-073889
|
268274
|
21
|
Alice Chapman
|
31.6
|
0.30
|
Aleppo
|
DBV 106/545
|
ORB 483/3325
|
01-130
|
P/O 001-073889
|
268274
|
22
|
P.R. Chapman
|
125
|
0.40
|
Aleppo
|
DBV 468/426
|
ORB 483/3325
|
01-131
|
P/O 001-073889
|
II.
|
Leased Properties:
|
CONSOL
Doc #
|
Tract No.
1
|
Tract Name
|
Gross Tract Acreage
2
|
Acres in Expan. Area
|
Twp(s)
3
|
Severance Deed(s)
|
Coal Party’s Vesting Instrument(s)
|
Coal Map No(s).
4
|
Control No.
5
|
Assoc’d Surf. Tax Parcel(s)
6
|
268273
|
1
(12)
|
Stephen U. McNeely, et
al.
|
166.453
|
34.604
|
Aleppo & Jackson
|
DBV 161/401
|
ORB 483/3347
|
01-185
|
P/O 001-076870
|
P/O
01-01-166
|
268273
|
2
(17)
|
Elizabeth Parry
(Z. T. Parry)
|
111.5
|
All
|
Aleppo
|
DBV 360/78
|
ORB 483/3347
|
01-182
|
P/O 001-076870
|
01-01-158
01-01-158A
& P/O 01-01-169
|
268273
|
3
(24)
|
W.W. Parry
|
61.1892
|
59.2696
|
Aleppo
|
DBV 297/321
|
ORB 483/3347
|
01-181
|
P/O 001-076870
|
01-01-157
|
268273
|
4
(25)
|
J.C. Whipkey No. 1
|
68.25
|
46.07
|
Aleppo
|
DBV 383/169 (1/8) DBV
479/517 (7/8)
|
ORB 483/3347
|
P/O 01-179
|
P/O 001-076870
|
P/O
01-01-156
|
268273
|
5
(23)
|
J.C. Whipkey No. 2
|
71.23
|
All
|
Aleppo
|
DBV 383/169 (1/8) DBV 479/517 (7/8)
|
ORB 483/3347
|
P/O 01-179
|
P/O 001-076870
|
P/O
01-01-156
|
268273
|
6
(16)
|
Samuel L. Evans
|
166
|
All
|
Aleppo
|
DBV 110/171
|
ORB 483/3347
|
01-178
|
P/O 001-076870
|
01-01-150
A
01-01-151
A
01-01-151B
01-01-151C
01-01-151D
01-01-152
01-01-153
|
CONSOL
Doc #
|
Tract No.
1
|
Tract Name
|
Gross Tract
Acreage
2
|
Acres in Expan.
Area
|
Twp(s)
3
|
Severance Deed(s)
|
Coal Party’s Vesting
Instrument(s)
|
Coal Map
No(s).
4
|
Control No.
5
|
Assoc’d Surf. Tax
Parcel(s)
6
|
268273
|
7
(10)
|
Peter Parson Heirs
|
244.436
|
All
|
Aleppo
|
WB 12/293 (CL M/R’s) DBV 521/595 (M/R’s)
|
ORB 483/3347
|
01-107
|
P/O 001-076870
|
01-01-159
01-01-159A
01-01-159B
01-01-159C
01-01-159D
01-01-159E
|
268273
|
8
(5)
|
William Clendenning Heirs
|
(1) 131A, 20P
(2) 2A , 67P
|
79.48
|
Aleppo
|
DBV 244/229
|
ORB 483/3347
|
01-103
|
P/O 001-076870
|
01-01-161
01-01-161A
|
268273
|
9
(4)
|
S.F. Wright
|
157.32
|
102.86
|
Aleppo & Richhill
|
DBV 185/352
|
ORB 483/3347
|
01-106
|
P/O 001-076870
|
01-01-134
01-01-160
|
268273
|
10
(9 & 2)
|
C.B. Wright
|
(1) 119A, 34P
(2) 4A, 29P
|
All
|
Aleppo
|
DBV 278/115 (3/4) DBV
652/623 (1/4)
|
ORB 483/3347
|
01-108
|
P/O 001-076870
|
P/O
01-01-136
|
268273
|
11
(15)
|
Elizabeth A. King Heirs (William B. King)
|
58.16
|
All
|
Aleppo
|
DBV 145/285 (6/10) DBV 180/110 (1/10) DBV
234/58 (3/10)
|
ORB 483/3347
|
01-175
|
P/O 001-076870
|
01-01-139
01-01-139A
01-01-139B
|
268273
|
12
(20)
|
George Weimer, et al.
(H. Elbin)
|
119.33
|
61.97
|
Aleppo
|
DBV 135/509
|
ORB 483/3347
|
01-172
|
P/O 001-076870
|
P/O
01-01-140
01-01-141
|
CONSOL
Doc #
|
Tract No.
1
|
Tract Name
|
Gross Tract
Acreage
2
|
Acres in Expan.
Area
|
Twp(s)
3
|
Severance Deed(s)
|
Coal Party’s Vesting
Instrument(s)
|
Coal Map
No(s).
4
|
Control No.
5
|
Assoc’d Surf. Tax
Parcel(s)
6
|
268273
|
21
(11)
|
Dr. Wm Parry
|
(1) 64.32
(2) 16A, 15P
|
50.08
|
Aleppo
|
DBV 574/460 (CL M/R’s) DBV
460/888 (4/5) DBV
622/985 (1/5)
|
ORB 483/3347
|
01-184
|
P/O 001-076870
|
01-01-169A
& P/O 01-01-169
|
268273
|
22
(26 &
32)
|
Armstrong Grim, et al.
Catherine Grim, et al.
|
200+/-
|
0.08
1.20
|
Aleppo
|
DBV 582/932 DBV 280/157
|
ORB 483/3347
|
01-189
01-194
|
P/O 001-076870
|
01-01-172
& P/O 01-01-173
|
268273
|
23
(31)
|
Noah Whipkey
|
25.8
|
1.30
|
Aleppo
|
DBV 145/511
|
ORB 483/3347
|
01-195
|
P/O 001-076870
|
P/O
01-01-147
|
268273
|
24
(7)
|
Philip. Wood
|
95.98
(47.9
Aleppo)
|
4.29
|
Aleppo & Jackson
|
DBV 135/512
|
ORB 483/3347
|
01-102
|
P/O 001-076870
|
P/O
01-01-156
01-01-101
|
268273
|
25
(18)
|
Lewis Parry (W.W. Parry)
|
49.23
|
9.86
|
Aleppo
|
Partition Docket 5/265
|
ORB 483/3347
|
01-188
|
P/O 001-076870
|
P/O
01-01-148
01-01-128
01-01-128A
|
389580
|
26
|
John L. Riggs Heirs (David
Finch)
|
88.9
|
20.85
|
Richhill
|
DBV 169/434 (1/5) DBV
169/438 (4/5)
|
RBV 154/247 RBV 404/682
(Sublease) ORB 483/3368
|
22-453
|
P/O 022-077480
|
P/O
22-08-107
|
389580
|
27
|
Amanda Mundell
|
9
|
0.60
|
Richhill
|
DBV 153/561
|
RBV 154/247 RBV 404/682
(Sublease) ORB 483/3368
|
22-458
|
P/O 022-077480
|
P/O
22-08-108
|
CONSOL
Doc #
|
Tract No.
1
|
Tract Name
|
Gross Tract
Acreage
2
|
Acres in Expan.
Area
|
Twp(s)
3
|
Severance Deed(s)
|
Coal Party’s Vesting
Instrument(s)
|
Coal Map
No(s).
4
|
Control No.
5
|
Assoc’d Surf. Tax
Parcel(s)
6
|
389580
|
28
|
Jennie Wisecarver (David Chess)
|
137A,
90P
|
16.56
|
Richhill
|
DBV 130/525 DBV 130/578
|
RBV 154/247 RBV 404/682
(Sublease) ORB 483/3368
|
22-457
|
P/O 022-077480
|
P/O
22-08-118
|
389580
|
29
|
Asa M. Hughes
|
41.55
|
0.09
|
Richhill
|
DBV 164/489
|
RBV 154/247 RBV 404/652
(Sublease) ORB 483/3360
|
22-459
|
P/O 022-077480
|
P/O
22-08-122
|
389580
|
30
|
Wm. Madison Hughes
|
36.84
|
34.18
|
Richhill
|
DBV 164/492
|
RBV 154/247 RBV 404/652
(Sublease) ORB 483/3360
|
22-467
|
P/O 022-077480
|
P/O
22-08-120
|
389580
|
31
|
Mary E. Wendell (Z. Davis)
|
21.286
|
3.08
|
Richhill
|
DBV 203/558
|
RBV 154/247 RBV 404/652
(Sublease) ORB 483/3360
|
22-466
|
P/O 022-077480
|
P/O
22-08-122A
|
389580
|
32
|
Charles Behm No. 1
|
94.56 (P/O 153.33)
|
19.13
|
Aleppo & Richhill
|
DBV 122/521
(Tract No. 1)
|
RBV 154/247 RBV 404/652
(Sublease) ORB 483/3360
|
01-110
22-465
|
P/O 001-076899
P/O 022-077480
|
P/O
01-01-134
P/O
22-08-123
|
389580
|
33
|
S.F. Wright
|
157.32
|
1.32
|
Aleppo & Richhill
|
DBV 185/352
|
RBV 154/247 RBV 404/652
(Sublease) ORB 483/3360
|
01-106
|
P/O 001-076899
|
P/O
01-01-160
|
389580
|
34
|
J.W. Bryan
|
346A,
16P
|
4.11
|
Aleppo
|
DBV 545/568 DBV 550/191
|
RBV 154/247 RBV 404/682
(Sublease) ORB 483/3368
|
01-126
|
P/O 001-076899
|
P/O
01-02-125
|
III.
|
|
1.
|
General Release.
|
22.
|
Acknowledgement
.
The Employee certifies and acknowledges as follows:
|
EMPLOYEE
|
|
/s/ Lorraine Ritter
Lorraine Ritter
|
Witness:
/s/ Martha Wiegand
|
|
|
|
|
CONSOL ENERGY INC.
|
|
|
|
|
|
|
|
By:
/s/ Nick DeIuliis
|
Witness:
/s/ Mary Stromberg
|
Name: Nick DeIuliis
Title: CEO
|
|
|
|
|
|
CONSOL PENNSYLVANIA COAL COMPANY LLC
|
|
|
|
|
|
|
|
By:
/s/ Jimmy A. Brock
|
Witness:
/s/ Martha Wiegand
|
Name: Jimmy Brock
Title: President
|
|
|
|
|
|
CNX COAL RESOURCES GP LLC
|
|
|
|
|
|
|
|
By:
/s/ Jimmy A. Brock
|
Witness:
/s/ Martha Wiegand
|
Name: Jimmy Brock
Title: President
|
|
1.
|
I have reviewed this report on Form 10-Q of CNX Coal Resources LP.;
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
3.
|
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
|
4.
|
The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
|
a.
|
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
b.
|
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
c.
|
Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
|
d.
|
Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
|
5.
|
The registrant's other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
|
a.
|
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and
|
b.
|
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
|
1.
|
I have reviewed this report on Form 10-Q of CNX Coal Resources LP.;
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
3.
|
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
|
4.
|
The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
|
a.
|
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
b.
|
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
c.
|
Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
|
d.
|
Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
|
5.
|
The registrant's other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
|
a.
|
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and
|
b.
|
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
|
1.
|
The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
|
2.
|
The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.
|
1.
|
The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
|
2.
|
The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Received
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Notice
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Received
|
|
of
|
|
Legal
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Dollar
|
|
Total
|
|
Notice of
|
|
Potential
|
|
Actions
|
|
|
|
|
|
|
|
|
|
|
|
|
Section
|
|
|
|
|
|
Value of
|
|
Number
|
|
Pattern of
|
|
to have
|
|
Pending
|
|
Legal
|
|
Legal
|
|
|
|
|
Section
|
|
|
|
104(d)
|
|
|
|
|
|
MSHA
|
|
of
|
|
Violations
|
|
Pattern
|
|
as of
|
|
Actions
|
|
Actions
|
Mine or Operating
|
|
104
|
|
Section
|
|
Citations
|
|
Section
|
|
Section
|
|
Assessments
|
|
Mining
|
|
Under
|
|
Under
|
|
Last
|
|
Initiated
|
|
Resolved
|
||
Name/MSHA
|
|
S&S
|
|
104(b)
|
|
and
|
|
110(b)(2)
|
|
107(a)
|
|
Proposed
|
|
Related
|
|
Section
|
|
Section
|
|
Day of
|
|
During
|
|
During
|
||
Identification Number
|
|
Citations
|
|
Orders
|
|
Orders
|
|
Violations
|
|
Orders
|
|
(In Dollars)
|
|
Fatalities
|
|
104(e)
|
|
104(e)
|
|
Period (1)
|
|
Period
|
|
Period
|
||
Active Operations
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Bailey
|
|
36-07230
|
|
29
|
|
—
|
|
—
|
|
—
|
|
—
|
|
24,493
|
|
—
|
|
No
|
|
No
|
|
31
|
|
3
|
|
1
|
Enlow Fork
|
|
36-07416
|
|
22
|
|
—
|
|
—
|
|
—
|
|
—
|
|
40,643
|
|
—
|
|
No
|
|
No
|
|
28
|
|
3
|
|
—
|
Harvey
|
|
36-10045
|
|
8
|
|
—
|
|
2
|
|
—
|
|
—
|
|
37,151
|
|
—
|
|
No
|
|
No
|
|
17
|
|
4
|
|
—
|
|
|
|
|
59
|
|
—
|
|
2
|
|
—
|
|
—
|
|
102,287
|
|
—
|
|
|
|
|
|
76
|
|
10
|
|
1
|
Mine or Operating Name/MSHA Identification Number
|
|
Contests of Citations, Orders
(as of 9.30.17) (a) |
|
Contests of Proposed Penalties
(as of 9.30.17) (b) |
|
Complaints for Compensation
(as of 9.30.17) (c) |
|
Complaints of Discharge, Discrimination or Interference
(as of 9.30.17) (d) |
|
Applications for Temporary Relief
(as of 9.30.17) (e) |
|
Appeals of Judges' Decisions or Order
(as of 9.30.17) (f) |
||||
|
|
|
||||||||||||||
|
|
Dockets
|
|
Citations
|
|
|
|
|
||||||||
Active Operations
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Bailey
|
|
36-07230
|
|
—
|
|
31
|
|
180
|
|
—
|
|
—
|
|
—
|
|
—
|
Enlow Fork
|
|
36-07416
|
|
—
|
|
28
|
|
277
|
|
—
|
|
—
|
|
—
|
|
1
|
Harvey
|
|
36-10045
|
|
—
|
|
17
|
|
83
|
|
—
|
|
—
|
|
—
|
|
—
|
|
|
|
|
—
|
|
76
|
|
540
|
|
—
|
|
—
|
|
—
|
|
1
|