UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 12, 2021
Modiv Inc.
(Exact name of registrant as specified in its charter)
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Maryland
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000-55776
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47-4156046
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(State or other jurisdiction
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(Commission
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(I.R.S. Employer
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of incorporation)
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File Number)
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Identification No.)
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120 Newport Center Drive
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Newport Beach, California
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92660
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (888) 686-6348
None
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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None
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None
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None
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x
Termination of Private Offering
Modiv Inc. (the “Company”) will terminate the private offering of its Class C common stock under Regulation D of the Securities Act of 1933 (the “Private Offering”) upon the close of business on August 12, 2021 so that the Company can again accept subscriptions from investors who are not accredited once the Securities and Exchange Commission (the “SEC”) qualifies the Company’s Regulation A Offering Statement on Form 1-A that was initially filed with the SEC on June 29, 2021. By qualifying as a Regulation A offering and expanding access to non-accredited investors, the Company will be able to provide access to commercial real estate investments to a much larger audience.
Further details will be discussed during the Company’s Second Quarter Earnings Call at 10:00 a.m. PDT on August 17, 2021. Investors can register for the live event by visiting www.modiv.com or watch the replay available the next day. In the meantime, investors who have questions or need assistance should contact the Company’s Investor Relations team at 888-686-6348 or info@modiv.com.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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MODIV INC.
(Registrant)
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By:
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/s/ RAYMOND J. PACINI
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Name:
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Raymond J. Pacini
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Title:
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Chief Financial Officer
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Date: August 12, 2021