UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report (Date of earliest event reported)
November
16, 2017
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LEVEL BRANDS, INC.
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(Exact name of registrant as specified in its charter)
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North Carolina
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001-38299
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47-3414576
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(State or other jurisdiction of incorporation or
organization)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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4521 Sharon Road, Suite 407, Charlotte, NC 28211
(Address of principal executive offices)(Zip Code)
Registrant's
telephone number, including area code
:
(704) 445-5800
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not applicable
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(Former name or former address, if changed since last
report)
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Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in in Rule 405 of the Securities Act of 1933
(
§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this
chapter)
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Emerging
growth company ☑
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If an
emerging growth company, indicate by checkmark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange
Act. ☐
Item 8.01.
Other Events.
On
November 16, 2017, Level Brands, Inc. (the “Company”)
closed its initial public offering (“IPO”) pursuant to
Regulation A+ of 2,000,000 shares of common stock, par value
$0.001. The shares of common stock were sold at an offering price
of $6.00 per share, generating gross proceeds of $12,000,000 to the
Company. The common stock was sold pursuant to the Company’s
offering statement on Form 1-A (File No. 024-10742).
In
connection with the consummation of the IPO, the common stock was
approved for listing on the on the NYSE American under the symbol
“LEVB” commencing Friday, November 17,
2017.
A copy
of the press release issued by the Company announcing closing of
the IPO is furnished as Exhibit 99.1 to this Current Report on Form
8-K. Pursuant to General Instruction B.2 of Form 8-K, the
information appearing in this Form 8-K, including Exhibit 99.1, is
being furnished and shall not be deemed filed for the purposes of
Section 18 of the Securities Exchange Act of 1934 or otherwise be
subject to the liabilities of that section, nor is it incorporated
by reference into any filing of Level Brands, Inc. under the
Securities Act of 1933 or the Securities Exchange Act of 1934,
whether made before or after the date hereof, regardless of any
general incorporation language in such filing.
Item 9.01.
Financial Statement and Exhibits.
(d)
Exhibits:
99.1
Press
Release dated November 16, 2017 Announcing Closing of Initial
Public Offering.
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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LEVEL
BRANDS, INC.
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Date:
November 17, 2017
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By:
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/s/
Mark Elliott
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Chief Financial Officer and Chief Operating Officer
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