|
||||
FREEDOM
HOLDING CORP.
|
||||
(Exact
name of registrant as specified in its charter)
|
||||
|
|
|
|
|
Nevada
|
|
001-33034
|
|
30-0233726
|
(State
or other jurisdiction of incorporation)
|
|
Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
|
|
|
|
|
77/7 Al Farabi Ave., “Esentai Tower” BC, Floor
7, Almaty,
Kazakhstan
050040
|
||||
(Address
of principal executive offices) (Zip Code)
|
||||
|
||||
+7
727 311 10
64
|
||||
(Registrant’s
telephone number, including area code)
|
||||
|
||||
N/A
|
||||
(Former
name or former address, if changed since last report.)
|
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
|
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
|
Title
of each class
|
|
Trading
Symbol(s)
|
|
Name of
each exchange on which registered
|
Common
|
|
FRHC
|
|
The Nasdaq
Capital Market
|
|
Assignment Agreement of the Subordinated Loan Agreement Dated
20.06.2011 No. 2
|
Assignment Agreement of the Subordinated Loan Agreement Dated
23.06.2011 No. 4
|
Assignment Agreement of the Subordinated Loan Agreement Dated
30.06.2016 No. 5
|
Assignment Agreement of the Subordinated Loan Agreement
Dated
21 June 2011
|
|
|
|
|
|
Assignor
|
Global
Development LLP
|
Global
Development LLP
|
Global
Development LLP
|
Maglink
Limited
|
Assignee
|
FRHC
|
FRHC
|
FRHC
|
FRHC
|
Debtor
|
Bank
|
Bank
|
Bank
|
Bank
|
Loan Currency Denomination
|
KZT
|
KZT
|
KZT
|
USD
|
Loan Principal Amount(1)
|
$3,377,820
|
$118,938
|
$4,020,795
|
$2,000,000
|
Accrued but Unpaid Interest at 12/22/2020(1)
|
$1,943
|
$4,174
|
$87,907
|
$11,758
|
Consideration Paid for Assignment to FRHC
|
$3,379,763
|
$123,112
|
$4,108,702
|
$2,011,758
|
Maturity Date
|
24 July 2033
|
24 July
2033
|
24 July
2033
|
20 June
2033
|
|
|
|
|
|
Exhibit
No.
|
Exhibit Description
|
|||
|
|
|||
Bank
Kassa Nova JSC (Subsidiary Bank of ForteBank JSC) Ordinary Share
Purchase and Sale Agreement, dated July 29, 2020, by and between
ForteBank JSC and Freedom Finance JSC(1)
|
||||
Preferred
Shares Sale and Purchase Agreement of Bank Kassa Nova Joint-Stock
Company (Subsidiary Bank of ForteBank Joint-Stock Company), dated
September 17, 2020, by and between Mr. Bulat Zhamitovich Utemuratov
and Freedom Finance JSC(2)
|
||||
Assignment
Agreement of the Subordinated Loan Agreement Dated 20.06.2011 No.
2, dated 20 December 2020, between Freedom Holding Corp. and Global
Development Limited Liability partnership(3)
|
||||
Assignment
Agreement of the Subordinated Loan Agreement Dated 23.06.2011 No.
4, dated 20 December 2020, between Freedom Holding Corp. and Global
Development Limited Liability partnership(3)
|
||||
Assignment
Agreement of the Subordinated Loan Agreement Dated 30.06.2016 No.
5, dated 20 December 2020, between Freedom Holding Corp. and Global
Development Limited Liability partnership(3)
|
||||
Assignment
Agreement of the Subordinated Loan Agreement Dated 21 June 2011,
dated 20 December 2020, between Freedom Holding Corp. and Maglink
Limited(3)
|
|
FREEDOM HOLDING
CORP.
|
|
|
|
|
|
|
|
Date:
December 29, 2020
|
By:
|
/s/ Evgeniy
Ler
|
|
|
Evgeniy
Ler
|
|
|
Chief
Financial Officer
|
ДЕТАЛИ И
ПОДПИСИ
СТОРОН / DETAILS AND SIGNATURES
OF THE PARTIES
|
|
Freedom Holding Corp.
|
Freedom Holding Corp.
|
Адрес:
о/к CT Corporation System 701
Карсон-Стрит,
Офис 200,
г.Карсон-Сити,
штат
Невада 89701,
США +1 888 996 3742
Счет
KZT: [***]
БИК:
[***]
Банк:
[***]
SWIFT:
[***]
К/С:
[***]
SWIFT:
[***]
|
Address:
c/o CT Corporation System 701 S Carson Street, Suite 200 Carson
City, Nevada 89701 United States, +1 888 996 3742
Acc.
No. KZT: [***]
BIK:
[***]
Bank:
[***]
SWIFT:
[***]
C/A:
[***]
SWIFT:
[***]
|
За и от лица
Freedom Holding Corp.
/s/
Timur Turlov
|
For and on behalf of Freedom Holding Corp.
/s/
Timur Turlov
|
Генеральный
директор
Тимур
Турлов
ТОО "Глобал
Девелопмент"
|
CEO, Timur Turlov
Global Development LLP
|
Адрес:
Республика
Казахстан,
050000, г. Алматы,
улица
Кунаева, 77
Счет
KZT: [***]
БИК/SWIFT:
[***]
Банк:
[***]
|
Address:
77 Kunayev Street, Almaty, 050000, Republic of
Kazakhstan
Acc.
[***]
BIK/SWIFT:
[***]
Bank:
[***]
|
За и от лица
ТОО "Глобал
Девелопмент"
/s/
Lukasz Skowronski
|
For and on behalf of Global Development LLP
/s/
Lukasz Skowronski
|
Директор
Лукаш
Сковроньски
|
Director
Lukasz Skowronski
|
ДЕТАЛИ И
ПОДПИСИ
СТОРОН / DETAILS AND SIGNATURES
OF THE PARTIES
|
|
Freedom Holding Corp.
|
Freedom Holding Corp.
|
Адрес:
о/к CT Corporation System 701
Карсон-Стрит,
Офис 200,
г.Карсон-Сити,
штат
Невада 89701,
США +1 888 996 3742
Счет
KZT: [***]БИК: [***]
Банк:
[***]
SWIFT:
[***]
К/С:
[***]
|
Address:
c/o CT Corporation System 701 S Carson Street, Suite 200 Carson
City, Nevada 89701 United States, +1 888 996 3742
Acc.
No. KZT: [***]BIK: [***]
Bank:
[***]
SWIFT:
[***]
C/A:
[***]
SWIFT:
[***]
|
За и от лица
Freedom Holding Corp.
/s/
Timur Turlov
|
For and on behalf of Freedom Holding Corp.
/s/
Timur Turlov
|
Генеральный
директор
Тимур
Турлов
ТОО "Глобал
Девелопмент"
|
CEO, Timur Turlov
Global Development LLP
|
Адрес:
Республика
Казахстан,
050000, г. Алматы,
улица
Кунаева, 77
Счет
KZT: [***]
БИК/SWIFT:
[***]
Банк:
[***]
|
Address:
77 Kunayev Street, Almaty, 050000, Republic of
Kazakhstan
Acc.
No. KZT: [***]
BIK/SWIFT:
[***]
Bank:
[***]
|
За и от лица
ТОО "Глобал
Девелопмент"
/s/
Lukasz Skowronski
|
For and on behalf of Global Development LLP
/s/
Lukasz Skowronski
|
Директор
Лукаш
Сковроньски
|
Director Lukasz
Skowronski
|
ДЕТАЛИ И
ПОДПИСИ
СТОРОН / DETAILS AND SIGNATURES
OF THE PARTIES
|
|
Freedom Holding Corp.
|
Freedom Holding Corp.
|
Адрес:
о/к CT Corporation System 701
Карсон-Стрит,
Офис 200,
г.Карсон-Сити,
штат
Невада 89701,
США +1 888 996 3742
Счет:
[***]БИК: [***]
Банк:
[***]
SWIFT:
[***]
К/С:
[***]
SWIFT:
[***]
|
Address:
c/o CT Corporation System 701 S Carson Street, Suite 200 Carson
City, Nevada 89701 United States, +1 888 996 3742
Acc.
No. : [***]BIK: [***]
Bank:
[***]
SWIFT:
[***]
C/A:
[***]
SWIFT:
[***]
|
За и от лица
Freedom Holding Corp.
/s/
Timur Turlov
|
For and on behalf of Freedom Holding Corp.
/s/
Timur Turlov
|
Генеральный
директор
Тимур
Турлов
ТОО "Глобал
Девелопмент"
|
CEO, Timur Turlov
Global Development LLP
|
Адрес:
Республика
Казахстан,
050000, г. Алматы,
улица
Кунаева, 77
Счет
KZT: [***]
БИК/SWIFT:
[***]
Банк:
[***]
|
Address:
77 Kunayev Street, Almaty, 050000, Republic of
Kazakhstan
Acc.
No. KZT: [***]
BIK/SWIFT:
[***]
Bank:
[***]
|
За и от лица
ТОО "Глобал
Девелопмент"
/s/
Lukasz Skowronski
|
For and on behalf of Global Development LLP
/s/
Lukasz Skowronski
|
Директор
Лукаш
Сковроньски
|
Director
Lukasz Skowronski
|
Lia Iordanou Theodoulou
Director
Page
Directors Limited
|
Lia Iordanou Theodoulou
Director
Page
Directors Limited
|